SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM U5S
ANNUAL REPORT
FOR THE YEAR ENDED DEC. 31, 2001
FILED PURSUANT TO THE
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
BY
XCEL ENERGY INC.
800 NICOLLET MALL STE 3000
MINNEAPOLIS, MN 55402
TABLE OF CONTENTS
Page
Number
------
Item 1. System Companies and Investments Therein as of Dec. 31, 2001................... 2
Item 2. Acquisitions or Sales of Utility Assets........................................ 40
Item 3. Issue, Sale, Pledge, Guarantee or Assumption of System Securities.............. 41
Item 4. Acquisition, Redemption or Retirement of System Securities..................... 43
Item 5. Investments in Securities of Nonsystem Companies.............................. 45
Item 6. Officers and Directors......................................................... 46
Item 7. Contributions and Public Relations............................................. 115
Item 8. Service, Sales and Construction Contracts...................................... 116
Item 9. Wholesale Generators and Foreign Utility Companies............................. 119
Item 10. Financial Statements and Exhibits.............................................. 139
Signature ............................................................................... 149
1
ITEM 1. SYSTEM COMPANIES AND INVESTMENTS THEREIN AS OF DEC. 31, 2001
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF PERCENT OF ISSUER BOOK VALUE OWNER'S
COMMON VOTING POWER BOOK VALUE
SHARES OWNED
XCEL ENERGY INC. ("XCEL ENERGY")
Black Mountain Gas Co. 100 100% by Xcel $ 12,308,077 $ 12,308,077
Energy
Xcel Energy loaned $3,334,899 to Black
Mountain GasCo, under an intercompany short term
borrowing arrangement
Cheyenne Light, Fuel, & Power Co. (Cheyenne) 100 100% by Xcel 27,689,458 27,689,458
Energy
Xcel Energy loaned $2621,000 to
Cheyenne under an intercompany short term borrowing
arrangement
New Century Energies, Inc.(5)* (5) (5) (5) (5)
New Century Energies Foundation (for charitable n/a (1) (1) (1)
contributions)(1)*
New Century Enterprises, Inc. (4)* (4) (4) (4) (4)
Northern States Power Co., a Minnesota Corp. 1,000,000 100% by Xcel 1,734,158,367 1,734,158,367
(NSP-Minnesota) Energy
NSP-Minnesota loaned $34,300,000 to
NSP-Wisconsin under an intercompany short term
borrowing arrangement
First Midwest Auto Park, Inc. (FMAP) 1,290 100% by 5,894,487 5,894,487
NSP-Minnesota
NSP Financing I (Statutory Business Trust) n/a 100% by 6,190,000 6,190,000
NSP-Minnesota
NSP Financing I owns $206,190,000 of
NSP-Minnesota's Junior Subordinated Debentures
NSP Financing II (Statutory Business Trust)* n/a 100% by Inactive Inactive
NSP-Minnesota
NSP Nuclear Corp. 40 100% by 1,839,822 1,839,822
NSP-Minnesota
Nuclear Management Co., LLC n/a 20% by NSP 9,395,830 1,932,681
Nuclear Corp.
Private Fuel Storage LLC n/a 15.6% by 41,515,742 7,226,128
NSP-Minnesota
United Power & Land Co. (UP&L) 40,200 100% by 7,859,948 7,859,948
NSP-Minnesota
Northern States Power Co., a Wisconsin Corp. 933,000 100% by Xcel 409,545,520 409,545,520
(NSP-Wisconsin) Energy
NSP-Minnesota loaned $34,300,000 to
NSP-Wisconsin under an intercompany short term
borrowing arrangement
Chippewa & Flambeau Improvement Co. 11,000 75.86% by 1,031,523 692,881
NSP-Wisconsin
Clearwater Investments, Inc. 100 100% by 2,171,375 2,171,375
NSP-Wisconsin
Plover LLC n/a 10% by 495,136 95,491
Clearwater
Investments, Inc.
Shoe Factory Holdings LLC n/a 100% by 1,035,805 1,035,805
Clearwater
Investments, Inc.
Woodsedge Eau Claire LP n/a 98% by 1,654,174 1,681,376
Clearwater
Investments, Inc.
NSP Lands, Inc. 100 100% by 452,972 452,972
NSP-Wisconsin
Prescott Development* inactive 33.33% by NSP Inactive Inactive
Lands, Inc.
NSP Energy Marketing, Inc.* inactive 100% by Xcel Inactive Inactive
Energy
Public Service Co. of Colorado (PSCo) 100 100% by Xcel 1,990,098,540 1,990,098,540
Energy
1480 Welton loaned $11,808,970 to PSCo
under an intercompany short term borrowing arrangement
PSRI loaned $6,283,000 to PSCo under an
intercompany short term borrowing arrangement
NSP-Minnesota loaned $34,300,000 to NSP-Wisconsin
under an intercompany short term borrowing arrangement
2
1480 Welton, Inc. 6,500 100% by PSCo 5,826,987 5,826,987
Xcel Energy loaned $28,542,000 to 1480
Welton under an intercompany short term borrowing
arrangement
Baugh Lateral Ditch Co. 35 24.8% by PSCo (7) 1
Beaver Ditch Co. 4 8% by PSCo (7) -
Beeman Ditch Co. 18.5 46.25% by PSCo (7) 1
Big Thompson Water 9,997 (7) (7) 1
Clough Private Ditch (7) 48.33% by PSCo (7) 1
Clough & True Private Ditch (7) 48.33% by PSCo (7) 1
Consolidated Extension Canal Co. 660.25 53.55% by PSCo (7) -
Consolidated Mutual Water Co. 5 0.002% by PSCo (7) 1
Dry Creek No. 2 Ditch Co. 28.31 9.37% by PSCo (7) 1
Eliott Ditches - Res #1 (7) 60% by PSCo (7) 1
Eliott Ditches - Res #2 (7) 100% by PSCo (7) 1
Enterprise Irrigating Ditch Co. 11.95 27.16% by PSCo (7) 1
Erkenbeck Lateral Ditch Co. 8 4.97% by PSCo (7) 1
Farmers Extension Ditch Co. 3.5 0.50% by PSCo (7) 1
Fisher Ditch Co. 313.5 23.3% by PSCo (7) 1
Fort Morgan Reservoir and Irrigation Co. 50 1.76% by PSCo (7) 1
Fuel Resources Development Co. 159,000 100% by PSCo Inactive Inactive
Goosequill Ditch (7) 100% by PSCo (7) 1
Grand Valley Irrigation Co. 40 0.08% by PSCo (7) -
Green & Clear Lakes Co. 2,500 100% by PSCo 25,000 25,000
Highland Ditch Co. 11.25 1.55% by PSCo (7) 1
Hillcrest Ditch & Reservoir Co. 140 77.78% by PSCo (7) -
Jay Thomas Ditch Not available 100% by PSCo (7) 1
Jones and Donnelly Ditch Co. 264.5 43.11% by PSCo (7) 1
Lagerman Reservoir (7) (7) (7) 1
Los Animas Consolidated Canal Co. 430.329 76.57% by PSCo (7) -
Lupton Meadows Ditch Co. 67 1.65% by PSCo (7) 1
McDonald (Prairie) Ditch Co. 1.3 cfs 7.93% by PSCo (7) 1
Montgomery Private Ditch Not available 83.33% by PSCo (7) 1
Mutual Lateral Ditch Co. 16 5% by PSCo (7) -
PS Colorado Credit Corp. 2,500,000 100% by PSCo 28,963,097 28,963,097
PSCo Capital Trust I 7,760,000 100% by PSCo 6,000,000 6,000,000
PSCo Capital Trust I owns $200,000,000
of PSCo's Junior Subordinated Debentures
PSR Investments Inc. (PSRI) 363,190 100% by PSCo 18,160,079 18,160,079
Smead Ditch (7) 50% by PSCo (7) 1
The East Boulder Ditch Co. 10.6662 88.9% by PSCo (7) -
Twin Lakes Reservoir and Irrigation Co. 750 1.51% by PSCo (7) 1
United Water Co. 1,007.375 80.7% by PSCo (7) -
Upper Platte & Beaver Canal Co. 8 0.6% by PSCo (7) 1
Western Mutual Ditch Co. 2 0.25% by PSCo (7) 1
Westmoor Acres Irrigation Co. 4 9.09% by PSCo (7) 1
Southwestern Public Service Co. (SPS) 100 100% by Xcel 846,019,573 846,019,573
Energy
Southwestern Public Service Capital 1 n/a 100% by SPS 3,092,775 3,092,775
Southwestern Public Service Capital I owns
$103,092,775 of SPS' Junior Subordinated Debentures
WestGas InterState, Inc. 60,000 100% by Xcel 1,082,199 1,082,199
Energy
Xcel Energy Communications Group, Inc. (Xcel 100 100% by Xcel 243,751,529 243,751,529
Communications) Energy
NCE Communications loaned $2,519,000 to
Xcel Communications under an intercompany short term
borrowing arrangement
NCE Communications, Inc. 100 100% by Xcel 11,859,719 11,859,719
Communications
Northern Colorado Telecommunications, LLC n/a 53.75% by NCE 14,405,718 7,588,186
Comm'ns, Inc.
Seren Innovations, Inc. 743 100% by Xcel 231,873,070 231,873,070
Communications
Xcel Energy International, Inc. (Xcel International) 100 100% by Xcel 96,320,648 86,644,702
Energy
Xcel Energy loaned $26,213,691 to Xcel
International under an intercompany short term
borrowing arrangement
3
Xcel Energy Argentina Inc. 100 100% by Xcel 48,384,308 38,708,362
International
Xcel International loaned $20,853,000
to Xcel Energy Argenina under an intercompany short
term borrowing arrangement
Ekibastus Power Development Ltd 2 100% by Xcel 1,000,000 1,000,000
Energy Argentina
Inc.
IPC Operations Ltd (8) 100% by Xcel (1,720,588) (1,720,588)
Energy Argentina
Inc.
Corporacion Independiente de Energia 12,000 100% by Xcel 70,830,868 61,154,922
SA (CIESA) Energy Argentina
Inc.
Central Piedra Buena & 30,300,000 100% by CIESA 43,544,645 43,544,645
Central SA
Hidroelectrica del Sur SA 6,289,200 60% by CIESA 10,030,914 3,160,195
Hidroelectrica 14,250,333 59% by 17,013,480 10,037,953
Ameghino SA Hidroelectrica
del Sur
Electrica del Sur SA 4,776,245 100% by CIESA 14,336,852 14,336,852
Energia del Sur SA 7,812,000 100% by 26,526,750 26,526,750
Electrica del Sur
Independent Power Americas Inc. 100 100% by Xcel (193,568) (193,568)
International
Independent Power International 11,075 100% by Xcel 39,949 39,949
International
Xcel International loaned $5,000,000
to Independent Power International under an
intercompany short term borrowing arrangement
Independent Power UK Ltd 5,000,000 100% by 4,462,909 4,462,909
Independent
Power Int'l
Yorkshire Power Group Ltd 23,100,001 5.25% by Xcel 750,344,000 36,883,663
International
YPG Holdings LLC n/a 100% by (8) (8)
Yorkshire Power
Group
Yorkshire Cayman Holding Ltd 2 100% by (8) (8)
Yorkshire Power
Group
Yorkshire Holdings plc 49,999 100% by 660,190,000 660,190,000
Yorkshire Power
Group
Yorkshire Holdings plc owns
(pound)300,000,000 of Yorkshire Electricity Group plc 6.5%
loan
Yorkshire Power Finance Ltd 20 1% by Yorkshire 34,657,000 346,570
Holdings plc
Yorkshire Power Finance 2 Ltd 1 10% by Yorkshire 28,257,000 2,825,700
Holdings plc
Yorkshire Electricity Group plc (YEG) 159,270,953 100% by 376,190,000 376,190,000
Yorkshire
Holdings plc
YEG borrowed (pound)300,000,000 from Yorkshire
Holdings plc
Yorkshire Electricity 1 100% by YEG inactive inactive
Distribution Holdings Ltd*
Yorkshire Electricity 189,999,999 100% by YEG 446,270,000 446,270,000
Distribution plc
Electralink Limited 717 100% by (8) (8)
Yorkshire
Electricity Distn
Yorkshire Electricity 13,055,000 100% by YEG 21,475,000 21,475,000
Distribution Services Ltd
Yorkshire Power Finance Ltd 1,980 99% by Yorkshire 34,657,000 34,310,430
Power Group
Yorkshire Power Finance 2 Ltd 9 90% by Yorkshire 28,257,000 25,431,300
Power Group
Xcel Energy Markets Holdings, Inc. (Xcel Energy 100 100% by Xcel 61,092,544 61,092,544
Markets) Energy
Xcel Energy loaned $17,395,000 to Xcel
Energy Markets under an intercompany short term
borrowing arrangement
Viking loaned $5,475,000 to Xcel Energy
Markets under an intercompany short term borrowing
arrangement
e prime, inc. (e prime) 3,807,719 100% by Xcel 12,582,076 12,582,076
Energy Markets
4
Xcel Energy Markets loaned $22,900,000
to e prime under an intercompany short term borrowing
arrangement
e prime (Belize) Ltd*3) Dissolved 100% by e prime inactive (3) inactive (3)
Johnstown Cogeneration, LLC n/a 50% by e prime 353,779 -
Young Gas Storage Co. (Young Gas) 1,000 100% by e prime 3,894,079 3,894,079
Young Gas Storage Co. Ltd. n/a 47.5% by Young 12,378,702 6,474,493
Gas
Viking Gas Transmission Co. (Viking) 209 100% by Xcel 48,214,521 48,214,521
Energy Markets
Guardian Pipeline LLC n/a 33.33% by Viking 2,863,500 974,648
XECC Group, Inc.* 1,000 100% by Xcel inactive Inactive
Energy Markets
XEM Inc.* 1,000 100% by Xcel inactive inactive
Energy Markets
XEPS LLC* n/a 100% by XEM Inc. inactive inactive
Carlsbad Power Generation (General) LLC * n/a 100% by XEM Inc. inactive inactive
Carlsbad Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Carlsbad Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Celanese Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Celanese Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Celanese Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Cunningham Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Cunningham Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Cunningham Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Harrington Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Harrington Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Harrington Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Jones Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Jones Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Jones Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Maddox Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Maddox Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Maddox Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Moore County Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Moore County Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Moore County Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Nichols Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Nichols Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Nichols Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Plant X Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Plant X Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Plant X Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Riverview Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Riverview Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Riverview Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Tolk Power Generation (General) LLC* n/a 100% by XEM Inc. inactive inactive
Tolk Power Generation (Limited) LLC* n/a 100% by XEM Inc. inactive inactive
Tolk Power Generation Company LP* n/a 1% by General; inactive inactive
99% by Limited
Tucumcari Power Generation (General) LLC* n/a 100% by XEM Inc. Inactive inactive
Tucumcari Power Generation (Limited) LLC* n/a 100% by XEM Inc. Inactive inactive
Tucumcari Power Generation Company LP* n/a 1% by General; Inactive inactive
99% by Limited
Xcel Energy O&M Services, Inc.* 1,000 100% by Xcel Inactive inactive
Energy
Xcel Energy Retail Holdings, Inc. (Xcel Retail) 100 100% by Xcel 3,677,334 3,677,334
Energy
5
Xcel Energy loaned $22,002,000 to Xcel
Retail under an intercompany short term borrowing
arrangement
Xcel Energy - Centrus loaned $47,000 to
Xcel Retail under an intercompany short term borrowing
arrangement
Natrogas loaned $200,000 to Xcel Retail
under an intercompany short term borrowing arrangement
Natural Station Equipment LLC n/a 100% by Xcel 100,999 100,999
Retail
Xcel Retail loaned $200,000 to Natural
Station Equipment LLC under an intercompany short
term borrowing arrangement
Xcel Energy Retail Propane Inc. (10) 236.227 100% by Xcel 3,018,810 3,018,810
Retail
Xcel Energy Wholesale Propane Inc. (9) 100 100% by Retail (707,497) (707,497)
Propane
Planergy International, Inc. (Planergy Int'l) 1,000 100% by Xcel (8,319,076) (8,319,076)
Retail
Xcel Retail loaned $21,031,350 to
Planergy International under an intercompany short
term borrowing arrangement
Planergy (Delaware), Inc. 1,000 100% by Planergy 3,123,808 3,123,808
Int'l
Planergy Services, Inc. 1,000 100% by Planergy 2,329,143 2,329,143
(Delaware) Inc.
Planergy Services of California, Inc. 15,000 100% by Planergy 786,946 786,946
Services, Inc.
Planergy Capital Associates, Inc. 1,500,000 100% by Planergy 129,708 129,708
Services, Inc.
Planergy Energy Services Corp. 25 100% by Planergy 362,255 362,255
Services, Inc.
Planergy Services of Houston, Inc. 500 100% by Planergy 582,600 582,600
Services, Inc.
Planergy Services USA, Inc. 3,000 100% by Planergy 88,777 88,777
Services, Inc.
Planergy Services of Texas, Inc. 500 100% by Planergy 164,920 164,920
Services, Inc.
Planergy Midwest, Inc. 1,000 100% by Planergy (15,043) (15,043)
Services, Inc.
Planergy N.Y., Inc.* 875 100% by Planergy - -
Int'l
Planergy, Inc. 875 100% by Planergy (1,227,077) (1,227,077)
Int'l
Planergy Limited 100 100% by (78,421) (78,421)
Planergy, Inc.
USA-Planergy LLC* n/a 49% by Planergy, - -
Inc.
Energy Masters International, Inc. 1,065 100% by Planergy (1,773,855) (1,773,855)
Int'l
Energy Masters, Inc. (6) 1,000 100% by Energy - -
Masters Int'l
Reddy Kilowatt Corp. 13,435 100% by Xcel 4,035,642 4,035,642
Retail
Xcel Energy-Cadence, Inc. 1,000 100% by Xcel 334,186 334,186
Retail
Xcel Retail loaned $825,500 to Xcel
Energy-Cadence under an intercompany short term
borrowing arrangement
Cadence Network, Inc. 3,375,000 22.22% by Xcel 1,678,706 1,134,472
Energy-Cadence
Xcel Energy-Centrus, Inc. 1,000 100% by Xcel 344,401 344,401
Retail
XERS, Inc. 1,000 100% by Xcel 1,447,205 1,447,205
Retail
Xcel Retail loaned $2,215,000 to XERS
under an intercompany short term borrowing arrangement
e prime Florida, Inc. 100 100% by Xcel 919,905 919,905
Retail
e prime Georgia, Inc. 100 100% by Xcel 333,969 333,969
Retail
e prime Energy Marketing, Inc. 100 100% by Xcel 1,501,630 1,501,630
Retail
Xcel Retail loaned $3,825,000 to e
prime Energy Marketing under an intercompany short
term borrowing arrangement
Xcel Energy Foundation n/a 100% by Xcel n/a n/a
Energy
Xcel Energy Services, Inc. 1,000 100% by Xcel 50,685 50,685
Energy
6
Xcel Energy loaned $10,265,000 to Xcel
Energy Services Inc. under an intercompany short term
borrowing arrangement
Xcel Energy Ventures, Inc. (Xcel Ventures) 100 100% by Xcel 54,649,000 54,649,000
Energy
Texas Ohio Pipeline loaned $154,000 to
Xcel Ventures under an intercompany short term
borrowing arrangement
Eloigne Co. (Eloigne) 820 100% by Xcel 50,136,978 50,136,978
Ventures
7th Street n/a 99% by Eloigne 477,803 521,927
Boulder Ridge n/a 99.99% by 2,002,057 2,036,875
Eloigne
Brickstone Townhouses n/a 99.99% by 1,722,088 1,759,958
Eloigne
Buffalo Ridge n/a 100% by Eloigne 509,435 509,435
Carter Place n/a 99.99% by 919,121 981,579
Eloigne
Central Towers n/a 99% by Eloigne 5,113,474 3,466,414
City Limits n/a 99% by Eloigne 1,728,989 1,111,676
Colfax Prairie n/a 99% by Eloigne 662,505 590,414
Cottage Court n/a 99% by Eloigne 725,066 769,409
Cottages of Hillcrest n/a 100% by Eloigne 570,209 570,209
Countryside n/a 99% by Eloigne 490,600 388,151
Covington Court n/a 99% by Eloigne 902,226 1,214,078
Cromwell Commons n/a 99% by Eloigne 470,233 466,361
Crown Ridge n/a 99% by Eloigne 1,253,961 1,242,305
Cumberland (12) n/a 58.82% by Eloigne 326,140 942,432
East Creek n/a 99% by Eloigne 1,600,344 1,630,990
Edenvale n/a 99.99% by 1,713,252 1,763,517
Eloigne
Farmington Townhomes n/a 99% by Eloigne (27,309) 1,006,599
Farmington Family n/a 99.99% by Eloigne 1,800,000 1,800,000
Granite Hill n/a 99% by Eloigne 377,283 211,568
Groveland Terrace n/a 72% by Eloigne 1,145,570 850,619
Hearthstone n/a 99% by Eloigne 301,861 236,448
Hickory Drive (Plover LLC) n/a 90% by Eloigne 495,136 467,573
Jefferson Heights n/a 99% by Eloigne 650,909 599,485
Lakeville Court n/a 99% by Eloigne 1,552,567 1,333,885
Lyndale n/a 99.99% by Eloigne 1,805,625 1,805,625
Majestic View n/a 99% by Eloigne 525,112 541,971
Mankato Townhouses n/a 59.99% by Eloigne 1,578,017 1,098,008
Maple Crest n/a 100% by Eloigne 3,050,251 3,050,251
Marsh Run of Brainerd LP n/a 100% by Eloigne 1,382,236 1,382,236
Moorhead n/a 99.99% by Eloigne 1,732,625 1,732,625
North Cleveland (12) n/a 58.82% by Eloigne 642,691 (12)
Oakgrove n/a 99.99% by Eloigne 1,800,000 1,800,000
Oakdale Village n/a 99% by Eloigne 1,260,772 1,174,814
Oakwood II n/a 99.99% by Eloigne 1,434,122 1,408,081
Oakwood Townhouses n/a 99% by Eloigne 1,175,482 1,276,361
Park Glen n/a 99.99% by 1,406,292 1,608,338
Eloigne
Parkwood Place n/a 99.99% by 872,006 854,918
Eloigne
Pheasant Run n/a 99% by Eloigne 526,043 520,919
Pheasant View n/a 99% by Eloigne 678,059 611,077
Pine Crest n/a 100% by Eloigne 1,017,284 1,017,284
Pine Tree Park(2) n/a 0% by Eloigne - -
Pioneer Building n/a 99.99% by 1,354,502 1,077,561
Eloigne
Pleasant Valley n/a 99% by Eloigne 1,546,299 1,400,392
Polynesian Village n/a 99% by Eloigne 2,192,787 2,445,915
Prairie Village n/a 100% by Eloigne 992,501 992,501
River Run n/a 99% by Eloigne 389,847 583,613
Safe Haven Homes, LLC(11) n/a 100% by Eloigne (11) (11)
Scenic View n/a 99.99% by Eloigne 1,169,425 1,141,703
Shade Tree n/a 99.99% by Eloigne 1,195,664 1,195,664
Shenandoah Woods n/a 99.99% by 1,559,369 1,602,800
Eloigne
Spring Lake Park n/a 99% by Eloigne 86,914 409,155
St. Croix Village n/a 100% by Eloigne 1,535,328 1,535,328
Stradford Flats n/a 99% by Eloigne 819,591 835,956
Summerchase n/a 99% by Eloigne 1,607,520 1,326,240
Sunrise n/a 99% by Eloigne 1,418,290 1,470,884
Timber Ridge n/a 99% by Eloigne 2,073,540 1,964,268
Tower Terrace n/a 99% by Eloigne 1,205,835 951,886
7
Vadnais Heights n/a 99% by Eloigne 477,416 730,045
Washington Avenue n/a 99% by Eloigne 50,599 29,587
Willow Ponds n/a 100% by Eloigne 1,025,112 1,025,112
Woodland Townhouses n/a 99% by Eloigne 1,830,896 1,710,434
Woodland Village n/a 99% by Eloigne 613,903 305,328
Ultra Power Technologies, Inc.* 211 100% by Xcel 166,897 166,897
Ventures
Texas-Ohio Pipeline, Inc.* 200,000 100% by Xcel 4,345,786 4,345,786
Ventures
Xcel Energy Wholesale Group, Inc. (Xcel Wholesale) 1,000,000 100% by Xcel 2,283,931,024 1,639,232,610
Energy
Xcel Energy loaned $78,940,000 toXcel
Wholesale under an intercompany short term borrowing
arrangement
Utility Engineering loaned $69,000,000
to Xcel Wholesale under an intercompany short term
borrowing arrangement
NRG Energy, Inc. 147,604,500 74% by Xcel 2,304,930,453 1,971,976,791
Wholesale
Utility Engineering Corp. (UE) 72,000 100% by Xcel 132,249,992 132,249,992
Wholesale
Applied Power Associates, Inc. 150,450 100% by UE (272,046) (272,046)
Proto-Power Corp. 1,000 100% by UE 9,252,155 9,252,155
Precision Resource Co. 1,000 100% by UE 554,303 554,303
Universal Utility Services LLC n/a 100% by UE 3,283,640 3,283,640
Quixx Corp. (Quixx) 51,000 100% by UE 75,060,759 75,060,759
Dragon Energy Corp. (Dragon)* (8) 100% by Quixx - -
Bear Energy Corp (Bear)* (8) 50% by Dragon - -
CPC Ltd Partnership* n/a 1% by Bear, - -
49.5% by Dragon
Cambodia Power Co.* 500 100% by CPC Ltd - -
Partnership
Quixx Mountain Holdings LLC (Quixx n/a 100% by Quixx (8) (8)
Mountain)
Front Range Energy Associates, n/a 50% by Quixx (8) (8)
LLC Mountain
Quixx Power Services, Inc. 1,000 100% by Quixx 1,302,413 1,302,413
Quixx Resources, Inc. (Quixx Resources) 10,000 100% by Quixx 18,757,713 18,757,713
Borger Energy Associates, LP n/a 44.55% by Quixx 11,894,991 6,216,911
(Borger Energy) Resources
Borger Funding Corp. 100 100% by Borger (8) (8)
Energy
Denver City Energy Associates LP n/a 49.5% by Quixx 14,881,288 7,968,768
Resources
Quixx WRR, LP n/a 99% by Quixx (8) 40,015
Resources
Windpower Partners 1994 LP n/a 24.67% by Quixx (5,821,355) (1,436,128)
Quixx Jamaica, Inc. 10,000 100% by Quixx 107,835 107,835
KES Jamaica LP n/a 99% by Quixx 12,648 32,272
Jamaica, Inc.
Quixx Mustang Station, Inc. (Quixx 10,000 100% by Quixx 90,748 90,748
Mustang)
Denver City Energy Associates, n/a 0.5% by Quixx 14,881,288 85,743
LP Mustang
Quixxlin Corp. 10,000 100% by Quixx 32,670 32,670
Quixx Linden LP n/a 0.5% by Quixxlin 6,216,954 31,084
Corp.
Quixx Borger Cogen, Inc. 10,000 100% by Quixx 61,393 61,393
Borger Energy Associates LP n/a 0.45% by Quixx 11,894,991 62,797
Borger Cogen,
Inc.
Quixx Carolina, Inc. 10,000 100% by Quixx 1,667 1,667
Carolina Energy, LP n/a 1% by Quixx (8) (8)
Carolina, Inc.
Quixx WPP94, Inc. 10,000 100% by Quixx 16,465 16,465
Windpower Partners 1994, LP n/a 8.72% by Quixx (5,821,355) (19,211)
WPP94, Inc.
BCH Energy, LP n/a 42.2% by Quixx (8) (8)
Carolina Energy, LP n/a 32% by Quixx (8) 142
Quixx Linden, LP n/a 49.5% by Quixx 6,216,954 3,077,393
Quixx Louisville, LLC n/a 100% by Quixx 4,902,841 4,902,841
8
Quixx WRR, LP n/a 1% by Quixx (8) (8)
KES Montego, Inc. 100 100% by Quixx (8) (8)
KES Jamaica, LP n/a 1% by KES (8) (8)
Montego, Inc.
Xcel Energy WYCO Inc. 100 100% by Xcel 18,943,017 18,943,017
Energy
Xcel Energy loaned $1,335,000 to Xcel
Energy WYCO under an intercompany short term borrowing
arrangement
WYCO Development, LLC n/a 50% by Xcel 41,493,709 20,709,919
Energy WYCO, Inc.
Xcel Energy loaned $640,000 to WYCO
Development under an intercompany short term borrowing
arrangement
* Inactive
(1) New Century Energies Foundation merged into Xcel Energy Foundation on Jan.
28, 2001.
(2) Sold during 2001.
(3) e prime (Belize), Inc. - Dissolution pending April 2001.
(4) Dissolved April 16, 2001.
(5) New Century Energies, Inc. - Dissolved April 16, 2001
(6) EMI Performance Contracting, Inc., formed June 18, 2001 - 100 percent held
by Energy Masters International, Inc. Name changed to Energy Masters, Inc.
on Dec. 21, 2001.
(7) PSCo also holds a controlling interest in several relatively small ditch
and water companies whose capital requirements are not significant. The
investments relate to water needed for electric generating plants.
(8) Information about certain indirectly owned entities was not readily
available. The value of the investment and equity of these indirectly owned
subsidiaries was not material to Xcel Energy, Inc.
(9) Formerly North American Energy Inc.
(10) Formerly Natrogas, Inc.
(11) Safe Haven Homes is legally separate from Eloigne Co., but is not
financially separable from Eloigne Co. Safe Haven homes is the general
partner, and Eloigne Co. is the limited partner, of some of Eloigne's
affordable housing limited partnerships.
(12) Eloigne's investment in Cumberland and North Cleveland is combined and
reported on the Cumberland line.
9
The subsidiaries of NRG follow.
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES
OWNED
NRG Energy, Inc. (NRG)
Berrians I Gas Turbine Power LLC n/a 100% NRG (459,494) (459,494)
Commonwealth Atlantic Power LLC n/a 100% NRG - -
James River Power LLC n/a 100% NRG - -
NRG Audrain Holding LLC n/a 100% NRG 15,585,342 15,585,342
NRG Batesville LLC n/a 100% NRG - -
NRG Energy Insurance, Ltd. n/a 100% NRG 49,150 49,150
NRG Gila Bend Holdings Inc. 1,000 100% NRG (152,926) (152,926)
NRG International Acquisition Partnership n/a 100% NRG 49,958,800 49,958,800
NRG McClain LLC n/a 100% NRG 124,375,838 124,375,838
NRG MidAtlantic Affiliate Services Inc. 1,000 100% NRG - -
NRG Newberry Generation LLC n/a 100% NRG - -
NRG North Central Operations Inc. 1,000 100% NRG - -
NRG Northern Ohio Generating LLC n/a 100% NRG (42,602) (42,602)
NRG South Central Affiliate Services Inc. 1,000 100% NRG - -
NRG South Central Operations Inc. 1,000 100% NRG 2,946 2,946
Elk River Resource Recovery, Inc. 1,000 100% NRG 12,300,480 12,300,480
O'Brien Cogeneration, Inc. II 100 100% NRG 4,166,602 4,166,602
NRG Services Corporation 1,000 100% NRG 533,105 533,105
Cogeneration Corporation of America 1,406,612 20% NRG 133,950,280 20,746,889
NEO Corporation (NEO) 216 100% NRG (21,496,670) (21,496,670)
Montauk-NEO Gasco LLC n/a 50% NEO 166,182 83,091
Corporation
MN San Bernardino Gasco I LLC n/a 100% Montauk-NEO 200,000 200,000
Gasco LLC
San Bernardino Landfill Gas Limited n/a 95% MN San 4,141,474 4,141,474
Partnership, a California limited partnership Bernardino Gasco
I LLC
MN San Bernardino Gasco II LLC n/a 100% Montauk-NEO - -
Gasco LLC
NEO Fresh Kills LLC n/a 100% NEO 1,000,000 1,000,000
Fresh Gas LLC n/a 50% NEO Fresh - -
Kills LLC
NEO-Montauk Genco Management LLC n/a 100% NEO - -
NEO-Montauk Genco LLC n/a 50% NEO 200,000 200,000
MM San Bernardino Energy LLC n/a 100% NEO-Montauk - -
Genco LLC
NEO Chester-Gen LLC n/a 100% NEO (250,800) (250,800)
NEO Freehold-Gen LLC n/a 100% NEO 349,481 349,481
NEO Toledo-Gen LLC n/a 100% NEO 135,712 135,712
NEO Landfill Gas Holdings Inc. 1,000 100% NEO - -
NEO Power Services Inc. 1,000 100% NEO 2,216,497 2,216,497
NEO California Power LLC n/a 100% NEO (13,808) (13,808)
Four Hills, LLC n/a 50% NEO 1,513,046 756,523
LFG Partners, LLC n/a 100% NEO - -
NEO Burnsville, LLC n/a 100% NEO - -
NEO Corona LLC n/a 100% NEO 138,809 138,809
NEO Erie LLC n/a 100% NEO (268,293) (268,293)
NEO Ft. Smith LLC n/a 100% NEO 1,937,888 1,937,888
NEO Hackensack, LLC n/a 100% NEO 4,342,015 4,342,015
NEO Martinez LLC n/a 100% NEO 101,969 101,969
10
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES
OWNED
n/a 100% NEO 1,889,131 1,889,131
NEO Nashville LLC
NEO Northern Tier LLC n/a 100% NEO 98,223 98,223
NEO Phoenix LLC n/a 100% NEO 1,135,954 1,135,954
NEO Prima Deshecha LLC n/a 100% NEO 523,279 523,279
NEO Riverside LLC n/a 100% NEO (250,305) (205,305)
NEO SKB LLC n/a 100% NEO 22,909 22,909
NEO Tajiguas LLC n/a 100% NEO 1,652,175 1,652,175
NEO Woodville LLC n/a 100% NEO 300,883 300,883
NEO El Sobrante LLC n/a 100% NEO (19,741) (19,741)
NEO Tri-Cities LLC n/a 100% NEO (10,446) (10,446)
MM Ft. Smith Energy LLC n/a 100% NEO - -
NEO MESI LLC n/a 100% NEO 50,612,991 50,612,991
MESI Fuel Station #1 L.L.C. n/a 50% NEO MESI LLC 2,925,656 1,462,828
NEO ECO 11 LLC n/a 100% NEO - -
Minnesota Methane II LLC n/a 50% NEO 2,009,680 1,004,840
MM Burnsville Energy LLC n/a 100% Minnesota - -
Methane II LLC
Suncook Energy LLC n/a 100% Minnesota - -
Methane II LLC
Landfill Power LLC n/a 50% Minnesota - -
Methane II LLC
Northbrook Energy, L.L.C. n/a 50% NEO 3,444,574 1,722,287
Northbrook Carolina Hydro II, LLC n/a 99% Northbrook - -
Energy, L.L.C.
1% Omega Energy
LLC
Northbrook Carolina Hydro, L.L.C. n/a 99% Northbrook - -
Energy, L.L.C.
1% Omega
Northbrook New York, L.L.C. n/a 30% NEO 18,119,910 5,435,973
Northbrook Acquisition Corp. 50 50% NEO - -
STS Hydropower Ltd. 1,000 50% NEO - -
Minnesota Methane LLC n/a 50% NEO 46,923,046 23,461,523
MM Albany Energy LLC n/a 50% NEO (1) (1)
MM Cuyahoga Energy LLC n/a 50% NEO (1) (1)
MM Hartford Energy LLC n/a 50% NEO (1) (1)
MM Lopez Energy LLC n/a 50% NEO (1) (1)
MM Lowell Energy LLC n/a 50% NEO (1) (1)
MM Prince William Energy LLC n/a 50% NEO (1) (1)
MM San Diego LLC n/a 50% NEO (1) (1)
MM Spokane Energy LLC n/a 50% NEO (1) (1)
MM Tacoma LLC n/a 50% NEO (1) (1)
MM Taunton Energy LLC n/a 50% NEO (1) (1)
MM Tomoka Farms Energy LLC n/a 50% NEO (1) (1)
MM Tulare Energy LLC n/a 50% NEO (1) (1)
MM West Covina LLC n/a 50% NEO (1) (1)
MM Yolo Power LLC n/a 50% NEO (1) (1)
O'Brien Biogas IV LLC n/a 50% NEO (1) (1)
Minnesota Methane Holdings LLC n/a 50% NEO (1) (1)
MM Biogas Power LLC n/a 50% NEO (2,072,450) (1,036,225)
MM Corona Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
11
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES
OWNED
n/a 100% MM Biogas (1) (1)
MM Hackensack Energy LLC Power LLC
MM Nashville Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
MM Prima Deshecha Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
MM SKB Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
MM Tajiguas Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
MM Woodville Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
O'Brien Biogas (Mazzaro), Inc. 500 100% MM Biogas 412,866 412,866
Power LLC
MM El Sobrante Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
MM Erie Power LLC n/a 100% MM Biogas (1) (1)
Power LLC
MM Northern Tier Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
MM Phoenix Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
MM Riverside LLC n/a 100% MM Biogas (1) (1)
Power LLC
MM Tri-Cities Energy LLC n/a 100% MM Biogas (1) (1)
Power LLC
O'Brien Standby Power Energy, Inc. 50 100% MM Biogas (1) (1)
Power LLC
NEO Landfill Gas Inc. 1,000 100% NEO 39,691,636 39,691,636
NEO Albany, L.L.C. n/a 100% NEO Landfill 1,852,674 1,852,674
Gas Inc.
NEO Cuyahoga, LLC n/a 100% NEO Landfill 1,996,659 1,996,659
Gas Inc.
NEO Edgeboro, LLC n/a 100% NEO Landfill 6,306,536 6,306,536
Gas Inc.
NEO Fitchburg LLC n/a 100% NEO Landfill 29,637 29,637
Gas Inc.
NEO Hartford, LLC n/a 100% NEO Landfill 921,541 921,541
Gas Inc.
NEO Lopez Canyon LLC n/a 100% NEO Landfill 2,596,370 2,596,370
Gas Inc.
NEO Lowell LLC n/a 100% NEO Landfill 190,773 190,773
Gas Inc.
NEO Prince William, LLC n/a 100% NEO Landfill 590,941 590,941
Gas Inc.
NEO San Diego LLC n/a 100% NEO Landfill 4,856,625 4,856,625
Gas Inc.
NEO Spokane LLC n/a 100% NEO Landfill 692,176 692,176
Gas Inc.
NEO Tacoma, L.L.C. n/a 100% NEO Landfill 1,230,000 1,230,000
Gas Inc.
NEO Taunton LLC n/a 100% NEO Landfill 1,090,878 1,090,878
Gas Inc.
NEO Tomoka Farms LLC n/a 100% NEO Landfill 1,811,165 1,811,165
Gas Inc.
NEO Tulare LLC n/a 100% NEO Landfill 499,177 199,177
Gas Inc.
NEO West Covina LLC n/a 100% NEO Landfill 10,586,826 10,583,826
Gas Inc.
NEO Yolo LLC n/a 100% NEO Landfill 1,051,130 1,051,130
Gas Inc.
NRG International, Inc. 1,000 100% NRG 1,048,142,071 1,048,142,071
NRG International Services Company 1,000 100% NRG - -
NRG International II Inc. 1,000 100% NRG 70,836 70,836
International,
Inc.
12
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES
OWNED
1 100% NRG - -
NRGenerating IV (Gibraltar) International II
Inc.
Rybnik (Gibraltar) 50 50% NRG - -
International II
Inc.
European Generating S.a.r.l. 6,250 50% NRG - -
International II
Inc.
Rybnik Power B.V. 250 100% European - -
Generating
S.a.r.l.
Sterling Luxembourg (No. 4) S.a.r.l. 300 50% NRG 24,998 24,998
International II
Inc.
50% NRG
International Inc.
Sterling Luxembourg (No. 3) S.a.r.l. 300 100% Sterling 320,287 320,287
Luxembourg (No.
4) S.a.r.l.
Flinders Power Finance Pty Ltd 100 100% Sterling - -
Luxembourg (No.
4) S.a.r.l.
NRG International III Inc. 1,000 100% NRG 3,025,811 3,025,811
International Inc.
NRG International Holdings GmbH 20,000 99% NRG (1) (1)
International III
Inc.
1% Temmes
Management
Services B.V.
NRG Andean Development Ltda. n/a 100% NRG - -
International
Holdings GmbH
NRG International Holdings (No. 2) GmbH 20,000 99% NRG 3,000,000 3,000,000
International III
Inc.
1% Temmes
Management
Services B.V.
TermoRio S.A. 80,000,000 50% NRG (1) (1)
International
Holdings (No. 2)
GmbH
NRGenerating II (Gibraltar) 100 100% NRG 75,697,313 75,697,313
International Inc.
NRGenerating III (Gibraltar) 100 100% NRG - -
International Inc.
NRGenerating International B.V. (NRGIBV) 41 100% NRG 691,155,193 691,155,193
International Inc.
NRG Asia-Pacific, Ltd. 1,000 100% NRG 4,657,461 4,657,461
NRG Asia Corporate Services Pte Ltd. 2 100% NRG (1) (1)
Asia-Pacific, Ltd.
NRG Pacific Corporate Services Pty Ltd. n/a 11% NRG (1) (1)
Asia-Pacific, Ltd.
NRG Latin America Inc. 1,000 100% NRG 16,406,357 16,406,357
Cobee Energy Development LLC n/a 50% NRG Latin (1) (1)
America Inc.
NRGenerating Holdings (No. 4) GmbH 20,000 100% NRGIBV - -
NRGenerating Holdings (No. 24) B.V. 5,000,000 100% NRGIBV 6,000 6,000
NRG Energy Development GmbH 1 100% NRGIBV 29,100 29,100
NRG Energy CZ, s.r.o. 100,000 100% NRGIBV 425,704 425,704
NRG Energy PL Sp. z o.o. 40 100% NRGIBV 3,455 3,455
NRG Energy Ltd. 1,000 100% NRGIBV 731,754 731,754
NRGenerating Holdings (No. 15) B.V. 400 100% NRGIBV 288,446,300 288,446,300
Sterling Luxembourg (No. 1) S.a.r.l. 300 100% NRGenerating 286,630,500 286,630,500
Holdings (No. 15)
B.V.
NRGenerating, Ltd. 2 100% Sterling 129,560,264 129,560,264
Luxembourg (No.
1) s.a.r.l.
13
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES
OWNED
1 100% (1) (1)
NRG Pensions Limited NRGenerating, Ltd.
NRGenerating Energy Trading Ltd. 2 100% - -
NRGenerating, Ltd.
Killingholme Holdings Limited 2 100% 129,558,998 129,558,998
NRGenerating, Ltd.
Killingholme Generation Limited 10,001 100% Killingholme 159,830,840 159,830,840
Holdings Limited
Killingholme Power Limited 100 100% Killingholme 674,168,714 674,168,714
Holdings Limited
Sterling Luxembourg (No. 2) S.a.r.l. 300 100% Sterling 158,350,027 158,350,027
Luxembourg (No.
1) S.a.r.l.
Sterling (Gibraltar) 100 100% Sterling - -
Luxembourg (No.
2) S.a.r.l.
NRGenerating Luxembourg (No. 1) S.a.r.l 300 100% NRGIBV 389,953,445 389,953,445
Csepel Luxembourg (No. 1) S.a.r.l. 464 75% NRGenerating 84,368,900 84,368,900
Luxembourg (No.
1) S.a.r.l.
25% NRGenerating
Luxembourg (No.
2) S.a.r.l.
NRGenerating (Gibraltar) 450 100% Csepel (1) (1)
Luxembourg (No.1)
S.a.r.l.
Csepeli Aramtermelo Kft. 49,300 100% Csepel 87,778,883 87,778,883
Luxembourg (No.
1) S.a.r.l.
NRG do Brasil Ltda. 853,890 99% NRGenerating (35,375) (35,375)
Luxembourg (No.
1) S.a.r.l.
1% NRGenerating
Luxembourg (No.
2) S.a.r.l.
NRGenerating Holdings (No. 3) GmbH 20,000 100% NRGenerating 27,529,264 27,529,264
Luxembourg (No.
1) S.a.r.l.
NRGenerating II (Gibraltar) 100 100% NRGenerating (1) (1)
Luxembourg (No.
1) S.a.r.l.
Eastern Generation Services (India) n/a 100% NRGenerating 500,000 500,000
Private Limited Luxembourg (No.
1) S.a.r.l.
Empresa de Generacion Electrica Cahua S.A. 120,892,197 100% NRGenerating 33,654,014 33,654,014
Luxembourg (No.
1) S.a.r.l.
WEB Energy Ltd 2 100% NRGenerating 27,017,222 27,017,222
Luxembourg (No.
1) S.a.r.l.
Lanco Kondapalli Power Pvt Ltd. 102,000,000 30% NRG Web 102,868,500 30,861,000
Mauritius Limited
11% Doosan Heavy
Industries and
Construction Co.
Ltd.
NRGenerating Luxembourg (No. 4) S.a.r.l. 301 100% NRGenerating 25,321,468 25,321,468
Luxembourg No. 1)
S.a.r.l.
NRGenerating Luxembourg (No. 5) S.a.r.l. 301 100% NRGenerating 25,306,468 25,306,468
Luxembourg (No.
4) S.a.r.l.
NRGenerating Holdings (No. 2) Gmbh 20,000 100% NRGenerating 42,674,149 42,674,149
Luxembourg (No.
1) S.a.r.l.
14
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES
OWNED
n/a 50% NRGenerating 42,617,822 42,617,822
Flinders Power Partnership Holdings (No. 2)
GmbH
25%Flinders
Labuan 1
25% Flinders
Labuan 2
Flinders Coal Pty Ltd 2 100% Flinders (1) (1)
Power Partnership
Flinders Osborne Trading Pty Ltd 100 100% Flinders - -
Power Partnership
Flinders Labuan (No. 1) Ltd. 5,000 100% NRGenerating 10,697,630 10,697,630
Holdings (No. 2)
GmbH
Flinders Labuan (No. 2) Ltd. 5,000 100% NRGenerating 10,698,537 10,698,537
Holdings (No. 2)
GmbH
NRGenerating Luxembourg (No. 2) S.a.r.l 300 100% NRGenerating 259,347,117 259,347,117
Luxembourg (No.
1) S.a.r.l.
Energia Pacasmayo S.A. 56,743,781 75% NRGenerating 15,213,903 15,213,903
Luxembourg (No.
2) S.a.r.l.
22.5%
NRGenerating
Luxembourg (No.
1) S.a.r.l.
Csepeli Eromu Rt. 144,196 75% NRGenerating 1,378,132 1,378,132
Luxembourg (No.
2) S.a.r.l.
25% NRGenerating
Luxembourg (No.
1) S.a.r.l.
NRG Csepel Energia Kft. 20,000,000 75% NRGenerating 2,355,708 2,355,708
Luxembourg (No.
2) S.a.r.l.
25% NRGenerating
Luxembourg (No.
1) S.a.r.l.
NRGenerating (Gibraltar) 100 100% NRGenerating - -
Luxembourg (No.
2) S.a.r.l.
Brimsdown Power Limited 5,000 50% NRGIBV 104,000 104,000
NRGenerating Holdings (No. 11) B.V. 400 100% NRGIBV 3,575 3,575
Wainstones Power Limited 20 100% NRGenerating - -
Holdings (No. 11)
B.V.
NRGenerating Holdings (No. 13) B.V. 400 100% NRGIBV 8,590 8,590
Langage Energy Park Limited 1 100% NRGenerating - -
Holdings (No. 13)
B.V.
NRGenerating Holdings (No. 9) B.V. 400 100% NRGIBV 75,077 75,077
Kanel Kangal Elektrik Limited Sirketi 1,372 49% NRGenerating (1) (1)
Holdings (No. 9)
B.V.
NRGenerating Holdings (No. 17) B.V. 400 100% NRGIBV 60,712 60,712
KUSEL Kutahya Seyitomer Elektrik Limited 1,270 31.75% (1) (1)
Sirketi NRGenerating
Holdings (No. 17)
B.V.
Sachsen Holding B.V. 100 100% NRGIBV 51,044 51,044
P.T. Dayalistrik Pratama 2,250,000 45% Sachsen (1) (1)
Holding B.V.
NRGenerating Holdings (No. 7) B.V. 400 100% NRGIBV 4,010 4,010
NRGenerating Holdings (No. 8) B.V. 400 100% NRGIBV 4,053 4,053
15
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES
OWNED
20,100 50% NRGIBV 63,828,000 15,957,000
Enfield Holdings B.V.
Enfield Energy Centre Limited 5,000 50% Enfield above above
Holdings B.V.
Enfield Operations, L.L.C. n/a 16.3% NRG above above
International Inc.
50.1% Enfield
Energy Centre
Limited
Enfield Operations (UK) Limited 1 100% Enfield above above
Operations L.L.C.
NR (Gibraltar) 100 100% Enfield - -
Holdings B.V.
NRGenerating Holdings (No. 4) B.V. 400 100% NRGIBV 142,914,329 142,914,329
Loy Yang Power Management Pty Ltd. 254 25.37% (1) (1)
NRGenerating
Holdings (No. 4)
B.V.
Loy Yang Power Partners 254 25.37% 614,654,000 162,788,000
NRGenerating
Holdings (No. 4)
B.V.
Loy Yang Power Projects Pty Ltd 254 25.37% (1) (1)
NRGenerating
Holdings (No. 4)
B.V.
Gunwale B.V. 1060 100% NRGenerating 62,678 62,678
Holdings (No. 4)
B.V.
Sunshine State Power (No. 2) B.V. 400 100% NRGIBV 16,653,697 16,653,697
Sunshine State Power B.V. 100 100% NRGIBV 19,068,657 19,068,657
Gladstone Power Station Joint Venture n/a 20% Sunshine 6,728,128 6,728,128
State Power B.V.
17.5% Sunshine
State Power (No.
2) B.V.
NRGenerating Holdings (No. 1) B.V. 400 100% NRGIBV 1,431,856 1,431,856
NRG Victoria I Pty Ltd. 16,679,930 100% NRGIBV 21,241,136 21,241,136
NRG Victoria II Pty Ltd. 12 100% NRG Victoria 3,266,542 3,266,542
I Pty Ltd.
NRG Victoria III Pty Ltd. 27,206,172 33% NRG Victoria 39,674,137 39,674,137
I Pty Ltd.
66% NRG Victoria
II Pty Ltd.
Energy Developments Limited 14,609,670 26.61% NRG 145,870,000 38,815,000
Victoria III Pty
Ltd.
NRG Flinders Operating Services Pty Ltd 100 100% NRG Victoria - -
I Pty Ltd.
NRG Gladstone Operating Services Pty Ltd. 1,000 100% NRG Victoria 1,457,320 1,457,320
I Pty Ltd.
NRG Gladstone Superannuation Pty Ltd. 2 100% NRG (1) (1)
Gladstone
Operating
Services Pty Ltd.
NRG Collinsville Operating Services Pty Ltd. 1,000 100% NRG Victoria 533,584 533,584
I Pty Ltd.
Collinsville Operations Pty Ltd. 2 50% NRG (1) (1)
Collinsville
Operating
Services Pty Ltd.
Saale Energie GmbH 1,000,000 100% NRGIBV 73,705,900 73,705,900
Saale Energie Services GmbH 100,000 100% Saale (1) (1)
Energie GmbH
Kraftwerk Schkopau GbR n/a 41.1% Saale 1,262,000 529,000
Energie GmbH
Kraftwerk Schkopau Betriebsgesellschaft mbH 20,550 44.4% Saale - -
Energie GmbH
Lambique Beheer B.V. 400 100% NRGIBV 66,958,622 66,958,622
MIBRAG B.V. 18,680,001 50% Lambique 188,288,000 94,140,000
Beheer B.V.
Mitteldeutsche Braunkohlengesellschaft mbH 59,600,000 100% MIBRAG B.V. above above
16
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES
OWNED
400 100% NRGIBV 28,852,000 28,852,000
Kladno Power (No. 1) B.V.
Energeticke Centrum Kladno, s.r.o. 401,347,024 44.26% Kladno 113,471,000 50,222,000
Power (No. 1) B.V.
NRGenerating Holdings (No. 5) B.V. 400 100% NRGIBV 3,372 3,372
NRG Energeticke Provoz, s.r.o. 100 100% NRGenerating 910,011 910,011
Holdings (No. 5)
B.V.
NRGenerating Holdings (No. 3) B.V. 400 100% NRGIBV (11,000) (11,000)
NRGenerating Holdings (No. 6) B.V. 400 100% NRGIBV 2,027 2,027
NRGenerating Holdings (No. 14) B.V. 400 100% NRGIBV 9,046 9,046
OU Nrg Energy Est 40,000 100% NRGIBV 42,048 42,048
NRGenerating Holdings (No. 16) B.V. 400 100% NRGIBV 8,523 8,523
NRGenerating Holdings (No. 18) B.V. 400 100% NRGIBV 19,903 19,903
NRGenerating Holdings (No. 19) B.V. 400 100% NRGIBV 48,947,947 48,947,947
NRG Taiwan Holdings Company Limited n/a 99.94% 49,165,391 49,165,391
NRGenerating
Holdings (No. 19)
B.V.
.01% David H.
Peterson
.01% John L.
Seymour
.01% John A. Noer
.01% James J.
Bender
.01% Timothy
O'Brien
.01% Leonard A.
Bluhm
Hsin Yu Energy Development Co., Ltd. 35,000,000 61.36% NRG Taiwan 76,687,789 46,316,722
Holding Company
Limited
38.64% Publicly
Held
Entrade Holdings B.V. 400 100% NRGIBV 5,998,595 5,998,595
Entrade GmbH 400,000 100% Entrade above above
Holdings B.V.
Entrade s.r.o. 200,000 100% Entrade GmbH above above
Entrade Deutschland GmbH 25,000 100% Entrade GmbH above above
Prva Regulacna s.r.o. 200,000 100% Entrade GmbH above above
Entrade d.o.o. 2,100,000 100% Entrade GmbH above above
Kladno Power (No. 2) B.V. 400 100% Entrade 23,264,000 23,264,000
Holdings B.V.
Matra Powerplant Holding B.V. 400 50% Kladno Power 2,785,910 2,785,910
(No. 2) B.V.
ECK Generating, s.r.o. 100 89% Matra 11,347,000 5,049,000
Powerplant
Holding B.V.
NRG Energy Development B.V. 400 100% NRGIBV 8,734 8,734
NRGenerating Holdings (No. 23) B.V. 400 100% NRGIBV 14,599 14,599
NRGenerating Rupali B.V. 400 100% NRGIBV 2,238 2,238
Kiksis B.V. 400 100% NRGIBV - -
Cobee Holdings Inc. 1,000 100% NRG 157,769,004 157,769,004
NRGenerating Luxembourg (No. 6) S.a.r.l. 240 50% Cobee - -
Holdings, Inc.
50% NRGenerating
Luxembourg (No.
1) S.a.r.l.
17
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES
OWNED
400 100% NRGenerating 14,601 14,601
NRGenerating Holdings (No. 21) B.V. Luxembourg (No.
6) S.a.r.l.
Compania Boliviana de Energia Electrica S.A. 4,202,575 98.9% 128,313,161 128,056,535
NRGenerating
Holdings (No. 21)
B.V.
Coniti Holding B.V. 20,000 100% NRGenerating 24,575,358 24,575,358
Holdings (No. 21)
B.V.
Inversiones Bulo Bulo S.A. 285,600 59.5% Coniti 38,134,450 22,880,670
Holdings B.V.
Compania Electrica Central Bulo Bulo S.A. 480,000 100% Inversiones (1) (1)
Bulo Bulo S.A.
Tosli (Gibraltar) B.V. 100 100% Coniti 21,693 21,693
Holdings B.V.
Tosli Acquisition B.V. 400 100% Tosli 58,168,512 58,168,512
(Gibraltar) B.V.
Itiquira Energetica S.A. 108,734,502 50% Tosli 76,687,789 58,972,911
Acquisition B.V.
NRGenerating Holdings GmbH 20 100% NRGIBV 27,543,031 27,543,031
NRG Caymans-C 27,498 100% NRGenerating 6,784,876 6,784,876
Holdings GmbH
Scudder Latin American Power I-C L.D.C. 25,208 25% NRG Caymans-C 91,961,000 24,240,000
Scudder Latin American Power II-C L.D.C. 68,097 25% NRG Caymans-C 7,900,000 3,501,737
NRG Caymans-P 27,498 100% NRGenerating 19,059,037 19,059,037
Holdings GmbH
Scudder Latin American Power I-P L.D.C. 73,952 25% NRG Caymans-P (1) (1)
Scudder Latin American Power II-Corporation A 25,306 25% NRG Caymans-P (1) (1)
Scudder Latin American Power II-Corporation B 32,057 25% NRG Caymans-P (1) (1)
Scudder Latin American Power II-P L.D.C. 21,936 4.46% NRG (1) (1)
Caymans-P
NRG Caymans Company 5,000 100% NRGenerating 1,312,250 1,312,250
Holdings GmbH
Croatia Power Group 20 20% NRG Caymans (1) (1)
Company
Central and Eastern Europe Power Fund, Ltd. 2,500 23.58% NRG 3,216,000 758,000
Caymans Company
NRG PacGen Inc. 1,000 100% NRG 203,566,709 203,566,709
Pacific Generation Company 100 100% NRG PacGen, 228,614,171 228,614,171
Inc.
Camas Power Boiler Limited Partnership n/a 99% Pacific 8,354,085 8,354,085
Generation Company
1% Camas Power
Boiler, Inc.
Camas Power Boiler, Inc. 10 100% Pacific 145,170 145,170
Generation Company
ESOCO Crockett, Inc. 10 100% Pacific 11,462,003 11,462,003
Generation Company
Pacific Generation Development Company 100 100% Pacific 100,000 100,000
Generation Company
Energy National, Inc. 260,360 100% Pacific 62,096,757 62,096,757
Generation Company
Energy Investors Fund, L.P. n/a 3.10% Energy 2,917,995 703,237
National, Inc.
21% Crockett
Cogeneration
Penobscot Energy Recovery Company n/a 80.89% Energy 53,514,720 31,573,685
National, Inc.
Maine Energy Recovery Company n/a 16.25% Energy - -
National, Inc.
18
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES OWNED
n/a 7.75% Energy - -
The PowerSmith Cogeneration Project, National, Inc.
Limited Partnership 1% Enigen, Inc.
Enigen, Inc. 10 100% Energy 1,142,412 1,142,412
National, Inc.
Pacific Orrington Energy, Inc. 100 100% Energy 136,603 136,603
National, Inc.
Orrington Waste, Ltd. Limited Partnership n/a 16.66% Pacific - -
Orrington Energy,
Inc.
Enifund, Inc. 200 100% Energy 198,455 198,455
National, Inc.
ESOCO, Inc. 100 100% Energy 2,704,306 2,704,306
National, Inc.
ESOCO Orrington, Inc. 100 100% ESOCO, Inc. 2,552,903 2,552,903
ESOCO Molokai, Inc. 100 100% ESOCO, Inc. - -
ESOCO Soledad, Inc. 100 100% ESOCO, Inc. - -
100 100% Pacific 5,908,286 5,908,286
Pacific Crockett Holdings, Inc. Generation Company
ENI Crockett Limited Partnership n/a 100% Pacific 33,549,816 33,549,816
Generation Company
Pacific Crockett Energy, Inc. 500 100% Pacific 5,980,346 5,980,346
Crockett
Holdings, Inc.
Crockett Cogeneration, a California n/a 25% Pacific 16,014,074 16,014,074
Limited Partnership Crockett Energy,
Inc.
Pacific Generation Resources Company 100 100% Energy 10,444,213 10,444,213
National, Inc.
ONSITE Energy, Inc. 100 100% Pacific 27,423,716 27,423,716
Generation Company
ONSITE Soledad, Inc. 100 100% Onsite - -
Energy, Inc.
ONSITE Marianas Corporation 1,000 100% Onsite - -
Energy, Inc.
ONSITE/US Power Limited Partnership No. 1 n/a 100% NRG Energy, - -
Inc.
Pacific-Mt. Poso Corporation 100 100% Onsite 27,067,768 27,067,768
Energy, Inc.
Mt. Poso Cogeneration Company, a n/a 78.6% Pacific-Mt. 19,949,844 8,727,586
California Limited Partnership Poso Corporation
Turners Falls Limited Partnership n/a 8.89% Onsite - -
Energy, Inc.
Pacific Generation Holdings Company 100 100% Pacific 33,054,525 33,054,525
Generation Company
Pacific Recycling Energy, Inc. 200 100% Pacific 200,000 200,000
Generation
Holdings Company
Pacific Kingston Energy, Inc. 100 100% Pacific 10,350,287 10,350,287
Generation
Holdings Company
Kingston Cogeneration Limited Partnership n/a 25% Pacific 18,178,516 4,544,629
Kingston Energy,
Inc.
Project Finance Fund III, L.P. n/a 6.87% Pacific 65,511,212 4,500,623
Generation
Holdings Company
NRG Power Marketing Inc. 1,000 100% NRG 705,968 705,968
Power Operations, Inc. 1,000 100% NRG 488,992 488,992
NRG Sunnyside Operations GP Inc. 1,000 100% NRG (3,249) (3,249)
NRG Sunnyside Operations LP Inc. 1,000 100% NRG 325,602 325,602
19
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES OWNED
n/a 49% NRG Sunnyside - -
Sunnyside Operations Associates, L.P. Operations LP,
Inc.
1% NRG Sunnyside
Operations GP,
Inc.
NRG Cadillac Inc. 1,000 100% NRG 1,524,992 1,524,992
Cadillac Renewable Energy LLC n/a 50% NRG Cadillac, 4,589,010 2,294,505
Inc.
Mid-Continent Power Company, L.L.C. n/a 100% NRG - -
Minnesota Waste Processing Company, L.L.C. n/a 100% NRG - -
NRG New Roads Generating, LLC n/a 100% NRG - -
NRG Lakefield Inc. 1,000 100% NRG - -
NRG Lakefield Junction LLC n/a 100% NRG - -
Lakefield Junction LLC n/a 100% NRG - -
Graystone Corporation 2,000 100% NRG 979,592 979,592
Le Paz Incorporated 1,600 100% Graystone 886,655 886,655
Corporation
Louisiana Energy Services, L.P. n/a 6.23% LePaz - -
Incorporated
.52% Graystone
Corporation
NRG Energy Jackson Valley I, Inc. 1,000 100% NRG (1,293,858) (1,293,858)
NRG Energy Jackson Valley II, Inc. 1,000 100% NRG - -
Jackson Valley Energy Partners, L.P. n/a 48% NRG Energy - -
Jackson Valley
II, Inc.
2% NRG Energy
Jackson Valley I,
Inc.
San Joaquin Valley Energy I, Inc. 1,000 100% NRG 588,405 588,405
San Joaquin Valley Energy IV, Inc. 1,000 100% NRG 150,417 150,417
San Joaquin Valley Energy Partners I, L.P. n/a 43% NRG Energy - -
Jackson Valley
II, Inc.
2% San Joaquin
Valley Energy I,
Inc.
Okeechobee Power I, Inc. 1,000 100% NRG 781,305 781,305
Okeechobee Power II, Inc. 1,000 100% NRG 1,527 1,527
Okeechobee Power III, Inc. 1,000 100% NRG 122,600 122,600
Kissimee Power Partners, Limited Partnership n/a 99% Okeechobee - -
Power III, Inc.
1% Okeechobee
Power II, Inc.
NRG Affiliate Services Inc. 1,000 100% NRG (130,921) (130,921)
NRG Northeast Affiliate Services Inc. 1,000 100% NRG (43,149) (43,149)
NRG Western Affiliate Services Inc. 1,000 100% NRG 316,557 316,557
NRG Connecticut Affiliate Services Inc. 1,000 100% NRG 17,207 17,207
NRG International Development Inc. 1,000 100% NRG - -
NRG Development Company Inc. 1,000 100% NRG - -
NRG Processing Solutions LLC n/a 100% NRG 647,611 647,611
Tacoma Energy Recovery Company 1,000 100% NRG - -
NRG Mextrans Inc. 1,000 100% NRG 184,390 184,390
NRG ComLease LLC n/a 100% NRG 15,097 15,097
20
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES OWNED
1,000 100% NRG 6,112,809 6,112,809
NRG Operating Services, Inc.
NRG Saguaro Operations Inc. 1,000 100% NRG - -
Operating
Services Inc.
NRG Astoria Gas Turbine Operations Inc. 1,000 100% NRG 538,569 538,569
Operating
Services, Inc.
NRG Cabrillo Power Operations Inc. 1,000 100% NRG 1,135,034 1,135,034
Operating
Services, Inc.
NRG Cadillac Operations Inc. 1,000 100% NRG 568,439 568,439
Operating
Services, Inc.
NRG Norwalk Harbor Operations Inc. 1,000 100% NRG 462,247 462,247
Operating
Services, Inc.
NRG Oswego Harbor Power Operations Inc. 1,000 100% NRG 381,632 381,632
Operating
Services, Inc.
NRG Dunkirk Operations Inc. 1,000 100% NRG 526,736 526,736
Operating
Services, Inc.
NRG El Segundo Operations Inc. 1,000 100% NRG 1,528,798 1,528,798
Operating
Services, Inc.
Somerset Operations Inc. 1,000 100% NRG 558,833 558,833
Operating
Services, Inc.
NRG Middletown Operations Inc. 1,000 100% NRG 925,231 925,231
Operating
Services, Inc.
NRG Montville Operations Inc. 1,000 100% NRG 456,361 456,361
Operating
Services, Inc.
NRG Arthur Kill Operations Inc. 1,000 100% NRG 512,371 512,371
Operating
Services, Inc.
NRG Huntley Operations Inc. 1,000 100% NRG 518,706 518,706
Operating
Services, Inc.
NRG Devon Operations Inc. 1,000 100% NRG 574,533 574,533
Operating
Services, Inc.
Indian River Operations Inc. 1,000 100% NRG 217,116 217,116
Operating
Services, Inc.
Vienna Operations Inc. 1,000 100% NRG 65,441 65,441
Operating
Services, Inc.
B.L. England Operations Inc. 1,000 100% NRG (4,012) (4,012)
Operating
Services, Inc.
Deepwater Operations Inc. 1,000 100% NRG (3,574) (3,574)
Operating
Services, Inc.
NRG Thermal Corporation 1,000 100% NRG 152,085,466 152,085,466
NRG Energy Center Round Mountain LLC n/a 100% NRG Thermal - -
Corporation
NRG Energy Center Smyrna LLC n/a 100% NRG Thermal 8,485 8,485
Corporation
NRG Energy Center Minneapolis LLC n/a 100% NRG Thermal 51,394,869 51,394,869
Corporation
NRG Energy Center San Diego LLC n/a 100% NRG Thermal 3,556,723 3,556,723
Corporation
NRG Energy Center Rock Tenn LLC n/a 100% NRG Thermal 24,472,996 24,472,996
Corporation
NRG Energy Center Grand Forks LLC n/a 100% NRG Thermal 2,334,836 2,334,836
Corporation
NRG Energy Center Harrisburg, Inc. 1,000 100% NRG Thermal 7,681,501 7,681,501
Corporation
NRG Energy Center Paxton Inc. 1,000 100% NRG Thermal 2,247,297 2,247,297
Corporation
NRG Energy Center Washco LLC n/a 100% NRG Thermal 5,054,937 5,054,937
Corporation
NRG Thermal Operating Services LLC n/a 100% NRG Thermal - -
Corporation
NRG Energy Center Dover LLC n/a 100% NRG Thermal 41,152,749 41,152,749
Corporation
NRG Thermal Services, Inc. 1,000 100% NRG Thermal 2,959,854 2,959,854
Corporation
NRG Energy Center Pittsburgh LLC n/a 100% NRG Thermal 6,356,144 6,356,144
Corporation
21
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES OWNED
n/a 100% NRG Thermal 17,997,109 17,997,109
NRG Energy Center San Francisco LLC Corporation
NRG Rocky Road LLC n/a 100% NRG 88,780,151 88,780,151
Rocky Road Power LLC n/a 50% NRG Rocky 137,355,102 68,677,551
Road LLC
Termo Santander Holding (Alpha). L.L.C. n/a 50% NRG Rocky 24,115,600 12,057,800
Road LLC
NRG Connecticut Generating LLC n/a 100% NRG - -
NRG Louisiana LLC n/a 100% NRG - -
South Central Generation Holding LLC n/a 100% NRG 214,302,704 214,302,704
NRG Central U.S. LLC n/a 100% NRG 214,302,550 214,302,550
NRG South Central Generating LLC n/a 50% NRG Central 428,605,409 428,605,409
U.S. LLC
50% South Central
Generation
Holding LLC
Big Cajun II Unit 4 LLC n/a 100% NRG South - -
Central
Generating LLC
NRG Bayou Cove LLC n/a 100% NRG South - -
Central
Generating LLC
Louisiana Generating LLC n/a 100% NRG South 270,287,101 270,287,101
Central
Generating LLC
NRG New Roads Holdings LLC n/a 100% NRG South 25,150,667 25,150,667
Central
Generating LLC
Big Cajun I Peaking Power LLC n/a 100% NRG South 70,541,958 70,541,958
Central
Generating LLC
NRG Sabine River Works GP LLC n/a 100% NRG South 334,041 334,041
Central
Generating LLC
NRG Sabine River Works LP LLC n/a 100% NRG South 49,691,586 49,691,586
Central
Generating LLC
SRW Cogeneration Limited Partnership n/a 49% NRG Sabine 100,467,626 50,233,813
River Works LP LLC
1% NRG Sabine
River Works GP LLC
NRG Sterlington Power LLC n/a 100% NRG South 47,006,205 47,006,205
Central
Generating LLC
NRG Valmy Power Holdings LLC n/a 100% NRG - -
NRG Valmy Power LLC n/a 100% NRG - -
Valmy Power LLC n/a 50% NRG Valmy - -
Power Holdings LLC
50% NRG Valmy
Power LLC
NRG Kaufman LLC n/a 100% NRG 1,000 1,000
NRG Mesquite LLC n/a 100% NRG 1,000 1,000
Kaufman Cogen LP n/a 99% NRG Mesquite - -
LLC
1% NRG Kaufman LLC
Meriden Gas Turbines LLC n/a 100% NRG 24,003,237 24,003,237
NRG West Coast Inc. 1,000 100% NRG 400,490,856 400,490,856
22
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES OWNED
n/a 100% NRG West 67,399,358 67,399,358
Saguaro Power LLC Coast Inc.
Eastern Sierra Energy Company 1,000 100% Saguaro 67,399,358 67,399,358
Power LLC
Saguaro Power Company, a Limited Partnership n/a 50% Eastern 131,870,646 65,935,323
Sierra Energy
Company
WCP (Generation) Holdings LLC n/a 50% NRG West 657,082,174 328,546,087
Coast Inc.
West Coast Power LLC n/a 100% WCP - -
(Generation)
Holdings LLC
Long Beach Generation LLC n/a 100% West Coast 42,345,594 42,345,594
Power LLC
El Segundo Power, LLC n/a 100% West Coast 121,039,906 121,039,906
Power LLC
Cabrillo Power I LLC n/a 100% West Coast 115,676,250 115,676,250
Power LLC
Cabrillo Power II LLC n/a 100% West Coast 49,484,337 49,484,337
Power LLC
El Segundo Power II LLC n/a 50% NRG West - -
Coast Inc.
Southwest Power Holdings LLC n/a 50% NRG West - -
Coast Inc.
Southwest Generation LLC n/a 100% Southwest - -
Power Holdings LLC
Clark Power LLC n/a 100% Southwest - -
Generation LLC
Reid Gardner Power LLC n/a 100% Southwest - -
Generation LLC
MidAtlantic Generation Holding LLC n/a 100% NRG 142,263,270 142,263,270
NRG MidAtlantic LLC n/a 100% NRG 142,263,438 142,263,438
NRG MidAtlantic Generating LLC n/a 50% MidAtlantic 284,527,052 284,527,052
Generation
Holding LLC
50% NRG
MidAtlantic LLC
B.L. England Power LLC n/a 100% NRG (678) (678)
MidAtlantic
Generating LLC
Conemaugh Power LLC n/a 100% NRG 16,647,475 16,647,475
MidAtlantic
Generating LLC
Deepwater Power LLC n/a 100% NRG (690) (690)
MidAtlantic
Generating LLC
Indian River Power LLC n/a 100% NRG 287,909,640 287,909,640
MidAtlantic
Generating LLC
Keystone Power LLC n/a 100% NRG 18,201,603 18,201,603
MidAtlantic
Generating LLC
Vienna Power LLC n/a 100% NRG 9,198,306 9,198,306
MidAtlantic
Generating LLC
Northeast Generation Holding LLC n/a 100% NRG 301,076,820 301,076,820
NRG Eastern LLC n/a 100% NRG 300,837,651 300,837,651
NRG Northeast Generating LLC n/a 50% Northeast 709,334,552 709,334,552
Generation
Holding LLC
50% NRG Eastern
LLC
Dunkirk Power LLC n/a 100% NRG 172,250,163 172,250,163
Northeast
Generating LLC
23
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES OWNED
n/a 100% NRG 162,716,852 162,716,852
Huntley Power LLC Northeast
Generating LLC
Astoria Gas Turbine Power LLC n/a 100% NRG 396,565,833 396,565,833
Northeast
Generating LLC
Arthur Kill Power LLC n/a 100% NRG 352,033,071 352,033,071
Northeast
Generating LLC
Somerset Power LLC n/a 100% NRG 10,426,431 10,426,431
Northeast
Generating LLC
Oswego Harbor Power LLC n/a 100% NRG 66,841,101 66,841,101
Northeast
Generating LLC
Connecticut Jet Power LLC n/a 100% NRG 21,184,803 21,184,803
Northeast
Generating LLC
Devon Power LLC n/a 100% NRG 37,978,673 37,978,673
Northeast
Generating LLC
Middletown Power LLC n/a 100% NRG 117,627,127 117,627,127
Northeast
Generating LLC
Montville Power LLC n/a 100% NRG 23,579,861 23,579,861
Northeast
Generating LLC
Norwalk Power LLC n/a 100% NRG 8,537,290 8,537,290
Northeast
Generating LLC
NRG Brazos Valley GP LLC n/a 100% NRG - -
NRG Brazos Valley LP LLC n/a 100% NRG (4,317,217) (4,317,217)
Brazos Valley Energy LP n/a 99% NRG Brazos - -
Valley LP LLC
1% NRG Brazos
Valley GP LLC
NRG Brazos Valley Technology LP LLC n/a 100% Brazos - -
Valley Energy LP
Brazos Valley Technology LP n/a 99% NRG Brazos - -
Valley Technology
LP LLC
1% Brazos Valley
Energy LP
NRG Capital LLC n/a 100% NRG (3,240,057) (3,240,057)
NRG Finance Company I LLC n/a 100% NRG Capital (248,890) (248,890)
LLC
NRG Turbines LLC n/a 100% NRG Finance (6,608) (6,608)
Company I LLC
NRG Ilion LP LLC n/a 100% NRG 119,000,388 119,000,388
NRG Ilion Limited Partnership n/a 99% NRG Ilion LP 120,204,166 120,204,166
LLC
1% NRG Rockford
Acquisition LLC
NRG Rockford Equipment LLC n/a 100% NRG Ilion - -
Limited
Partnership
NRG Rockford LLC n/a 100% NRG Ilion 119,122,031 119,122,031
Limited
Partnership
NRG Rockford Acquisition LLC n/a 100% NRG 273,911,302 273,911,302
NRG Bourbonnais Equipment LLC n/a 100% NRG Rockford - -
Acquisition LLC
NRG Rockford Equipment II LLC n/a 100% NRG Rockford (20) (20)
Acquisition LLC
NRG Rockford II LLC n/a 100% NRG Rockford 35,965,995 35,965,995
Acquisition LLC
NRG Bourbonnais LLC n/a 100% NRG Rockford 135,017,907 135,017,907
Acquisition LLC
NRG Equipment Company LLC n/a 100% NRG Rockford 101,726,511 101,726,511
Acquisition LLC
LS Power Management, LLC n/a 100% NRG - -
NRG Granite Acquisition LLC n/a 100% NRG 176,614,363 176,614,363
24
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) NUMBER OF % OF VOTING POWER ISSUER BOOK VALUE OWNER'S BOOK
COMMON VALUE
SHARES OWNED
n/a 79% NRG 937,761,418 937,761,418
Granite Power Partners II, L.P. 21% NRG Granite
Acquisition LLC
LSP-Pike Energy, LLC. n/a 100% Granite 195,668,431 195,668,431
Power Partners
II, L.P.
LSP-Nelson Energy, LLC n/a 100% Granite 202,087,569 202,087,569
Power Partners
II, L.P.
LSP-Hardee Energy, LLC n/a 100% Granite - -
Power Partners
II, L.P.
Granite II Holding, LLC n/a 100% Granite 367,207,779 367,207,779
Power Partners
II, L.P.
LSP Equipment, LLC n/a 100% Granite II (14,795,395) (14,795,395)
Holding, LLC
LSP-Denver City, Inc. n/a 100% Granite II 43,058 43,058
Holding, LLC
LSP-Kendall Energy, LLC n/a 100% Granite II 179,600,556 179,600,556
Holding, LLC
GPP Investors I, LLC n/a 100% Granite II 5,138,032 5,138,032
Holding, LLC
Denver City Energy Associates, L.P. n/a 100% GPP 14,881,288 (1)
Investors I, LLC
LSP Batesville Holding, LLC n/a 100% Granite II 159,376,867 159,376,867
Holding, LLC
LSP Energy, Inc. 20 100% LSP 833,022 833,022
Batesville
Holding, LLC
LSP Energy Limited Partnership n/a 99% LSP 84,843,072 84,843,072
Batesville
Holding,
LLC 1% LSP
Energy,
Inc.
LSP Batesville Funding Corp. 100 100% LSP (9,081) (9,081)
Batesville
Holding, LLC
NRG Telogia Power LLC n/a 100% NRG - -
Telogia Power Inc. 670 67% NRG Telogia - -
Power LLC
33% SET Telogia
Investments, LLC
Timber Energy Resources, Inc. n/a 100% Telogia 8,076,658 8,076,658
Power Inc.
(1) Information about certain indirectly owned entities was not readily
available. The value of the investment and equity of these indirectly owned
subsidiaries was not material to Xcel Energy, Inc.
25
NOTES:
Subsidiaries of more than one system company are:
SYSTEM COMPANY SYSTEM COMPANY OWNERS INVESTMENT BY OWNER
Plover LLC 90% by Eloigne, 10% by Clearwater Investments Reported above
Yorkshire Power Finance, Ltd 99% by Yorkshire Power Group Ltd, 1% by Yorkshire Reported above
Holdings plc
Yorkshire Power Finance 2, Ltd 90% by Yorkshire Power Group Ltd., 10% by Yorkshire Reported above
Holdings plc
Carlsbad Power Generation Co. LP 1% by Carlsbad Power Generation (General) LLC, 99% by Reported above
Carlsbad Power Generation (Limited) LLC
Celanese Power Generation Co. LP 1% by Celenese Power Generation (General) LLC, 99% by Reported above
Celenese Power Generation (Limited) LLC
Cunningham Power Generation Co. LP 1% by Cunningham Power Generation (General) LLC, 99% by Reported above
Cunningham Power Generation (Limited) LLC
Harrington Power Generation Co. LP 1% by Harrington Power Generation (General) LLC, 99% by Reported above
Harrington Power Generation (Limited) LLC
Jones Power Generation Co. LP 1% by Jones Power Generation (General) LLC, 99% by Reported above
Jones Power Generation (Limited) LLC
Maddox Power Generation Co. LP 1% by Maddox Power Generation (General) LLC, 99% by Reported above
Maddox Power Generation (Limited) LLC
Moore County Power Generation Co. LP 1% by Moore County Power Generation (General) LLC, 99% Reported above
by Moore County Power Generation (Limited) LLC
Nichols Power Generation Co. LP 1% by Nichols Power Generation (General) LLC, 99% Reported above
by Nichols Power Generation (Limited) LLC
Plant X Power Generation Co. LP 1% by Plant X Power Generation (General) LLC, 99% by Reported above
Plant X Power Generation (Limited) LLC
Riverview Power Generation Co. LP 1% by Riverview Power Generation (General) LLC, 99% by Reported above
Riverview Power Generation (Limited) LLC
Tolk Power Generation Co. LP 1% by Tolk Power Generation (General) LLC, 99% by Tolk Reported above
Power Generation (Limited) LLC
Tucumcari Power Generation Co. LP 1% by Tucumcari Power Generation (General) LLC, 99% by Reported above
Tucumcari Power Generation (Limited) LLC
CPC Ltd Partnership 1% bu Bear Energy Corp., 49.5% by Dragon Energy Corp. Reported above
The subsidiaries of NRG follow.
SYSTEM COMPANY SYSTEM COMPANY OWNERS INVESTMENT BY OWNER
Northbrook Carolina Hydro II, LLC 99% Northbrook Energy, L.L.C. 1% Omega Energy LLC Reported above
Northbrook Carolina Hydro, L.L.C. 99% Northbrook Energy, L.L.C. 1% Omega Reported above
NRG International Holdings (No. 2) 99% NRG International III Inc. 1% Temmes Management Reported above
GmbH Services B.V.
Csepel Luxembourg (No. 1) S.a.r.l. 75% NRGenerating Luxembourg (No. 1) S.a.r.l. Reported above
25% NRGenerating Luxembourg (No. 2) S.a.r.l.
NRG do Brasil Ltda. 99% NRGenerating Luxembourg (No. 1) S.a.r.l. Reported above
1% NRGenerating Luxembourg (No. 2) S.a.r.l.
Lanco Kondapalli Power Pvt Ltd. 30% NRG Web Mauritius Limited Reported above
11% Doosan Heavy Industries and Construction Co. Ltd.
Flinders Power Partnership 50% NRGenerating Holdings (No. 2) GmbH Reported above
25% Flinders Labuan 1
25% Flinders Labuan 2
Energia Pacasmayo S.A. 75% NRGenerating Luxembourg (No. 2) S.a.r.l. Reported above
22.5% NRGenerating Luxembourg (No. 1) S.a.r.l.
Csepeli Eromu Rt. 75% NRGenerating Luxembourg (No. 2) S.a.r.l. Reported above
25% NRGenerating Luxembourg (No. 1) S.a.r.l.
NRG Csepel Energia Kft. 75% NRGenerating Luxembourg (No. 2) S.a.r.l. Reported above
25% NRGenerating Luxembourg (No. 1) S.a.r.l.
26
SYSTEM COMPANY SYSTEM COMPANY OWNERS INVESTMENT BY OWNER
Enfield Operations, L.L.C. 49.9% NRG International Inc. 50.1% Enfield Energy Reported above
Centre Limited
Gladstone Power Station Joint Venture 20% Sunshine State Power B.V. 17.5% Sunshine State Reported above
Power (No. 2) B.V.
NRG Victoria III Pty Ltd. 33% NRG Victoria I Pty Ltd. 66% NRG Victoria II Pty Ltd. Reported above
NRG Taiwan Holdings Company Limited 99.94% NRGenerating Holdings (No. 19) B.V. .01% David H. Reported above
Peterson .01% John L. Seymour .01%
NRGenerating Luxembourg (No. 6) 50% Cobee Holdings, Inc. 50% NRGenerating Luxembourg Reported above
S.a.r.l. (No. 1) S.a.r.l.
Camas Power Boiler Limited Partnership 99% Pacific Generation Company 1% Camas Power Boiler, Reported above
RichEditWindow
Energy Investors Fund, L.P. 3.10% Energy National, Inc. 21% Crockett Cogeneration Reported above
The PowerSmith Cogeneration Project, 7.75% Energy National, Inc. 1% Enigen, Inc. Reported above
Limited Partnership
Sunnyside Operations Associates, L.P. 49% NRG Sunnyside Operations LP, Inc. 1% NRG Sunnyside Reported above
Operations GP, Inc.
Louisiana Energy Services, L.P. 6.23% LePaz Incorporated .52% Graystone Corporation Reported above
Jackson Valley Energy Partners, L.P. 48% NRG Energy Jackson Valley II, Inc. 2% NRG Energy Reported above
Jackson Valley I, Inc.
San Joaquin Valley Energy Partners I, 43% NRG Energy Jackson Valley II, Inc. 2% San Joaquin Reported above
L.P. Valley Energy I, Inc.
Kissimee Power Partners, Limited 99% Okeechobee Power III, Inc. 1% Okeechobee Power II, Reported above
Partnership Inc.
NRG South Central Generating LLC 50% NRG Central U.S. LLC 50% South Central Generation Reported above
Holding LLC
SRW Cogeneration Limited Partnership 49% NRG Sabine River Works LP LLC 1% NRG Sabine Reported above
River Works GP LLC
Valmy Power LLC 50% NRG Valmy Power Holdings LLC 50% NRG Valmy Power Reported above
LLC
Kaufman Cogen LP 99% NRG Mesquite LLC 1% NRG Kaufman LLC Reported above
NRG MidAtlantic Generating LLC 50% MidAtlantic Generation Holding LLC 50% NRG Reported above
MidAtlantic LLC
NRG Northeast Generating LLC 50% Northeast Generation Holding LLC 50% NRG Eastern Reported above
LLC
Brazos Valley Energy LP 99% NRG Brazos Valley LP LLC 1% NRG Brazos Valley GP Reported above
LLC
Brazos Valley Technology LP 99% NRG Brazos Valley Technology LP LLC 1% Brazos Reported above
Valley Energy LP
NRG Ilion Limited Partnership 99% NRG Ilion LP LLC 1% NRG Rockford Acquisition LLC Reported above
Granite Power Partners II, L.P. 79% NRG 21% NRG Granite Acquisition LLC Reported above
LSP Energy Limited Partnership 99% LSP Batesville Holding, LLC 1% LSP Energy, Inc. Reported above
Telogia Power Inc. 67% NRG Telogia Power LLC 33% SET Telogia Investments, Reported above
LLC
27
Non-corporate subsidiaries are:
NAME OF SUBSIDIARY TYPE OF ORGANIZATION EQUITY INVESTMENT
------------------ -------------------- -----------------
New Century Energies Foundation (for charitable contributions)(1) Charitable Foundation Reported above
NSP Financing I Business Trust Reported above
NSP Financing II Business Trust Reported above
Nuclear Management Co. LLC LLC Reported above
Private Fuel Storage LLC LLC Reported above
Plover LLC LLC Reported above
Shoe Factory Holdings LLC LLC Reported above
Woodsedge Eau Claire LP Ltd Partnership Reported above
PSCo Capital Trust I Business Trust Reported above
Southwestern Public Service Capital I Business Trust Reported above
Northern Colorado Telecommunications, LLC LLC Reported above
Johnstown Cogeneration, LLC LLC Reported above
Young Gas Storage Co. Ltd. Ltd Partnership Reported above
Guardian Pipeline LLC LLC Reported above
XEPS LLC LLC Reported above
Carlsbad Power Generation (General) LLC LLC Reported above
Carlsbad Power Generation (Limited) LLC LLC Reported above
Carlsbad Power Generation Company LP Ltd Partnership Reported above
Celanese Power Generation (General) LLC LLC Reported above
Celanese Power Generation (Limited) LLC LLC Reported above
Celanese Power Generation Company LP Ltd Partnership Reported above
Cunningham Power Generation (General) LLC LLC Reported above
Cunningham Power Generation (Limited) LLC LLC Reported above
Cunningham Power Generation Company LP Ltd Partnership Reported above
Harrington Power Generation (General) LLC LLC Reported above
Harrington Power Generation (Limited) LLC LLC Reported above
Harrington Power Generation Company LP Ltd Partnership Reported above
Jones Power Generation (General) LLC LLC Reported above
Jones Power Generation (Limited) LLC LLC Reported above
Jones Power Generation Company LP Ltd Partnership Reported above
Maddox Power Generation (General) LLC LLC Reported above
Maddox Power Generation (Limited) LLC LLC Reported above
Maddox Power Generation Company LP Ltd Partnership Reported above
Moore County Power Generation (General) LLC LLC Reported above
Moore County Power Generation (Limited) LLC LLC Reported above
Moore County Power Generation Company LP Ltd Partnership Reported above
Nichols Power Generation (General) LLC LLC Reported above
Nichols Power Generation (Limited) LLC LLC Reported above
Nichols Power Generation Company LP Ltd Partnership Reported above
Plant X Power Generation (General) LLC LLC Reported above
Plant X Power Generation (Limited) LLC LLC Reported above
Plant X Power Generation Company LP Ltd Partnership Reported above
Riverview Power Generation (General) LLC LLC Reported above
Riverview Power Generation (Limited) LLC LLC Reported above
Riverview Power Generation Company LP Ltd Partnership Reported above
Tolk Power Generation (General) LLC LLC Reported above
Tolk Power Generation (Limited) LLC LLC Reported above
Tolk Power Generation Company LP Ltd Partnership Reported above
Tucumcari Power Generation (General) LLC LLC Reported above
Tucumcari Power Generation (Limited) LLC LLC Reported above
Tucumcari Power Generation Company LP Ltd Partnership Reported above
Natural Station Equipment LLC LLC Reported above
USA-Planergy LLC LLC Reported above
Xcel Energy Foundation Charitable Foundation Reported above
7th Street Ltd Partnership Reported above
Boulder Ridge Ltd Partnership Reported above
Brickstone Townhouses Ltd Partnership Reported above
28
Buffalo Ridge Ltd Partnership Reported above
Carter Place Ltd Partnership Reported above
Central Towers Ltd Partnership Reported above
City Limits Ltd Partnership Reported above
Colfax Prairie Ltd Partnership Reported above
Cottage Court Ltd Partnership Reported above
Cottages of Hillcrest Ltd Partnership Reported above
Countryside Ltd Partnership Reported above
Covington Court Ltd Partnership Reported above
Cromwell Commons Ltd Partnership Reported above
Crown Ridge Ltd Partnership Reported above
Cumberland Ltd Partnership Reported above
East Creek Ltd Partnership Reported above
Edenvale Ltd Partnership Reported above
Farmington Ltd Partnership Reported above
Farmington Family Ltd Partnership Reported above
Granite Hill Ltd Partnership Reported above
Groveland Terrace Ltd Partnership Reported above
Hearthstone Ltd Partnership Reported above
Hickory Drive (Plover LLC) LLC Reported above
Jefferson Heights Ltd Partnership Reported above
Lakeville Court Ltd Partnership Reported above
Lyndale Ltd Partnership Reported above
Majestic View Ltd Partnership Reported above
Mankato Townhouses Ltd Partnership Reported above
Maple Crest Ltd Partnership Reported above
Marsh Run of Brainerd LP Ltd Partnership Reported above
Moorhead Ltd Partnership Reported above
Oakgrove Ltd Partnership Reported above
Oakdale Village Ltd Partnership Reported above
Oakwood II Ltd Partnership Reported above
Oakwood Townhouses Ltd Partnership Reported above
Park Glen Ltd Partnership Reported above
Parkwood Place Ltd Partnership Reported above
Pheasant Run Ltd Partnership Reported above
Pheasant View Ltd Partnership Reported above
Pine Crest Ltd Partnership Reported above
Pine Tree Park(2) Ltd Partnership Reported above
Pioneer Building Ltd Partnership Reported above
Pleasant Valley Ltd Partnership Reported above
Polynesian Village Ltd Partnership Reported above
Prairie Village Ltd Partnership Reported above
River Run Ltd Partnership Reported above
Safe Haven Homes, LLC(11) LLC Reported above
Scenic View Ltd Partnership Reported above
Shade Tree Ltd Partnership Reported above
Shenandoah Woods Ltd Partnership Reported above
Spring Lake Park Ltd Partnership Reported above
St. Croix Village Ltd Partnership Reported above
Stradford Flats Ltd Partnership Reported above
Summerchase Ltd Partnership Reported above
Sunrise Ltd Partnership Reported above
Timber Ridge Ltd Partnership Reported above
Tower Terrace Ltd Partnership Reported above
Vadnais Heights Ltd Partnership Reported above
Washington Avenue Ltd Partnership Reported above
Willow Ponds Ltd Partnership Reported above
Woodland Townhouses Ltd Partnership Reported above
Woodland Village Ltd Partnership Reported above
Universal Utility Services LLC LLC Reported above
CPC Ltd Partnership Ltd Partnership Reported above
29
Quixx Mountain Holdings LLC (Quixx Mountain) LLC Reported above
Front Range Energy Associates, LLC LLC Reported above
Borger Energy Associates, LP (Borger Energy) Ltd Partnership Reported above
Denver City Energy Associates LP Ltd Partnership Reported above
Quixx WRR, LP Ltd Partnership Reported above
Windpower Partners 1994 LP Ltd Partnership Reported above
KES Jamaica LP Ltd Partnership Reported above
Denver City Energy Associates, LP Ltd Partnership Reported above
Quixx Linden LP Ltd Partnership Reported above
Borger Energy Associates LP Ltd Partnership Reported above
Carolina Energy, LP Ltd Partnership Reported above
Windpower Partners 1994, LP Ltd Partnership Reported above
BCH Energy, LP Ltd Partnership Reported above
Carolina Energy, LP Ltd Partnership Reported above
Quixx Linden, LP Ltd Partnership Reported above
Quixx Louisville, LLC LLC Reported above
Quixx WRR, LP Ltd Partnership Reported above
YPG Holdings LLC LLC Reported above
KES Jamaica, LP Ltd Partnership Reported above
WYCO Development, LLC LLC Reported above
The noncorporate subsidiaries of NRG follow.
NAME OF SUBSIDIARY TYPE OF ORGANIZATION EQUITY INVESTMENT
Berrians I Gas Turbine Power LLC LLC Reported above
Commonwealth Atlantic Power LLC LLC Reported above
James River Power LLC LLC Reported above
NRG Energy Insurance, Ltd. LLC Reported above
NRG Audrain Holding LLC LLC Reported above
NRG Batesville LLC LLC Reported above
NRG International Acquisition Partnership Partnership Reported above
NRG McClain LLC LLC Reported above
NRG Newberry Generation LLC LLC Reported above
NRG Northern Ohio Generating LLC LLC Reported above
Montauk-NEO Gasco LLC LLC Reported above
MN San Bernardino Gasco I LLC LLC Reported above
San Bernardino Landfill Gas Limited Partnership, a California Ltd Partnership Reported above
limited partnership
MN San Bernardino Gasco II LLC LLC Reported above
NEO Fresh Kills LLC LLC Reported above
Fresh Gas LLC LLC Reported above
NEO-Montauk Genco Management LLC LLC Reported above
NEO-Montauk Genco LLC LLC Reported above
MM San Bernardino Energy LLC LLC Reported above
NEO Chester-Gen LLC LLC Reported above
NEO Freehold-Gen LLC LLC Reported above
NEO Toledo-Gen LLC LLC Reported above
NEO California Power LLC LLC Reported above
Four Hills, LLC LLC Reported above
LFG Partners, LLC LLC Reported above
NEO Burnsville, LLC LLC Reported above
NEO Corona LLC LLC Reported above
NEO Erie LLC LLC Reported above
NEO Ft. Smith LLC LLC Reported above
NEO Hackensack, LLC LLC Reported above
30
NAME OF SUBSIDIARY TYPE OF ORGANIZATION EQUITY INVESTMENT
NEO Martinez LLC LLC Reported above
NEO Nashville LLC LLC Reported above
NEO Northern Tier LLC LLC Reported above
NEO Phoenix LLC LLC Reported above
NEO Prima Deshecha LLC LLC Reported above
NEO Riverside LLC LLC Reported above
NEO SKB LLC LLC Reported above
NEO Tajiguas LLC LLC Reported above
NEO Woodville LLC LLC Reported above
NEO El Sobrante LLC LLC Reported above
NEO Tri-Cities LLC LLC Reported above
MM Ft. Smith Energy LLC LLC Reported above
NEO MESI LLC LLC Reported above
MESI Fuel Station #1 L.L.C. LLC Reported above
NEO ECO 11 LLC LLC Reported above
Minnesota Methane II LLC LLC Reported above
MM Burnsville Energy LLC LLC Reported above
Suncook Energy LLC LLC Reported above
Landfill Power LLC LLC Reported above
Northbrook Energy, L.L.C. LLC Reported above
Northbrook Carolina Hydro II, LLC LLC Reported above
Northbrook Carolina Hydro, L.L.C. LLC Reported above
Northbrook New York, L.L.C. LLC Reported above
Minnesota Methane LLC LLC Reported above
MM Albany Energy LLC LLC Reported above
MM Cuyahoga Energy LLC LLC Reported above
MM Hartford Energy LLC LLC Reported above
MM Lopez Energy LLC LLC Reported above
MM Lowell Energy LLC LLC Reported above
MM Prince William Energy LLC LLC Reported above
MM San Diego LLC LLC Reported above
MM Spokane Energy LLC LLC Reported above
MM Tacoma LLC LLC Reported above
MM Taunton Energy LLC LLC Reported above
MM Tomoka Farms Energy LLC LLC Reported above
MM Tulare Energy LLC LLC Reported above
MM West Covina LLC LLC Reported above
MM Yolo Power LLC LLC Reported above
O'Brien Biogas IV LLC LLC Reported above
Minnesota Methane Holdings LLC LLC Reported above
MM Biogas Power LLC LLC Reported above
MM Corona Energy LLC LLC Reported above
MM Hackensack Energy LLC LLC Reported above
MM Nashville Energy LLC LLC Reported above
MM Prima Deshecha Energy LLC LLC Reported above
MM SKB Energy LLC LLC Reported above
MM Tajiguas Energy LLC LLC Reported above
MM Woodville Energy LLC LLC Reported above
MM El Sobrante Energy LLC LLC Reported above
MM Erie Power LLC LLC Reported above
31
NAME OF SUBSIDIARY TYPE OF ORGANIZATION EQUITY INVESTMENT
MM Northern Tier Energy LLC LLC Reported above
MM Phoenix Energy LLC LLC Reported above
MM Riverside LLC LLC Reported above
MM Tri-Cities Energy LLC LLC Reported above
NEO Albany, L.L.C. LLC Reported above
NEO Cuyahoga, LLC LLC Reported above
NEO Edgeboro, LLC LLC Reported above
NEO Fitchburg LLC LLC Reported above
NEO Hartford, LLC LLC Reported above
NEO Lopez Canyon LLC LLC Reported above
NEO Lowell LLC LLC Reported above
NEO Prince William, LLC LLC Reported above
NEO San Diego LLC LLC Reported above
NEO Spokane LLC LLC Reported above
NEO Tacoma, L.L.C. LLC Reported above
NEO Taunton LLC LLC Reported above
NEO Tomoka Farms LLC LLC Reported above
NEO Tulare LLC LLC Reported above
NEO West Covina LLC LLC Reported above
NEO Yolo LLC LLC Reported above
NRG Andean Development Ltda. LLC Reported above
NRG Pacific Corporate Services Pty Ltd. Co. Ltd by Shares Reported above
Cobee Energy Development LLC LLC Reported above
Eastern Generation Services (India) Private Limited Private Ltd Co. Reported above
Flinders Power Partnership Partnership Reported above
Enfield Operations, L.L.C. LLC Reported above
Gladstone Power Station Joint Venture Unincorporated JV Reported above
Kraftwerk Schkopau GbR Joint Venture Reported above
NRG Taiwan Holdings Company Limited Co. Ltd by Shares Reported above
Camas Power Boiler Limited Partnership Ltd Partnership Reported above
Energy Investors Fund, L.P. Ltd Partnership Reported above
Penobscot Energy Recovery Company LLC Reported above
Maine Energy Recovery Company LLC Reported above
The PowerSmith Cogeneration Project, Limited Partnership Ltd Partnership Reported above
Orrington Waste, Ltd. Limited Partnership Ltd Partnership Reported above
ENI Crockett Limited Partnership Ltd Partnership Reported above
Crockett Cogeneration, a California Limited Partnership Ltd Partnership Reported above
ONSITE/US Power Limited Partnership No. 1 Ltd Partnership Reported above
Mt. Poso Cogeneration Company, a California Limited Partnership Ltd Partnership Reported above
Turners Falls Limited Partnership Ltd Partnership Reported above
Kingston Cogeneration Limited Partnership Ltd Partnership Reported above
Project Finance Fund III, L.P. Ltd Partnership Reported above
Sunnyside Operations Associates, L.P. Ltd Partnership Reported above
Cadillac Renewable Energy LLC LLC Reported above
Mid-Continent Power Company, L.L.C. LLC Reported above
32
NAME OF SUBSIDIARY TYPE OF ORGANIZATION EQUITY INVESTMENT
Minnesota Waste Processing Company, L.L.C. LLC Reported above
NRG New Roads Generating, LLC LLC Reported above
NRG Lakefield Junction LLC LLC Reported above
Lakefield Junction LLC LLC Reported above
Louisiana Energy Services, L.P. Ltd Partnership Reported above
Jackson Valley Energy Partners, L.P. Ltd Partnership Reported above
San Joaquin Valley Energy Partners I, L.P. Ltd Partnership Reported above
Kissimee Power Partners, Limited Partnership Ltd Partnership Reported above
NRG Processing Solutions LLC LLC Reported above
NRG ComLease LLC LLC Reported above
NRG Energy Center Round Mountain LLC LLC Reported above
NRG Energy Center Smyrna LLC LLC Reported above
NRG Energy Center Minneapolis LLC LLC Reported above
NRG Energy Center San Diego LLC LLC Reported above
NRG Energy Center Rock Tenn LLC LLC Reported above
NRG Energy Center Grand Forks LLC LLC Reported above
NRG Energy Center Washco LLC LLC Reported above
NRG Thermal Operating Services LLC LLC Reported above
NRG Energy Center Dover LLC LLC Reported above
NRG Energy Center Pittsburgh LLC LLC Reported above
NRG Energy Center San Francisco LLC LLC Reported above
NRG Rocky Road LLC LLC Reported above
Rocky Road Power LLC LLC Reported above
Termo Santander Holding (Alpha). L.L.C. LLC Reported above
NRG Connecticut Generating LLC LLC Reported above
NRG Louisiana LLC LLC Reported above
South Central Generation Holding LLC LLC Reported above
NRG Central U.S. LLC LLC Reported above
NRG South Central Generating LLC LLC Reported above
Big Cajun II Unit 4 LLC LLC Reported above
NRG Bayou Cove LLC LLC Reported above
Louisiana Generating LLC LLC Reported above
NRG New Roads Holdings LLC LLC Reported above
Big Cajun I Peaking Power LLC LLC Reported above
NRG Sabine River Works GP LLC LLC Reported above
NRG Sabine River Works LP LLC LLC Reported above
SRW Cogeneration Limited Partnership Ltd Partnership Reported above
NRG Sterlington Power LLC LLC Reported above
NRG Valmy Power Holdings LLC LLC Reported above
NRG Valmy Power LLC LLC Reported above
33
NAME OF SUBSIDIARY TYPE OF ORGANIZATION EQUITY INVESTMENT
Valmy Power LLC LLC Reported above
NRG Kaufman LLC LLC Reported above
NRG Mesquite LLC LLC Reported above
Kaufman Cogen LP Ltd Partnership Reported above
Meriden Gas Turbines LLC LLC Reported above
Saguaro Power LLC LLC Reported above
Saguaro Power Company, a Limited Partnership Ltd Partnership Reported above
WCP (Generation) Holdings LLC LLC Reported above
West Coast Power LLC LLC Reported above
Long Beach Generation LLC LLC Reported above
El Segundo Power, LLC LLC Reported above
Cabrillo Power I LLC LLC Reported above
Cabrillo Power II LLC LLC Reported above
El Segundo Power II LLC LLC Reported above
Southwest Power Holdings LLC LLC Reported above
Southwest Generation LLC LLC Reported above
Clark Power LLC LLC Reported above
Reid Gardner Power LLC LLC Reported above
MidAtlantic Generation Holding LLC LLC Reported above
NRG MidAtlantic LLC LLC Reported above
NRG MidAtlantic Generating LLC LLC Reported above
B.L. England Power LLC LLC Reported above
Conemaugh Power LLC LLC Reported above
Deepwater Power LLC LLC Reported above
Indian River Power LLC LLC Reported above
Keystone Power LLC LLC Reported above
Vienna Power LLC LLC Reported above
Northeast Generation Holding LLC LLC Reported above
NRG Eastern LLC LLC Reported above
NRG Northeast Generating LLC LLC Reported above
Dunkirk Power LLC LLC Reported above
Huntley Power LLC LLC Reported above
Astoria Gas Turbine Power LLC LLC Reported above
Arthur Kill Power LLC LLC Reported above
Somerset Power LLC LLC Reported above
Oswego Harbor Power LLC LLC Reported above
Connecticut Jet Power LLC LLC Reported above
Devon Power LLC LLC Reported above
Middletown Power LLC LLC Reported above
Montville Power LLC LLC Reported above
34
NAME OF SUBSIDIARY TYPE OF ORGANIZATION EQUITY INVESTMENT
Norwalk Power LLC LLC Reported above
NRG Brazos Valley GP LLC LLC Reported above
NRG Brazos Valley LP LLC LLC Reported above
Brazos Valley Energy LP Ltd Partnership Reported above
NRG Brazos Valley Technology LP LLC LLC Reported above
Brazos Valley Technology LP Ltd Partnership Reported above
NRG Capital LLC LLC Reported above
NRG Finance Company I LLC LLC Reported above
NRG Turbines LLC LLC Reported above
NRG Ilion LP LLC LLC Reported above
NRG Ilion Limited Partnership Ltd Partnership Reported above
NRG Rockford Equipment LLC LLC Reported above
NRG Rockford LLC LLC Reported above
NRG Rockford Acquisition LLC LLC Reported above
NRG Bourbonnais Equipment LLC LLC Reported above
NRG Rockford Equipment II LLC LLC Reported above
NRG Rockford II LLC LLC Reported above
NRG Bourbonnais LLC LLC Reported above
NRG Equipment Company LLC LLC Reported above
LS Power Management, LLC LLC Reported above
NRG Granite Acquisition LLC LLC Reported above
Granite Power Partners II, L.P. Ltd Partnership Reported above
LSP-Pike Energy, LLC. LLC Reported above
LSP-Nelson Energy, LLC LLC Reported above
LSP-Hardee Energy, LLC LLC Reported above
Granite II Holding, LLC LLC Reported above
LSP Equipment, LLC LLC Reported above
LSP-Denver City, Inc. LLC Reported above
LSP-Kendall Energy, LLC LLC Reported above
GPP Investors I, LLC LLC Reported above
Denver City Energy Associates, L.P. Ltd Partnership Reported above
LSP Batesville Holding, LLC LLC Reported above
LSP Energy Limited Partnership Ltd Partnership Reported above
NRG Telogia Power LLC LLC Reported above
Timber Energy Resources Inc. LLC Reported above
35
New subsidiary companies added during 2001 were:
SUBSIDIARY NAME DATE OF STATE OF DESCRIPTION
INCORPORATION/ INCORPORATION
ACQUIRED
EMI Performance Contracting, Inc. (new 06/18/2001 Delaware Service, construction, engineering and
name Energy Masters, Inc. on 12/21/01) management
Xcel Energy Argentina, Inc. 06/21/2001 Delaware Hold interest in electric generating
plants in Argentina
Xcel Energy Foundation 02/13/2001 Minnesota Charitable
New subsidiary companies added by NRG during 2001 were:
SUBSIDIARY NAME DATE OF STATE OF DESCRIPTION
INCORPORATION/ INCORPORATION
ACQUIRED
Berrians I Gas Turbine Power LLC 06/04/2001 Delaware simple cycle peaking unit whose purpose is
to provide energy during periods of high
demand in the NYC control area and to
provide capacity to help insure the LSE's
are able to meet the requirements set by
the NYPSC
Big Cajun II Unit 4 LLC 09/14/2001 Delaware electric power generation
Brazos Valley Energy LP 05/24/2001 Delaware 1% owner of 633 megawatt greenfield
natural gas-fired combined cycle Brazos
Valley Energy Project west of Houston,
Texas
Brazos Valley Technology LP 05/24/2001 Delaware 633 megawatt greenfield natural gas-fired
combined cycle Brazos Valley Energy Project
west of Houston, Texas
Cementos Norte Pacasmayo Energia S.A. 10/31/1997 Peru Owner of 38 megawatt hydroelectric
Acquired facility; 22.5 megawatt diesel power
10/3/2001 plant; and several mini hydropower
facilities totaling 5.6 megawatt in Peru
Commonwealth Atlantic Power LLC 07/16/2001 Delaware this entity acquired all of the shares in
Hanover Energy Company, which owns all of
the shares of Chickahominy River Energy
Corp., which ownes 50.04995% of
Commonwealth Atlantic Limited Partnership
(CALP)
Csepel Luxembourg (No. 1) S.a.r.l. 03/28/2001 Luxembourg Luxembourg holding company for the Csepel
project
Csepeli Aramtermelo Kft. 04/01/1996 Hungary which owns a 389 megawatt CCGT facility
Acquired and a 106 megawatt steam and hot water
6/29/2001 generation facility in Budapest, Hungary
(Csepel II)
Csepeli Eromu Rt. 05/10/1991 Hungary Owns a 116 megawatt thermal and industrial
Acquired park support complex in Budapest, Hungary
6/29/2001
Denver City Energy Associates, L.P. 11/06/1996 Delaware Project company for 487 megawatt plant
Acquired located in Denver City, Texas
1/29/2001
Eastern Sierra Energy Company 03/28/1988 California Production of electricity and thermal
Acquired energy
9/20/2001
Empresa de Generacion Electrica Cahua Acquired Peru Owner of 45 megawatt of hydroelectric
S.A. 10/3/3001 generation in Peru
Entrade s.r.o. 08/20/2001 Czech Republic Czech branch of Entrade GmbH
Acquired
9/19/2001
Entrade s.r.o. 08/20/2001 Czech Republic Czech branch of Entrade GmbH
GPP Investors I, LLC 06/23/1997 Delaware Limited partner of 487 megawatt plant
Acquired located in Denver City, Texas
1/29/2001
Granite II Holding, LLC 07/16/1999 Delaware Holding company for Batesville, Kendall
Acquired and Denver City projects acquired from LS
1/29/2001 Power, LLC
Granite Power Partners II, L.P. 01/31/1996 Delaware Holding company for all LS Power, LLC's
Acquired equity interest in independent power
1/29/2001 projects acquired by NRG on 1/20/2001.
Hsin Yu Energy Development Co., Ltd. Acquired Owner of 170 megawatt cogeneration
7/27/2001 facility located at the Hsinchu
Science-Based Industrial Park in Taiwan
James River Power LLC 07/16/2001 Delaware entity acquired all of the shares in
Capistrano Cogeneration Company, which
owns a 50% interest in James River
Cogeneration Company
36
SUBSIDIARY NAME DATE OF STATE OF DESCRIPTION
INCORPORATION/ INCORPORATION
ACQUIRED
Lanco Kondapalli Power Pvt Ltd. 08/21/1995 India 355 megawatt Lanco Kondapalli Power Plant
Acquired in the State of Andhra Pradesh, India
7/16/2001
LS Power Management, LLC 07/29/1998 Delaware
Acquired
1/29/2001
LSP Batesville Funding Corp. 08/03/1998 Delaware Finance company for 837 megawatt plant in
Acquired Batesville Mississippi
1/29/2001
LSP Batesville Holding, LLC 07/29/1998 Delaware Limited partner of 837 megawatt plant Acquired
located in Batesville, Mississippi. 1/29/2001
LSP Energy Limited Partnership 02/07/1996 Delaware Project company for 837 megawatt plant
Acquired located in Batesville Mississippi.
1/29/2001
LSP Energy, Inc. 02/01/1996 Delaware General partner of 837 megawatt plant
Acquired located in Batesville Mississippi
1/29/2001
LSP Equipment, LLC 10/19/1999 Delaware
Acquired
1/29/2001
LSP-Denver City, Inc. 10/01/1996 Delaware General partner of 487 megawatt plant
Acquired located in Denver City, Texas (Mustang)
1/29/2001
LSP-Hardee Energy, LLC 08/25/2000 Delaware Project company for 510 megawatt plant
Acquired under construction in Wachula, Florida
1/29/2001
LSP-Kendall Energy, LLC 11/02/1998 Delaware Project company for 1,160 megawatt plant
Acquired under construction in Minooka, Illinois
1/29/2001
LSP-Nelson Energy, LLC 03/01/1999 Delaware Project company for 1,160 megawatt plant
Acquired located in Nelson Township, Illinois
1/29/2001
LSP-Pike Energy, LLC 01/21/2000 Delaware Project company for 1,160 plant in final
Acquired development stage located in Holmesville,
1/29/2001 Mississippi
MN San Bernardino Gasco II LLC 08/17/2001 Delaware landfill gas collection system for project
in California
Montauk-NEO Gasco LLC 08/17/2001 Delaware Facilitation and marketing of landfill gas
NEO Fresh Kills LLC 12/20/2001 Delaware Owns 50% of Fresh Gas LLC (owner of gas
collection system in Fresh Kills, NY).
NEO-Montauk Genco LLC 08/17/2001 Delaware facilitation and marketing of landfill gas
NEO-Montauk Genco Management LLC 08/21/2001 Delaware entity that owns landfill gas projects
NRG Asia Corporate Services Pte Ltd. 11/09/2001 Singapore Development office for Asia-Pacific region
outside of Australia
NRG Audrain Generating LLC 10/21/1999 Delaware Project company for 720 megawatt natural
Acquired gas fired plant under construction in
5/11/2001 Audrain County Missouri
NRG Audrain Holding LLC 06/06/2001 Delaware Holding company for 720 megawatt natural gas
fired plant under construction in Audrain County
Missouri
NRG Batesville LLC 08/13/2001 Delaware as part of the bond indenture, we had to form
this entity to hold the assets and permits.
Going forward, it will own Big Cajun II Unit 4
LLC
NRG Bayou Cove LLC 09/10/2001 Delaware electric power generation
NRG Bourbonnais Equipment LLC 12/07/2001 Delaware buy and sell qualified materials in the
enterprise zone (sells to Indeck
Bourbonnais LLC) during the construction
of Bourbonnais project.
NRG Bourbonnais LLC 03/02/2000 Illinois
Acquired
8/14/2001
NRG Brazos Valley GP LLC 05/24/2001 Delaware general partner of Brazos Valley Energy L.P.
which owns 633 megawatt greenfield natural
gas-fired combined cycle Brazos Valley Energy
Project west of Houston, Texas
NRG Brazos Valley LP LLC 05/24/2001 Delaware limited partner of Brazos Valley Energy L.P.
which owns 633 megawatt greenfield natural
gas-fired combined cycle Brazos Valley Energy
Project west of Houston, Texas
NRG Brazos Valley Technology LP LLC 05/24/2001 Delaware 99% owner of 633 megawatt greenfield natural
gas-fired combined cycle Brazos Valley Energy
Project west of Houston, Texas
NRG Capital LLC 04/09/2001 Delaware the sole member of the borrower (NRG
Finance Company I LLC) in connection with the
$2.5 billion construction/acquisition revolver
NRG Csepel Energia Kft. 02/24/1998 Hungary Provides operations and maintenance
Acquired services under contract to the Csepel II
6/29/2001
37
SUBSIDIARY NAME DATE OF STATE OF DESCRIPTION
INCORPORATION/ INCORPORATION
ACQUIRED
NRG do Brasil Ltda. 04/27/2001 Brazil Brazilian development office
NRG Energy Center Round Mountain LLC 01/12/2001 Delaware will own and operate a 44 megawatt
cogeneration facility to be located in
Bakersfield, CA
NRG Energy Center Smyrna LLC 12/20/2001 Delaware entity was created so that we could enter
into an operating agreement to operate
DEMEC's Warren F. Beasley Plant (a 45
megawatt plant located in Smyrna,
Delaware. This entity will NOT own the
plant, only operate it.
NRG Energy Insurance, Ltd. 08/09/2001 Cayman Islands Insurance captive company.
NRG Equipment Company LLC 09/15/2000 Illinois
Acquired
8/14/2001
NRG Finance Company I LLC 02/06/2001 Delaware Will act as the borrower under the
proposed $2 billion construction revolver
NRG Gila Bend Holdings Inc. 07/17/2001 Delaware this entity will acquire the ownership
interests of Gila Bend Power Partners LLC, a
Delaware limited liability company, which is
developing a generating project in Gila Bend,
Arizona
NRG Ilion Limited Partnership 11/09/1990 Delaware Owns Ilion energy center, NRG Rockford LLC
Acquired (owner of Rockford electric generation
8/14/2001 project), and NRG Rockford Equipment LLC
(captive equipment retailer)
NRG Ilion LP LLC 07/10/2001 Delaware established simply to serve as the limited
partner of Indeck Ilion, LP.
NRG International Acquisition 08/31/2001 Delaware Domestic partnership formed to hold NRG's
Partnership international portfolio
NRG International Holdings (No. 2) 08/28/2001 Switzerland Swiss holding company
GmbH
NRG International Holdings GmbH 08/28/2001 Switzerland Swiss holding company
NRG McClain LLC 09/13/2001 Delaware Entity was formed for McClain project
NRG MidAtlantic Affiliate Services 02/14/2001 Delaware Payroll company for O&M employees arising
Inc. out of Conectiv acquisition. Will have
300-400 employees first year.
NRG Newberry Generation LLC 12/12/2001 Delaware project entity for the proposed
development (greenfield) of a natural gas
combined cycle plant to be located in
Newberry Township, PA.
NRG North Central Operations Inc. 04/20/2001 Delaware Act as the operating company for the north
central region (formed to provide
operation and management services to
various NRG Energy, Inc. entities that own
electric generating facilities in the
United States)
NRG Northern Ohio Generating LLC 11/27/2001 Delaware This entity was set up to act as a holding
company to sign the purchase agreement and will
facilitate financing at a later date. Will own
certain assets of Eastlake and Bay Shore and
will lease the majority of the Eastlake and Bay
Shore assets (Lessee)
NRG Pacific Corporate Services Pty Ltd 11/19/2001 Australia Australia corporate services company
NRG Pensions Limited 01/29/2001 United Kingdom Entity to hold pensions for UK
employees/Killingholme
NRG Rockford Acquisition LLC 07/06/2001 Delaware Owner of project companies acquired from
Indeck Energy
NRG Rockford Equipment II LLC 09/15/2000 Illinois captive for equipment retailer for
Acquired Rockford II
8/14/2001
NRG Rockford Equipment LLC 02/04/2000 Illinois captive equipment retailer for Rockford II
Acquired (no longer being used)
8/14/2001
NRG Rockford II LLC 09/15/2000 Illinois owner of Rockford II electric generation
Acquired project
8/14/2001
NRG Rockford LLC 12/14/1999 Illinois owner of Rockford electric generation
Acquired project
8/14/2001
NRG Saguaro Operations Inc. 07/16/2001 Delaware operator of the Saguaro Powre Plant in
Henderson, Nevada
NRG South Central Affiliate Services 02/14/2001 Delaware Payroll company for O&M employees arising
Inc. out of acquisition in the south central
region. Will have 50 employees first
year. Also would sign the O&M agreements
38
SUBSIDIARY NAME DATE OF STATE OF DESCRIPTION
INCORPORATION/ INCORPORATION
ACQUIRED
NRG South Central Operations Inc. 03/29/2001 Delaware Act as O&M company for the South Central
region.
NRG Taiwan Holding Company Limited 07/23/2001 Taiwan Taiwain holding company for 170 megawatt
cogeneration facility in Taiwan, with
plans for a 245 megawatt expansion of the
facility and a 490 megawatt greenfield
project at the Tainan Science-Based Park
in Taiwan
NRG Telogia Power LLC 07/18/2001 Delaware this entity will acquire the stock of
Timber Energy Resources Inc., which owns a
14 megawatt biomass plant located in
Florida and chip mill located in Georgia
NRG Turbines LLC 08/15/2001 Delaware owner for financing purposes of certain
turbines prior to their assignment to
project companies
NRG Web Mauritius Limited 02/24/1998 Maritius Holding company for Kondapalli project in
Acquired India
7/16/2001
NRGenerating Holdings (No. 24) B.V. 12/15/1995 The Netherlands Former owner of PowerGen's 1/3 interest in
Acquired Schkopau and Mibrag
4/12/2001
NRGenerating Holdings (No. 3) GmbH 05/16/2001 Switzerland Swiss holding company
NRGenerating Holdings (No. 4) GmbH 05/16/2001 Switzerland Swiss holding company
NRGenerating IV (Gibraltar) 08/30/2001 Gibraltar Gibraltar entity formed to assist with the
Foreign Reorganization holding structure
NRGenerating Luxembourg (No. 6) 10/26/2001 Luxembourg Luxembourg holding company.
S.a.r.l.
Saguaro Power LLC 07/16/2001 Delaware acquired all of the shares in Eastern Sierra
Energy Company, which owns a 50% interest in
Saguaro Power Company
Telogia Power Inc. 07/31/2001 Delaware owns 100% of the stock of Timber Energy
Resources, Inc.
TermoRio S.A. 10/14/1999 Brazil 1040 megawatt gas-fired cogeneration
Acquired project in Rio de Janeiro State, Brazil
9/6/2001
Timber Energy Resources, Inc. 07/18/1984 Texas owns power plant and chip mill assets in
Acquired FL & GA
8/12/2001
39
ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS
During 2001 there were three sales of utility assets which involved
consideration of more than $1 million:
1. SPS sold an airplane for $2,011,000.
2. PSCo sold the Boulder Canyon Hydroelectric Plant for $12.4 million,
3. PSCo sold land near its Valmont electric generating station for
$1,031,798.
During 2001 there was one acquisition of utility assets which involved
consideration of more than $1 million:
1. PSCo purchased a natural gas transmission and distribution system for
$1,750,000
40
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
Excludes securities that were previously reported on the Rule 24 certificate.
Names of Company
Name of Issuer Issuing, Guaranteeing,
And Title of Issue or Assuming Securities Date of
(1) (2) Transaction
(3)
Energy Masters International
Surety Bonds for various purposes including notary bonds and contractor bonds.
End of year balance
Highest balance during the year Energy Masters 12/31/01
International 12/31/01
Northern States Power Co.
Surety Bonds for various purposes including performance bonds, right of way
bonds and various license and permit situations.
End of year balance
Highest balance during the year NSP-Minnesota 12/31/01
12/31/01
NRG Energy Inc.
Surety Bonds for performance.
End of year balance NRG Energy Inc. 12/31/01
Highest balance during the year 12/31/01
Public Service Co. of Colorado
Surety Bonds for performance and payment
End of year balance Public Service Company 12/31/01
Highest balance during the year of Colorado 12/31/01
Utility Engineering
Surety Bonds for performance and contract bonds.
End of year balance Utility Engineering 12/31/01
Highest balance during the year 12/31/01
Planergy Beale Planergy January 2001
Planergy Eielson Planergy 12/20/01
Planergy USCGEC Planergy January 2001
Planergy Picatinny 2 Planergy January 2001
Planergy Picatinny 3 Planergy 5/25/01
Eloigne Co. Special Assessment by City of Buffalo MN Eloigne Co. January 2001
NRG Finance Co. I LLC due March 2006, wgt avg 2001 rate, 4.83% Various NRG subsidiaries May 2001
Brazos Valley LLC due June 30, 2008, wgt avg 2001 rate, 4.61% NRG-Brazos Valley June 2001
LSP Kendall due September 2005, wgt avg 2001 rate, 5.12% NRG--LSP Kendall January 2001
Saale Energie GmbH Capital Lease due 2021, various NRG-Saale April 2001
Kendall working capital line of credit. $0 outstanding during 2001 NRG-Kendall January 2001
Brazos Valley working capital line of credit. $0 outstanding during 2001 NRG-Brazos Valley June 2001
Name of Issuer Authorization
And Title of Issue Consideration or Exemption
(1) (4) (5)
Energy Masters International
Surety Bonds for various purposes including notary bonds and contractor bonds.
End of year balance
Highest balance during the year $ 30,000 Rule 45
30,000
Northern States Power Co.
Surety Bonds for various purposes including performance bonds, right of way
bonds and various license and permit situations.
End of year balance
Highest balance during the year 243,250 Rule 45
243,250
NRG Energy Inc.
Surety Bonds for performance.
End of year balance 30,000 Rule 45
Highest balance during the year 30,000
Public Service Co. of Colorado
Surety Bonds for performance and payment
End of year balance 802,133 Rule 45
Highest balance during the year 802,133
Utility Engineering
Surety Bonds for performance and contract bonds.
End of year balance 335,874,712 Rule 45
Highest balance during the year 335,874,712
Planergy Beale 6,754,704 Rule 52
Planergy Eielson 2,661,161 Rule 52
Planergy USCGEC 2,028,961 Rule 52
Planergy Picatinny 2 3,878,171 Rule 52
Planergy Picatinny 3 3,359,761 Rule 52
Eloigne Co. Special Assessment by City of Buffalo MN 21,849 Rule 52
NRG Finance Co. I LLC due March 2006, wgt avg 2001 rate, 4.83% 697,500,000 Rule 52
Brazos Valley LLC due June 30, 2008, wgt avg 2001 rate, 4.61% 159,750,000 Rule 52
LSP Kendall due September 2005, wgt avg 2001 rate, 5.12% 499,500,000 Rule 52
Saale Energie GmbH Capital Lease due 2021, various 311,867,159 Rule 52
Kendall working capital line of credit. $0 outstanding during 2001 6,000,000 Rule 52
Brazos Valley working capital line of credit. $0 outstanding during 2001 8,000,000 Rule 52
41
Names of Company
Name of Issuer Issuing, Guaranteeing,
And Title of Issue or Assuming Securities Date of
(1) (2) Transaction
(3)
Audrain County MO Capital Lease due December 2023, 10% NRG-Audrain June 2001
MidAtlantic Generating LLC due November 2005, wgt avg 2001 rate, 4.56% NRG-MidAtlantic November 2000
MidAtlantic Generating LLC Working Capital, highest outstanding on 11/13/01, NRG-MidAtlantic November 2000
weighted average rate 4.56%
LSP Energy LLC (Batesville), due 2014 and 2025, 7.16% - 8.16% NRG-LSP Energy January 2001
PERC, due July 1, 2018, wgt avg 2001 rate, 5.1% NRG-PERC March 2001
Bulo Bulo indefinite life,non interest bearing NRG-Bulo Bulo December 2001
Entrade revolving line of credit, highest outstanding on 12/15/01, various NRG-Entrade December 2001
rates
Cementos Energia SA due various dates through January 2011, various NRG-Cementos October 2001
Cahua SA due various dates through November 2004, various NRG-Cahua October 2001
Hsin Yu Energy Development due various dates through 2012, various NRG-Hsin Yu July 2001
Hsin Yu Capital Lease due April 2003, 10.25% NRG-Hsin Yu December 2001
Csepel Aramtermelo due October 2017, 3.79% - 4.85% NRG-Csepel July 2001
COBEE due July 2007, various NRG-COBEE June 2001
Itiquira Energetica due July 12,2002, 6.25% weighted NRG -- Itiquira July 2001
Short Term Debt on corporate revolving line of credit, highest outstanding on NRG March 2001
3/9/01, weighted average rate 5.89%
NRG Term Loan Facility, highest outstanding on 6/22/01, weighted average rate NRG June 2001
3.94%
South Central Working Capital, highest outstanding on 3/15/01, weighted NRG -- South Central March 2001
average rate 4.46%
Name of Issuer Authorization
And Title of Issue Consideration or Exemption
(1) (4) (5)
239,930,497 Rule 52
Audrain County MO Capital Lease due December 2023, 10%
MidAtlantic Generating LLC due November 2005, wgt avg 2001 rate, 4.56% 414,892,000 Rule 52
MidAtlantic Generating LLC Working Capital, highest outstanding on 11/13/01, 6,000,000 Rule 52
weighted average rate 4.56%
LSP Energy LLC (Batesville), due 2014 and 2025, 7.16% - 8.16% 321,875,000 Rule 52
PERC, due July 1, 2018, wgt avg 2001 rate, 5.1% 33,220,000 Rule 52
Bulo Bulo indefinite life, non interest bearing 18,177,000 Rule 52
Entrade revolving line of credit, highest outstanding on 12/15/01, various 8,485,068 Rule 52
rates
Cementos Energia SA due various dates through January 2011, various 26,014,098 Rule 52
Cahua SA due various dates through November 2004, various 29,106,258 Rule 52
Hsin Yu Energy Development due various dates through 2012, various 89,964,323 Rule 52
Hsin Yu Capital Lease due April 2003, 10.25% 517,813 Rule 52
Csepel Aramtermelo due October 2017, 3.79% - 4.85% 169,711,844 Rule 52
COBEE due July 2007, various 51,600,000 Rule 52
Itiquira Energetica due July 12,2002, 6.25% weighted 22,156,375 Rule 52
Short Term Debt on corporate revolving line of credit, highest outstanding on 170,000,000 Rule 52
3/9/01, weighted average rate 5.89%
NRG Term Loan Facility, highest outstanding on 6/22/01, weighted average rate 600,000,000 Rule 52
3.94%
South Central Working Capital, highest outstanding on 3/15/01, weighted 40,000,000 Rule 52
average rate 4.46%
42
ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF SYSTEM SECURITIES
Name of Company Extinguished (EXT)
Name of Issuer and Acquiring, Redeeming or Or Held (H) for Authorization or
Title of Issue Retiring Securities Consideration Further Disposition Exemption
(1) (2) (3) (4) (5)
Viking Gas Transmission Co. Series A Viking $ (2,133,324) EXT Rule 42
Viking Gas Transmission Co. Series B Viking (360,000) EXT Rule 42
Viking Gas Transmission Co. Series C Viking (933,333) EXT Rule 42
Viking Gas Transmission Co. Series D Viking (1,333,333) EXT Rule 42
Planergy PESC Nisshinbo Planergy (23,851) EXT Rule 42
Planergy PESC Domtar Planergy (49,644) EXT Rule 42
Planergy PESC Newark Planergy (28,359) EXT Rule 42
Planergy PESC Mobil Planergy (150,671) EXT Rule 42
Planergy PESC Chevron Planergy (324,827) EXT Rule 42
Planergy PSTI Fina Planergy (22,431) EXT Rule 42
Planergy PSTI Mobil Bevil Oaks Planergy (73,723) EXT Rule 42
Planergy PSTI Mobil Fairfield Planergy (73,724) EXT Rule 42
Planergy PSTI Mobil Grapeland Planergy (176,856) EXT Rule 42
Planergy PSTI Mobil Keller Planergy (123,825) EXT Rule 42
Planergy PSTI Tejas Planergy (185,657) EXT Rule 42
Planergy PI Academic Capital Ohio Planergy (224,356) EXT Rule 42
Planergy PI Academic Capital Oakville Planergy (2,487,571) EXT Rule 42
Planergy PI Academic Capital Ontario Planergy (61,463) EXT Rule 42
Planergy PI ABB Atlanta Planergy (255,284) EXT Rule 42
Planergy PI ABB Kentucky Planergy (357,060) EXT Rule 42
Eloigne Co's Affordable Housing Project Mortgages Eloigne Co. (4,321,781) EXT Rule 42
First Midwest Auto Park FMAP (400,000) EXT Rule 42
NSP-Minnesota 7.785% First Mortgage Bonds NSP-Minnesota (150,000,000) EXT Rule 42
NSP-Minnesota Ramsey/Washington Resource Recovery Bonds NSP-Minnesota (2,005,000) EXT Rule 42
NSP-Minnesota Mankato Service Center Mortgage NSP-Minnesota (24,584) EXT Rule 42
NSP-Minnesota Public Improvements Assessments NSP-Minnesota (26,313) EXT Rule 42
NSP-Minnesota Monticello Pollution Control Bonds NSP-Minnesota (175,000) EXT Rule 42
NSP-Minnesota Monticello Pollution Control Bonds NSP-Minnesota (75,000) EXT Rule 42
NSP-Minnesota Red Wing Pollution Control Bonds NSP-Minnesota (500,000) EXT Rule 42
NSP-Minnesota ESOP Loans NSP-Minnesota (6,053,447) EXT Rule 42
NSP-Minnesota Anoka Resource Recovery Bonds NSP-Minnesota (1,900,000) EXT Rule 42
Natrogas, Inc. debt and capital leases Natrogas (1,916,079) EXT Rule 42
NSP-Wisconsin Ft. McCoy Acquisition Loan NSP-Wisconsin (33,785) EXT Rule 42
1480 Welton, Inc. Secured Notes 1480 Welton (29,777,371) EXT Rule 42
PSCCC Unsecured Medium Term Note PSCCC (100,000,000) EXT Rule 42
PSCo First Mortgage Bonds PSCo (102,667,000) EXT Rule 42
PSCo Secured Medium Term Notes Series B PSCo (15,000,000) EXT Rule 42
PSCo Secured Medium Term Notes Series B PSCo (15,000,000) EXT Rule 42
PSCo Secured Medium Term Notes Series A PSCo (6,500,000) EXT Rule 42
43
NRG Energy Center NRG (3,353,718) H Rule 42
San Diego NRG (482,861) H Rule 42
Crockett Corp. NRG (10,732,442) H Rule 42
Flinders Power Finance Pty NRG (1,674,343) H Rule 42
Flinders Power Capital Lease NRG (125,558) H Rule 42
Pittsburgh Thermal LP NRG (1,125,000) H Rule 42
San Francisco NRG (1,223,335) H Rule 42
Northeast Generating LLC NRG (90,000,000) H Rule 42
South Central Generating Bond NRG (25,250,000) H Rule 42
Audrain Generating NRG (8,454,908) EXT Rule 42
Audrain Capital Lease NRG (19,338,892) H Rule 42
LSP Batesville NRG (4,125,000) H Rule 42
PERC NRG (4,765,000) H Rule 42
Sunnyside NRG (1,750,000) EXT Rule 42
Sterling Luxembourg #3 NRG (16,500,000) H Rule 42
Csepel Aramtermelo NRG (1,000,000) H Rule 42
COBEE NRG (4,725,000) H Rule 42
Camas Power Boiler LP NRG (2,747,276) H Rule 42
NEO, Various NRG (3,229,634) H Rule 42
44
ITEM 5. INVESTMENTS IN SECURITIES OF NON-SYSTEM COMPANIES
FOR EACH SYSTEM COMPANY, EXCLUDING SUBSIDIARIES EXEMPTED FROM REGULATION AS SUCH
PURSUANT TO SECTION 3(D), SECURITIES REPRESENTING OBLIGATIONS OF CUSTOMERS
INCURRED IN THE ORDINARY COURSE OF BUSINESS, AND TEMPORARY CASH REPORT AS OF THE
END OF THE YEAR:
1. AGGREGATE AMOUNT OF INVESTMENTS IN PERSONS OPERATING IN THE RETAIL SERVICE
AREA OF THE OWNERS, OR OF ITS SUBSIDIARIES. STATE THE NUMBER OF PERSONS
INCLUDED AND DESCRIBE GENERALLY THE KIND OF PERSONS INCLUDED. IF
INVESTMENTS WERE MADE PURSUANT TO STATE LAW, CITE THE STATE LAW UNDER WHICH
THEY WERE MADE.
Company Shares Persons Book Value
------- ------ ------- ----------
PSCo 20 Boulder Industrial Development Corp. $ 20
PSCo 1 Intermountain REA membership certificate 1
PSCo 2,217.5 Nederland Mines Inc. 1
PSCo 1 Peetz Corp. 1
PSCo 48 Sterling Industrial Development Corp. 1,500
PSCo 1 Union REA membership certificate 5
NSP-Wisconsin Economic Development Loans 5,517,533
NSP-Wisconsin Small Business Development Loans 185,999
NSP-Minnesota Municipal Industrial Development Investments 1,164,279
NSP-Minnesota Venture Capital Investments in NSP-Minnesota's Service Territory 563,362
NSP-Minnesota Land and Industrial Parks in NSP-Minnesota's Service Territory 893,589
NSP-Minnesota Securities received in lieu of unpaid utility bills 37,221
NSP-Minnesota Club Memberships 12,389
2. WITH RESPECT TO SECURITIES OWNED NOT INCLUDED IN CATEGORY 1, STATE THE NAME
OF THE ISSUER, DESCRIBE THE SECURITIES, INCLUDING NUMBER OF SHARES AND
PERCENTAGE OF VOTING POWER AS TO EQUITY SECURITIES, INDICATE THE GENERAL
NATURE OF THE ISSUER'S BUSINESS, AND STATE THE OWNER'S BOOK VALUE OF THE
INVESTMENT.
None
45
ITEM 6. OFFICERS AND DIRECTORS
LEGEND OF ABBREVIATIONS
CB Chairman of the Board
VC Vice Chairman of the Board
D Director
CEO Chief Executive Officer
P President
COO Chief Operating Officer
CFO Chief Financial Officer
EVP Executive Vice President
SVP Senior Vice President
VP Vice President
GC General Counsel
C Controller
S Secretary
AS Assistant Secretary
T Treasurer
AT Assistant Treasurer
Bulloch, Gina L. 1480 Welton, Inc. D
Cleveland, Catherine J. 1480 Welton, Inc. AS
Delaney, Judith A. 1480 Welton, Inc. AT
Evans, Cynthia A 1480 Welton, Inc. D
Haley, Nancy A. 1480 Welton, Inc. AS
Hart, Cathy J. 1480 Welton, Inc. VP, S
Lesher, Cynthia L. 1480 Welton, Inc. D, CB, P
Lucas, Alfred 1480 Welton, Inc. D, VP
Peterson, Carol J. 1480 Welton, Inc. AS
Schell, Mary P. 1480 Welton, Inc. VP, T
Barron, Eddie T. Applied Power Associates, Inc. P, COO, D
Corbell, Royce W. Applied Power Associates, Inc. C, AS
Dose, Boyd E. Applied Power Associates, Inc. EVP
Fuqua, Gary S. Applied Power Associates, Inc. CB, CEO, D
Henderson, Billy B. Applied Power Associates, Inc. T, CFO, D
McCausland, Robert Ross Applied Power Associates, Inc. VP, S, D
Purdy, David C. Applied Power Associates, Inc. Director of Engineering
Vrtiska, Ivan Applied Power Associates, Inc. SVP
Fuqua, Gary S. Bear Energy Corp. D
Steele, James J. Bear Energy Corp. D
Zenner, Thomas H. Bear Energy Corp. VP, CFO, D
Bonavia, Paul J. Black Mountain Gas Co. VP
Brunetti, Wayne H. Black Mountain Gas Co. D
Chettle, Noni B. Black Mountain Gas Co. AS
Cleveland, Catherine J. Black Mountain Gas Co. AS
Delaney, Judith A Black Mountain Gas Co. AT
Haley, Nancy A. Black Mountain Gas Co. AS
Hart, Cathy J. Black Mountain Gas Co. VP, S
Johnson, Gary R. Black Mountain Gas Co. VP, GC
Kelly, Richard C. Black Mountain Gas Co. D
McIntyre, Edward J. Black Mountain Gas Co. VP, CFO, D
Pender, Paul E. Black Mountain Gas Co. VP, T
Peterson, Carol J. Black Mountain Gas Co. AS
Petillo, J.T. Black Mountain Gas Co. D, CB
Reiber, John Black Mountain Gas Co. P, CEO
Ripka, David E. Black Mountain Gas Co. VP, C
Schell, Mary P. Black Mountain Gas Co. AT
Tessier, Ann Black Mountain Gas Co. VP
Hardenbergh, Frank E. Borger Energy Associates LP Mgmt Committee Representative
Heller, Clarence Borger Energy Associates LP Mgmt Committee Representative
Zenner, Thomas H. Borger Energy Associates LP Mgmt Committee Representative
Johnson, Doug Borger Energy Associates, LP Mgmt Committee Representative
Johnson, Rachel Borger Energy Associates, LP Mgmt Committee Representative
McCausland, Robert Ross Borger Energy Associates, LP Mgmt Committee Representative
Murphy, Mel Borger Energy Associates, LP Mgmt Committee Representative
Steele, James J. Borger Energy Associates, LP Mgmt Committee Representative
Fuqua, Gary S. Borger Funding Corp. CB, CEO, D
46
Hardenbergh, Frank E. Borger Funding Corp. D
McCausland, Robert Ross Borger Funding Corp. P
Steele, James J. Borger Funding Corp. D
Zenner, Thomas H. Borger Funding Corp. T
Cleveland, Catherine J. Borger Funding Corporation AS
Delaney, Judith A. Borger Funding Corporation AT
Gross, Scott Borger Funding Corporation S
Haley, Nancy A. Borger Funding Corporation AS
Murphy, Mel Borger Funding Corporation VP
Peterson, Carol J. Borger Funding Corporation AS
Alvaro, Jay Cadence Network, Inc. S
Case, Janice B. Cadence Network, Inc. D
Christopher, James Cadence Network, Inc. VP, COO
Collins, Jack A. Cadence Network, Inc. VP
Doyle, William F. Cadence Network, Inc. D
Ingle, Donald B. Cadence Network, Inc. D
Jaeger, Douglas W. Cadence Network, Inc. D
King, Stephen M. Cadence Network, Inc. AS
Lieberman, Jeff Cadence Network, Inc. D
Ludlow, Madeleine Cadence Network, Inc. D, P, CEO
Noonan, Sheila Cadence Network, Inc. VP
Bonavia, Paul J. Cheyenne VP
Brunetti, Wayne H. Cheyenne D, CB
Cleveland, Catherine J. Cheyenne AS
Delaney, Judith A Cheyenne AT
Evans, Cynthia A Cheyenne VP
Gray, William W. Cheyenne AS
Haley, Nancy A. Cheyenne AS
Hart, Cathy J. Cheyenne S, VP
Johnson, Gary R. Cheyenne VP, GC
Kaysen, Richard L. Cheyenne P, CEO
Kelly, Richard C. Cheyenne D
McIntyre, Edward J. Cheyenne VP, CFO, D
Pender, Paul E. Cheyenne VP, T
Peterson, Carol J. Cheyenne AS
Petillo, J.T. Cheyenne VP
Pomeroy, William J. Cheyenne AS
Ripka, David E. Cheyenne VP, C
Schell, Mary P. Cheyenne AT
Berg, William L. Chippewa & Flambeau Improvement Co. D
Larsen, Jerome L. Chippewa & Flambeau Improvement Co. P, D
Zawacki, William P. Chippewa & Flambeau Improvement Co. D, VP
Blevins, W. Chippewa and Flambeau Improvement Co. D
Everson, Karen L. Chippewa and Flambeau Improvement Co. D, S, T
Brea, Matias CIESA D
Carregal, Santiago CIESA Statutory Auditor
Chighizola, Diego A. CIESA Alternate Statutory Auditor
Gaiani, Mariana Alvarez CIESA Alternate Statutory Auditor
Pelaiz, Carlos CIESA D
Pez, Sergio CIESA Statutory Auditor
Rafaelli, Adriana CIESA Statutory Auditor
Solans, Caros CIESA D, VP
Trewitt, Greg CIESA D, P
Uriburu, Rodrigo Alvarado CIESA Alternate Statutory Auditor
Cleveland, Catherine J. Clearwater Investments AS
Ewanika, Robert H. Clearwater Investments VP
Gray, Eric V. Clearwater Investments AT
Haley, Nancy A. Clearwater Investments AS
Hart, Cathy J. Clearwater Investments VP, S
Pender, Paul E. Clearwater Investments D. VP, T
Reecy, Jacqueline S. Clearwater Investments VP, C
Schell, Mary P. Clearwater Investments AT
Wilson, John D. Clearwater Investments D, VP
Everson, Karen L. Clearwater Investments, Inc. AT
Fox, Jean C. Clearwater Investments, Inc. AS
Larsen, Jerome L. Clearwater Investments, Inc. P, D
Gardner, Lloyde Consolidated Extension Canal Co. D
Halffield Jr., Donald R. Consolidated Extension Canal Co. P, D
47
Rhodes, Randolph A. Consolidated Extension Canal Co. VP, D
Ridley, Harrell Consolidated Extension Canal Co. D
Albiani, Scott Consolidated Extension Canal Company D, S, T
Bacher, Jorge CPB Statutory Auditor
Boruchowicz, Alberto CPB Statutory Auditor
Brea, Matias CPB D
Connelly, Michael CPB D
Framdlich, Silvina CPB D
Huidobro, Lucila CPB D
Levy, Mario CPB D
Linaza, Pedro CPB D
Maravankin, Eduardo CPB D
Montero, Noberto CPB Statutory Auditor
Pelaiz, Carlos CPB D, VP
Pez, Sergio CPB D
Raffaelli, Adriana CPB D
Rebay, Sergio CPB Statutory Auditor
Scafati, Renata CPB D
Scolaro, Jorge CPB D
Solans, Carlos CPB D
Trewitt, Greg CPB D, P
Urdampilleta, Marcelo CPB D
Urus, Miquel CPB Statutory Auditor
Vidan, Ariel CPB Statutory Auditor
Zang. Saul CPB D
Hardenbergh, Frank E. Denver City Energy Associates LP Mgmt Committee Representative
Heller, Clarence Denver City Energy Associates LP Mgmt Committee Representative
Murphy, Mel Denver City Energy Associates LP Mgmt Committee Representative
Johnson, Doug Denver City Energy Associates, LP Mgmt Committee Representative
Witzing, Michael Denver City Energy Associates, LP Mgmt Committee Representative
Fowke III, Ben G. e prime (belize) Ltd T, S, D
Krattenmaker, Kelly J. e prime (Belize) Ltd D, CB, P
Peterson, Carol J. e prime (Belize) Ltd AS
Cleveland, Catherine J. e prime Energy Marketing, Inc. AS
Delaney, Judith A. e prime Energy Marketing, Inc. AT
Figoli, Darla e prime Energy Marketing, Inc. AT
Haley, Nancy A. e prime Energy Marketing, Inc. AS
Hart, Cathy J. e prime Energy Marketing, Inc. S, VP
Kawakami, Timothy e prime Energy Marketing, Inc. D, P
Pender, Paul E. e prime Energy Marketing, Inc. VP, T
Peterson, Carol J. e prime Energy Marketing, Inc. AS
Petillo, J.T. E prime Energy Marketing, Inc. D, P
Schell, Mary P. e prime Energy Marketing, Inc. AT
Vincent, Patricia K. e prime Energy Marketing, Inc. D, CB
Cleveland, Catherine J. e prime Florida, Inc. AS
Delaney, Judith A. e prime Florida, Inc. AT
Haley, Nancy A. e prime Florida, Inc. AS
Hart, Cathy J. e prime Florida, Inc. S, VP
Kawakami, Timothy e prime Florida, Inc. D, P
Pender, Paul E. e prime Florida, Inc. VP, T
Peterson, Carol J. e prime Florida, Inc. AS
Petillo, J.T. E prime Florida, Inc. D
Schell, Mary P. e prime Florida, Inc. AT
Vincent, Patricia K. e prime Florida, Inc. D, CB
Cleveland, Catherine J. e prime Georgia, Inc. AS
Delaney, Judith A. e prime Georgia, Inc. AT
Haley, Nancy A. e prime Georgia, Inc. AS
Hart, Cathy J. e prime Georgia, Inc. S, VP
Kawakami, Timothy e prime Georgia, Inc. D, P
Pender, Paul E. e prime Georgia, Inc. VP, T
Peterson, Carol J. e prime Georgia, Inc. AS
Petillo, J.T. e prime Georgia, Inc. D
Schell, Mary P. e prime Georgia, Inc. AT
Vincent, Patricia K. e prime Georgia, Inc. D, CB
Bonavia, Paul J. e prime, inc. D, CB, P
Cleveland, Catherine J. e prime, inc. AS
Delaney, Judith A. e prime, inc. AT
Fowke III, Ben G. e prime, inc. VP, T
48
Haley, Nancy A. e prime, inc. AS
Hart, Cathy J. e prime, inc. S
Haupt, James L. e prime, inc. VP
Kelly, Richard C. e prime, inc. D
Krattenmaker, Kelly J. e prime, inc. EVP
Peterson, Carol J. e prime, inc. AS
Redd Jr., Ershel C. e prime, inc. VP
Schell, Mary P. e prime, inc. AT
Wilks, David M. e prime, inc. D
Albiani, Scott East Boulder Ditch Co. T, S, D
Rhodes, Randolph A. East Boulder Ditch Co. P, D
TenEyck, Greg East Boulder Ditch Co. VP, D
Cleveland, Catherine J. Ekibastus AS
Connelly, Michael Ekibastus VP
Haley, Nancy A. Ekibastus AS
Hart, Cathy Ekibastus VP, S
Kelly, Dick Ekibastus D, CB
Peterson, Carol J. Ekibastus AS
Schiburr, Laura Ekibastus D, VP
Shah, Paras Ekibastus D, P
Stoering, Mark Ekibastus D
Yazvec, Mike Ekibastus VP, T
Bacher, Jorge Electrica del Sur Statutory Auditor
Boruchowicz, Alberto Electrica del Sur Statutory Auditor
Brea, Matias Electrica del Sur D
Carregal, Santiago Electrica del Sur Statutory Auditor
Gaiani, Mariana Alvarez Electrica del Sur Statutory Auditor
Levy, Mario Electrica del Sur D
Montero, Noberto Electrica del Sur Statutory Auditor
Scolaro, Jorge Electrica del Sur D
Solans, Carlos Electrica del Sur D, VP
Trewitt, Greg Electrica del Sur D, P
Vidan, Ariel Electrica del Sur Statutory Auditor
Cleveland, Catherine J. Eloigne Company AS
Ewanika, Robert H. Eloigne Company P, D
Gray, Eric V. Eloigne Company T
Haley, Nancy A. Eloigne Company AS
Hart, Cathy J. Eloigne Company VP, S
McCarten, Laura Eloigne Company D
McIntyre, Edward J. Eloigne Company D
Pender, Paul E. Eloigne Company D, CB
Peterson, Carol J. Eloigne Company AS
Reecy, Jacqueline S. Eloigne Company VP, C
Schell, Mary P. Eloigne Company AT
Bacher, Jorge Energia del Sur Statutory Auditor
Boruchowicz, Alberto Energia del Sur Statutory Auditor
Brea, Matias Energia del Sur D
Carregal, Santiago Energia del Sur Statutory Auditor
Gaiani, Mariana Alvarez Energia del Sur Statutory Auditor
Levy, Mario Energia del Sur D
Montero, Noberto Energia del Sur Statutory Auditor
Scolaro, Jorge Energia del Sur D
Solans, Carlos Energia del Sur D, VP
Trewitt, Greg Energia del Sur D, P
Vidan, Ariel Energia del Sur Statutory Auditor
Haley, Nancy A. Energy Masters International AS
Cann, Howard W. Energy Masters International, Inc. P, CEO, D
Cleveland, Catherine J. Energy Masters International, Inc. AS
Delaney, Judith A Energy Masters International, Inc. AT
Gill, Natalie D. Energy Masters International, Inc. VP, C
Hart, Cathy J. Energy Masters International, Inc. VP, S
McIntyre, Edward J. Energy Masters International, Inc. VP, T, D
Peterson, Carol J. Energy Masters International, Inc. AS
Schell, Mary P. Energy Masters International, Inc. AT
Schliefer, Paul Energy Masters International, Inc. EVP
Sprangers, John C. Energy Masters International, Inc. EVP
Vincent, Patricia K. Energy Masters International, Inc. D, CB
Cann, Howard W. Energy Masters, Inc. (formerly EMI Performance D, P, CEO
49
Contracting, Inc.)
Cleveland, Catherine J. Energy Masters, Inc. (formerly EMI Performance AS
Contracting, Inc.)
Delaney, Judith A. Energy Masters, Inc. (formerly EMI Performance AT
Contracting, Inc.)
Gill, Natalie D. Energy Masters, Inc. (formerly EMI Performance VP, C
Contracting, Inc.)
Haley, Nancy A. Energy Masters, Inc. (formerly EMI Performance AS
Contracting, Inc.)
Hart, Cathy J. Energy Masters, Inc. (formerly EMI Performance VP, S
Contracting, Inc.)
McIntyre, Edward J. Energy Masters, Inc. (formerly EMI Performance VP, T
Contracting, Inc.)
Peterson, Carol J. Energy Masters, Inc. (formerly EMI Performance AS
Contracting, Inc.)
Schell, Mary P. Energy Masters, Inc. (formerly EMI Performance AT
Contracting, Inc.)
Schleifer, Paul Energy Masters, Inc. (formerly EMI Performance EVP
Contracting, Inc.)
Sprangers, John C. Energy Masters, Inc. (formerly EMI Performance EVP
Contracting, Inc.)
Vincent, Patricia K. Energy Masters, Inc. (formerly EMI Performance D, CB
Contracting, Inc.)
Albiani, Scott Enterprise Irrigating Ditch Co. T, S, D
Niebur, Jay Enterprise Irrigating Ditch Co. P, D
Rhodes, Randolph A. Enterprise Irrigating Ditch Co. VP, D
Earl, Peter R.S. ep3, LP CFO
Krattenmaker, Kelly J. ep3, LP CB, Mgmt Committee Representative
Moynihan, Colin ep3, LP Mgmt Committee Representative, COO
Bulloch, Gina L. First Midwest Auto Park, Inc. D
Cleveland, Catherine J. First Midwest Auto Park, Inc. AS
Delaney, Judith A. First Midwest Auto Park, Inc. AT
Gray, Eric V. First Midwest Auto Park, Inc. AT
Haley, Nancy A. First Midwest Auto Park, Inc. AS
Hart, Cathy J. First Midwest Auto Park, Inc. VP, S
Lesher, Cynthia L. First Midwest Auto Park, Inc. D, CB, P
Lucas, Alfred First Midwest Auto Park, Inc. D, VP
Peterson, Carol J. First Midwest Auto Park, Inc. AS
Schell, Mary P. First Midwest Auto Park, Inc. VP, T
Widdel, Susan G. First Midwest Auto Park, Inc. D
Albiani, Scott Fisher Ditch Co. T, S, D
Fiore, Larry Fisher Ditch Co. D
Gavito, Kenneth L Fisher Ditch Co. D, VP
Halffield Jr., Donald R. Fisher Ditch Co. P, D
Paulino, Mike Fisher Ditch Co. D
Gross, Scott I. Front Range Energy Associates S
Hopper, Jay Front Range Energy Associates CB
McCausland, Robert Ross Front Range Energy Associates LLC VC
Robeson, Rose Front Range Energy Associates LLC AT
Wyrsch, Martha B. Front Range Energy Associates, LP AS
Brunetti, Wayne H. Fuel Resources Development Co. D, P
Dallinger, Curtis C. Fuel Resources Development Co. VP
Kelly, Richard C. Fuel Resources Development Co. VP, D, T
Bulloch, Gina L. Green & Clear Lakes Co. D
Cleveland, Catherine J. Green & Clear Lakes Co. AS
Delaney, Judith A. Green & Clear Lakes Co. AT
Evans, Cynthia A. Green & Clear Lakes Co. D
Haley, Nancy A. Green & Clear Lakes Co. AS
Hart, Cathy J. Green & Clear Lakes Co. S, VP
Lesher, Cynthia L. Green & Clear Lakes Co. D, CB, P
Lucas, Alfred Green & Clear Lakes Co. VP, D
Peterson, Carol J. Green & Clear Lakes Co. AS
Schell, Mary P. Green & Clear Lakes Co. VP, T
Rushton, Richard T. Guardian Pipeline LLC Mgmt. Committee Representative
Barabasi, Hector Hidroelectrica Ameghino D
Boruchowicz, Albert Hidroelectrica Ameghino Statutory Auditor
Brea, Matias Hidroelectrica Ameghino D
Carregal, Santiago Hidroelectrica Ameghino Statutory Auditor
50
Deaces, Jose Alem Hidroelectrica Ameghino D
Haritchabalet, Noemi Hidroelectrica Ameghino Statutory Auditor
Kexel, Osvaldo Hidroelectrica Ameghino Statutory Auditor
Levy, Mario Hidroelectrica Ameghino D, VP
Lopez, Miguel Angel Hidroelectrica Ameghino D
Lopez, Raul Hidroelectrica Ameghino D
Ortega, Pablo Hidroelectrica Ameghino Statutory Auditor
Perez, Eduardo Hidroelectrica Ameghino D
Perez, Lidia Hidroelectrica Ameghino Statutory Auditor
Rucci, Hector Hidroelectrica Ameghino D
Sampini, Gustavo Hidroelectrica Ameghino D
Sandoval, Manual Hidroelectrica Ameghino D
Solans, Carlos Hidroelectrica Ameghino D
Trepaga, Jose Maria Saint Hidroelectrica Ameghino D
Trewitt, Greg Hidroelectrica Ameghino D, P
Zamit, Daniel Hidroelectrica Ameghino D
Boruchowicz, Alberto Hidroelectrica del Sur Statutory Auditor
Brea, Matias Hidroelectrica del Sur D
Carregal, Santiago Hidroelectrica del Sur Statutory Auditor
Deaces, Jose Antonio Alem Hidroelectrica del Sur D
Escolaro, Jorge Hidroelectrica del Sur D
Kexel, Osvaldo Hidroelectrica del Sur Statutory Auditor
Levy, Mario Hidroelectrica del Sur D, VP
Linaza, Pedro Javier Hidroelectrica del Sur D
Lopez, Miguel Angel Hidroelectrica del Sur D
Lopez, Raul Hidroelectrica del Sur D
O'Farrel, Uriel Hidroelectrica del Sur Statutory Auditor
O'Farrell, Juan Patricio Hidroelectrica del Sur Statutory Auditor
Ortega, Pablo Hidroelectrica del Sur Statutory Auditor
Solans, Carlos Hidroelectrica del Sur D
Trewitt, Greg Hidroelectrica del Sur D, P
Zamit, Daniel Hidroelectrica del Sur D
Albiani, Scott Hillcrest Ditch & Reservoir Co. T, S, D
Alexander, Rob Hillcrest Ditch & Reservoir Co. D, VP
Rhodes, Randolph A. Hillcrest Ditch & Reservoir Co. P, D
Cleveland, Catherine J. Independent Power Americas AS
Connelly, Michael Independent Power Americas VP
Haley, Nancy A. Independent Power Americas AS
Hart, Cathy Independent Power Americas VP, S
Kelly, Dick Independent Power Americas D, CB
Peterson, Carol J. Independent Power Americas AS
Schiburr, Laura Independent Power Americas D, VP
Shah, Paras Independent Power Americas D, P
Stoering, Mark Independent Power Americas D
Yazvec, Mike Independent Power Americas VP,T
Cleveland, Catherine J. Independent Power International AS
Connelly, Michael Independent Power International VP
Haley, Nancy A. Independent Power International AS
Hart, Cathy Independent Power International VP, S
Kelly, Dick Independent Power International D, CB
Peterson, Carol J. Independent Power International AS
Schiburr, Laura Independent Power International D, VP
Shah, Paras Independent Power International D, P
Stoering, Mark Independent Power International D
Yazvec, Mike Independent Power International VP, T
Cleveland, Catherine J. Independent Power Limited AS
Connelly, Michael Independent Power Limited VP
Haley, Nancy A. Independent Power Limited AS
Hart, Cathy Independent Power Limited VP, S
Kelly, Dick Independent Power Limited D, CB
Peterson, Carol J. Independent Power Limited AS
Schiburr, Laura Independent Power Limited D, VP
Shah, Paras Independent Power Limited D,P
Stoering, Mark Independent Power Limited D
Yazvec, Mike Independent Power Limited VP, T
Cleveland, Catherine J. IPC Operations AS
Connelly, Michael IPC Operations VP
Haley, Nancy A. IPC Operations AS
51
Hart, Cathy IPC Operations VP, S
Kelly, Dick IPC Operations D, CB
Peterson, Carol J. IPC Operations AS
Schiburr, Laura IPC Operations D, VP
Shah, Paras IPC Operations D, P
Stoering, Mark IPC Operations D
Trewitt, Greg IPC Operations VP
Yazvec, Mike IPC Operations VP, T
Titus, Tom W. Johnstown Cogeneration Co., LLC Mgmt. Committee Representative
Fowke III, Ben G. Johnstown Cogeneration Company LLC Mgmt. Committee Representative
Haley, Nancy A. KES Montego AS
Cleveland, Catherine J. KES Montego, Inc. AS
Fuqua, Gary S. KES Montego, Inc. CB, P, D
Gross, Scott I. KES Montego, Inc. S, T
Peterson, Carol J. KES Montego, Inc. AS
McCausland, Robert Ross KES Montego,Inc. VP, D
Flynn, Ronald F. Lands, Inc. VP
Brown, Glen Las Animas Consolidated Canal Co. D
Albiani, Scott Las Animas Consolidated Canal Co. S, T,D
Elder, Bill Las Animas Consolidated Canal Co. D
Halffield Jr., Donald R. Las Animas Consolidated Canal Co. P, D
Rhodes, Randolph A. Las Animas Consolidated Canal Co. VP, D
Cleveland, Catherine J. Natrogas, Incorporated AS
Delaney, Judith A. Natrogas, Incorporated AT
Haley, Nancy A. Natrogas, Incorporated AS
Hart, Cathy J. Natrogas, Incorporated VP, S
Kawakami, Timothy Natrogas, Incorporated D, P
Oberg, Glen Natrogas, Incorporated VP
Peterson, Carol J. Natrogas, Incorporated AS
Schell, Mary P. Natrogas, Incorporated AT
Vincent, Patricia K. Natrogas, Incorporated D, CB
Wetterlin, Carolyn Natrogas, Incorporated AS, T, CFO, VP
Dallinger, Curtis C. Natural Station Equipment LLC D
Vincent, Patricia K. Natural Station Equipment LLC D
Cleveland, Catherine J. NCE Communications AS
Delaney, Judith A. NCE Communications AT
Haley, Nancy A. NCE Communications AS
Pender, Paul E. NCE Communications T, VP
Schell, Mary P. NCE Communications AT
Hart, Cathy J. NCE Communications, Inc. S, VP
Kelly, Richard C. NCE Communications, Inc. D, P
Peterson, Carol J. NCE Communications, Inc. AS
Vincent, Patricia K. NCE Communications, Inc. VP, D
Brunetti, Wayne H. New Century Energies Foundation D
Evans, Cynthia A New Century Energies Foundation D, S
Kelly, Richard C. New Century Energies Foundation, Inc. D, T
Wilks, David M. New Century Energies Foundation, Inc. D, VP
Burling, Tom E. North America Energy, Inc. VP
Cleveland, Catherine J. North America Energy, Inc. AS
Delaney, Judith A North America Energy, Inc. AT
Haley, Nancy A North America Energy, Inc. AS
Hart, Cathy J North America Energy, Inc. VP, S
Kawakami, Timothy North America Energy, Inc. D, P
Peterson, Carol J North America Energy, Inc. AS
Schell, Mary P North America Energy, Inc. AT
Vincent, Patricia K North America Energy, Inc. D, CB
Wetterlin, Carolyn North America Energy, Inc. AS, T, CFO, VP
Cole, Perry Northern Colorado Telecommunications, LLC Mgmt. Committee Representative
Fowke III, Ben G. Northern Colorado Telecommunications, LLC Mgmt. Committee Representative
Pederson, Jerry Northern Colorado Telecommunications, LLC Mgmt. Committee Representative
Vincent, Patricia K Northern Colorado Telecommunications, LLC Mgmt. Committee Representative
Bender, James J. NRG Energy, Inc. VP, AS, GC
Bird, Brian B. NRG Energy, Inc. VP, T
Bluhm, Leonard E. NRG Energy, Inc. EVP, CFO
Brunetti, Wayne H. NRG Energy, Inc. D
Carte, C Adam NRG Energy, Inc. AT
Goldberg, Luella G. NRG Energy, Inc. D
Grieve, Pierson M. NRG Energy, Inc. D
52
Hart, William Mark NRG Energy, Inc. SVP
Hewitt, Roy R. NRG Energy, Inc. VP
Hilless, Keith G. NRG Energy, Inc. SVP
Hodder, William A. NRG Energy, Inc. D
Howard, James J. NRG Energy, Inc. D
Johnson, Gary R. NRG Energy, Inc. D
Kelly, Richard C. NRG Energy, Inc. D
Mataczynski, Craig A. NRG Energy, Inc. SVP
McIntyre, Edward J. NRG Energy, Inc. D
Noer, John A. NRG Energy, Inc. SVP
Osteraas, Kathryn J. NRG Energy, Inc. AS
Peterson, David H. NRG Energy, Inc. D, P, CEO, CB
Pieper, William T. NRG Energy, Inc. VP, C
Sass, Renee Jakubiak NRG Energy, Inc. AT
Wentz, Karin NRG Energy, Inc. S
Will, Ronald J. NRG Energy, Inc. SVP
Ziebell, Anne NRG Energy, Inc. AS
Haley, Nancy A. NSP -- Minnesota AS
Lesher, Cynthia L. NSP -- Minnesota VP
Haley, Nancy A. NSP -- Wisconsin AS
Lesher, Cynthia L. NSP -- Wisconsin VP
Schell, Mary P. NSP -- Wisconsin AT
Bulloch, Gina L NSP Lands, Inc. D
Cleveland, Catherine J. NSP Lands, Inc. AS
Everson, Karen L NSP Lands, Inc. T
Fox, Jean C. NSP Lands, Inc. AS
Haley, Nancy A NSP Lands, Inc. AS
Hart, Cathy J NSP Lands, Inc. VP, S
Larsen, Jerome L. NSP Lands, Inc. D
Lesher, Cynthia L NSP Lands, Inc. P
Lucas, Alfred NSP Lands, Inc. VP
Musso, James A. NSP Lands, Inc. VP, D
Pagel, Lori NSP Lands, Inc. D
Schell, Mary P NSP Lands, Inc. AT
Wilson, John D. NSP Lands, Inc. VP, D
Cleveland, Catherine J. NSP Nuclear Corp. AS
Delaney, Judith A. NSP Nuclear Corp. AT
Haley, Nancy A. NSP Nuclear Corp. AS
Hart, Cathy J. NSP Nuclear Corp. VP, S
McIntyre, Edward J. NSP Nuclear Corp. T, CFO, VP, D
Peterson, Carol J. NSP Nuclear Corp. AS
Schell, Mary P. NSP Nuclear Corp. AT
Wilks, David M. NSP Nuclear Corp. D, VP
Brunetti, Wayne H. NSP Nuclear Corporation D, CB, P, CEO
Monson, Michael O. NSP- Wisconsin AT
Bonavia, Paul J. NSP-Minnesota VP
Brunetti, Wayne H. NSP-Minnesota CB, P, CEO, D
Cleveland, Catherine J. NSP-Minnesota AS
Delaney, Judith A NSP-Minnesota AT
Hart, Cathy J. NSP-Minnesota S, VP
Johnson, Gary R. NSP-Minnesota VP, GC
Kelly, Richard C. NSP-Minnesota D
Larson, Kent T. NSP-Minnesota VP
McIntyre, Edward J. NSP-Minnesota VP, CFO, D
Pender, Paul E. NSP-Minnesota VP, T
Peterson, Carol J. NSP-Minnesota AS
Petillo, J.T. NSP-Minnesota VP
Recheck, Peter F. NSP-Minnesota AS
Ripka, David E. NSP-Minnesota VP, C
Schell, Mary P. NSP-Minnesota AT
Vincent, Patricia K. NSP-Minnesota VP
Wilks, David M. NSP-Minnesota VP
Bonavia, Paul J. NSP-Wisconsin VP
Brunetti, Wayne H. NSP-Wisconsin CB, D, CEO
Cleveland, Catherine J. NSP-Wisconsin AS
Fox, Jean C. NSP-Wisconsin AS, AT
Hart, Cathy J. NSP-Wisconsin VP, S
Johnson, Gary R. NSP-Wisconsin VP, GC
53
Kelly, Richard C. NSP-Wisconsin D
Larsen, Jerome L. NSP-Wisconsin D, P
McIntyre, Edward J. NSP-Wisconsin VP, CFO, D
Pender, Paul E. NSP-Wisconsin VP, T
Peterson, Carol J. NSP-Wisconsin AS
Petillo, J.T. NSP-Wisconsin VP
Ripka, David E. NSP-Wisconsin VP, C
Vincent, Patricia K. NSP-Wisconsin VP
Wilks, David M. NSP-Wisconsin VP
Wilson, John D. NSP-Wisconsin VP
Brunetti, Wayne H. Nuclear Management Company LLC D
Cleveland, Catherine J. P.S.R. Investments, Inc. AS
Delaney, Judith A. P.S.R. Investments, Inc. AT
Haley, Nancy A. P.S.R. Investments, Inc. AS
Hart, Cathy J. P.S.R. Investments, Inc. S, VP
Kelly, Richard C. P.S.R. Investments, Inc. D
Lewis, Nicolai A. P.S.R. Investments, Inc. VP
McIntyre, Edward J. P.S.R. Investments, Inc. D
Pender, Paul E. P.S.R. Investments, Inc. D, CB, P
Peterson, Carol J. P.S.R. Investments, Inc. AS
Ripka, David E. P.S.R. Investments, Inc. D, VP, C
Schell, Mary P. P.S.R. Investments, Inc. VP, T
Cleveland, Catherine J. Planergy (Delaware) Inc. AS
Gill, Natalie D. Planergy (Delaware) Inc. VP, C
Hart, Cathy J. Planergy (Delaware) Inc. S
Pender, Paul E. Planergy (Delaware) Inc. T
Schell, Mary P. Planergy (Delaware) Inc. AT
Vincent, Patricia K. Planergy (Delaware) Inc. CB, D
Cann, Howard W. Planergy (Delaware), Inc. P, D, CEO
Delaney, Judith A Planergy (Delaware), Inc. AT
Haley, Nancy A. Planergy (Delaware), Inc. AS
Peterson, Carol J. Planergy (Delaware), Inc. AS
Schliefer, Paul Planergy (Delaware), Inc. EVP
Sprangers, John C. Planergy (Delaware), Inc. EVP
Haley, Nancy A. Planergy Capital Associates Incorporated AS
Petillo, J. T. Planergy Capital Associates Incorporated D
Cann, Howard W. Planergy Capital Associates, Inc. D, P, CEO
Cleveland, Catherine J. Planergy Capital Associates, Inc. AS
Delaney, Judith A. Planergy Capital Associates, Inc. AT
Gill, Natalie D. Planergy Capital Associates, Inc. VP, C
Hart, Cathy J. Planergy Capital Associates, Inc. S
Pender, Paul E. Planergy Capital Associates, Inc. T
Peterson, Carol J. Planergy Capital Associates, Inc. AS
Schell, Mary P. Planergy Capital Associates, Inc. AT
Schleifer, Paul Planergy Capital Associates, Inc. EVP
Sprangers, John C. Planergy Capital Associates, Inc. EVP
Vincent, Patricia K. Planergy Capital Associates, Inc. D, CB
Cann, Howard W. Planergy Energy Services Corp. P, D, CEO
Cleveland, Catherine J. Planergy Energy Services Corp. AS
Delaney, Judith A Planergy Energy Services Corp. AT
Gill, Natalie D. Planergy Energy Services Corp. VP, C
Hart, Cathy J. Planergy Energy Services Corp. S
Pender, Paul E. Planergy Energy Services Corp. T
Peterson, Carol J. Planergy Energy Services Corp. AS
Schell, Mary P. Planergy Energy Services Corp. AT
Schliefer, Paul Planergy Energy Services Corp. EVP
Sprangers, John C. Planergy Energy Services Corp. EVP
Vincent, Patricia K. Planergy Energy Services Corp. D, CB
Haley, Nancy A. Planergy Energy Services Corporation AS
Cann, Howard W. Planergy International, Inc. D, P, CEO
Cleveland, Catherine J. Planergy International, Inc. AS
Delaney, Judith A. Planergy International, Inc. AT
Gill, Natalie D. Planergy International, Inc. VP, C
Haley, Nancy A. Planergy International, Inc. AS
Hart, Cathy J. Planergy International, Inc. S
McIntyre, Edward J. Planergy International, Inc. D, T
Peterson, Carol J. Planergy International, Inc. AS
Petillo, J.T. Planergy International, Inc. D
54
Schell, Mary P. Planergy International, Inc. AT
Schleifer, Paul Planergy International, Inc. EVP
Sprangers, John C. Planergy International, Inc. EVP
Vincent, Patricia K. Planergy International, Inc. D, CB
Bailey, Robert W. Planergy Limited VP
Cann, Howard W. Planergy Limited P
Cleveland, Catherine J. Planergy Limited AS
Delaney, Judith A. Planergy Limited AT
Gill, Natalie D. Planergy Limited VP
Haley, Nancy A. Planergy Limited AS
Hart, Cathy J. Planergy Limited S
Pender, Paul E. Planergy Limited T
Peterson, Carol J. Planergy Limited AS
Schell, Mary P. Planergy Limited AT
Schliefer, Paul Planergy Limited SVP
Vincent, Patricia K. Planergy Limited D, CB
Kelly, Richard C. Planergy Limited. T
Cann, Howard W. Planergy Midwest, Inc. P, CEO, D
Cleveland, Catherine J. Planergy Midwest, Inc. AS
Delaney, Judith A Planergy Midwest, Inc. AT
Gill, Natalie D. Planergy Midwest, Inc. VP, C
Haley, Nancy A. Planergy Midwest, Inc. AS
Hart, Cathy J. Planergy Midwest, Inc. S
Pender, Paul E. Planergy Midwest, Inc. T
Peterson, Carol J. Planergy Midwest, Inc. AS
Schell, Mary P. Planergy Midwest, Inc. AT
Schliefer, Paul Planergy Midwest, Inc. EVP
Sprangers, John C. Planergy Midwest, Inc. EVP
Vincent, Patricia K. Planergy Midwest, Inc. CB, D
Cann, Howard W. Planergy New York, Inc. P, D, CEO
Cleveland, Catherine J. Planergy New York, Inc. AS
Delaney, Judith A Planergy New York, Inc. AT
Gill, Natalie D. Planergy New York, Inc. VP, C
Haley, Nancy A. Planergy New York, Inc. AS
Hart, Cathy J. Planergy New York, Inc. S
Pender, Paul E. Planergy New York, Inc. T
Peterson, Carol J. Planergy New York, Inc. AS
Schell, Mary P. Planergy New York, Inc. AT
Schliefer, Paul Planergy New York, Inc. EVP
Sprangers, John C. Planergy New York, Inc. EVP
Vincent, Patricia K. Planergy New York, Inc. CB, D
Cann, Howard W. Planergy Services of California., Inc. P, D, CEO
Cleveland, Catherine J. Planergy Services of California, Inc. AS
Delaney, Judith A Planergy Services of California, Inc. AT
Gill, Natalie D. Planergy Services of California, Inc. VP, C
Haley, Nancy A. Planergy Services of California, Inc. AS
Hart, Cathy J. Planergy Services of California, Inc. S
Pender, Paul E. Planergy Services of California, Inc. T
Peterson, Carol J. Planergy Services of California, Inc. AS
Schell, Mary P. Planergy Services of California, Inc. AT
Schliefer, Paul Planergy Services of California, Inc. EVP
Sprangers, John C. Planergy Services of California, Inc. EVP
Vincent, Patricia K. Planergy Services of California, Inc. CB, D
Cann, Howard W. Planergy Services of Houston, Inc. P, D, CEO
Cleveland, Catherine J. Planergy Services of Houston, Inc. AS
Delaney, Judith A Planergy Services of Houston, Inc. AT
Gill, Natalie D. Planergy Services of Houston, Inc. VP, C
Haley, Nancy A. Planergy Services of Houston, Inc. AS
Hart, Cathy J. Planergy Services of Houston, Inc. S
Pender, Paul E. Planergy Services of Houston, Inc. T
Peterson, Carol J. Planergy Services of Houston, Inc. AS
Schell, Mary P. Planergy Services of Houston, Inc. AT
Schliefer, Paul Planergy Services of Houston, Inc. EVP
Sprangers, John C. Planergy Services of Houston, Inc. EVP
Vincent, Patricia K. Planergy Services of Houston, Inc. CB, D
Cann, Howard W. Planergy Services of Texas, Inc. P, D, CEO
Cleveland, Catherine J. Planergy Services of Texas, Inc. AS
Delaney, Judith A Planergy Services of Texas, Inc. AT
55
Gill, Natalie D. Planergy Services of Texas, Inc. VP, C
Haley, Nancy A. Planergy Services of Texas, Inc. AS
Hart, Cathy J. Planergy Services of Texas, Inc. S
Pender, Paul E. Planergy Services of Texas, Inc. T
Peterson, Carol J. Planergy Services of Texas, Inc. AS
Schell, Mary P. Planergy Services of Texas, Inc. AT
Schliefer, Paul Planergy Services of Texas, Inc. EVP
Sprangers, John C. Planergy Services of Texas, Inc. EVP
Vincent, Patricia K. Planergy Services of Texas, Inc. CB, D
Cann, Howard W. Planergy Services USA, Inc. P, D, CEO
Cleveland, Catherine J. Planergy Services USA, Inc. AS
Delaney, Judith A Planergy Services USA, Inc. AT
Gill, Natalie D. Planergy Services USA, Inc. VP, C
Haley, Nancy A. Planergy Services USA, Inc. AS
Hart, Cathy J. Planergy Services USA, Inc. S
Pender, Paul E. Planergy Services USA, Inc. T
Peterson, Carol J. Planergy Services USA, Inc. AS
Schell, Mary P. Planergy Services USA, Inc. AT
Schliefer, Paul Planergy Services USA, Inc. EVP
Sprangers, John C. Planergy Services USA, Inc. EVP
Vincent, Patricia K. Planergy Services USA, Inc. CB, D
Cann, Howard W. Planergy Services, Inc. P, D, CEO
Cleveland, Catherine J. Planergy Services, Inc. AS
Delaney, Judith A Planergy Services, Inc. AT
Gill, Natalie D. Planergy Services, Inc. VP, C
Haley, Nancy A. Planergy Services, Inc. AS
Hart, Cathy J. Planergy Services, Inc. S
Pender, Paul E. Planergy Services, Inc. T
Peterson, Carol J. Planergy Services, Inc. AS
Schell, Mary P. Planergy Services, Inc. AT
Schliefer, Paul Planergy Services, Inc. EVP
Sprangers, John C. Planergy Services, Inc. EVP
Vincent, Patricia K. Planergy Services, Inc. CB, D
Cann, Howard W. Planergy, Inc. P, D, CEO
Cleveland, Catherine J. Planergy, Inc. AS
Delaney, Judith A Planergy, Inc. AT
Gill, Natalie D. Planergy, Inc. VP, C
Haley, Nancy A. Planergy, Inc. AS
Hart, Cathy J. Planergy, Inc. S
Pender, Paul E. Planergy, Inc. T
Peterson, Carol J. Planergy, Inc. AS
Schell, Mary P. Planergy, Inc. AT
Schliefer, Paul Planergy, Inc. EVP
Sprangers, John C. Planergy, Inc. EVP
Vincent, Patricia K. Planergy, Inc. D, CB
Barron, Eddie T. Precision Resource Co. D, CEO
Brazille, Doris Precision Resource Co. D
Fuqua, Gary S. Precision Resource Co. D, CB
McNabb, Barbara Precision Resource Co. S
Splawn, Gwen Precision Resource Co. P, COO
Troublefield, Danny Precision Resource Co. VP
Ewell, Kenneth Precision Resource Company D
Gresham, Robert Precision Resource Company D
Everett, Ken Proto-Power Corporation AT
Ewell, Kenneth Proto-Power Corporation D, VP, COO
Fuqua, Gary S. Proto-Power Corporation D, CB, CEO
Geaney, George Proto-Power Corporation D, VP, S, T
Henderson, Billy B. Proto-Power Corporation AS
Cleveland, Catherine J. PS Colorado Credit Corp. AS
Delaney, Judith A. PS Colorado Credit Corp. AT
Hart, Cathy J. PS Colorado Credit Corp. S, VP
Kelly, Richard C. PS Colorado Credit Corp. D
Lewis, Nicolai A. PS Colorado Credit Corp. VP
McIntyre, Edward J. PS Colorado Credit Corp. D
Pender, Paul E. PS Colorado Credit Corp. CB, P, D
Peterson, Carol J. PS Colorado Credit Corp. AS
Ripka, David E. PS Colorado Credit Corp. VP, C, D
Schell, Mary P. PS Colorado Credit Corp. VP, T
56
Bonavia, Paul J. Public Service Company of CO VP
Brunetti, Wayne H. Public Service Company of CO P, D, CEO, CB
Cleveland, Catherine J. Public Service Company of CO AS
Delaney, Judith A Public Service Company of CO AT
Evans, Cynthia A Public Service Company of CO VP
Haley, Nancy A. Public Service Company of CO AS
Hart, Cathy J. Public Service Company of CO S, VP
Johnson, Gary R. Public Service Company of CO VP, GC
Kelly, Richard C. Public Service Company of CO D, VP
Lesher, Cynthia L. Public Service Company of CO VP
Martin, Cheryl A. Public Service Company of CO AS
McIntyre, Edward J. Public Service Company of CO VP, CFO, D
Pender, Paul E. Public Service Company of CO VP, T
Peterson, Carol J. Public Service Company of CO AS
Petillo, J.T. Public Service Company of CO VP
Ripka, David E. Public Service Company of CO VP, C
Schell, Mary P. Public Service Company of CO AT
Vincent, Patricia K. Public Service Company of CO VP
Wilks, David M. Public Service Company of CO VP
Cleveland, Catherine J. Quixx Borger Cogen, Inc. AS
Delaney, Judith A. Quixx Borger Cogen, Inc. AT
Fuqua, Gary S. Quixx Borger Cogen, Inc. CB, P, D
Gross, Scott I. Quixx Borger Cogen, Inc. D, S, T
Haley, Nancy A. Quixx Borger Cogen, Inc. AS
McCausland, Robert Ross Quixx Borger Cogen, Inc. VP, D
Murphy, Mel Quixx Borger Cogen, Inc. D, VP
Peterson, Carol J. Quixx Borger Cogen, Inc. AS
Cleveland, Catherine J. Quixx Carolina, Inc. AS
Fuqua, Gary S. Quixx Carolina, Inc. CB, P, D
Gross, Scott I. Quixx Carolina, Inc. S, T
Haley, Nancy A. Quixx Carolina, Inc. AS
McCausland, Robert Ross Quixx Carolina, Inc. VP, D
Peterson, Carol J. Quixx Carolina, Inc. AS
Barron, Eddie T. Quixx Corp. VP
Brunetti, Wayne H. Quixx Corp. D
Cleveland, Catherine J. Quixx Corp. AS
Corbell, Royce W. Quixx Corp. C
Delaney, Judith A. Quixx Corp. AT
Fuqua, Gary S. Quixx Corp. P, CEO, D
Haley, Nancy A. Quixx Corp. AS
Henderson, Billy B. Quixx Corp. S, T
Kelly, Richard C. Quixx Corp. D, CB
McCausland, Robert Ross Quixx Corp. VP
McIntyre, Edward J. Quixx Corp. D
Peterson, Carol J. Quixx Corp. AS
Schell, Mary P. Quixx Corp. AT
Cleveland, Catherine J. Quixx Jamaica, Inc. AS
Fuqua, Gary S. Quixx Jamaica, Inc. CB, P, D
Gross, Scott I. Quixx Jamaica, Inc. S, T
Haley, Nancy A. Quixx Jamaica, Inc. AS
McCausland, Robert Ross Quixx Jamaica, Inc. VP, D
Peterson, Carol J. Quixx Jamaica, Inc. AS
Murphy, Mel Quixx Linden LP Mgmt Committee Representative
Jones, Doug Quixx Linden, LP Mgmt Committee Representative
McCausland, Robert Ross Quixx Linden, LP Mgmt Committee Representative
Steele, James J. Quixx Linden, LP Mgmt Committee Representative
Zenner, Thomas H. Quixx Linden, LP Mgmt Committee Representative
Fuqua, Gary S. Quixx Mountain Holdings LLC P
Gross, Scott I. Quixx Mountain Holdings LLC S, T
McCausland, Robert Ross Quixx Mountain Holdings, LLC VP, AS
Cleveland, Catherine J. Quixx Mustang Station, Inc. AS
Delaney, Judith A. Quixx Mustang Station, Inc. AT
Fuqua, Gary S. Quixx Mustang Station, Inc. CB, P, D
Gross, Scott I. Quixx Mustang Station, Inc. D, S, T
Haley, Nancy A. Quixx Mustang Station, Inc. AS
McCausland, Robert Ross Quixx Mustang Station, Inc. VP, D
Murphy, Mel Quixx Mustang Station, Inc. D, VP
Peterson, Carol J. Quixx Mustang Station, Inc. AS
57
Cleveland, Catherine J. Quixx Power Services, Inc. AS
Delaney, Judith A. Quixx Power Services, Inc. AT
Fuqua, Gary S. Quixx Power Services, Inc. P, CEO, COO, D
Gross, Scott I. Quixx Power Services, Inc. S, T
Haley, Nancy A. Quixx Power Services, Inc. AS
Kelly, Richard C. Quixx Power Services, Inc. CB, D
McCausland, Robert Ross Quixx Power Services, Inc. VP, D
Peterson, Carol J. Quixx Power Services, Inc. AS
Gross, Scott I. Quixx Resources, Inc. CB, P, D
McCausland, Robert Ross Quixx Resources, Inc. VP
Miller, Monte L. Quixx Resources, Inc. D, S, T
Cleveland, Catherine J Quixx WPP94, Inc. AS
Fuqua, Gary S. Quixx WPP94, Inc. CB, P, D
Gross, Scott I Quixx WPP94, Inc. S, T
Haley, Nancy A Quixx WPP94, Inc. AS
McCausland, Robert Ross Quixx WPP94, Inc. VP, D
Peterson, Carol J Quixx WPP94, Inc. AS
Cleveland, Catherine J. Quixxlin Corp. AS
Delaney, Judith A. Quixxlin Corp. AT
Fuqua, Gary S. Quixxlin Corp. CB, P, D
Gross, Scott I. Quixxlin Corp. D, S, T
Haley, Nancy A. Quixxlin Corp. AS
McCausland, Robert Ross Quixxlin Corp. VP, D
Murphy, Mel Quixxlin Corp. D, VP
Peterson, Carol J. Quixxlin Corp. AS
Cleveland, Catherine J. Reddy Kilowatt Corp. AS
Delaney, Judith A. Reddy Kilowatt Corp. AT
Haley, Nancy A Reddy Kilowatt Corp. AS
Hart, Cathy J. Reddy Kilowatt Corp. VP, S
Pender, Paul E. Reddy Kilowatt Corp. VP, T
Peterson, Carol J Reddy Kilowatt Corp. AS
Schell, Mary P Reddy Kilowatt Corp. AT
Vincent, Patricia K. Reddy Kilowatt Corp. D, CB, P
Ewanika, Robert H. Safe Haven Homes LLC Manager
Pender, Paul E. Safe Haven Homes, LLC Manager
Cleveland, Catherine J. Seren Innovations, Inc. AS
Delaney, Judith A. Seren Innovations, Inc. AT
Derechin, Laurie A. Seren Innovations, Inc. VP
Fuchs, Nancy J. Seren Innovations, Inc. C, VP
Gackle, Cresston W. Seren Innovations, Inc. AS
Gamble, James H. Seren Innovations, Inc. VP
Glass, Peter M Seren Innovations, Inc. VP, GC
Haley, Nancy A. Seren Innovations, Inc. AS
Hart, Cathy J. Seren Innovations, Inc. VP, S
Johnson, Gary R. Seren Innovations, Inc. D
Kaphing Jr., William L. Seren Innovations, Inc. VP
Kelly, Richard C. Seren Innovations, Inc. CB, D
McIntyre, Edward J. Seren Innovations, Inc. D
Pender, Paul E. Seren Innovations, Inc. T, CFO, D
Peterson, Carol J Seren Innovations, Inc. AS
Schell, Mary P Seren Innovations, Inc. AT
Wietecki, Keith H. Seren Innovations, Inc. D, P, CEO
Zuehlke, Brad Seren Innovations, Inc. VP
Gibson, Gary L. Southwestern Public Service Co D, P, CEO
Bonavia, Paul J. Southwestern Public Service Co. VP
Brunetti, Wayne H. Southwestern Public Service Co. D, CB
Cleveland, Catherine J Southwestern Public Service Co. AS
Delaney, Judith A Southwestern Public Service Co. AT
Haley, Nancy A Southwestern Public Service Co. AS
Hart, Cathy J. Southwestern Public Service Co. VP, S
Higgins, Alan Southwestern Public Service Co. VP
Johnson, Gary R. Southwestern Public Service Co. VP, GC
Kelly, Richard C. Southwestern Public Service Co. D, VP
Marshall, JoEllen Southwestern Public Service Co. AS
McIntyre, Edward J. Southwestern Public Service Co. D, VP, CFO
Pender, Paul E Southwestern Public Service Co. VP, T
Peterson, Carol J Southwestern Public Service Co. AS
Petillo, J. T. Southwestern Public Service Co. VP
58
Ripka, David E. Southwestern Public Service Co. VP, C
Schell, Mary P. Southwestern Public Service Co. AT
Vincent, Patricia K Southwestern Public Service Co. VP
Wilks, David M. Southwestern Public Service Co. VP
Figoli, Darla Texas-Ohio Pipeline, Inc. T
Fowke III, Ben G. Texas-Ohio Pipeline, Inc. VP
Hart, Cathy J. Texas-Ohio Pipeline, Inc. S
Kelly, Richard C. Texas-Ohio Pipeline, Inc. D, CB
Krattenmaker, Kelly J. Texas-Ohio Pipeline, Inc. D, VC, CEO
Peterson, Carol J. Texas-Ohio Pipeline, Inc. AS
Redd Jr., Ershel C. Texas-Ohio Pipeline, Inc. D, P, COO
Cleveland, Catherine J. Ultra Power Technologies, Inc. AS
Delaney, Judith A Ultra Power Technologies, Inc. AT
Haley, Nancy A Ultra Power Technologies, Inc. AS
Hart, Cathy J Ultra Power Technologies, Inc. VP, S
Peterson, Carol J Ultra Power Technologies, Inc. AS
Petillo, J. T. Ultra Power Technologies, Inc. D, CB, P, CEO
Reecy, Jacqueline S. Ultra Power Technologies, Inc. AT
Schell, Mary P. Ultra Power Technologies, Inc. T, CFO
Zagzebski, Kenneth J. Ultra Power Technologies, Inc. D
Bulloch, Gina L United Power and Land Company D
Cleveland, Catherine J. United Power and Land Company AS
Delaney, Judith A United Power and Land Company AT
Gray, Eric V. United Power and Land Company AT
Haley, Nancy A United Power and Land Company AS
Hart, Cathy J United Power and Land Company VP, S
Lesher, Cynthia L United Power and Land Company D, CB, P
Lucas, Alfred United Power and Land Company D, VP
Peterson, Carol J United Power and Land Company AS
Schell, Mary P. United Power and Land Company VP, T
Widdel, Susan G. United Power and Land Company D
Albiani, Scott United Water Co. T, S, D
Buczek, Sunny United Water Co. D, VP
Dugan, Jim United Water Co. D
Halffield, Jr., Donald R. United Water Co. D, P
Hickman, John United Water Co. D
Hart, Cathy J. Utility Engineering Corp VP, S
Barron, Eddie T. Utility Engineering Corp. SVP
Brunetti, Wayne H. Utility Engineering Corp. D
Cleveland, Catherine J. Utility Engineering Corp. AS
Corbell, Royce W. Utility Engineering Corp. C
Delaney, Judith A Utility Engineering Corp. AT
Ewall, Kenneth A Utility Engineering Corp. SVP
Fuqua, Gary S. Utility Engineering Corp. P, CEO, D
Geaney, George Utility Engineering Corp. VP
Haley, Nancy A Utility Engineering Corp. AS
Henderson, Billy B. Utility Engineering Corp. T, SVP, AS, CFO
Kelly, Richard C. Utility Engineering Corp. D, CB
McIntyre, Edward J. Utility Engineering Corp. D
Morgan, Connie Utility Engineering Corp. VP
Mortenson, Marc Wm. Utility Engineering Corp. SVP
Niehoff, Michael E. Utility Engineering Corp. VP
Rugg, Ray Utility Engineering Corp. SVP
Schappa, Pete Utility Engineering Corp. VP
Schell, Mary P. Utility Engineering Corp. AT
Williams, Jimmy D. Utility Engineering Corp. VP
Albright, James Viking Gas Transmission Company S
Derks, Mary A. Viking Gas Transmission Company VP
Jablonske, Michael L. Viking Gas Transmission Company VP
Jones, Catherine A. Viking Gas Transmission Company AS
Lesher, Cynthia L. Viking Gas Transmission Company D, CB
McCalib, Laureen L. Ross Viking Gas Transmission Company VP
Pender, Paul E. Viking Gas Transmission Company T, VP, D
Rushton, Richard T. Viking Gas Transmission Company P
Sowada, Shari M Viking Gas Transmission Company AS
Basler, Donald J. WestGas InterState, Inc. VP
Cleveland, Catherine J. WestGas InterState, Inc. AS
Delaney, Judith A WestGas InterState, Inc. AT
59
WestGas InterState, Inc. D
Evans, Cynthia A
Haeger, Kurtis J. WestGas InterState, Inc. VP
Haley, Nancy A WestGas InterState, Inc. AS
Hart, Cathy J. WestGas InterState, Inc. S, VP
Pender, Paul E. WestGas InterState, Inc. VP, T
Peterson, Carol J. WestGas InterState, Inc. AS
Petillo, J. T. WestGas InterState, Inc. D, CB, P, CEO
Schell, Mary P. WestGas InterState, Inc. AT
Cleveland, Catherine J Xcel Energy Argentina Inc. AS
Connelly, Michael Xcel Energy Argentina Inc. VP
Haley, Nancy A Xcel Energy Argentina Inc. AS
Hart, Cathy J Xcel Energy Argentina Inc. VP, S
Kelly, Richard C Xcel Energy Argentina Inc. D, CB
Peterson, Carol J Xcel Energy Argentina Inc. AS
Schiburr, Laura L. Xcel Energy Argentina Inc. D, VP
Shah, Paras M Xcel Energy Argentina Inc. D, P
Stoering, Mark E Xcel Energy Argentina Inc. D
Yazvec, Michael J. Xcel Energy Argentina Inc. VP, T
Delaney, Judith A Xcel Energy Communications Group Inc AT
Haley, Nancy A Xcel Energy Communications Group Inc AS
Schell, Mary P Xcel Energy Communications Group Inc AT
Vincent, Patricia K Xcel Energy Communications Group Inc VP
Hart, Cathy J. Xcel Energy Communications Group, Inc VP, S
Brunetti, Wayne H. Xcel Energy Communications Group, Inc. D
Cleveland, Catherine J. Xcel Energy Communications Group, Inc. AS
Kelly, Richard C. Xcel Energy Communications Group, Inc. D, P, CEO
McIntyre, Edward J. Xcel Energy Communications Group, Inc. D
Pender, Paul E. Xcel Energy Communications Group, Inc. VP, T
Peterson, Carol J. Xcel Energy Communications Group, Inc. AS
Brunetti, Wayne H. Xcel Energy Inc. P, CEO, D, CB
Burgess, C. Coney Xcel Energy Inc. D
Cleveland, Catherine J. Xcel Energy Inc. AS
Delaney, Judith A Xcel Energy Inc. AT
Haley, Nancy A Xcel Energy Inc. AS
Hart, Cathy J. Xcel Energy Inc. VP, S
Hemminghaus, R.R. Xcel Energy Inc. D
Hirschfeld, A. Barry Xcel Energy Inc. D
Johnson, Gary R. Xcel Energy Inc. VP, GC
Jones, Catherine A. Xcel Energy Inc. AS
Leatherdale, Douglas W. Xcel Energy Inc. D
McIntyre, Edward J. Xcel Energy Inc. VP, CFO
Moreno, Albert F. Xcel Energy Inc. D
Pender, Paul E. Xcel Energy Inc. VP, T
Peterson, Carol J. Xcel Energy Inc. AS
Preska, Margaret R. Xcel Energy Inc. D
Ripka, David E. Xcel Energy Inc. VP, C
Sampson, A. Patricia Xcel Energy Inc. D
Schell, Mary P. Xcel Energy Inc. AT
Schuman, Allan L. Xcel Energy Inc. D
Slifer, Rodney E. Xcel Energy Inc. D
Stephens, William Thomas Xcel Energy Inc. D
Peterson, Carol Xcel Energy International Inc. AS
Brunetti, Wayne Xcel Energy International, Inc. D
Cleveland, Catherine J. Xcel Energy International, Inc. AS
Delaney, Judith Xcel Energy International, Inc. AT
Hart, Cathy J. Xcel Energy International, Inc. S, VP
Kelly, Richard C. Xcel Energy International, Inc. D, CB, P
McIntyre, Edward J. Xcel Energy International, Inc. VP, D
Pender, Paul E. Xcel Energy International, Inc. VP, T
Peterson, Carol J. Xcel Energy International, Inc. AS
Schell, Mary Xcel Energy International, Inc. AT
Delaney, Judith A Xcel Energy Markets Holdings Inc. AT
Fowke III, Ben G Xcel Energy Markets Holdings Inc. VP, T
Haley, Nancy A Xcel Energy Markets Holdings Inc. AS
Krattenmaker, Kelly J Xcel Energy Markets Holdings Inc. VP
Peluse, Stephen A Xcel Energy Markets Holdings Inc. VP
Schell, Mary P Xcel Energy Markets Holdings Inc. AT
Bonavia, Paul J. Xcel Energy Markets Holdings, Inc. D, P, CEO
60
Brunetti, Wayne H. Xcel Energy Markets Holdings, Inc. D
Cleveland, Catherine J. Xcel Energy Markets Holdings, Inc. AS
Hart, Cathy J. Xcel Energy Markets Holdings, Inc. VP, S
Kelly, Richard C. Xcel Energy Markets Holdings, Inc. D, VP
McIntyre, Edward J. Xcel Energy Markets Holdings, Inc. D
Peterson, Carol J. Xcel Energy Markets Holdings, Inc. AS
Haley, Nancy A Xcel Energy O&M Services Inc. AS
Petillo, J. T. Xcel Energy O&M Services Inc. D, CB, P
Cleveland, Catherine J. Xcel Energy O&M Services, Inc. AS
Delaney, Judith A. Xcel Energy O&M Services, Inc. AT
Hart, Cathy J. Xcel Energy O&M Services, Inc. VP, S
Kelly, Richard C. Xcel Energy O&M Services, Inc. D, VP
McIntyre, Edward J. Xcel Energy O&M Services, Inc. D
Pender, Paul E. Xcel Energy O&M Services, Inc. VP, T
Peterson, Carol J. Xcel Energy O&M Services, Inc. AS
Schell, Mary P. Xcel Energy O&M Services, Inc. AT
Delaney, Judith A Xcel Energy Retail Holdings Inc. AT
Haley, Nancy A Xcel Energy Retail Holdings Inc. AS
Kawakami, Timothy Xcel Energy Retail Holdings Inc. VP
Schell, Mary P Xcel Energy Retail Holdings Inc. AT
Vincent, Patricia K Xcel Energy Retail Holdings Inc. D, CB, P, CEO
Brunetti, Wayne H. Xcel Energy Retail Holdings, Inc. D
Cleveland, Catherine J. Xcel Energy Retail Holdings, Inc. AS
Hart, Cathy J. Xcel Energy Retail Holdings, Inc. VP, S
Kelly, Richard C. Xcel Energy Retail Holdings, Inc. D
McIntyre, Edward J. Xcel Energy Retail Holdings, Inc. D
Pender, Paul E. Xcel Energy Retail Holdings, Inc. VP, T
Peterson, Carol J. Xcel Energy Retail Holdings, Inc. AS
Bonavia, Paul J. Xcel Energy Services, Inc. VP
Brunetti, Wayne H. Xcel Energy Services, Inc. D, CB, P, CEO
Butts, Grady P. Xcel Energy Services, Inc. VP
Cleveland, Catherine J. Xcel Energy Services, Inc. AS
Delaney, Judith A Xcel Energy Services, Inc. AT
Hart, Cathy J. Xcel Energy Services, Inc. S, VP
Johnson, Gary R. Xcel Energy Services, Inc. VP, GC
Kelly, Richard C. Xcel Energy Services, Inc. VP
Lesher, Cynthia L. Xcel Energy Services, Inc. VP
McIntyre, Edward J. Xcel Energy Services, Inc. VP, CFO, D
Pender, Paul E. Xcel Energy Services, Inc. VP, T
Peterson, Carol J. Xcel Energy Services, Inc. AS
Petillo, J.T. Xcel Energy Services, Inc. VP
Ripka, David E. Xcel Energy Services, Inc. VP, C
Schell, Mary P. Xcel Energy Services, Inc. AT
Sparby, David M. Xcel Energy Services, Inc. VP
Vincent, Patricia K. Xcel Energy Services, Inc. VP
Wilks, David M. Xcel Energy Services, Inc. VP
Delaney, Judith A Xcel Energy Ventures Inc. AT
Haley, Nancy A Xcel Energy Ventures Inc. AS
Petillo, J.T. Xcel Energy Ventures Inc. VP
Schell, Mary P Xcel Energy Ventures Inc. AT
Brunetti, Wayne H. Xcel Energy Ventures, Inc. D
Cleveland, Catherine J. Xcel Energy Ventures, Inc. AS
Hart, Cathy J. Xcel Energy Ventures, Inc. VP, S
Kelly, Richard C. Xcel Energy Ventures, Inc. D, P, CEO
McIntyre, Edward J. Xcel Energy Ventures, Inc. VP, D
Pender, Paul E. Xcel Energy Ventures, Inc. VP, T
Peterson, Carol J. Xcel Energy Ventures, Inc. AS
Delaney, Judith A Xcel Energy Wholesale Group Inc. AT
Haley, Nancy A. Xcel Energy Wholesale Group Inc. AS
Schell, Mary P Xcel Energy Wholesale Group Inc. AT
Vincent, Patricia K Xcel Energy Wholesale Group Inc. VP
Brunetti, Wayne H. Xcel Energy Wholesale Group, Inc. D
Cleveland, Catherine J. Xcel Energy Wholesale Group, Inc. AS
Hart, Cathy J. Xcel Energy Wholesale Group, Inc. VP, S
Kelly, Richard C. Xcel Energy Wholesale Group, Inc. D, P, CEO
McIntyre, Edward J. Xcel Energy Wholesale Group, Inc. D
Pender, Paul E. Xcel Energy Wholesale Group, Inc. VP, T
Peterson, Carol J. Xcel Energy Wholesale Group, Inc. AS
61
Bonavia, Paul J. Xcel Energy WYCO, Inc. VP, D
Cleveland, Catherine J. Xcel Energy WYCO, Inc. AS
Delaney, Judith A Xcel Energy WYCO, Inc. AT
Haley, Nancy A Xcel Energy WYCO, Inc. AS
Hart, Cathy J. Xcel Energy WYCO, Inc. S, VP
Pender, Paul E. Xcel Energy WYCO, Inc. VP, T
Peterson, Carol J. Xcel Energy WYCO, Inc. AS
Petillo, J.T. Xcel Energy WYCO, Inc. D, CB, P, CEO
Cleveland, Catherine J Xcel Energy-Cadence, Inc. AS
Delaney, Judith A Xcel Energy-Cadence, Inc. AT
Haley, Nancy A Xcel Energy-Cadence, Inc. AS
Hart, Cathy J. Xcel Energy-Cadence, Inc. S, VP
Jaeger, Douglas W Xcel Energy-Cadence, Inc. VP
Pender, Paul E Xcel Energy-Cadence, Inc. VP, T
Peterson, Carol J. Xcel Energy-Cadence, Inc. AS
Ripka, David E. Xcel Energy-Cadence, Inc. VP, C
Schell, Mary P Xcel Energy-Cadence, Inc. AT
Vincent, Patricia K. Xcel Energy-Cadence, Inc. D, CB, P, CEO
Delaney, Judith A Xcel Energy-Centrus, Inc. AT
Gersack, Michael Xcel Energy-Centrus, Inc. T
Hart, Cathy J. Xcel Energy-Centrus, Inc. S
Peterson, Carol J Xcel Energy-Centrus, Inc. AS
Vincent, Patricia K. Xcel Energy-Centrus, Inc. D, CB, P, CEO
Cleveland, Catherine J. XECC Group Inc. AS
Delaney, Judith A XECC Group Inc. AT
Gregerson, Michael N. XECC Group Inc. VP
Haley, Nancy A XECC Group Inc. AS
Hart, Cathy J XECC Group Inc. VP, S
Pender, Paul E. XECC Group Inc. VP, T
Peterson, Carol J XECC Group Inc. AS
Schell, Mary P XECC Group Inc. AT
Vincent, Patricia K XECC Group Inc. D, P, CEO
Bonavia, Paul J. XEM Inc. D, CB, P, CEO
Cleveland, Catherine J. XEM Inc. AS
Delaney, Judith A. XEM Inc. AT
Fowke III, Ben G. XEM Inc. D, VP, T
Hart, Cathy J. XEM Inc. VP, S
Krattenmaker, Kelly J. XEM Inc. D, VP
Peluso, Stephen A. XEM Inc. VP
Peterson, Carol J. XEM Inc. AS
Schell, Mary P. XEM Inc. AT
Cleveland, Catherine J. XERS Inc. AS
Delaney, Judith A. XERS Inc. AT
Haley, Nancy A XERS Inc. AS
Hart, Cathy J. XERS Inc. VP, S
Jaeger, Douglas W. XERS Inc. VP
Kawakami, Timothy XERS Inc. VP
Pender, Paul E. XERS Inc. VP, T
Peterson, Carol J. XERS Inc. AS
Schell, Mary P. XERS Inc. AT
Thomason, Seth E. XERS Inc. VP
Vincent, Patricia K. XERS Inc. D, CB, P, CEO
Abel, Gregory Edward Yorkshire Cayman Holding Ltd. D
Goodman, Patrick Jerome Yorkshire Cayman Holding Ltd. D
Moon, Andrew Yorkshire Cayman Holding Ltd. S
Connor, Phillip Eric Yorkshire Electricity Distribution Holdings D
Limited
Elliott, John Yorkshire Electricity Distribution Holdings S
Limited
Linge, Kenneth Yorkshire Electricity Distribution Holdings D
Limited
Connor, Phillip Eric Yorkshire Electricity Distribution plc D
Elliott, John Yorkshire Electricity Distribution plc S
Linge, Kenneth Yorkshire Electricity Distribution plc D
Connor, Phillip Eric Yorkshire Electricity Distribution Services plc D
Elliott, John Yorkshire Electricity Distribution Services plc S
Linge, Kenneth Yorkshire Electricity Distribution Services plc D
Abel, Gregory Edward Yorkshire Electricity Group plc D
Connor, Phillip Eric Yorkshire Electricity Group plc D
Elliott, John Yorkshire Electricity Group plc S
France, Dr. John Martin Yorkshire Electricity Group plc D
62
Goodman, Patrick Jerome Yorkshire Electricity Group plc D
Sokol, David Lee Yorkshire Electricity Group plc D
Stallmeyer, James Duncan Yorkshire Electricity Group plc D
Abel, Gregory Edward Yorkshire Holdings plc D
Connor, Phillip Eric Yorkshire Holdings plc D
Elliott, John Yorkshire Holdings plc S
France, Dr. John Martin Yorkshire Holdings plc D
Goodman, Patrick Jerome Yorkshire Holdings plc D
Sokol, David Lee Yorkshire Holdings plc D
Stallmeyer, James Duncan Yorkshire Holdings, plc D
Abel, Gregory Edward YPG Holdings LLC CB
Goodman, Patrick Jerome YPG Holdings LLC D
Hankel, Brian YPG Holdings LLC D
Stallmeyer, James Duncan YPG Holdings LLC S
Connor, Phillip Eric Yorkshire Power Finance 2 Ltd D
Linge, Kenneth Yorkshire Power Finance 2 Ltd D
Moon, Andrew Yorkshire Power Finance 2 Ltd S
Connor, Phillip Eric Yorkshire Power Finance Ltd D
Linge, Kenneth Yorkshire Power Finance Ltd D
Moon, Andrew Yorkshire Power Finance Ltd S
Abel, Gregory Edward Yorkshire Power Group Ltd D
Connor, Phillip Eric Yorkshire Power Group Ltd D
Elliott, John Yorkshire Power Group Ltd S
France, Dr. John Martin Yorkshire Power Group Ltd D
Goodman, Patrick Jerome Yorkshire Power Group Ltd. D
Linge, Kenneth Yorkshire Power Group Ltd. D
Stallmeyer, James Duncan Yorkshire Power Group Ltd. D
Fowke III, Ben G. Young Gas Storage Co. Ltd Mgmt. Committee Representative
Krattenmaker, Kelly J. Young Gas Storage Co. Ltd Mgmt Committee Representative
Zinko, Donald J. Young Gas Storage Co., Ltd. Mgmt Committee Representative
Bonavia, Paul J1 Young Gas Storage Company D, CB
Cleveland, Catherine J Young Gas Storage Company AS
Delaney, Judith A Young Gas Storage Company AT
Fowke III, Ben G. Young Gas Storage Company VP, T
Haley, Nancy A Young Gas Storage Company AS
Hart, Cathy J. Young Gas Storage Company VP, S
Kelly, Richard C. Young Gas Storage Company D
Krattenmaker, Kelly J Young Gas Storage Company VP
Peterson, Carol J. Young Gas Storage Company AS
Schell, Mary P Young Gas Storage Company AT
Wilks, David M. Young Gas Storage Company D
Cross, Jeffrey D YPG Holdings LLC VP, S
Kelly, Richard C. YPG Holdings LLC P
Pena, Armando A. YPG Holdings LLC CB
The officers and directors of NRG companies follows:
CB Chairman of the Board
VC Vice Chairman of the Board
D Director
CEO CEO
P President
COO Chief Operating Officer
CFO CFO
EVP Executive VP
SVP Senior VP
VP VP
GC General Counsel
C Controller
S S
AS AS
T T
AT AT
63
LAST NAME SUBSIDIARY NAME TITLE
Adams, Clinton Eastern Generation Services (India) Private Limited D
Adams, Clinton Lanco Kondapalli Power Pvt Ltd. D
Adams, Clinton NRG Asia Corporate Services Pte Ltd. D
Adams, David NRG Power Marketing Inc. S
Agrawal, Raj MESI Fuel Station #1 LLC Manager
Althoff, Robert NRG Flinders Operating Services Pty Ltd S
Ambrovics, Denes Csepeli Eromu Rt. D
Anderson, Mark Enigen, Inc. VP
Anderson, Mark O Brien Cogeneration, Inc. II VP
Ansaldo(1) P.T. Dayalistrik Pratama Commissioner, D
Aschehoug, Trond Minnesota Methane LLC General Manager
Aschehoug, Trond MM Albany Energy LLC Manager
Aschehoug, Trond MM Cuyahoga Energy LLC Manager
Aschehoug, Trond MM Hartford Energy LLC Manager
Aschehoug, Trond MM Lopez Energy LLC Manager
Aschehoug, Trond MM Lowell Energy LLC Manager
Aschehoug, Trond MM Prince William Energy LLC Manager
Aschehoug, Trond MM San Diego LLC Manager
Aschehoug, Trond MM Spokane Energy LLC Manager
Aschehoug, Trond MM Tacoma LLC Manager
Aschehoug, Trond MM Taunton Energy LLC Manager
Aschehoug, Trond MM Tomoka Farms Energy LLC Manager
Aschehoug, Trond MM Tulare Energy LLC Manager
Aschehoug, Trond MM West Covina LLC Manager
Aschehoug, Trond MM Yolo Power LLC Manager
Aschehoug, Trond O Brien Biogas IV LLC Manager
Bakajsa, Michal ECK Generating, s.r.o. Supervisory Board member
Barbosa de Oliveira, Paul TermoRio S.A. D
Beadle, Richard Kraftwerk Schkopau GbR Finance Committee member
Belgiorno-Nettis, Guido Collinsville Operations Pty Ltd D
Belgiorno-Zegna, Marco Collinsville Operations Pty Ltd D
Bender, James J. Cobee Energy Development LLC Executive Committee Member
Bender, James J. Cobee Holdings Inc. D, VP
Bender, James J. Cogeneration Corporation of America D
Bender, James J. Compania Boliviana de Energia Electrica S.A. D
Bender, James J. Esoco Crockett, Inc. D
Bender, James J. Esoco Molokai, Inc. D
Bender, James J. Esoco Orrington, Inc. D
Bender, James J. Esoco Soledad, Inc. D
Bender, James J. Esoco, Inc. D
Bender, James J. Inversiones Bulo Bulo S.A. D
Bender, James J. Le Paz Incorporated VP
Bender, James J. NRG Cadillac Inc. S
Bender, James J. NRG Cadillac Operations Inc. S
Bender, James J. NRG Development Company Inc. S
Bender, James J. NRG Energy, Inc. Senior VP & GC, AS
Bender, James J. NRG International Development Inc. VP
Bender, James J. NRG Lakefield Inc. S
Bender, James J. NRG Latin America Inc. D, VP
Bender, James J. NRG Operating Services, Inc. S
Bender, James J. NRG Power Marketing Inc. D, VP
Bender, James J. NRG Services Corporation S
Bender, James J. NRG Taiwan Holding Company Limited D/Supervisor
Bender, James J. NRGenerating Rupali B.V. D
Bender, James J. Okeechobee Power I, Inc. S
Bender, James J. Okeechobee Power II, Inc. S
Bender, James J. Okeechobee Power III, Inc. S
Bender, James J. Pacific Generation Company D
Bender, James J. Power Operations, Inc. S
Bender, James J. WEB Energy Ltd. D
Beneditti, Jeanne Long Beach Generation LLC VP
Bird, Brian B. Arthur Kill Power LLC T
Bird, Brian B. Astoria Gas Turbine Power LLC T
64
Bird, Brian B. B.L. England Operations Inc. T
Bird, Brian B. B.L. England Power LLC T
Bird, Brian B. Berrians I Gas Turbine Power LLC T
Bird, Brian B. Big Cajun I Peaking Power LLC T
Bird, Brian B. Big Cajun II Unit 4 LLC T
Bird, Brian B. Brazos Valley Energy LP T
Bird, Brian B. Brazos Valley Technology LP T
Bird, Brian B. Cabrillo Power I LLC AT
Bird, Brian B. Cabrillo Power II LLC AT
Bird, Brian B. Camas Power Boiler, Inc. T
Bird, Brian B. Clark Power LLC T
Bird, Brian B. Cobee Holdings Inc. T
Bird, Brian B. Commonwealth Atlantic Power LLC T
Bird, Brian B. Conemaugh Power LLC T
Bird, Brian B. Connecticut Jet Power LLC T
Bird, Brian B. Deepwater Operations Inc. T
Bird, Brian B. Deepwater Power LLC T
Bird, Brian B. Denver City Energy Associates, L.P. T
Bird, Brian B. Devon Power LLC T
Bird, Brian B. Dunkirk Power LLC T
Bird, Brian B. Eastern Sierra Energy Company T
Bird, Brian B. El Segundo Power II LLC AT
Bird, Brian B. El Segundo Power, LLC AT
Bird, Brian B. Elk River Resource Recovery, Inc. T
Bird, Brian B. Energy National, Inc. T
Bird, Brian B. Enifund, Inc. T
Bird, Brian B. Enigen, Inc. T
Bird, Brian B. Esoco Crockett, Inc. T
Bird, Brian B. Esoco Molokai, Inc. T
Bird, Brian B. Esoco Orrington, Inc. T
Bird, Brian B. Esoco Soledad, Inc. T
Bird, Brian B. Esoco, Inc. T
Bird, Brian B. GPP Investors I, LLC T
Bird, Brian B. Granite II Holding, LLC T
Bird, Brian B. Granite Power Partners II, L.P. T
Bird, Brian B. Graystone Corporation T
Bird, Brian B. Huntley Power LLC T
Bird, Brian B. Indian River Operations Inc. T
Bird, Brian B. Indian River Power LLC T
Bird, Brian B. James River Power LLC T
Bird, Brian B. Kaufman Cogen LP T
Bird, Brian B. Keystone Power LLC T
Bird, Brian B. Lakefield Junction LP T
Bird, Brian B. Le Paz Incorporated AT
Bird, Brian B. Louisiana Generating LLC T
Bird, Brian B. LS Power Management, LLC T
Bird, Brian B. LSP Batesville Funding Corp. T
Bird, Brian B. LSP Batesville Holding, LLC T
Bird, Brian B. LSP Energy Limited Partnership T
Bird, Brian B. LSP Energy, Inc. T
Bird, Brian B. LSP Equipment, LLC T
Bird, Brian B. LSP-Denver City, Inc. T
Bird, Brian B. LSP-Hardee Energy, LLC T
Bird, Brian B. LSP-Kendall Energy, LLC T
Bird, Brian B. LSP-Nelson Energy, LLC T
Bird, Brian B. LSP-Pike Energy, LLC T
Bird, Brian B. Meriden Gas Turbines LLC T
Bird, Brian B. MidAtlantic Generation Holding LLC T
Bird, Brian B. Middletown Power LLC T
Bird, Brian B. Montville Power LLC T
Bird, Brian B. NEO Corporation T
Bird, Brian B. NEO Landfill Gas Holdings Inc. T
Bird, Brian B. NEO Landfill Gas Inc. T
Bird, Brian B. NEO Power Services Inc. T
Bird, Brian B. Northeast Generation Holding LLC T
Bird, Brian B. Norwalk Power LLC T
65
Bird, Brian B. NRG Affiliate Services Inc. T
Bird, Brian B. NRG Arthur Kill Operations Inc. T
Bird, Brian B. NRG Asia-Pacific, Ltd. T
Bird, Brian B. NRG Astoria Gas Turbine Operations Inc. T
Bird, Brian B. NRG Audrain Holding LLC T
Bird, Brian B. NRG Batesville LLC T
Bird, Brian B. NRG Bayou Cove LLC T
Bird, Brian B. NRG Bourbonnais Equipment LLC T
Bird, Brian B. NRG Bourbonnais LLC T
Bird, Brian B. NRG Brazos Valley GP LLC T
Bird, Brian B. NRG Brazos Valley LP LLC T
Bird, Brian B. NRG Brazos Valley Technology LP LLC T
Bird, Brian B. NRG Cabrillo Power Operations Inc. T
Bird, Brian B. NRG Cadillac Inc. T
Bird, Brian B. NRG Cadillac Operations Inc. T
Bird, Brian B. NRG Capital LLC T
Bird, Brian B. NRG Central U.S. LLC T
Bird, Brian B. NRG ComLease LLC T
Bird, Brian B. NRG Connecticut Affiliate Services Inc. T
Bird, Brian B. NRG Connecticut Generating LLC T
Bird, Brian B. NRG Development Company Inc. T
Bird, Brian B. NRG Devon Operations Inc. T
Bird, Brian B. NRG Dunkirk Operations Inc. T
Bird, Brian B. NRG Eastern LLC T
Bird, Brian B. NRG El Segundo Operations Inc. T
Bird, Brian B. NRG Energy Center Dover LLC T
Bird, Brian B. NRG Energy Center Grand Forks LLC T
Bird, Brian B. NRG Energy Center Harrisburg Inc. T
Bird, Brian B. NRG Energy Center Minneapolis LLC T
Bird, Brian B. NRG Energy Center Paxton Inc. T
Bird, Brian B. NRG Energy Center Pittsburgh LLC T
Bird, Brian B. NRG Energy Center Rock Tenn LLC T
Bird, Brian B. NRG Energy Center Round Mountain LLC T
Bird, Brian B. NRG Energy Center San Diego LLC T
Bird, Brian B. NRG Energy Center San Francisco LLC T
Bird, Brian B. NRG Energy Center Smyrna LLC T
Bird, Brian B. NRG Energy Center Washco LLC T
Bird, Brian B. NRG Energy Insurance, Ltd. D
Bird, Brian B. NRG Energy Jackson Valley I, Inc. T
Bird, Brian B. NRG Energy Jackson Valley II, Inc. T
Bird, Brian B. NRG Energy, Inc. VP and T
Bird, Brian B. NRG Equipment Company LLC T
Bird, Brian B. NRG Finance Company I LLC T
Bird, Brian B. NRG Gila Bend Holdings Inc. T
Bird, Brian B. NRG Granite Acquisition LLC T
Bird, Brian B. NRG Huntley Operations Inc. T
Bird, Brian B. NRG Ilion LP LLC T
Bird, Brian B. NRG International Development Inc. T
Bird, Brian B. NRG International II Inc. T
Bird, Brian B. NRG International Services Company T
Bird, Brian B. NRG International, Inc. T
Bird, Brian B. NRG Kaufman LLC T
Bird, Brian B. NRG Lakefield Inc. T
Bird, Brian B. NRG Lakefield Junction LLC T
Bird, Brian B. NRG Latin America Inc. T
Bird, Brian B. NRG McClain LLC T
Bird, Brian B. NRG Mesquite LLC T
Bird, Brian B. NRG Mextrans Inc. T
Bird, Brian B. NRG MidAtlantic Affiliate Services Inc. T
Bird, Brian B. NRG MidAtlantic Generating LLC T
Bird, Brian B. NRG MidAtlantic LLC T
Bird, Brian B. NRG Middletown Operations Inc. T
Bird, Brian B. NRG Montville Operations Inc. T
Bird, Brian B. NRG New Roads Generating LLC T
Bird, Brian B. NRG New Roads Holdings LLC T
Bird, Brian B. NRG Newberry Generation LLC T
66
Bird, Brian B. NRG North Central Operations Inc. T
Bird, Brian B. NRG Northeast Affiliate Services Inc. T
Bird, Brian B. NRG Northeast Generating LLC T
Bird, Brian B. NRG Northern Ohio Generating LLC T
Bird, Brian B. NRG Norwalk Harbor Operations Inc. T
Bird, Brian B. NRG Operating Services, Inc. T
Bird, Brian B. NRG Oswego Harbor Power Operations Inc. T
Bird, Brian B. NRG PacGen Inc. T
Bird, Brian B. NRG Power Marketing Inc. D, T
Bird, Brian B. NRG Processing Solutions LLC T
Bird, Brian B. NRG Rockford Acquisition LLC T
Bird, Brian B. NRG Rockford Equipment II LLC T
Bird, Brian B. NRG Rockford Equipment LLC T
Bird, Brian B. NRG Rockford II LLC T
Bird, Brian B. NRG Rockford LLC T
Bird, Brian B. NRG Rocky Road LLC T
Bird, Brian B. NRG Sabine River Works GP LLC T
Bird, Brian B. NRG Sabine River Works LP LLC T
Bird, Brian B. NRG Saguaro Operations Inc. T
Bird, Brian B. NRG Services Corporation T
Bird, Brian B. NRG South Central Affiliate Services Inc. T
Bird, Brian B. NRG South Central Generating LLC T
Bird, Brian B. NRG South Central Operations Inc. T
Bird, Brian B. NRG Sterlington Power LLC T
Bird, Brian B. NRG Sunnyside Operations GP Inc. AT
Bird, Brian B. NRG Sunnyside Operations LP Inc. T
Bird, Brian B. NRG Telogia Power LLC T
Bird, Brian B. NRG Thermal Corporation T
Bird, Brian B. NRG Thermal Operating Services LLC T
Bird, Brian B. NRG Thermal Services Inc. T
Bird, Brian B. NRG Turbines LLC T
Bird, Brian B. NRG Valmy Power Holdings LLC T
Bird, Brian B. NRG Valmy Power LLC T
Bird, Brian B. NRG West Coast Inc. T
Bird, Brian B. NRG Western Affiliate Services Inc. T
Bird, Brian B. O Brien Biogas (Mazzaro), Inc. T
Bird, Brian B. O Brien Cogeneration, Inc. II T
Bird, Brian B. O Brien Standby Power Energy, Inc. T
Bird, Brian B. Okeechobee Power I, Inc. T
Bird, Brian B. Okeechobee Power II, Inc. T
Bird, Brian B. Okeechobee Power III, Inc. T
Bird, Brian B. ONSITE Energy, Inc. T
Bird, Brian B. ONSITE Marianas Corporation T
Bird, Brian B. Oswego Harbor Power LLC T
Bird, Brian B. Pacific Crockett Energy, Inc. T
Bird, Brian B. Pacific Crockett Holdings, Inc. T
Bird, Brian B. Pacific Generation Company T
Bird, Brian B. Pacific Generation Development Company T
Bird, Brian B. Pacific Generation Holdings Company T
Bird, Brian B. Pacific Generation Resources Company T
Bird, Brian B. Pacific Orrington Energy, Inc. T
Bird, Brian B. Pacific-Mt. Poso Corporation T
Bird, Brian B. Power Operations, Inc. T
Bird, Brian B. Reid Gardner Power LLC T
Bird, Brian B. Saguaro Power Company, a Limited Partnership T
Bird, Brian B. Saguaro Power LLC T
Bird, Brian B. San Joaquin Valley Energy I, Inc. T
Bird, Brian B. San Joaquin Valley Energy IV, Inc. T
Bird, Brian B. Somerset Operations Inc. T
Bird, Brian B. Somerset Power LLC T
Bird, Brian B. South Central Generation Holding LLC T
Bird, Brian B. Southwest Generation LLC T
Bird, Brian B. Southwest Power Holdings LLC T
Bird, Brian B. Tacoma Energy Recovery Company T
Bird, Brian B. Timber Energy Resources, Inc. T
Bird, Brian B. Valmy Power LLC T
67
Bird, Brian B. Vienna Operations Inc. T
Bird, Brian B. Vienna Power LLC T
Bird, Brian B. WCP (Generation) Holdings LLC AT
Bird, Brian B. West Coast Power LLC AT
Birdsong, Lynn Scudder Latin American Power II-C L.D.C. Management Committee Representative
Birdsong, Lynn Scudder Latin American Power II-Corporation A Management Committee Representative
Birdsong, Lynn Scudder Latin American Power II-Corporation B Management Committee Representative
Birdsong, Lynn Scudder Latin American Power II-P L.D.C. Management Committee Representative
Birthisel, Stockton NRG Energy Ltd. Joint S
Birthisel, Stockton NRG Pensions Limited S
Blake, Steven Saale Energie GmbH Prokurist (joint representative with a
managing D/by proxy)
Blake, Steven Saale Energie Services GmbH Managing D - Geschaftsfuhrer
Bluhm, Leonard A. Arthur Kill Power LLC Management Committee Member
Bluhm, Leonard A. Astoria Gas Turbine Power LLC Management Committee Member
Bluhm, Leonard A. B.L. England Power LLC Management Committee Member
Bluhm, Leonard A. Big Cajun I Peaking Power LLC Management Committee Member
Bluhm, Leonard A. Camas Power Boiler, Inc. D
Bluhm, Leonard A. Cobee Energy Development LLC Executive Committee member
Bluhm, Leonard A. Collinsville Power Joint Venture Management Committee member (alternate
(unincorporated) for KeithH)
Bluhm, Leonard A. Compania Boliviana de Energia Electrica S.A. D
Bluhm, Leonard A. Conemaugh Power LLC Management Committee Member
Bluhm, Leonard A. Connecticut Jet Power LLC Management Committee Member
Bluhm, Leonard A. Deepwater Power LLC Management Committee Member
Bluhm, Leonard A. Devon Power LLC Management Committee Member
Bluhm, Leonard A. Dunkirk Power LLC Management Committee Member
Bluhm, Leonard A. Eastern Sierra Energy Company D
Bluhm, Leonard A. Elk River Resource Recovery, Inc. D
Bluhm, Leonard A. Energy National, Inc. D
Bluhm, Leonard A. Enifund, Inc. D
Bluhm, Leonard A. Enigen, Inc. D
Bluhm, Leonard A. Entrade Holdings B.V. D
Bluhm, Leonard A. Flinders Labuan (No. 1) Ltd. D
Bluhm, Leonard A. Flinders Labuan (No. 2) Ltd. D
Bluhm, Leonard A. Gladstone Power Station Joint Venture Management Committee member (alternate for RodC)
(unincorporated)
Bluhm, Leonard A. Graystone Corporation D
Bluhm, Leonard A. Gunwale B.V. D
Bluhm, Leonard A. Huntley Power LLC Management Committee Member
Bluhm, Leonard A. Indian River Power LLC Management Committee Member
Bluhm, Leonard A. Keystone Power LLC Management Committee Member
Bluhm, Leonard A. Kiksis B.V. D
Bluhm, Leonard A. Kladno Power (No. 1) B.V. D
Bluhm, Leonard A. Kladno Power (No. 2) B.V. D
Bluhm, Leonard A. Lambique Beheer B.V. D
Bluhm, Leonard A. Le Paz Incorporated D
Bluhm, Leonard A. Louisiana Generating LLC Management Committee Member
Bluhm, Leonard A. Middletown Power LLC Management Committee Member
Bluhm, Leonard A. Montville Power LLC Management Committee Member
Bluhm, Leonard A. NEO Corporation D
Bluhm, Leonard A. Northeast Generation Holding LLC Management Committee Member
Bluhm, Leonard A. Norwalk Power LLC Management Committee Member
Bluhm, Leonard A. NRG Asia-Pacific, Ltd. D
Bluhm, Leonard A. NRG Capital LLC CEO
Bluhm, Leonard A. NRG Caymans-C D
Bluhm, Leonard A. NRG Caymans-P D
Bluhm, Leonard A. NRG Central U.S. LLC Management Committee Member
Bluhm, Leonard A. NRG Connecticut Generating LLC Management Committee Member
Bluhm, Leonard A. NRG Eastern LLC Management Committee Member
Bluhm, Leonard A. NRG Energeticky Provoz, s.r.o. Supervisory Board member
Bluhm, Leonard A. NRG Energy CZ, s.r.o. Supervisory Board member
Bluhm, Leonard A. NRG Energy Development B.V. D
Bluhm, Leonard A. NRG Energy Development GmbH D
Bluhm, Leonard A. NRG Energy Insurance, Ltd. D
Bluhm, Leonard A. NRG Energy Jackson Valley I, Inc. D
Bluhm, Leonard A. NRG Energy Jackson Valley II, Inc. D
68
Bluhm, Leonard A. NRG Energy, Inc. Executive VP, CFO
Bluhm, Leonard A. NRG Finance Company I LLC CEO
Bluhm, Leonard A. NRG International Acquisition Partnership VP
Bluhm, Leonard A. NRG International II Inc. D, VP
Bluhm, Leonard A. NRG International III Inc. D, VP
Bluhm, Leonard A. NRG International, Inc. D, VP
Bluhm, Leonard A. NRG Latin America Inc. VP
Bluhm, Leonard A. NRG MidAtlantic Generating LLC Management Committee Member
Bluhm, Leonard A. NRG MidAtlantic LLC Management Committee Member
Bluhm, Leonard A. NRG New Roads Generating LLC Management Committee Member
Bluhm, Leonard A. NRG New Roads Holdings LLC Management Committee Member
Bluhm, Leonard A. NRG Northeast Generating LLC Management Committee Member
Bluhm, Leonard A. NRG PacGen Inc. D
Bluhm, Leonard A. NRG South Central Generating LLC Management Committee Member
Bluhm, Leonard A. NRG Sunnyside Operations GP Inc. D
Bluhm, Leonard A. NRG Sunnyside Operations LP Inc. D
Bluhm, Leonard A. NRG Taiwan Holding Company Limited D/Supervisor
Bluhm, Leonard A. NRG Thermal Corporation D
Bluhm, Leonard A. NRG Victoria I Pty Ltd D
Bluhm, Leonard A. NRG Victoria II Pty Ltd D
Bluhm, Leonard A. NRG Victoria III Pty Ltd D
Bluhm, Leonard A. NRGenerating Holdings (No. 1) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 11) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 13) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 14) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 15) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 16) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 17) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 18) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 19) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 2) GmbH D
Bluhm, Leonard A. NRGenerating Holdings (No. 21) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 23) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 24) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 3) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 4) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 5) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 6) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 7) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 8) B.V. D
Bluhm, Leonard A. NRGenerating Holdings (No. 9) B.V. D
Bluhm, Leonard A. NRGenerating Holdings GmbH D
Bluhm, Leonard A. NRGenerating International B.V. D
Bluhm, Leonard A. NRGenerating Rupali B.V. D
Bluhm, Leonard A. Okeechobee Power I, Inc. D, P, CFO
Bluhm, Leonard A. Okeechobee Power II, Inc. D, CFO
Bluhm, Leonard A. Okeechobee Power III, Inc. D, CFO
Bluhm, Leonard A. ONSITE Energy, Inc. D
Bluhm, Leonard A. ONSITE Marianas Corporation D
Bluhm, Leonard A. Oswego Harbor Power LLC Management Committee Member
Bluhm, Leonard A. OU Nrg Energy Est Supervisory Board (Ds)
Bluhm, Leonard A. Pacific Crockett Energy, Inc. D
Bluhm, Leonard A. Pacific Crockett Holdings, Inc. D
Bluhm, Leonard A. Pacific Generation Company D
Bluhm, Leonard A. Pacific Generation Development Company D
Bluhm, Leonard A. Pacific Generation Holdings Company D
Bluhm, Leonard A. Pacific Generation Resources Company D
Bluhm, Leonard A. Pacific Orrington Energy, Inc. D
Bluhm, Leonard A. Pacific-Mt. Poso Corporation D
Bluhm, Leonard A. Rybnik Power B.V. D
Bluhm, Leonard A. Sachsen Holding B.V. D
Bluhm, Leonard A. San Joaquin Valley Energy I, Inc. D
Bluhm, Leonard A. San Joaquin Valley Energy IV, Inc. D
Bluhm, Leonard A. Somerset Power LLC Management Committee Member
Bluhm, Leonard A. South Central Generation Holding LLC Management Committee Member
Bluhm, Leonard A. Sunshine State Power (No. 2) B.V. D
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Bluhm, Leonard A. Sunshine State Power B.V. D
Bluhm, Leonard A. Vienna Power LLC Management Committee Member
Bluhm, Leonard A. WEB Energy Ltd. D
Boline, Gary Enfield Operations, L.L.C. Manager
Boline, Gary Kraftwerk Schkopau Betriebsgesellschaft mbH Operating and Maintenance Committee member
Boline, Gary NRG International Development Inc. VP
Bowen, Rick Long Beach Generation LLC VP
Brewster, John NRG Audrain Holding LLC VP, Initial Management Board
Brewster, John NRG Ilion LP LLC VP, Management Committee Member
Brewster, John NRG North Central Operations Inc. VP
Brewster, John NRG Rockford Acquisition LLC VP, Management Committee Member
Brewster, John NRG South Central Operations Inc. VP
Brunetti, Wayne H. NRG Energy, Inc. D
Buehler, Jr., John Central and Eastern Europe Power Fund, Ltd. D
Byrne, Redmond Energy Developments Limited S
CAF and CMS(1) each Scudder Latin American Power II-Corporation A Project Committee Representative
CAF and CMS(1) each Scudder Latin American Power II-Corporation B Project Committee Representative
CAF, CMS, IFC(1) each Scudder Latin American Power I-C L.D.C. Project Committee Representative
CAF, CMS, IFC(1) each Scudder Latin American Power II-C L.D.C. Project Committee Representative
CAF, CMS, IFC(1) each Scudder Latin American Power II-P L.D.C. Project Committee Representative
CAF, CMS, IFC(1) each Scudder Latin American Power I-P L.D.C. Project Committee Representative
Cairo, Christopher NRG Power Marketing Inc. D, VP
Calvert, Sandra NRG Energy Insurance, Ltd. D
Camas Power Boiler, Inc. Camas Power Boiler Limited Partnership managed by General Partner
Cameron, Rodney Collinsville Operations Pty Ltd D (alternate)
Cameron, Rodney Flinders Coal Pty Ltd D
Cameron, Rodney Flinders Osborne Trading Pty Ltd D
Cameron, Rodney Flinders Power Finance Pty Ltd D
Cameron, Rodney Gladstone Power Station Joint Venture Management Committee Member
(unincorporated)
Cameron, Rodney NRG Asia-Pacific, Ltd. Local Agent-Australia
Cameron, Rodney NRG Collinsville Operating Services Pty Ltd S
Cameron, Rodney NRG Flinders Operating Services Pty Ltd D
Cameron, Rodney NRG Pacific Corporate Services Pty Ltd Australian Taxation Office Details
Cameron, Rodney NRG Victoria I Pty Ltd S
Cameron, Rodney NRG Victoria II Pty Ltd S
Cameron, Rodney NRG Victoria III Pty Ltd S
Campone, Thomas Brimsdown Power Limited D
Campone, Thomas Enfield Operations, L.L.C. Manager
Campone, Thomas (Indeck) Enfield Energy Centre Limited D
Campone, Thomas (Indeck) Enfield Operations (UK) Limited D
Carbonell, Carmen Scudder Latin American Power I-C L.D.C. Management Committee Representative
Carbonell, Carmen Scudder Latin American Power II-C L.D.C. Management Committee Representative
Carbonell, Carmen Scudder Latin American Power II-Corporation A Management Committee Representative
Carbonell, Carmen Scudder Latin American Power II-Corporation B Management Committee Representative
Carbonell, Carmen Scudder Latin American Power II-P L.D.C. Management Committee Representative
Carbonell, Carmen Scudder Latin American Power I-P L.D.C. Management Committee Representative
Carlson, Lee Le Paz Incorporated T
Carlson, Lee Le Paz Incorporated VP
Carlson, Lee Louisiana Energy Services, L.P. T
Carlson, Lee NRG Sunnyside Operations GP Inc. T
Carpenter, Jay Energy Developments Limited D
Carpenter, Jay NRG Victoria I Pty Ltd D
Carpenter, Jay NRG Victoria II Pty Ltd D
Carpenter, Jay NRG Victoria III Pty Ltd D
Carroll, Michael NRG Development Company Inc. VP
Carroll, Michael NRG Energy Center Dover LLC D, P
Carroll, Michael NRG Energy Center Grand Forks LLC P
Carroll, Michael NRG Energy Center Harrisburg Inc. D, P
Carroll, Michael NRG Energy Center Minneapolis LLC P
Carroll, Michael NRG Energy Center Paxton Inc. D, P
Carroll, Michael NRG Energy Center Pittsburgh LLC P
Carroll, Michael NRG Energy Center Rock Tenn LLC P
Carroll, Michael NRG Energy Center Round Mountain LLC P
Carroll, Michael NRG Energy Center San Diego LLC P
Carroll, Michael NRG Energy Center San Francisco LLC P
Carroll, Michael NRG Energy Center Smyrna LLC P
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Carroll, Michael NRG Energy Center Washco LLC P
Carroll, Michael NRG Thermal Corporation D, P
Carroll, Michael NRG Thermal Operating Services LLC P
Carroll, Michael NRG Thermal Services Inc. D, P
Carte, Adam NRG Energy, Inc. AT
Chapman, Randall MESI Fuel Station #1 LLC Manager
Chapman, Randall Minnesota Methane Holdings LLC Operating Committee member (alternate)
Chapman, Randall Minnesota Methane II LLC D (Operating Committee member- alternate)
Chapman, Randall MM Biogas Power LLC Manager
Chapman, Randall MM Burnsville Energy LLC Manager
Chapman, Randall MM Corona Energy LLC Manager
Chapman, Randall MM El Sobrante Energy LLC Manager
Chapman, Randall MM Erie Power LLC Manager
Chapman, Randall MM Ft. Smith Energy LLC Manager
Chapman, Randall MM Hackensack Energy LLC Manager
Chapman, Randall MM Martinez Energy LLC Manager
Chapman, Randall MM Nashville Energy LLC Manager
Chapman, Randall MM Northern Tier Energy LLC Manager
Chapman, Randall MM Phoenix Energy LLC Manager
Chapman, Randall MM Prima Deshecha Energy LLC Manager
Chapman, Randall MM Riverside LLC Manager
Chapman, Randall MM SKB Energy LLC Manager
Chapman, Randall MM Tajiguas Energy LLC Manager
Chapman, Randall MM Tri-Cities Energy LLC Manager
Chapman, Randall MM Woodville Energy LLC Manager
Chapman, Randall NEO Albany, L.L.C. Manager
Chapman, Randall NEO Burnsville, LLC Manager
Chapman, Randall NEO California Power LLC Manager
Chapman, Randall NEO Chester-Gen LLC Manager
Chapman, Randall NEO Corona LLC Manager
Chapman, Randall NEO Corporation VP Operations
Chapman, Randall NEO Cuyahoga, LLC Manager
Chapman, Randall NEO ECO 11 LLC Manager
Chapman, Randall NEO Edgeboro, LLC Manager
Chapman, Randall NEO El Sobrante LLC Manager
Chapman, Randall NEO Erie LLC Manager
Chapman, Randall NEO Fitchburg LLC Manager
Chapman, Randall NEO Freehold-Gen LLC Manager
Chapman, Randall NEO Fresh Kills LLC Manager
Chapman, Randall NEO Ft. Smith LLC Manager
Chapman, Randall NEO Hackensack, LLC Manager
Chapman, Randall NEO Hartford, LLC Manager
Chapman, Randall NEO Landfill Gas Holdings Inc. VP
Chapman, Randall NEO Landfill Gas Inc. VP
Chapman, Randall NEO Lopez Canyon LLC Manager
Chapman, Randall NEO Lowell LLC Manager
Chapman, Randall NEO Martinez LLC Manager
Chapman, Randall NEO MESI LLC Manager
Chapman, Randall NEO Nashville LLC Manager
Chapman, Randall NEO Northern Tier LLC Manager
Chapman, Randall NEO Phoenix LLC Manager
Chapman, Randall NEO Prima Deshecha LLC Manager
Chapman, Randall NEO Prince William, LLC Manager
Chapman, Randall NEO Riverside LLC Manager
Chapman, Randall NEO San Diego LLC Manager
Chapman, Randall NEO SKB LLC Manager
Chapman, Randall NEO Spokane LLC Manager
Chapman, Randall NEO Tacoma, L.L.C. Manager
Chapman, Randall NEO Tajiguas LLC Manager
Chapman, Randall NEO Taunton LLC Manager
Chapman, Randall NEO Toledo-Gen LLC Manager
Chapman, Randall NEO Tomoka Farms LLC Manager
Chapman, Randall NEO Tri-Cities LLC Manager
Chapman, Randall NEO Tulare LLC Manager
Chapman, Randall NEO West Covina LLC Manager
Chapman, Randall NEO Woodville LLC Manager
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Chapman, Randall NEO Yolo LLC Manager
Chapman, Randall NEO-Montauk Genco Management LLC Manager
Chapman, Randall Suncook Energy LLC Manager
Chin, Cyril Killingholme Generation Limited S
Chin, Cyril Killingholme Holdings Limited S
Chin, Cyril Killingholme Power Limited S
Chin, Cyril NRG Energy Ltd. S
Chin, Cyril NRG Pensions Limited Joint S
Chin, Cyril NRGenerating Energy Trading Ltd. S
Chin, Cyril NRGenerating, Ltd. S
Choudhuri, Gour Collinsville Power Joint Venture Management Committee member
(unincorporated)
Choudhuri, Gour Lanco Kondapalli Power Pvt Ltd. D
Choudhuri, Gour NRG Collinsville Operating Services Pty Ltd D
Choudhuri, Gour G. Eastern Generation Services (India) Private D
Limited
Clarke, Keith Langage Energy Park Limited D
Clarke, Keith Wainstones Power Limited D
Contino, Scott Minnesota Methane LLC Executive Financial Officer
Contreras del Solar, Carlos NRG Andean Development Ltda. General Manager
Contrerras, Carlos Empresa de Generacion Electrica Cahua S.A. D
Contrerras, Carlos Energia Pacasmayo S.A. D
Coombs, Alan Jackson Valley Energy Partners, L.P. Management Committee Member
Coombs, Alan San Joaquin Valley Energy Partners I, L.P. Management Committee Member
Corr, Edwin Compania Boliviana de Energia Electrica S.A. Compensation Committee member
Corr, Edwin Compania Boliviana de Energia Electrica S.A. D (independent)
Corr, Edwin (Cobee) Compania Boliviana de Energia Electrica S.A. Audit Committee member
Cottee, Richard Brimsdown Power Limited D
Cottee, Richard Enfield Energy Centre Limited D
Cottee, Richard Enfield Holdings B.V. D
Cottee, Richard Enfield Operations (UK) Limited D
Cottee, Richard Killingholme Generation Limited D
Cottee, Richard Killingholme Holdings Limited D
Cottee, Richard Killingholme Power Limited D
Cottee, Richard Langage Energy Park Limited D
Cottee, Richard NRG Energy Ltd. D
Cottee, Richard NRGenerating Energy Trading Ltd. D
Cottee, Richard NRGenerating, Ltd. D
Cottee, Richard Wainstones Power Limited D
Coucill, David NRG Gladstone Operating Services Pty Ltd S
Coucill, David NRG Gladstone Superannuation Pty Ltd D
Covindassamy, Anada Central and Eastern Europe Power Fund, Ltd. Supervisory Council
Crane, Vincent ECK Generating, s.r.o. Supervisory Board member
Craven, Ralph NRG Flinders Operating Services Pty Ltd S
Croke, Mark Enfield Holdings B.V. D
Cummings, James NRG Energy Center Pittsburgh LLC VP
Cwikla, John Brimsdown Power Limited D
Cwikla, John (Indeck) Enfield Energy Centre Limited D
Cwikla, John (Indeck) Enfield Operations (UK) Limited D
Cwikla, John (Indeck) Enfield Operations, L.L.C. Manager
Davison, Thomas NRG Energy Center Minneapolis LLC VP
Decker(1) Cadillac Renewable Energy LLC Management Committee Member
DeMarcus, Bruce Mitteldeutsche Braunkohlengesellschaft mbH Managing D
Demir Export(1) Kanel Kangal Elektrik Limited Sirketi Managing D
DeNotto, Gerald Brimsdown Power Limited S
DeNotto, Gerald Enfield Operations, L.L.C. Manager
DeNotto, Gerald (Indeck) Enfield Energy Centre Limited D
DeNotto, Gerald (Indeck) Enfield Energy Centre Limited S
DeNotto, Gerald (Indeck) Enfield Operations (UK) Limited S
DeNotto, Gerald (Indeck) Enfield Operations, L.L.C. AS
Denton, Richard Energy Developments Limited D
Diem, Robert Csepeli Eromu Rt. D
Diem,Robert Csepeli Aramtermelo Kft. D
Dokken, Daniel Entrade GmbH Manager (Geschaftsfuhrer)
Dokken, Daniel J. Entrade Poland Sp. z o.o. Management Board Member
Doty, Robert WCP (Generation) Holdings LLC T
Doty, Robert West Coast Power LLC T
Doty, Robert, Jr. Cabrillo Power I LLC T
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Doty, Robert, Jr. Cabrillo Power II LLC T
Doty, Robert, Jr. El Segundo Power, LLC T
Doty, Robert, Jr. Long Beach Generation LLC T
Duke(1) Louisiana Energy Services, L.P. Management Committee member
Dupuis, Roger Compania Electrica Central Bulo Bulo S.A. D
Dupuis, Roger Inversiones Bulo Bulo S.A. D
Dupuis, Roger (Cobee) Compania Boliviana de Energia Electrica S.A. General Manager
Dupuis, Roger (Cobee) Compania Boliviana de Energia Electrica S.A. P
E.On Kraftwerke GmbH f/k/a Kraftwerk Schkopau GbR Managing Partner
Veba Kraftwerk Ruhr AG
Eckstrom, Valorie NRG Telogia Power LLC VP
EGEM Enerji Sanayi ve Ticaret Kanel Kangal Elektrik Limited Sirketi Managing D
A.S.(1)
Elmer, Vic Rocky Road Power, LLC Executive Committee Representative
Elmer, Vic Termo Santander Holding (Alpha), L.L.C. Executive Committee Representative
Elward, Thomas Scudder Latin American Power I-C L.D.C. Management Committee Representative
Elward, Thomas Scudder Latin American Power II-C L.D.C. Management Committee Representative
Elward, Thomas Scudder Latin American Power II-Corporation A Management Committee Representative
Elward, Thomas Scudder Latin American Power II-Corporation B Management Committee Representative
Elward, Thomas Scudder Latin American Power II-P L.D.C. Management Committee Representative
Elward, Thomas Scudder Latin American Power I-P L.D.C. Management Committee Representative
Enderby, Steven Lanco Kondapalli Power Pvt Ltd. D
Energy National, Inc. The PowerSmith Cogeneration Project, Limited managed by General partner or Management
Partnership Committee
Eppler, Mark Minnesota Methane LLC C
Erickson, Stanley (Ziegler) Four Hills, LLC Manager
Erickson, Stanley (Ziegler) Landfill Power LLC Operating Committee member
Erickson, Stanley (Ziegler) Minnesota Methane Holdings LLC Operating Committee member
Erickson, Stanley (Ziegler) Minnesota Methane II LLC D (Operating Committee member)
Erickson, Stanley (Ziegler) MM Biogas Power LLC Operating Committee member
Eslick, Brian Collinsville Operations Pty Ltd S
Felsberg, Thomas NRG do Brasil Ltda. Delegate Manager
Fischer, Vendolino Itiquira Energetica S.A. P
Fisfis, David Arthur Kill Power LLC S
Fisfis, David Astoria Gas Turbine Power LLC S
Fisfis, David B.L. England Power LLC S
Fisfis, David Berrians I Gas Turbine Power LLC S
Fisfis, David Commonwealth Atlantic Power LLC S
Fisfis, David Conemaugh Power LLC S
Fisfis, David Connecticut Jet Power LLC S
Fisfis, David Deepwater Power LLC S
Fisfis, David Devon Power LLC S
Fisfis, David Dunkirk Power LLC S
Fisfis, David Huntley Power LLC S
Fisfis, David Indian River Power LLC S
Fisfis, David James River Power LLC S
Fisfis, David Keystone Power LLC S
Fisfis, David Meriden Gas Turbines LLC S
Fisfis, David Middletown Power LLC S
Fisfis, David Montville Power LLC S
Fisfis, David Northeast Generation Holding LLC S
Fisfis, David Norwalk Power LLC S
Fisfis, David NRG Affiliate Services Inc. S
Fisfis, David NRG Arthur Kill Operations Inc. S
Fisfis, David NRG Astoria Gas Turbine Operations Inc. S
Fisfis, David NRG Connecticut Affiliate Services Inc. S
Fisfis, David NRG Connecticut Generating LLC S
Fisfis, David NRG Devon Operations Inc. S
Fisfis, David NRG Dunkirk Operations Inc. S
Fisfis, David NRG Eastern LLC S
Fisfis, David NRG Huntley Operations Inc. S
Fisfis, David NRG Middletown Operations Inc. S
Fisfis, David NRG Montville Operations Inc. S
Fisfis, David NRG Northeast Affiliate Services Inc. S
Fisfis, David NRG Northeast Generating LLC S
Fisfis, David NRG Norwalk Harbor Operations Inc. S
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Fisfis, David NRG Oswego Harbor Power Operations Inc. S
Fisfis, David Oswego Harbor Power LLC S
Fisfis, David Saguaro Power LLC S
Fisfis, David Somerset Operations Inc. S
Fisfis, David Somerset Power LLC S
Fluor Daniel(1) Louisiana Energy Services, L.P. Management Committee member
Forsythe, Gerald Brimsdown Power Limited D
Forsythe, Gerald Enfield Operations, L.L.C. Manager
Forsythe, Gerlad (Indeck) Enfield Energy Centre Limited D
Fuenzalida, Patricio Itiquira Energetica S.A. D
Gelling, Douglas Kraftwerk Schkopau GbR Construction Committee member (alternate)
Gibson, Roland (Cobee) Compania Boliviana de Energia Electrica S.A. CFO
Gibson, Roland (Cobee) Compania Boliviana de Energia Electrica S.A. VP - Finance
Goldberg, Luella NRG Energy, Inc. D (independent)
Golt, Teresa Flinders NR(Gibraltar) D
Golt, Teresa NR(Gibraltar) D
Golt, Teresa NRGenerating (Gibraltar) D
Golt, Teresa NRGenerating II (Gibraltar) D
Golt, Teresa NRGenerating III (Gibraltar) D
Golt, Teresa Rybnik (Gibraltar) D
Golt, Teresa Sterling (Gibraltar) S
Golt, Teresa Tosli (Gibraltar) B.V. D
Gonzalez, Mauricio Compania Boliviana de Energia Electrica S.A. Audit Committee member
Gonzalez, Mauricio Compania Boliviana de Energia Electrica S.A. D (independent)
Goodwin, William NRG Energy Center Harrisburg Inc. VP
Goodwin, William NRG Energy Center Paxton Inc. VP
Goodwin, William NRG Energy Center Pittsburgh LLC VP
Goodwin, William NRG Thermal Services Inc. VP
Gottschalk, Crystal NEO Corporation AS
Graham, Robert NRG Asia Corporate Services Pte Ltd. Ds
Gregson, Richard Energy Developments Limited D
Grieve, Pierson NRG Energy, Inc. D (independent)
Guglielmi, Thomas NRG Thermal Corporation CFO
Gupta, S. Lanco Kondapalli Power Pvt Ltd. D
Haffner, Paul Kraftwerk Schkopau Betriebsgesellschaft mbH Operating and Maintenance Committee member
Haffner, Paul Saale Energie GmbH Prokurist (joint representative with a
managing D/by proxy)
Hart, Wm. Mark Brimsdown Power Limited D
Hart, Wm. Mark Csepeli Aramtermelo Kft. Supervisory Board Member
Hart, Wm. Mark Csepeli Eromu Rt. Supervisory Board Member
Hart, Wm. Mark Empresa de Generacion Electrica Cahua S.A. D
Hart, Wm. Mark Energia Pacasmayo S.A. D
Hart, Wm. Mark Itiquira Energetica S.A. D
Hart, Wm. Mark Kanel Kangal Elektrik Limited Sirketi Managing D
Hart, Wm. Mark Killingholme Generation Limited D
Hart, Wm. Mark Killingholme Holdings Limited D
Hart, Wm. Mark Killingholme Power Limited D
Hart, Wm. Mark KUSEL Kutahya Seyitomer Elektrik Limited Sirketi D
Hart, Wm. Mark Langage Energy Park Limited D
Hart, Wm. Mark NRG Csepel Energia Kft. Supervisory Board Member
Hart, Wm. Mark NRG Energy Ltd. D
Hart, Wm. Mark NRG Energy, Inc. Senior VP
Hart, Wm. Mark NRGenerating, Ltd. D
Hart, Wm. Mark TermoRio S.A. Ds
Hart, Wm. Mark Wainstones Power Limited D
Hart, Wm. Markley MIBRAG B.V. Prokurist
Helliwell, Jr., William Tacoma Energy Recovery Company VP
Hermann, Edward Cabrillo Power I LLC VP
Hermann, Edward Cabrillo Power II LLC VP
Hewitt, Roy R. B.L. England Operations Inc. D, VP
Hewitt, Roy R. Deepwater Operations Inc. D, VP
Hewitt, Roy R. Esoco Crockett, Inc. VP
Hewitt, Roy R. Esoco Orrington, Inc. VP
Hewitt, Roy R. Esoco, Inc. D, VP
Hewitt, Roy R. Indian River Operations Inc. D, VP
Hewitt, Roy R. NRG Affiliate Services Inc. D, VP
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Hewitt, Roy R. NRG Arthur Kill Operations Inc. D
Hewitt, Roy R. NRG Astoria Gas Turbine Operations Inc. D
Hewitt, Roy R. NRG Cabrillo Power Operations Inc. D
Hewitt, Roy R. NRG Cadillac Operations Inc. D
Hewitt, Roy R. NRG Connecticut Affiliate Services Inc. D, P
Hewitt, Roy R. NRG Devon Operations Inc. D, VP
Hewitt, Roy R. NRG Dunkirk Operations Inc. D, VP
Hewitt, Roy R. NRG El Segundo Operations Inc. D
Hewitt, Roy R. NRG Energy, Inc. VP
Hewitt, Roy R. NRG Huntley Operations Inc. D, VP
Hewitt, Roy R. NRG International Services Company D, P
Hewitt, Roy R. NRG MidAtlantic Affiliate Services Inc. D, P
Hewitt, Roy R. NRG Middletown Operations Inc. D, VP
Hewitt, Roy R. NRG Montville Operations Inc. D, VP
Hewitt, Roy R. NRG Northeast Affiliate Services Inc. D, P
Hewitt, Roy R. NRG Norwalk Harbor Operations Inc. D, VP
Hewitt, Roy R. NRG Operating Services, Inc. D
Hewitt, Roy R. NRG Oswego Harbor Power Operations Inc. D, VP
Hewitt, Roy R. NRG Saguaro Operations Inc. D, VP
Hewitt, Roy R. NRG Services Corporation D, P
Hewitt, Roy R. NRG South Central Affiliate Services Inc. D, P
Hewitt, Roy R. NRG Western Affiliate Services Inc. D, P
Hewitt, Roy R. Somerset Operations Inc. D, VP
Hewitt, Roy R. Vienna Operations Inc. D, VP
Hilless, Keith Collinsville Operations Pty Ltd D
Hilless, Keith Collinsville Power Joint Venture Management Committee Member
(unincorporated)
Hilless, Keith Energy Developments Limited D
Hilless, Keith Flinders Coal Pty Ltd D
Hilless, Keith Flinders Labuan (No. 1) Ltd. D
Hilless, Keith Flinders Labuan (No. 2) Ltd. D
Hilless, Keith Flinders Osborne Trading Pty Ltd D
Hilless, Keith Flinders Power Finance Pty Ltd D
Hilless, Keith Gladstone Power Station Joint Venture Management committee member
(unincorporated)
Hilless, Keith Loy Yang Power Projects Pty Ltd D
Hilless, Keith NRG Asia-Pacific, Ltd. P
Hilless, Keith NRG Collinsville Operating Services Pty Ltd D
Hilless, Keith NRG Flinders Operating Services Pty Ltd D
Hilless, Keith NRG Gladstone Operating Services Pty Ltd D
Hilless, Keith NRG Pacific Corporate Services Pty Ltd D
Hilless, Keith NRG Victoria I Pty Ltd D
Hilless, Keith NRG Victoria II Pty Ltd D
Hilless, Keith NRG Victoria III Pty Ltd D
Hilless, Keith Sunshine State Power (No. 2) B.V. D
Hilless, Keith Sunshine State Power B.V. D
Hlavacek, Karel ECK Generating, s.r.o. Executive D
Hodder, William NRG Energy, Inc. D (Independent)
Hoeft, William (Ziegler) Minnesota Methane Holdings LLC Operating Committee member
Hoeft, William (Ziegler) Minnesota Methane II LLC D (Operating Committee member- alternate)
Hoeft, William (Ziegler) MM Biogas Power LLC Operating Committee member (alternate)
Hoffmann, Mark NRG Energy Center San Diego LLC VP
Holland Intertrust Corp. B.V. Enfield Holdings B.V. S
Howard, James J. NRG Energy, Inc. D
Inchauste, Jorge Compania Electrica Central Bulo Bulo S.A. D
Irwin, Vivian NRG Gladstone Superannuation Pty Ltd D
Irwin, Vivian NRG Gladstone Superannuation Pty Ltd S
Iturri , Jaime (Cobee) Compania Boliviana de Energia Electrica S.A. AS
Jackson, Stuart NRG Pensions Limited D
Jensen, Allen MESI Fuel Station #1 LLC Manager
Jensen, Allen Minnesota Methane Holdings Operating Committee Member (alternate)
Jensen, Allen Minnesota Methane II LLC Director
Jensen, Allen MM Burnsville Energy LLC Manager
Jensen, Allen MM Corona Energy LLC Manager
Jensen, Allen MM Erie Power LLC Manager
Jensen, Allen MM Ft. Smith Energy LLC Manager
Jensen, Allen MM Hackensack Energy LLC Manager
Jensen, Allen MM Nashville Energy LLC Manager
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Jensen, Allen MM Northern Tier Energy LLC Manager
Jensen, Allen MM Phoenix Energy LLC Manager
Jensen, Allen MM Prima Deshecha Energy LLC Manager
Jensen, Allen MM Riverside LLC Manager
Jensen, Allen MM San Bernardino Energy LLC Manager
Jensen, Allen MM SKB Energy LLC Manager
Jensen, Allen MM Tajiguas Energy LLC Manager
Jensen, Allen MM Woodville Energy LLC Manager
Jensen, Allen MN San Bernardino Gasco I LLC Manager
Jensen, Allen NEO Albany, L.L.C. Manager
Jensen, Allen NEO Burnsville, LLC Manager
Jensen, Allen NEO California Power LLC Manager
Jensen, Allen NEO Corona LLC Manager
Jensen, Allen NEO Corporation VP Project Development
Jensen, Allen NEO Cuyahoga, LLC Manager
Jensen, Allen NEO Edgeboro, LLC Manager
Jensen, Allen NEO El Sobrante LLC Manager
Jensen, Allen NEO Erie LLC Manager
Jensen, Allen NEO Fitchburg LLC Manager
Jensen, Allen NEO Ft. Smith LLC Manager
Jensen, Allen NEO Hackensack, LLC Manager
Jensen, Allen NEO Hartford, LLC Manager
Jensen, Allen NEO Landfill Gas Holdings Inc. VP
Jensen, Allen NEO Landfill Gas Inc. VP
Jensen, Allen NEO Lopez Canyon LLC Manager
Jensen, Allen NEO Lowell LLC Manager
Jensen, Allen NEO Martinez LLC Manager
Jensen, Allen NEO MESI LLC Manager
Jensen, Allen NEO Nashville LLC Manager
Jensen, Allen NEO Northern Tier LLC Manager
Jensen, Allen NEO Phoenix LLC Manager
Jensen, Allen NEO Power Services Inc. VP
Jensen, Allen NEO Prima Deshecha LLC Manager
Jensen, Allen NEO Prince William, LLC Manager
Jensen, Allen NEO Riverside LLC Manager
Jensen, Allen NEO San Diego LLC Manager
Jensen, Allen NEO SKB LLC Manager
Jensen, Allen NEO Spokane LLC Manager
Jensen, Allen NEO Tacoma, L.L.C. Manager
Jensen, Allen NEO Tajiguas LLC Manager
Jensen, Allen NEO Taunton LLC Manager
Jensen, Allen NEO Tomoka Farms LLC Manager
Jensen, Allen NEO Tri-Cities LLC Manager
Jensen, Allen NEO Tulare LLC Manager
Jensen, Allen NEO SKB LLC Manager
Jensen, Allen NEO West Covina LLC Manager
Jensen, Allen NEO Woodville LLC Manager
Jensen, Allen NEO Yolo LLC Manager
Jensen, Allen O Brien Biogas (Mazzaro), Inc. VP
Jensen, Allen O Brien Standby Power Energy, Inc. VP
Jensen, Allen Suncook Energy LLC Manager
Jhumka, Salim WEB Energy Ltd. D
Johnson, Alisa Cabrillo Power I LLC AS
Johnson, Alisa Cabrillo Power II LLC AS
Johnson, Alisa El Segundo Power, LLC AS
Johnson, Alisa Long Beach Generation LLC AS
Johnson, Alisa WCP (Generation) Holdings LLC AS
Johnson, Alisa West Coast Power LLC AS
Johnson, Gary NRG Energy, Inc. D
Jones, David (Transfield) Collinsville Operations Pty Ltd D (alternate)
Jones, Martin NRG Pensions Limited D
Jones, Peter NRG Csepel Energia Kft. D
Jungem Heinz Mitteldeutsche Braunkohlengesellschaft mbH Managing D
Kaiser, Paul NRG Energeticky Provoz, s.r.o. Executive D
Kaiser, Paul NRG Energy CZ, s.r.o. Executive D
Kasmani, Noslv Flinders Labuan (No. 1) Ltd. S
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Kasmani, Noslv Flinders Labuan (No. 2) Ltd. S
Kay, Ian Loy Yang Power Projects Pty Ltd D
Kay, Ian (CMS) Loy Yang Power Management Pty Ltd D
Kelly, Richard NRG Energy, Inc. D
Kesslerm Gyorgy NRG Csepel Energia Kft. D
Knudsen, Valorie Four Hills, LLC Manager
Knudsen, Valorie Jackson Valley Energy Partners, L.P. Management Committee Member
Knudsen, Valorie Landfill Power LLC Operating Committee member
Knudsen, Valorie LFG Partners, L.L.C. Manager
Knudsen, Valorie MESI Fuel Station #1 LLC Manager
Knudsen, Valorie Minnesota Methane Holdings LLC Operating Committee member
Knudsen, Valorie Minnesota Methane II LLC D (Operating Committee member)
Knudsen, Valorie Minnesota Methane LLC Operating Committee member
Knudsen, Valorie MM Biogas Power LLC Operating Committee member
Knudsen, Valorie MM Burnsville Energy LLC Manager
Knudsen, Valorie MM Corona Energy LLC Manager
Knudsen, Valorie MM El Sobrante Energy LLC Manager
Knudsen, Valorie MM Erie Power LLC Manager
Knudsen, Valorie MM Ft. Smith Energy LLC Manager
Knudsen, Valorie MM Hackensack Energy LLC Manager
Knudsen, Valorie MM Nashville Energy LLC Manager
Knudsen, Valorie MM Northern Tier Energy LLC Manager
Knudsen, Valorie MM Phoenix Energy LLC Manager
Knudsen, Valorie MM Prima Deshecha Energy LLC Manager
Knudsen, Valorie MM Riverside LLC Manager
Knudsen, Valorie MM SKB Energy LLC Manager
Knudsen, Valorie MM Tajiguas Energy LLC Manager
Knudsen, Valorie MM Tri-Cities Energy LLC Manager
Knudsen, Valorie MM Woodville Energy LLC Manager
Knudsen, Valorie NEO Albany, L.L.C. Manager
Knudsen, Valorie NEO Burnsville, LLC Manager
Knudsen, Valorie NEO California Power LLC Manager
Knudsen, Valorie NEO Chester-Gen LLC Manager
Knudsen, Valorie NEO Corona LLC Manager
Knudsen, Valorie NEO Corporation D, P
Knudsen, Valorie NEO Cuyahoga, LLC Manager
Knudsen, Valorie NEO ECO 11 LLC Manager
Knudsen, Valorie NEO Edgeboro, LLC Manager
Knudsen, Valorie NEO El Sobrante LLC Manager
Knudsen, Valorie NEO Erie LLC Manager
Knudsen, Valorie NEO Fitchburg LLC Manager
Knudsen, Valorie NEO Freehold-Gen LLC Manager
Knudsen, Valorie A. NEO Fresh Kills LLC Manager
Knudsen, Valorie NEO Ft. Smith LLC Manager
Knudsen, Valorie NEO Hackensack, LLC Manager
Knudsen, Valorie NEO Hartford, LLC Manager
Knudsen, Valorie NEO Landfill Gas Holdings Inc. P
Knudsen, Valorie NEO Landfill Gas Inc. Executive Committee member, P
Knudsen, Valorie NEO Lopez Canyon LLC Manager
Knudsen, Valorie NEO Lowell LLC Manager
Knudsen, Valorie NEO Martinez LLC Manager
Knudsen, Valorie NEO MESI LLC Manager
Knudsen, Valorie NEO Nashville LLC Manager
Knudsen, Valorie NEO Northern Tier LLC Manager
Knudsen, Valorie NEO Phoenix LLC Manager
Knudsen, Valorie NEO Power Services Inc. D, VP
Knudsen, Valorie NEO Prima Deshecha LLC Manager
Knudsen, Valorie NEO Prince William, LLC Manager
Knudsen, Valorie NEO Riverside LLC Manager
Knudsen, Valorie NEO San Diego LLC Manager
Knudsen, Valorie NEO SKB LLC Manager
Knudsen, Valorie NEO Spokane LLC Manager
Knudsen, Valorie NEO Tacoma, L.L.C. Manager
Knudsen, Valorie NEO Tajiguas LLC Manager
Knudsen, Valorie NEO Taunton LLC Manager
Knudsen, Valorie NEO Toledo-Gen LLC Manager
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Knudsen, Valorie NEO Tomoka Farms LLC Manager
Knudsen, Valorie NEO Tri-Cities LLC Manager
Knudsen, Valorie NEO Tulare LLC Manager
Knudsen, Valorie NEO West Covina LLC Manager
Knudsen, Valorie NEO Woodville LLC Manager
Knudsen, Valorie NEO Yolo LLC Manager
Knudsen, Valorie NEO-Montauk Genco Management LLC Manager
Knudsen, Valorie Northbrook Acquisition Corp. D
Knudsen, Valorie Northbrook Carolina Hydro, L.L.C. Operating Committee Member
Knudsen, Valorie Northbrook Energy, L.L.C. Operating Committee member
Knudsen, Valorie Northbrook New York LLC Operating Committee Member
Knudsen, Valorie NRG Development Company Inc. VP
Knudsen, Valorie O Brien Biogas (Mazzaro), Inc. P
Knudsen, Valorie O Brien Standby Power Energy, Inc. P
Knudsen, Valorie P.T. Dayalistrik Pratama D
Knudsen, Valorie STS Hydropower Ltd. D
Knudsen, Valorie Suncook Energy LLC Manager
Koc Holdings A.S.(1) Kanel Kangal Elektrik Limited Sirketi Managing D
Kotaiah, Pamidi Lanco Kondapalli Power Pvt Ltd. D
Krasny, Josef Energeticke Centrum Kladno, s.r.o. Executive D
Krebs, Gary NRG Pensions Limited D ("B")
Krieg, Heiner Mitteldeutsche Braunkohlengesellschaft mbH Managing D
Krob, Jan ECK Generating, s.r.o. Supervisory Board member
Kropp, Darryl NRG Gladstone Superannuation Pty Ltd D
Kucera, David Entrade GmbH Manager (Geschaftsfuhrer)
Kucera, David Entrade Poland Sp. z o.o. Management Board Member
Kunert, Paul Lanco Kondapalli Power Pvt Ltd. D
Kwon, Chae Lanco Kondapalli Power Pvt Ltd. D
Kwong, Michael WEB Energy Ltd. D
Lafayette, Domocrito Itiquira Energetica S.A. Administrative & Finance Officer
Lauri, Hillar OU Nrg Energy Est Management Board Member
Lednick, Lynn West Coast Power LLC Executive Committee Member, VP
Lednicky, Lynn Cabrillo Power I LLC VP
Lednicky, Lynn Cabrillo Power II LLC VP
Lednicky, Lynn El Segundo Power, LLC Executive Committee Representative, VP
Lednicky, Lynn Long Beach Generation LLC Executive Committee Representative, VP
Lednicky, Lynn WCP (Generation) Holdings LLC Executive Committee Member, VP
Leinster, Malcolm NRG Gladstone Superannuation Pty Ltd D
LFG Management Services LLC MN San Bernardino Gasco II LLC Mgr., Montauk-NEO Gasco LLC (sole member
of MN San Bernardino Gasco II LLC)
LFG Management Services, LLC Montauk-NEO Gasco LLC Manager
LJP Enterprise(1) Minnesota Waste Processing Company, L.L.C. Management Committee Member
Lloyd, David Cabrillo Power I LLC S
Lloyd, David Cabrillo Power II LLC S
Lloyd, David Camas Power Boiler, Inc. S
Lloyd, David Clark Power LLC S
Lloyd, David Eastern Sierra Energy Company S
Lloyd, David El Segundo Power II LLC S
Lloyd, David El Segundo Power, LLC S
Lloyd, David Energy National, Inc. S
Lloyd, David Enifund, Inc. S
Lloyd, David Enigen, Inc. S
Lloyd, David Esoco Crockett, Inc. S
Lloyd, David Esoco Molokai, Inc. S
Lloyd, David Esoco Orrington, Inc. S
Lloyd, David Esoco Soledad, Inc. S
Lloyd, David Esoco, Inc. S
Lloyd, David Long Beach Generation LLC S
Lloyd, David NRG Cabrillo Power Operations Inc. S
Lloyd, David NRG El Segundo Operations Inc. S
Lloyd, David NRG Energy Jackson Valley I, Inc. S
Lloyd, David NRG Energy Jackson Valley II, Inc. S
Lloyd, David NRG Gila Bend Holdings Inc. S
Lloyd, David NRG Mextrans Inc. S
Lloyd, David NRG PacGen Inc. S
Lloyd, David NRG Saguaro Operations Inc. S
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Lloyd, David NRG Valmy Power Holdings LLC S
Lloyd, David NRG Valmy Power LLC S
Lloyd, David NRG West Coast Inc. S
Lloyd, David NRG Western Affiliate Services Inc. S
Lloyd, David O Brien Cogeneration, Inc. II S
Lloyd, David ONSITE Energy, Inc. S
Lloyd, David ONSITE Marianas Corporation S
Lloyd, David Pacific Crockett Energy, Inc. S
Lloyd, David Pacific Crockett Holdings, Inc. S
Lloyd, David Pacific Generation Company S
Lloyd, David Pacific Generation Development Company S
Lloyd, David Pacific Generation Holdings Company S
Lloyd, David Pacific Generation Resources Company S
Lloyd, David Pacific Orrington Energy, Inc. S
Lloyd, David Pacific-Mt. Poso Corporation S
Lloyd, David Reid Gardner Power LLC S
Lloyd, David Saguaro Power Company, a Limited Partnership S
Lloyd, David San Joaquin Valley Energy I, Inc. S
Lloyd, David San Joaquin Valley Energy IV, Inc. S
Lloyd, David Southwest Generation LLC S
Lloyd, David Southwest Power Holdings LLC S
Lloyd, David Valmy Power LLC S
Lloyd, David WCP (Generation) Holdings LLC S
Lloyd, David West Coast Power LLC S
Lopez, Aldo Rocky Road Power, LLC Executive Committee Representative
Lopez, Aldo Termo Santander Holding (Alpha), L.L.C. Executive Committee Representative
Lorio, Patrick Enfield Energy Centre Limited D
Louisiana Power & Light(1) Louisiana Energy Services, L.P. Management Committee Member
LS Consultants Ltd. WEB Energy Ltd. S
Lundgren, Hans Inversiones Bulo Bulo S.A. D
Magid, Herbert Central and Eastern Europe Power Fund, Ltd. D
Manalac, G.P. Cabrillo Power II LLC VP
Manalac, G.P. El Segundo Power, LLC Executive Committee Representative
Manalac, G.P. Long Beach Generation LLC Executive Committee Representative
Manalac, G.P. Rocky Road Power, LLC Executive Committee Representative
Manalac, G.P. Termo Santander Holding (Alpha), L.L.C. Executive Committee Representative
Manalac, G.P. WCP (Generation) Holdings LLC Executive Committee Member, VP
Manalac, G.P. West Coast Power LLC Executive Committee Member, VP
Manalac, G.P., G.P. Cabrillo Power I LLC VP
Manzey-Adelman, Lisa Kraftwerk Schkopau GbR Finance Committee member
Marks, Stanley Cabrillo Power I LLC VP
Marks, Stanley Cabrillo Power II LLC VP
Marks, Stanley Camas Power Boiler, Inc. D, VP
Marks, Stanley Eastern Sierra Energy Company VP
Marks, Stanley El Segundo Power II LLC VP
Marks, Stanley El Segundo Power, LLC Executive Committee Representative, VP
Marks, Stanley Energy National, Inc. VP
Marks, Stanley Enifund, Inc. VP
Marks, Stanley Jackson Valley Energy Partners, L.P. Management Committee Member
Marks, Stanley Long Beach Generation LLC Executive Committee Representative, VP
Marks, Stanley NRG Development Company Inc. VP
Marks, Stanley NRG Energy Jackson Valley I, Inc. VP
Marks, Stanley NRG Energy Jackson Valley II, Inc. VP
Marks, Stanley NRG Gila Bend Holdings Inc. VP
Marks, Stanley NRG Mextrans Inc. D, VP
Marks, Stanley NRG PacGen Inc. VP
Marks, Stanley NRG Valmy Power Holdings LLC VP
Marks, Stanley NRG Valmy Power LLC VP
Marks, Stanley NRG West Coast Inc. D, VP
Marks, Stanley ONSITE Energy, Inc. D, VP
Marks, Stanley ONSITE Marianas Corporation VP
Marks, Stanley Pacific Crockett Energy, Inc. D, VP
Marks, Stanley Pacific Crockett Holdings, Inc. D, VP
Marks, Stanley Pacific Generation Company VP
Marks, Stanley Pacific Generation Holdings Company VP
Marks, Stanley Pacific-Mt. Poso Corporation D, VP
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Marks, Stanley Saguaro Power Company, a Limited Partnership VP
Marks, Stanley Saguaro Power LLC VP
Marks, Stanley San Joaquin Valley Energy I, Inc. VP
Marks, Stanley San Joaquin Valley Energy IV, Inc. VP
Marks, Stanley San Joaquin Valley Energy Partners I, L.P. Management Committee Member
Marks, Stanley Valmy Power LLC VP
Marks, Stanley WCP (Generation) Holdings LLC Executive Committee Member, VP
Marks, Stanley West Coast Power LLC Executive Committee Member, VP
Mataczynski, Craig NRG West Coast Inc. P
Mataczynski, Craig A. Arthur Kill Power LLC Management Committee Member, P
Mataczynski, Craig A. Astoria Gas Turbine Power LLC Management Committee Member, P
Mataczynski, Craig A. B.L. England Power LLC Management Committee Member, P
Mataczynski, Craig A. Berrians I Gas Turbine Power LLC P
Mataczynski, Craig A. Big Cajun I Peaking Power LLC Management Committee Member, P
Mataczynski, Craig A. Big Cajun II Unit 4 LLC P
Mataczynski, Craig A. Brazos Valley Energy LP P
Mataczynski, Craig A. Brazos Valley Technology LP P
Mataczynski, Craig A. Cabrillo Power I LLC Executive Committee Member, P
Mataczynski, Craig A. Cabrillo Power II LLC Executive Committee Member, P
Mataczynski, Craig A. Cadillac Renewable Energy LLC Management Committee Member
Mataczynski, Craig A. Camas Power Boiler, Inc. D, P
Mataczynski, Craig A. Clark Power LLC P
Mataczynski, Craig A. Commonwealth Atlantic Power LLC P
Mataczynski, Craig A. Conemaugh Power LLC Management Committee Member, P
Mataczynski, Craig A. Connecticut Jet Power LLC Management Committee Member, P
Mataczynski, Craig A. Deepwater Power LLC Management Committee Member, P
Mataczynski, Craig A. Denver City Energy Associates, L.P. P
Mataczynski, Craig A. Devon Power LLC Management Committee Member, P
Mataczynski, Craig A. Dunkirk Power LLC Management Committee Member, P
Mataczynski, Craig A. Eastern Sierra Energy Company D, P
Mataczynski, Craig A. El Segundo Power II LLC P
Mataczynski, Craig A. El Segundo Power, LLC Executive Committee Representative, P
Mataczynski, Craig A. Elk River Resource Recovery, Inc. D, P
Mataczynski, Craig A. Energy National, Inc. D, P
Mataczynski, Craig A. Enifund, Inc. D, P
Mataczynski, Craig A. Enigen, Inc. D, P
Mataczynski, Craig A. GPP Investors I, LLC P
Mataczynski, Craig A. Granite II Holding, LLC P
Mataczynski, Craig A. Granite Power Partners II, L.P. P
Mataczynski, Craig A. Graystone Corporation D, VP
Mataczynski, Craig A. Huntley Power LLC Management Committee Member, P
Mataczynski, Craig A. Indian River Power LLC Management Committee Member, P
Mataczynski, Craig A. James River Power LLC P
Mataczynski, Craig A. Kaufman Cogen LP P
Mataczynski, Craig A. Keystone Power LLC Management Committee Member, P
Mataczynski, Craig A. Lakefield Junction LP P
Mataczynski, Craig A. Long Beach Generation LLC Executive Committee Representative, P
Mataczynski, Craig A. Louisiana Generating LLC Management Committee Member, VP
Mataczynski, Craig A. LS Power Management, LLC P
Mataczynski, Craig A. LSP Batesville Funding Corp. D, P
Mataczynski, Craig A. LSP Batesville Holding, LLC P
Mataczynski, Craig A. LSP Energy Limited Partnership P
Mataczynski, Craig A. LSP Energy, Inc. D, P
Mataczynski, Craig A. LSP Equipment, LLC P
Mataczynski, Craig A. LSP-Denver City, Inc. P
Mataczynski, Craig A. LSP-Hardee Energy, LLC P
Mataczynski, Craig A. LSP-Kendall Energy, LLC P
Mataczynski, Craig A. LSP-Nelson Energy, LLC P
Mataczynski, Craig A. LSP-Pike Energy, LLC P
Mataczynski, Craig A. Maine Energy Recovery Company P
Mataczynski, Craig A. Meriden Gas Turbines LLC Management Committee Member, P
Mataczynski, Craig A. MidAtlantic Generation Holding LLC Management Committee Member, P
Mataczynski, Craig A. Mid-Continent Power Company, L.L.C. Manager
Mataczynski, Craig A. Middletown Power LLC Management Committee Member, P
Mataczynski, Craig A. Montville Power LLC Management Committee Member, P
Mataczynski, Craig A. NEO Corporation D
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Mataczynski, Craig A. NEO Landfill Gas Holdings Inc. D
Mataczynski, Craig A. NEO Landfill Gas Inc. D, Executive Committee member
Mataczynski, Craig A. NEO Power Services Inc. D, P
Mataczynski, Craig A. Northbrook Acquisition Corp. D
Mataczynski, Craig A. Northbrook Carolina Hydro, L.L.C. Operating Committee Member
Mataczynski, Craig A. Northbrook Energy, L.L.C. Operating Committee member
Mataczynski, Craig A. Northeast Generation Holding LLC Management Committee Member, P
Mataczynski, Craig A. Norwalk Power LLC Management Committee Member, P
Mataczynski, Craig A. NRG Audrain Holding LLC Initial Management Board. {
Mataczynski, Craig A. NRG Batesville LLC P
Mataczynski, Craig A. NRG Bayou Cove LLC P
Mataczynski, Craig A. NRG Bourbonnais Equipment LLC P
Mataczynski, Craig A. NRG Bourbonnais LLC P
Mataczynski, Craig A. NRG Brazos Valley GP LLC P
Mataczynski, Craig A. NRG Brazos Valley LP LLC P
Mataczynski, Craig A. NRG Brazos Valley Technology LP LLC P
Mataczynski, Craig A. NRG Cadillac Inc. D, P
Mataczynski, Craig A. NRG Capital LLC P
Mataczynski, Craig A. NRG Central U.S. LLC Management Committee Member, P
Mataczynski, Craig A. NRG ComLease LLC P, VP
Mataczynski, Craig A. NRG Connecticut Generating LLC Management Committee Member, P
Mataczynski, Craig A. NRG Development Company Inc. D, P
Mataczynski, Craig A. NRG Eastern LLC Management Committee Member, P
Mataczynski, Craig A. NRG Energy Center Harrisburg Inc. D
Mataczynski, Craig A. NRG Energy Center Paxton Inc. D
Mataczynski, Craig A. NRG Energy Jackson Valley I, Inc. D, P
Mataczynski, Craig A. NRG Energy Jackson Valley II, Inc. D, P
Mataczynski, Craig A. NRG Energy, Inc. Senior VP
Mataczynski, Craig A. NRG Equipment Company LLC P
Mataczynski, Craig A. NRG Finance Company I LLC P
Mataczynski, Craig A. NRG Gila Bend Holdings Inc. D, P
Mataczynski, Craig A. NRG Granite Acquisition LLC P
Mataczynski, Craig A. NRG Ilion LP LLC Management Committee Member, P
Mataczynski, Craig A. NRG Kaufman LLC Management Committee Member, P
Mataczynski, Craig A. NRG Lakefield Inc. D, P
Mataczynski, Craig A. NRG Lakefield Junction LLC P
Mataczynski, Craig A. NRG McClain LLC P
Mataczynski, Craig A. NRG Mesquite LLC Management Committee Member, P
Mataczynski, Craig A. NRG Mextrans Inc. D, P
Mataczynski, Craig A. NRG MidAtlantic Generating LLC Management Committee Member, P
Mataczynski, Craig A. NRG MidAtlantic LLC Management Committee Member, P
Mataczynski, Craig A. NRG New Roads Generating LLC Management Committee Member, P
Mataczynski, Craig A. NRG New Roads Holdings LLC Management Committee Member, P
Mataczynski, Craig A. NRG Newberry Generation LLC P
Mataczynski, Craig A. NRG North Central Operations Inc. D, P
Mataczynski, Craig A. NRG Northeast Generating LLC Management Committee Member, P
Mataczynski, Craig A. NRG Northern Ohio Generating LLC P
Mataczynski, Craig A. NRG Operating Services, Inc. D, P
Mataczynski, Craig A. NRG PacGen Inc. D, P
Mataczynski, Craig A. NRG Power Marketing Inc. D, P
Mataczynski, Craig A. NRG Rockford Acquisition LLC Management Committee Member, P
Mataczynski, Craig A. NRG Rockford Equipment II LLC P
Mataczynski, Craig A. NRG Rockford Equipment LLC P
Mataczynski, Craig A. NRG Rockford II LLC P
Mataczynski, Craig A. NRG Rockford LLC P
Mataczynski, Craig A. NRG Rocky Road LLC P
Mataczynski, Craig A. NRG Sabine River Works GP LLC Management Committee Member, P
Mataczynski, Craig A. NRG Sabine River Works LP LLC Management Committee Member, P
Mataczynski, Craig A. NRG South Central Generating LLC Management Committee Member, P
Mataczynski, Craig A. NRG South Central Operations Inc. D, P
Mataczynski, Craig A. NRG Sterlington Power LLC P
Mataczynski, Craig A. NRG Telogia Power LLC VP
Mataczynski, Craig A. NRG Thermal Corporation D, Chairman
Mataczynski, Craig A. NRG Thermal Services Inc. D
Mataczynski, Craig A. NRG Turbines LLC P
Mataczynski, Craig A. NRG Valmy Power Holdings LLC D
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Mataczynski, Craig A. NRG Valmy Power LLC D
Mataczynski, Craig A. NRG West Coast Inc. D
Mataczynski, Craig A. O Brien Biogas (Mazzaro), Inc. D
Mataczynski, Craig A. O Brien Cogeneration, Inc. II D, P
Mataczynski, Craig A. O Brien Standby Power Energy, Inc. D
Mataczynski, Craig A. ONSITE Energy, Inc. D, P
Mataczynski, Craig A. ONSITE Marianas Corporation D, P
Mataczynski, Craig A. Oswego Harbor Power LLC Management Committee Member, P
Mataczynski, Craig A. Pacific Crockett Energy, Inc. D, P
Mataczynski, Craig A. Pacific Crockett Holdings, Inc. D, P
Mataczynski, Craig A. Pacific Generation Company D, P
Mataczynski, Craig A. Pacific Generation Development Company D, P
Mataczynski, Craig A. Pacific Generation Holdings Company D, P
Mataczynski, Craig A. Pacific Generation Resources Company D, P
Mataczynski, Craig A. Pacific Orrington Energy, Inc. D, P
Mataczynski, Craig A. Pacific-Mt. Poso Corporation D, P
Mataczynski, Craig A. Penobscot Energy Recovery Company, Limited Management Committee Member, P
Partnership
Mataczynski, Craig A. Power Operations, Inc. D
Mataczynski, Craig A. Reid Gardner Power LLC P
Mataczynski, Craig A. Saguaro Power Company, a Limited Partnership D
Mataczynski, Craig A. Saguaro Power LLC P
Mataczynski, Craig A. San Joaquin Valley Energy I, Inc. D, P
Mataczynski, Craig A. San Joaquin Valley Energy IV, Inc. D, P
Mataczynski, Craig A. Somerset Power LLC Management Committee Member, P
Mataczynski, Craig A. South Central Generation Holding LLC Management Committee Member, P
Mataczynski, Craig A. Southwest Generation LLC P
Mataczynski, Craig A. Southwest Power Holdings LLC P
Mataczynski, Craig A. STS Hydropower Ltd. D
Mataczynski, Craig A. Tacoma Energy Recovery Company D
Mataczynski, Craig A. Valmy Power LLC P
Mataczynski, Craig A. Vienna Power LLC Management Committee Member, P
Mataczynski, Craig A. WCP (Generation) Holdings LLC Executive Committee Member, P
Mataczynski, Craig A. West Coast Power LLC Executive Committee Member, P
Mayer, Richard NRG Energy Center San Francisco LLC VP
McInnis, A. Kell Brazos Valley Energy LP AS
McInnis, A. Kell Brazos Valley Technology LP AS
McInnis, A. Kell Big Cajun I Peaking Power LLC S
McInnis, A. Kell Big Cajun II Unit 4 LLC S
McInnis, A. Kell Denver City Energy Associates, L.P. S
McInnis, A. Kell GPP Investors I, LLC S
McInnis, A. Kell. Granite II Holding, LLC S
McInnis, A. Kell Granite Power Partners II, L.P. S
McInnis, A. Kell. Graystone Corporation S
McInnis, A. Kell Kaufman Cogen LP S
McInnis, A. Kell Louisiana Generating LLC S
McInnis, A. Kell. LS Power Management, LLC S
McInnis, A. Kell LSP Batesville Funding Corp. S
McInnis, A. Kell LSP Batesville Holding, LLC S
McInnis, A. Kell LSP Energy Limited Partnership S
McInnis, A. Kell LSP Energy, Inc. S
McInnis, A. Kell LSP Equipment, LLC S
McInnis, A. Kell LSP-Denver City, Inc. S
McInnis, A. Kell. LSP-Hardee Energy, LLC S
McInnis, A. Kell LSP-Pike Energy, LLC S
McInnis, A. Kell NRG Batesville LLC S
McInnis, A. Kell NRG Bayou Cove LLC S
McInnis, A. Kell NRG Brazos Valley GP LLC AS
McInnis, A. Kell NRG Granite Acquisition LLC S
McInnis, A. Kell NRG Kaufman LLC S
McInnis, A. Kell NRG McClain LLC S
McInnis, A. Kell NRG Mesquite LLC S
McInnis, A. Kell NRG New Roads Generating LLC S
McInnis, A. Kell NRG New Roads Holdings LLC S
McInnis, A. Kell NRG North Central Operations Inc. S
McInnis, A. Kell NRG Sabine River Works GP LLC S
McInnis, A. Kell NRG Sabine River Works LP LLC S
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McInnis, A. Kell NRG South Central Generating LLC S
McInnis, A. Kell NRG South Central Operations Inc. S
McInnis, A. Kell NRG Sterlington Power LLC S
McInnis, A. Kell South Central Generation Holding LLC S
McIntyre, Edward J. NRG Energy, Inc. D
McKenna, Thomas ECK Generating, s.r.o. Supervisory Board member
Messer, Shaun Flinders Coal Pty Ltd S
Messer, Shaun Flinders Labuan (No. 1) Ltd. S
Messer, Shaun Flinders Labuan (No. 2) Ltd. S
Messer, Shaun Flinders Osborne Trading Pty Ltd S
Messer, Shaun Flinders Power Finance Pty Ltd S
Messer, Shaun NRG Asia Corporate Services Pte Ltd. D
Messer, Shaun NRG Flinders Operating Services Pty Ltd S
Messer, Shaun NRG Pacific Corporate Services Pty Ltd D
Messmer-Zehnder, Adelheid Entrade d.o.o. D
MIBRAG Mitteldeutsche Braunkohlengesellschaft mbH Chairman of Management
(MIBRAG mbH)
MIBRAG Mitteldeutsche Braunkohlengesellschaft mbH Labor D
(MIBRAG mbH)
MIBRAG(8) Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board member
(MIBRAG mbH)
Milkovich, James Le Paz Incorporated D, P
Milkovich, James NRG International Development Inc. VP
Mincing Lane Corporate Langage Energy Park Limited S
Services Limited
Mincing Lane Corporate Wainstones Power Limited S
Services Limited
MN San Bernardino Gasco I LLC San Bernardino Landfill Gas Limited Manager
(GP) Partnership, a California limited partnership
Montauk-NEO Gasco LLC MN San Bernardino Gasco I LLC Manager
Moreira da Silva, Luis TermoRio S.A. Ds
Morrison Knudsen (1) MIBRAG B.V. Management Committee member
Morrison Knudsen (1) Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board member
Moschakis, Jack NRG Flinders Operating Services Pty Ltd S
Mourelle, Francisco Inversiones Bulo Bulo S.A. D
Muller, Uwe Entrade Deutschland GmbH D
Murley, Thomas Croatia Power Group D
NEO-Montauk Genco LLC MM San Bernardino Energy LLC Manager
NEO-Montauk Genco Management NEO-Montauk Genco LLC Manager
LLC
Noer, John A. B.L. England Operations Inc. D, P
Noer, John A. Csepeli Aramtermelo Kft. Supervisory Board Member
Noer, John A. Csepeli Eromu Rt. Supervisory Board Member
Noer, John A. Deepwater Operations Inc. D, P
Noer, John A. Esoco Crockett, Inc. D, P
Noer, John A. Esoco Molokai, Inc. D, P
Noer, John A. Esoco Orrington, Inc. D, P
Noer, John A. Esoco Soledad, Inc. D, P
Noer, John A. Esoco, Inc. D, P
Noer, John A. Indian River Operations Inc. D, P
Noer, John A. Killingholme Generation Limited D
Noer, John A. Killingholme Holdings Limited D
Noer, John A. Killingholme Power Limited D
Noer, John A. NRG Arthur Kill Operations Inc. D, P
Noer, John A. NRG Astoria Gas Turbine Operations Inc. D, P
Noer, John A. NRG Cabrillo Power Operations Inc. D, P
Noer, John A. NRG Cadillac Operations Inc. D, P
Noer, John A. NRG Csepel Energia Kft. Supervisory Board Member
Noer, John A. NRG Devon Operations Inc. D, P
Noer, John A. NRG Dunkirk Operations Inc. D, P
Noer, John A. NRG El Segundo Operations Inc. D, P
Noer, John A. NRG Energy, Inc. Senior VP
Noer, John A. NRG Flinders Operating Services Pty Ltd D
Noer, John A. NRG Huntley Operations Inc. D, P
Noer, John A. NRG Huntley Operations Inc. P
Noer, John A. NRG Middletown Operations Inc. D, P
Noer, John A. NRG Montville Operations Inc. D, P
85
Noer, John A. NRG North Central Operations Inc. D, P
Noer, John A. NRG Norwalk Harbor Operations Inc. D, P
Noer, John A. NRG Oswego Harbor Power Operations Inc. D, P
Noer, John A. NRG PacGen Inc. D
Noer, John A. NRG Saguaro Operations Inc. D, P
Noer, John A. NRG South Central Operations Inc. D
Noer, John A. NRGenerating, Ltd. D
Noer, John A. Power Operations, Inc. D, P
Noer, John A. Somerset Operations Inc. D, P
Noer, John A. Vienna Operations Inc. D, P
NRG International Holdings GmbH NRGenerating IV (Gibraltar) D
NRG International Holdings GmbH NRGenerating Luxembourg (No. 6) S.a.r.l. Manager
NRG Rockford Acquisition LLC NRG Ilion Limited Partnership managed by officers of the GP
NRGenerating Holdings (No. 15) Sterling (Gibraltar) D
B.V.
NRGenerating Holdings (No. 15) Sterling Luxembourg (No. 1) s.a.r.l. D
B.V.
NRGenerating Holdings (No. 15) Sterling Luxembourg (No. 2) s.a.r.l. D
B.V.
NRGenerating Holdings (No. 15) Sterling Luxembourg (No. 3) s.a.r.l. D
B.V.
NRGenerating Holdings (No. 15) Sterling Luxembourg (No. 4) s.a.r.l. D
B.V.
NRGenerating Holdings (No. 21) Coniti Holding B.V. D
B.V.
NRGenerating Holdings (No. 21) NRGenerating Luxembourg (No. 4) S.a.r.l. D
B.V.
NRGenerating Holdings (No. 21) NRGenerating Luxembourg (No. 5) S.a.r.l. D
B.V.
NRGenerating Holdings (No. 21) Tosli Acquisition B.V. D
B.V.
NRGenerating International B.V. NRGenerating Luxembourg (No. 1) S.a.r.l. D
NRGenerating International B.V. NRGenerating Luxembourg (No. 2) S.a.r.l. D
NRGenerating Luxembourg (No. Csepel Luxembourg (No. 1) S.a.r.l. D
1) S.a.r.l.
O'Brien, Timothy NRG Asia-Pacific, Ltd. S
O'Brien, Timothy NRG International Development Inc. S
O'Brien, Timothy NRG International II Inc. S
O'Brien, Timothy NRG International III Inc. S
O'Brien, Timothy NRG International Services Company S
O'Brien, Timothy NRG International, Inc. S
O'Brien, Timothy NRG MidAtlantic Affiliate Services Inc. S
O'Brien, Timothy NRG South Central Affiliate Services Inc. S
Okeechobee Power II Inc. Kissimee Power Partners, Limited Partnership Management Committee member
Omega Energy Northbrook Acquisition Corp. P, Executive VP, T, S, AS
Omega Energy STS Hydropower Ltd. D, P, Executive VP, T, S, AS
Onsite Energy, Inc. ONSITE Soledad, Inc. Managed by General partner or Management
Onsite Energy, Inc. ONSITE/US Power Limited Partnership No. 1 managed by General partner or Management
Committee
Osteraas, Kathryn J. Arthur Kill Power LLC AS
Osteraas, Kathryn J. Astoria Gas Turbine Power LLC AS
Osteraas, Kathryn J. B.L. England Operations Inc. AS
Osteraas, Kathryn J. B.L. England Power LLC AS
Osteraas, Kathryn J. Berrians I Gas Turbine Power LLC AS
Osteraas, Kathryn J. Big Cajun I Peaking Power LLC AS
Osteraas, Kathryn J. Big Cajun II Unit 4 LLC AS
Osteraas, Kathryn J. Brazos Valley Energy LP As
Osteraas, Kathryn J. Brazos Valley Technology LP As
Osteraas, Kathryn J. Cabrillo Power I LLC AS
Osteraas, Kathryn J. Cabrillo Power II LLC AS
Osteraas, Kathryn J. Camas Power Boiler, Inc. AS
Osteraas, Kathryn J. Clark Power LLC AS
Osteraas, Kathryn J. Cobee Holdings Inc. AS
Osteraas, Kathryn J. Commonwealth Atlantic Power LLC AS
Osteraas, Kathryn J. Conemaugh Power LLC AS
Osteraas, Kathryn J. Connecticut Jet Power LLC AS
86
Osteraas, Kathryn J. Deepwater Operations Inc. AS
Osteraas, Kathryn J. Deepwater Power LLC AS
Osteraas, Kathryn J. Denver City Energy Associates, L.P. AS
Osteraas, Kathryn J. Devon Power LLC AS
Osteraas, Kathryn J. Dunkirk Power LLC AS
Osteraas, Kathryn J. Eastern Sierra Energy Company AS
Osteraas, Kathryn J. El Segundo Power II LLC AS
Osteraas, Kathryn J. El Segundo Power, LLC AS
Osteraas, Kathryn J. Elk River Resource Recovery, Inc. AS
Osteraas, Kathryn J. Energy National, Inc. AS
Osteraas, Kathryn J. Enifund, Inc. AS
Osteraas, Kathryn J. Enigen, Inc. AS
Osteraas, Kathryn J. Esoco Crockett, Inc. AS
Osteraas, Kathryn J. Esoco Molokai, Inc. AS
Osteraas, Kathryn J. Esoco Orrington, Inc. AS
Osteraas, Kathryn J. Esoco Soledad, Inc. AS
Osteraas, Kathryn J. Esoco, Inc. AS
Osteraas, Kathryn J. GPP Investors I, LLC AS
Osteraas, Kathryn J. Granite II Holding, LLC AS
Osteraas, Kathryn J. Granite Power Partners II, L.P. AS
Osteraas, Kathryn J. Graystone Corporation AS
Osteraas, Kathryn J. Huntley Power LLC AS
Osteraas, Kathryn J. Indian River Operations Inc. AS
Osteraas, Kathryn J. Indian River Power LLC AS
Osteraas, Kathryn J. James River Power LLC AS
Osteraas, Kathryn J. Kaufman Cogen LP AS
Osteraas, Kathryn J. Keystone Power LLC AS
Osteraas, Kathryn J. Lakefield Junction LP AS
Osteraas, Kathryn J. Le Paz Incorporated AS
Osteraas, Kathryn J. Louisiana Generating LLC AS
Osteraas, Kathryn J. LS Power Management, LLC AS
Osteraas, Kathryn J. LSP Batesville Funding Corp. AS
Osteraas, Kathryn J. LSP Batesville Holding, LLC AS
Osteraas, Kathryn J. LSP Energy Limited Partnership AS
Osteraas, Kathryn J. LSP Energy, Inc. AS
Osteraas, Kathryn J. LSP Equipment, LLC AS
Osteraas, Kathryn J. LSP-Denver City, Inc. AS
Osteraas, Kathryn J. LSP-Hardee Energy, LLC AS
Osteraas, Kathryn J. LSP-Kendall Energy, LLC AS
Osteraas, Kathryn J. LSP-Nelson Energy, LLC AS
Osteraas, Kathryn J. LSP-Pike Energy, LLC AS
Osteraas, Kathryn J. Meriden Gas Turbines LLC AS
Osteraas, Kathryn J. MidAtlantic Generation Holding LLC AS
Osteraas, Kathryn J. Middletown Power LLC AS
Osteraas, Kathryn J. Montville Power LLC AS
Osteraas, Kathryn J. NEO Corporation AS
Osteraas, Kathryn J. NEO Power Services Inc. AS
Osteraas, Kathryn J. Northeast Generation Holding LLC AS
Osteraas, Kathryn J. Norwalk Power LLC AS
Osteraas, Kathryn J. NRG Affiliate Services Inc. AS
Osteraas, Kathryn J. NRG Affiliate Services Inc. AS
Osteraas, Kathryn J. NRG Arthur Kill Operations Inc. AS
Osteraas, Kathryn J. NRG Asia-Pacific, Ltd. AS
Osteraas, Kathryn J. NRG Astoria Gas Turbine Operations Inc. AS
Osteraas, Kathryn J. NRG Audrain Holding LLC AS
Osteraas, Kathryn J. NRG Batesville LLC AS
Osteraas, Kathryn J. NRG Bayou Cove LLC AS
Osteraas, Kathryn J. NRG Bourbonnais Equipment LLC AS
Osteraas, Kathryn J. NRG Bourbonnais LLC AS
Osteraas, Kathryn J. NRG Brazos Valley GP LLC AS
Osteraas, Kathryn J. NRG Brazos Valley LP LLC AS
Osteraas, Kathryn J. NRG Brazos Valley Technology LP LLC AS
Osteraas, Kathryn J. NRG Cabrillo Power Operations Inc. AS
Osteraas, Kathryn J. NRG Cadillac Inc. AS
Osteraas, Kathryn J. NRG Cadillac Operations Inc. AS
Osteraas, Kathryn J. NRG Capital LLC AS
87
Osteraas, Kathryn J. NRG Central U.S. LLC AS
Osteraas, Kathryn J. NRG ComLease LLC AS
Osteraas, Kathryn J. NRG Connecticut Affiliate Services Inc. AS
Osteraas, Kathryn J. NRG Connecticut Generating LLC AS
Osteraas, Kathryn J. NRG Development Company Inc. AS
Osteraas, Kathryn J. NRG Devon Operations Inc. AS
Osteraas, Kathryn J. NRG Dunkirk Operations Inc. AS
Osteraas, Kathryn J. NRG Eastern LLC AS
Osteraas, Kathryn J. NRG El Segundo Operations Inc. AS
Osteraas, Kathryn J. NRG Energy Center Dover LLC AS
Osteraas, Kathryn J. NRG Energy Center Grand Forks LLC AS
Osteraas, Kathryn J. NRG Energy Center Harrisburg Inc. AS
Osteraas, Kathryn J. NRG Energy Center Minneapolis LLC AS
Osteraas, Kathryn J. NRG Energy Center Paxton Inc. AS
Osteraas, Kathryn J. NRG Energy Center Pittsburgh LLC AS
Osteraas, Kathryn J. NRG Energy Center Rock Tenn LLC AS
Osteraas, Kathryn J. NRG Energy Center Round Mountain LLC AS
Osteraas, Kathryn J. NRG Energy Center San Diego LLC AS
Osteraas, Kathryn J. NRG Energy Center San Francisco LLC AS
Osteraas, Kathryn J. NRG Energy Center Smyrna LLC AS
Osteraas, Kathryn J. NRG Energy Center Washco LLC AS
Osteraas, Kathryn J. NRG Energy Jackson Valley I, Inc. AS
Osteraas, Kathryn J. NRG Energy Jackson Valley II, Inc. AS
Osteraas, Kathryn J. NRG Equipment Company LLC AS
Osteraas, Kathryn J. NRG Finance Company I LLC AS
Osteraas, Kathryn J. NRG Gila Bend Holdings Inc. AS
Osteraas, Kathryn J. NRG Granite Acquisition LLC AS
Osteraas, Kathryn J. NRG Huntley Operations Inc. AS
Osteraas, Kathryn J. NRG Ilion LP LLC AS
Osteraas, Kathryn J. NRG International Development Inc. AS
Osteraas, Kathryn J. NRG International II Inc. AS
Osteraas, Kathryn J. NRG International III Inc. AS
Osteraas, Kathryn J. NRG International Services Company AS
Osteraas, Kathryn J. NRG International, Inc. AS
Osteraas, Kathryn J. NRG Kaufman LLC AS
Osteraas, Kathryn J. NRG Lakefield Inc. AS
Osteraas, Kathryn J. NRG Lakefield Junction LLC AS
Osteraas, Kathryn J. NRG Latin America Inc. AS
Osteraas, Kathryn J. NRG Louisiana LLC AS
Osteraas, Kathryn J. NRG McClain LLC AS
Osteraas, Kathryn J. NRG Mesquite LLC AS
Osteraas, Kathryn J. NRG Mextrans Inc. AS
Osteraas, Kathryn J. NRG MidAtlantic Affiliate Services Inc. AS
Osteraas, Kathryn J. NRG MidAtlantic Generating LLC AS
Osteraas, Kathryn J. NRG MidAtlantic LLC AS
Osteraas, Kathryn J. NRG Middletown Operations Inc. AS
Osteraas, Kathryn J. NRG Montville Operations Inc. AS
Osteraas, Kathryn J. NRG New Roads Generating LLC AS
Osteraas, Kathryn J. NRG New Roads Holdings LLC AS
Osteraas, Kathryn J. NRG Newberry Generation LLC AS
Osteraas, Kathryn J. NRG North Central Operations Inc. AS
Osteraas, Kathryn J. NRG Northeast Affiliate Services Inc. AS
Osteraas, Kathryn J. NRG Northeast Generating LLC AS
Osteraas, Kathryn J. NRG Northern Ohio Generating LLC AS
Osteraas, Kathryn J. NRG Norwalk Harbor Operations Inc. AS
Osteraas, Kathryn J. NRG Operating Services, Inc. AS
Osteraas, Kathryn J. NRG Oswego Harbor Power Operations Inc. AS
Osteraas, Kathryn J. NRG PacGen Inc. AS
Osteraas, Kathryn J. NRG Power Marketing Inc. AS
Osteraas, Kathryn J. NRG Processing Solutions LLC AS
Osteraas, Kathryn J. NRG Rockford Acquisition LLC AS
Osteraas, Kathryn J. NRG Rockford Equipment II LLC AS
Osteraas, Kathryn J. NRG Rockford Equipment LLC AS
Osteraas, Kathryn J. NRG Rockford II LLC AS
Osteraas, Kathryn J. NRG Rockford LLC AS
Osteraas, Kathryn J. NRG Rocky Road LLC AS
88
Osteraas, Kathryn J. NRG Sabine River Works GP LLC AS
Osteraas, Kathryn J. NRG Sabine River Works LP LLC AS
Osteraas, Kathryn J. NRG Saguaro Operations Inc. AS
Osteraas, Kathryn J. NRG Services Corporation AS
Osteraas, Kathryn J. NRG South Central Affiliate Services Inc. AS
Osteraas, Kathryn J. NRG South Central Generating LLC AS
Osteraas, Kathryn J. NRG South Central Operations Inc. AS
Osteraas, Kathryn J. NRG Sterlington Power LLC AS
Osteraas, Kathryn J. NRG Sunnyside Operations GP Inc. AS
Osteraas, Kathryn J. NRG Sunnyside Operations LP Inc. AS
Osteraas, Kathryn J. NRG Telogia Power LLC AS
Osteraas, Kathryn J. NRG Thermal Corporation AS
Osteraas, Kathryn J. NRG Thermal Operating Services LLC AS
Osteraas, Kathryn J. NRG Thermal Services Inc. AS
Osteraas, Kathryn J. NRG Turbines LLC AS
Osteraas, Kathryn J. NRG Valmy Power Holdings LLC AS
Osteraas, Kathryn J. NRG Valmy Power LLC AS
Osteraas, Kathryn J. NRG West Coast Inc. AS
Osteraas, Kathryn J. NRG Western Affiliate Services Inc. AS
Osteraas, Kathryn J. O Brien Cogeneration, Inc. II AS
Osteraas, Kathryn J. Okeechobee Power I, Inc. AS
Osteraas, Kathryn J. Okeechobee Power II, Inc. AS
Osteraas, Kathryn J. Okeechobee Power III, Inc. AS
Osteraas, Kathryn J. ONSITE Energy, Inc. AS
Osteraas, Kathryn J. ONSITE Marianas Corporation AS
Osteraas, Kathryn J. Oswego Harbor Power LLC AS
Osteraas, Kathryn J. Pacific Crockett Energy, Inc. AS
Osteraas, Kathryn J. Pacific Crockett Holdings, Inc. AS
Osteraas, Kathryn J. Pacific Generation Company AS
Osteraas, Kathryn J. Pacific Generation Development Company AS
Osteraas, Kathryn J. Pacific Generation Holdings Company AS
Osteraas, Kathryn J. Pacific Generation Resources Company AS
Osteraas, Kathryn J. Pacific Orrington Energy, Inc. AS
Osteraas, Kathryn J. Pacific-Mt. Poso Corporation AS
Osteraas, Kathryn J. Power Operations, Inc. AS
Osteraas, Kathryn J. Reid Gardner Power LLC AS
Osteraas, Kathryn J. Saguaro Power Company, a Limited Partnership AS
Osteraas, Kathryn J. Saguaro Power LLC AS
Osteraas, Kathryn J. San Joaquin Valley Energy I, Inc. AS
Osteraas, Kathryn J. San Joaquin Valley Energy IV, Inc. AS
Osteraas, Kathryn J. Somerset Operations Inc. AS
Osteraas, Kathryn J. Somerset Power LLC AS
Osteraas, Kathryn J. South Central Generation Holding LLC AS
Osteraas, Kathryn J. Southwest Generation LLC AS
Osteraas, Kathryn J. Southwest Power Holdings LLC AS
Osteraas, Kathryn J. Tacoma Energy Recovery Company AS
Osteraas, Kathryn J. Timber Energy Resources, Inc. AS
Osteraas, Kathryn J. Valmy Power LLC AS
Osteraas, Kathryn J. Vienna Operations Inc. AS
Osteraas, Kathryn J. Vienna Power LLC AS
Osteraas, Kathryn J. WCP (Generation) Holdings LLC AS
Osteraas, Kathryn J. West Coast Power LLC AS
Others Gladstone Power Station Joint Venture Management Committee Member
(unincorporated)
Others Loy Yang Power Partners (unincorporated) Management Committee Member
Others Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board member
Pacific Crockett Energy, Inc. Crockett Cogeneration, A California Limited managed by General partner or Management
Partnership Committee
Pacific Generation Company ENI Crockett Limited Partnership managed by General partner or Management
Committee
Pacific Generation Holdings Pacific Recycling Energy, Inc. Managed by General Partner or Management
Company Committee
Pacific Kingston Energy, Inc. Kingston Cogeneration Limited Partnership managed by General partner or Management
Committee
Pacific Mt. Poso Corporation Mt. Poso Cogeneration Company, A California managed by General partner or Management
Limited Partnership Committee
Pacific Orrington Energy, Inc. Orrington Waste, Ltd. Limited Partnership managed by General partner or Management
89
Committee
Packer, Kenneth NRG Pacific Corporate Services Pty Ltd D
Pahor, Walter Energy Developments Limited D
Parker, Kylie NRG Gladstone Superannuation Pty Ltd D
Patterson, Robert Loy Yang Power Projects Pty Ltd D
Patterson, Robert (Macquarie) Loy Yang Power Management Pty Ltd D
Paul, Helmut Scudder Latin American Power I-C L.D.C. Management Committee Representative
Paul, Helmut Scudder Latin American Power II-C L.D.C. Management Committee Representative
Paul, Helmut Scudder Latin American Power II-Corporation A Management Committee Representative
Paul, Helmut Scudder Latin American Power II-Corporation B Management Committee Representative
Paul, Helmut Scudder Latin American Power II-P L.D.C. Management Committee Representative
Paul, Helmut Scudder Latin American Power I-P L.D.C. Management Committee Representative
Peterson, David H. Arthur Kill Power LLC Management Committee Member
Peterson, David H. Astoria Gas Turbine Power LLC Management Committee Member
Peterson, David H. B.L. England Operations Inc. D
Peterson, David H. B.L. England Power LLC Management Committee Member
Peterson, David H. Big Cajun I Peaking Power LLC Management Committee Member
Peterson, David H. Brimsdown Power Limited D
Peterson, David H. Camas Power Boiler, Inc. D
Peterson, David H. Cobee Energy Development LLC Executive Committee member
Peterson, David H. Cobee Holdings Inc. D, P
Peterson, David H. Collinsville Power Joint Venture Management Committee member (alternate
(unincorporated) for Gour Gobina Choudhuri, Gour)
Peterson, David H. Compania Boliviana de Energia Electrica S.A. Chairman
Peterson, David H. Compania Boliviana de Energia Electrica S.A. Compensation Committee member
Peterson, David H. Compania Boliviana de Energia Electrica S.A. D
Peterson, David H. Conemaugh Power LLC Management Committee Member
Peterson, David H. Connecticut Jet Power LLC Management Committee Member
Peterson, David H. Csepeli Aramtermelo Kft. Supervisory Board Member
Peterson, David H. Csepeli Eromu Rt. Supervisory Board Member
Peterson, David H. Deepwater Operations Inc. D
Peterson, David H. Deepwater Power LLC Management Committee Member
Peterson, David H. Devon Power LLC Management Committee Member
Peterson, David H. Dunkirk Power LLC Management Committee Member
Peterson, David H. Eastern Sierra Energy Company D
Peterson, David H. Elk River Resource Recovery, Inc. D
Peterson, David H. Empresa de Generacion Electrica Cahua S.A. D
Peterson, David H. Energia Pacasmayo S.A. D
Peterson, David H. Energy National, Inc. D
Peterson, David H. Enfield Energy Centre Limited D
Peterson, David H. Enfield Holdings B.V. D
Peterson, David H. Enifund, Inc. D
Peterson, David H. Enigen, Inc. D
Peterson, David H. Entrade Holdings B.V. D
Peterson, David H. Esoco Crockett, Inc. D
Peterson, David H. Esoco Molokai, Inc. D
Peterson, David H. Esoco Orrington, Inc. D
Peterson, David H. Esoco Soledad, Inc. D
Peterson, David H. Esoco, Inc. D, CEO, Chairman
Peterson, David H. European Generating S.a.r.l. D
Peterson, David H. Flinders Labuan (No. 1) Ltd. D
Peterson, David H. Flinders Labuan (No. 2) Ltd. D
Peterson, David H. Gladstone Power Station Joint Venture Management Committee member (alternate
(unincorporated) for KeithH)
Peterson, David H. Graystone Corporation D, P
Peterson, David H. Gunwale B.V. D
Peterson, David H. Huntley Power LLC Management Committee Member
Peterson, David H. Indian River Operations Inc. D
Peterson, David H. Indian River Power LLC Management Committee Member
Peterson, David H. Kanel Kangal Elektrik Limited Sirketi Managing D
Peterson, David H. Keystone Power LLC Management Committee Member
Peterson, David H. Kiksis B.V. D
Peterson, David H. Killingholme Generation Limited D
Peterson, David H. Killingholme Holdings Limited D
Peterson, David H. Killingholme Power Limited D
Peterson, David H. Kladno Power (No. 1) B.V. D
90
Peterson, David H. Kladno Power (No. 2) B.V. D
Peterson, David H. KUSEL Kutahya Seyitomer Elektrik Limited Sirketi D
Peterson, David H. Lambique Beheer B.V. D
Peterson, David H. Langage Energy Park Limited D
Peterson, David H. Le Paz Incorporated D
Peterson, David H. Louisiana Energy Services, L.P. Chairman
Peterson, David H. Louisiana Generating LLC Management Committee Member
Peterson, David H. Loy Yang Power Management Pty Ltd. D
Peterson, David H. Loy Yang Power Partners Management Committee Member
Peterson, David H. Loy Yang Power Partners (unincorporated) Management Committee Member
Peterson, David H. MIBRAG B.V. Management Committee member
Peterson, David H. MidAtlantic Generation Holding LLC Management Committee Member
Peterson, David H. Mid-Continent Power Company, L.L.C. Manager
Peterson, David H. Middletown Power LLC Management Committee Member
Peterson, David H. Montville Power LLC Management Committee Member
Peterson, David H. NEO Corporation D
Peterson, David H. NEO Landfill Gas Holdings Inc. D
Peterson, David H. NEO Landfill Gas Inc. D, Executive Committee member
Peterson, David H. Northeast Generation Holding LLC Management Committee Member
Peterson, David H. Norwalk Power LLC Management Committee Member
Peterson, David H. NRG Affiliate Services Inc. D
Peterson, David H. NRG Asia-Pacific, Ltd. D, CEO, Chairman
Peterson, David H. NRG Cadillac Inc. D
Peterson, David H. NRG Caymans Company D
Peterson, David H. NRG Caymans-C D
Peterson, David H. NRG Caymans-P D
Peterson, David H. NRG Central U.S. LLC Management Committee Member
Peterson, David H. NRG Connecticut Affiliate Services Inc. D
Peterson, David H. NRG Connecticut Generating LLC Management Committee Member
Peterson, David H. NRG Csepel Energia Kft. Supervisory Board Member
Peterson, David H. NRG Development Company Inc. Chairman
Peterson, David H. NRG Development Company Inc. D
Peterson, David H. NRG Eastern LLC Management Committee Member
Peterson, David H. NRG Energeticky Provoz, s.r.o. Supervisory Board member
Peterson, David H. NRG Energy Center Harrisburg Inc. D
Peterson, David H. NRG Energy Center Paxton Inc. D
Peterson, David H. NRG Energy CZ, s.r.o. Supervisory Board member
Peterson, David H. NRG Energy Development B.V. D
Peterson, David H. NRG Energy Development GmbH D
Peterson, David H. NRG Energy Jackson Valley I, Inc. D
Peterson, David H. NRG Energy Jackson Valley II, Inc. D
Peterson, David H. NRG Energy Ltd. D
Peterson, David H. NRG Energy, Inc. D, Chairman, P, CEO
Peterson, David H. NRG Gila Bend Holdings Inc. D
Peterson, David H. NRG Gladstone Operating Services Pty Ltd D
Peterson, David H. NRG International Acquisition Partnership P
Peterson, David H. NRG International Development Inc. D
Peterson, David H. NRG International II Inc. D, P, Chairman, CEO
Peterson, David H. NRG International III Inc. D, P, Chairman, CEO
Peterson, David H. NRG International Services Company D
Peterson, David H. NRG International, Inc. D, P, Chairman, CEO
Peterson, David H. NRG Lakefield Inc. D
Peterson, David H. NRG Latin America Inc. D, P
Peterson, David H. NRG Mextrans Inc. D
Peterson, David H. NRG MidAtlantic Affiliate Services Inc. D
Peterson, David H. NRG MidAtlantic Generating LLC Management Committee Member
Peterson, David H. NRG MidAtlantic LLC Management Committee Member
Peterson, David H. NRG New Roads Generating LLC Management Committee Member
Peterson, David H. NRG New Roads Holdings LLC Management Committee Member
Peterson, David H. NRG Northeast Affiliate Services Inc. D
Peterson, David H. NRG Northeast Generating LLC Management Committee Member
Peterson, David H. NRG Operating Services, Inc. D, Chairman, CEO
Peterson, David H. NRG PacGen Inc. D, Chairman, CEO
Peterson, David H. NRG Power Marketing Inc. D, Chairman, CEO
Peterson, David H. NRG Services Corporation D
Peterson, David H. NRG South Central Affiliate Services Inc. D
91
Peterson, David H. NRG South Central Generating LLC Management Committee Member
Peterson, David H. NRG Sunnyside Operations GP Inc. D, Chairman, CEO
Peterson, David H. NRG Sunnyside Operations LP Inc. D, Chairman, CEO
Peterson, David H. NRG Taiwan Holding Company Limited Chairman of the Board, D
Peterson, David H. NRG Thermal Corporation D
Peterson, David H. NRG Thermal Services Inc. D
Peterson, David H. NRG West Coast Inc. D
Peterson, David H. NRG Western Affiliate Services Inc. D
Peterson, David H. NRGenerating Energy Trading Ltd. D
Peterson, David H. NRGenerating Holdings (No. 1) B.V. D
Peterson, David H. NRGenerating Holdings (No. 11) B.V. D
Peterson, David H. NRGenerating Holdings (No. 13) B.V. D
Peterson, David H. NRGenerating Holdings (No. 14) B.V. D
Peterson, David H. NRGenerating Holdings (No. 15) B.V. D
Peterson, David H. NRGenerating Holdings (No. 16) B.V. D
Peterson, David H. NRGenerating Holdings (No. 17) B.V. D
Peterson, David H. NRGenerating Holdings (No. 18) B.V. D
Peterson, David H. NRGenerating Holdings (No. 19) B.V. D
Peterson, David H. NRGenerating Holdings (No. 2) GmbH D
Peterson, David H. NRGenerating Holdings (No. 21) B.V. D
Peterson, David H. NRGenerating Holdings (No. 23) B.V. D
Peterson, David H. NRGenerating Holdings (No. 24) B.V. D
Peterson, David H. NRGenerating Holdings (No. 3) B.V. D
Peterson, David H. NRGenerating Holdings (No. 4) B.V. D
Peterson, David H. NRGenerating Holdings (No. 5) B.V. D
Peterson, David H. NRGenerating Holdings (No. 6) B.V. D
Peterson, David H. NRGenerating Holdings (No. 7) B.V. D
Peterson, David H. NRGenerating Holdings (No. 8) B.V. D
Peterson, David H. NRGenerating Holdings (No. 9) B.V. D
Peterson, David H. NRGenerating Holdings GmbH D
Peterson, David H. NRGenerating International B.V. D
Peterson, David H. NRGenerating Rupali B.V. D
Peterson, David H. NRGenerating, Ltd. D
Peterson, David H. O Brien Biogas (Mazzaro), Inc. D
Peterson, David H. O Brien Cogeneration, Inc. II D
Peterson, David H. O Brien Standby Power Energy, Inc. D
Peterson, David H. Okeechobee Power I, Inc. D, Chairman, CEO
Peterson, David H. Okeechobee Power II, Inc. D, P
Peterson, David H. Okeechobee Power III, Inc. D, P
Peterson, David H. ONSITE Energy, Inc. D
Peterson, David H. ONSITE Marianas Corporation D
Peterson, David H. Oswego Harbor Power LLC Management Committee Member
Peterson, David H. OU Nrg Energy Est Supervisory Board D
Peterson, David H. P.T. Dayalistrik Pratama Commissioner
Peterson, David H. Pacific Crockett Energy, Inc. D
Peterson, David H. Pacific Crockett Holdings, Inc. D
Peterson, David H. Pacific Generation Company D
Peterson, David H. Pacific Generation Development Company D
Peterson, David H. Pacific Generation Holdings Company D
Peterson, David H. Pacific Generation Resources Company D
Peterson, David H. Pacific Orrington Energy, Inc. D
Peterson, David H. Pacific-Mt. Poso Corporation D
Peterson, David H. Rybnik Power B.V. D
Peterson, David H. Sachsen Holding B.V. D
Peterson, David H. San Joaquin Valley Energy I, Inc. D
Peterson, David H. San Joaquin Valley Energy IV, Inc. D
Peterson, David H. Scudder Latin American Power I-C L.D.C. Project Committee Representative
(alternate)
Peterson, David H. Scudder Latin American Power II-C L.D.C. Project Committee Representative
(alternate)
Peterson, David H. Scudder Latin American Power II-Corporation A Management Committee Representative
Peterson, David H. Scudder Latin American Power II-Corporation A Project Committee Representative
(alternate)
Peterson, David H. Scudder Latin American Power II-Corporation B Management Committee Representative
Peterson, David H. Scudder Latin American Power II-Corporation B Project Committee Representative
(alternate)
Peterson, David H. Scudder Latin American Power II-P L.D.C. Management Committee Representative
Peterson, David H. Scudder Latin American Power I-P L.D.C. Management Committee Representative
Peterson, David H. Somerset Power LLC Management Committee Member
Peterson, David H. South Central Generation Holding LLC Management Committee Member
92
Peterson, David H. Sunshine State Power (No. 2) B.V. D
Peterson, David H. Sunshine State Power B.V. D
Peterson, David H. Tacoma Energy Recovery Company D
Peterson, David H. TermoRio S.A. D
Peterson, David H. Vienna Operations Inc. D
Peterson, David H. Vienna Power LLC Management Committee Member
Peterson, David H. Wainstones Power Limited D
Peterson, David H. WEB Energy Ltd. D
Peterson, Jerald W. MM Burnsville Energy LLC Manager
Peterson, Jerald W. MM Corona Energy LLC Manager
Peterson, Jerald W. MM El Sobrante Energy LLC Manager
Peterson, Jerald W. MM Hackensack Energy LLC Manager
Peterson, Jerald W. MM Martinez Energy LLC Manager
Peterson, Jerald W. MM Nashville Energy LLC Manager
Peterson, Jerald W. MM Northern Tier Energy LLC Manager
Peterson, Jerald W. MM Phoenix Energy LLC Manager
Peterson, Jerald W. MM Prima Deshecha Energy LLC Manager
Peterson, Jerald W. MM Riverside LLC Manager
Peterson, Jerald W. MM SKB Energy LLC Manager
Peterson, Jerald W. MM Tajiguas Energy LLC Manager
Peterson, Jerald W. MM Tri-Cities Energy LLC Manager
Peterson, Jerald W. MM Woodville Energy LLC Manager
Peterson, Jerald W. Suncook Energy LLC Manager
Pickard, Christopher Enfield Holdings B.V. D
Pickard, Christopher (El Paso) Enfield Energy Centre Limited D
Pieper, William T. NRG Energy, Inc. VP & C
Pittman, Gerald NRG Energy Center Round Mountain LLC VP
Pittman, Gerald NRG Thermal Corporation VP of Business Development
Platteter, Dennis NRG Energy Center Dover LLC VP
Platteter, Dennis NRG Energy Center Grand Forks LLC VP
Platteter, Dennis NRG Energy Center Rock Tenn LLC VP
Platteter, Dennis NRG Energy Center Smyrna LLC VP
Platteter, Dennis NRG Energy Center Washco LLC VP
Polacek, Pavel ECK Generating, s.r.o. Executive D
Pomerleau, Jon Mid-Continent Power Company, L.L.C. Manager
Popple, Colin C. Eastern Generation Services (India) Private D
Limited
Power, Richard NRG Pensions Limited D ("B")
PowerGen(1) Kraftwerk Schkopau GbR Manager
PowerGen(1) MIBRAG B.V. Management Committee member
PowerGen(1) Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board member
PowerGen(1) Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board member
(MIBRAG mbH)
PowerGen(2) Kraftwerk Schkopau GbR Construction Committee member
Prajzler, Milan Energeticke Centrum Kladno, s.r.o. Executive D
Prasad, Y. Harish Lanco Kondapalli Power Pvt Ltd. D
Prazjler, Milan NRG Energeticky Provoz, s.r.o. Executive D
PT Fenergi(1) P.T. Dayalistrik Pratama Commissioner
PT Fenergi(1) P.T. Dayalistrik Pratama D
Ptacek, Tammie Elk River Resource Recovery, Inc. S
Ptacek, Tammie NEO Corporation S
Ptacek, Tammie NEO Landfill Gas Holdings Inc. S
Ptacek, Tammie NEO Landfill Gas Inc. S
Ptacek, Tammie NEO Power Services Inc. S
Ptacek, Tammie NRG Energy Center Dover LLC S
Ptacek, Tammie NRG Energy Center Grand Forks LLC S
Ptacek, Tammie NRG Energy Center Harrisburg Inc. S
Ptacek, Tammie NRG Energy Center Minneapolis LLC S
Ptacek, Tammie NRG Energy Center Paxton Inc. S
Ptacek, Tammie NRG Energy Center Pittsburgh LLC S
Ptacek, Tammie NRG Energy Center Rock Tenn LLC S
Ptacek, Tammie NRG Energy Center Round Mountain LLC S
Ptacek, Tammie NRG Energy Center San Diego LLC S
Ptacek, Tammie NRG Energy Center San Francisco LLC S
Ptacek, Tammie NRG Energy Center Smyrna LLC S
Ptacek, Tammie NRG Energy Center Washco LLC S
Ptacek, Tammie NRG Processing Solutions LLC S
93
Ptacek, Tammie NRG Telogia Power LLC S
Ptacek, Tammie NRG Thermal Corporation S
Ptacek, Tammie NRG Thermal Operating Services LLC S
Ptacek, Tammie NRG Thermal Services Inc. S
Ptacek, Tammie O Brien Biogas (Mazzaro), Inc. S
Ptacek, Tammie O Brien Standby Power Energy, Inc. S
Ptacek, Tammie Tacoma Energy Recovery Company S
Ptacek, Tammie Telogia Power Inc. S
Ptacek, Tammie Timber Energy Resources, Inc. S
Purves, Alan Landfill Power LLC Operating Committee member
Rajagopal, L. Lanco Kondapalli Power Pvt Ltd. D
Rao, D. Lanco Kondapalli Power Pvt Ltd. S
Rao, Madhusudhani Lanco Kondapalli Power Pvt Ltd. D
Raschke, Manfred Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board Member
Reddy, K. Lanco Kondapalli Power Pvt Ltd. D
Rey, Martin Central and Eastern Europe Power Fund, Ltd. Supervisory Council
Rice, William Brazos Valley Energy LP S
Rice, William Brazos Valley Technology LP S
Rice, William LSP-Kendall Energy, LLC S
Rice, William NRG Bourbonnais Equipment LLC S
Rice, William NRG Bourbonnais LLC S
Rice, William NRG Brazos Valley GP LLC S
Rice, William NRG Brazos Valley LP LLC S
Rice, William NRG Brazos Valley Technology LP LLC S
Rice, William NRG Central U.S. LLC S
Rice, William NRG Equipment Company LLC S
Rice, William NRG Rockford Equipment II LLC S
Rice, William NRG Rockford Equipment LLC S
Rice, William NRG Rockford II LLC S
Rice, William NRG Rockford LLC S
Rice, William, II LSP-Nelson Energy, LLC S
Rice, William, II NRG Audrain Holding LLC S
Rice, William, II NRG Ilion LP LLC S
Rice, William, II NRG Northern Ohio Generating LLC AS
Rice, William, II NRG Rockford Acquisition LLC S
Richardson, Thomas B.L. England Operations Inc. VP
Richardson, Thomas Deepwater Operations Inc. VP
Richardson, Thomas Indian River Operations Inc. VP
Richardson, Thomas Vienna Operations Inc. VP
Riley, Bryan Arthur Kill Power LLC VP
Riley, Bryan Astoria Gas Turbine Power LLC VP
Riley, Bryan Berrians I Gas Turbine Power LLC VP
Riley, Bryan Connecticut Jet Power LLC VP
Riley, Bryan Devon Power LLC VP
Riley, Bryan Dunkirk Power LLC VP
Riley, Bryan Huntley Power LLC VP
Riley, Bryan Meriden Gas Turbines LLC Management Committee Member
Riley, Bryan Meriden Gas Turbines LLC VP
Riley, Bryan Middletown Power LLC VP
Riley, Bryan Montville Power LLC VP
Riley, Bryan Northeast Generation Holding LLC VP
Riley, Bryan Norwalk Power LLC VP
Riley, Bryan NRG Cadillac Inc. VP
Riley, Bryan NRG Connecticut Generating LLC VP
Riley, Bryan NRG Development Company Inc. VP
Riley, Bryan NRG Eastern LLC VP
Riley, Bryan NRG Northeast Generating LLC VP
Riley, Bryan Oswego Harbor Power LLC VP
Riley, Bryan Pacific Kingston Energy, Inc. D
Riley, Bryan Somerset Power LLC VP
Rinne, Jochem Kraftwerk Schkopau Betriebsgesellschaft mbH Managing D - Geschaftsfuhrer
Rizzo, Vict Compania Electrica Central Bulo Bulo S.A. D
Rooke, David NRG Pensions Limited D ("A")
Roth, David Cabrillo Power II LLC AS
Roth, David El Segundo Power, LLC AS
Roth, David WCP (Generation) Holdings LLC AS
94
Roth, David West Coast Power LLC AS
Roth, David, Cabrillo Power I LLC AS
Ryan, Mark Loy Yang Power Projects Pty Ltd S
Ryan, Mark (CMS) Loy Yang Power Management Pty Ltd S
Samek, Frantisek ECK Generating, s.r.o. Supervisory Board member
Sass, Renee NRG Energy, Inc. VP
Scantlebury, Julian Saale Energie Services GmbH Managing D - Geschaftsfuhrer
Schieder, Steve Central and Eastern Europe Power Fund, Ltd. Supervisory Council (alternate)
Shelton-Smith, John Kraftwerk Schkopau Betriebsgesellschaft mbH Managing D - Geschaftsfuhrer
Sinclair, Stephen Northbrook Carolina Hydro, L.L.C. Manager, Operating Committee Member
Sinclair, Stephen Northbrook Energy, L.L.C. Operating Committee member
Sinclair, Stephen Northbrook New York LLC Operating Committee Member
Sinclair, Stephen, Stephen Northbrook Acquisition Corp. D
Skupnjak, Tom Croatia Power Group D
Smith, Guy Cobee Energy Development LLC S
Smith, Guy Cobee Holdings Inc. S
Smith, Guy Compania Boliviana de Energia Electrica S.A. S
Smith, Guy Itiquira Energetica S.A. D
Smith, Guy Le Paz Incorporated S
Smith, Guy NRG Caymans Company S
Smith, Guy NRG Caymans-C S
Smith, Guy NRG Caymans-P S
Smith, Guy NRG Latin America Inc. S
Smith, Thomas Csepeli Aramtermelo Kft. Supervisory Board Member
Smith, Thomas ECK Generating, s.r.o. Supervisory Board member
Smith, Thomas Enfield Operations (UK) Limited D
Smith, Thomas Esoco Crockett, Inc. VP
Smith, Thomas Esoco Molokai, Inc. VP
Smith, Thomas Esoco Orrington, Inc. VP
Smith, Thomas Esoco Soledad, Inc. VP
Smith, Thomas Esoco, Inc. VP
Smith, Thomas NRG Arthur Kill Operations Inc. VP
Smith, Thomas NRG Astoria Gas Turbine Operations Inc. VP
Smith, Thomas NRG Cabrillo Power Operations Inc. VP
Smith, Thomas NRG Cadillac Operations Inc. VP
Smith, Thomas NRG Csepel Energia Kft. D
Smith, Thomas NRG Devon Operations Inc. VP
Smith, Thomas NRG Dunkirk Operations Inc. VP
Smith, Thomas NRG El Segundo Operations Inc. VP
Smith, Thomas NRG Huntley Operations Inc. VP
Smith, Thomas NRG Middletown Operations Inc. VP
Smith, Thomas NRG Montville Operations Inc. VP
Smith, Thomas NRG Norwalk Harbor Operations Inc. VP
Smith, Thomas NRG Oswego Harbor Power Operations Inc. VP
Smith, Thomas NRG Sunnyside Operations GP Inc. VP
Smith, Thomas NRG Sunnyside Operations LP Inc. VP
Smith, Thomas Power Operations, Inc. VP
Smith, Thomas Somerset Operations Inc. VP
Smith, Thomas A. Sunnyside Operations Associates, L.P. Management Committee Member
Smith. Thomas Enfield Operations, L.L.C. Manager
Spacek, Ludek Energeticke Centrum Kladno, s.r.o. Executive D
Spaudling, Christpher Inversiones Bulo Bulo S.A. D
Squadron, Richard B.L. England Operations Inc. S
Squadron, Richard Deepwater Operations Inc. S
Squadron, Richard Indian River Operations Inc. S
Squadron, Richard Indian River Power LLC S
Squadron, Richard MidAtlantic Generation Holding LLC S
Squadron, Richard NRG MidAtlantic Generating LLC S
Squadron, Richard NRG MidAtlantic LLC S
Squadron, Richard NRG Newberry Generation LLC S
Squadron, Richard NRG Northern Ohio Generating LLC S
Squadron, Richard Vienna Operations Inc. S
Squadron, Richard Vienna Power LLC S
Stanaro, Richard Central and Eastern Europe Power Fund, Ltd. D
Stapleton, Gerald Langage Energy Park Limited D
Stapleton, Gerald Wainstones Power Limited D
95
Stidd, Andrew LSP Batesville Funding Corp. D
Stidd, Andrew LSP Energy, Inc. D
Sundquist, Mark Northbrook Carolina Hydro, L.L.C. Manager, Operating Committee Member
Sundquist, Mark Northbrook Energy, L.L.C. Operating Committee member
Sundquist, Mark Northbrook New York LLC Operating Committee Member
Sundquist, Mark, Northbrook Acquisition Corp. D
Sykora, Karel NRG Energeticky Provoz, s.r.o. Executive D
Tavares, Cezar TermoRio S.A. Ds
Taylor, Andrew Saale Energie GmbH Managing D - Geschaftsfuhrer
Temmes Management Services BV Gunwale B.V. D
Temmes Management Services BV Kiksis B.V. D
Temmes Management Services BV Kladno Power (No. 1) B.V. D
Temmes Management Services BV Kladno Power (No. 2) B.V. D
Temmes Management Services BV Lambique Beheer B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 1) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 11) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 13) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 14) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 15) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 16) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 17) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 3) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 4) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 5) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 6) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 7) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 8) B.V. D
Temmes Management Services BV NRGenerating Holdings (No. 9) B.V. D
Temmes Management Services BV NRGenerating International B.V. D
Temmes Management Services BV NRGenerating Rupali B.V. D
Temmes Management Services BV Rybnik Power B.V. D
Temmes Management Services BV Sachsen Holding B.V. D
Temmes Management Services BV Sunshine State Power (No. 2) B.V. D
Temmes Management Services BV Sunshine State Power B.V. D
Thompson, David Pacific Kingston Energy, Inc. D (Canadian)
Tichy, Oldrich Csepeli Aramtermelo Kft. Supervisory Board Member
Tichy, Oldrich Csepeli Eromu Rt. Supervisory Board Member
Tichy, Oldrich ECK Generating, s.r.o. Executive D
Tichy, Oldrich NRG Csepel Energia Kft. Supervisory Board Member
Torres Macchiavello, Gonzalo Scudder Latin American Power I-C L.D.C. Project Committee Representative
Torres Macchiavello, Gonzalo Scudder Latin American Power II-C L.D.C. Project Committee Representative
Torres Macchiavello, Gonzalo Scudder Latin American Power II-P L.D.C. Management Committee Representative
(alternate)
Torres Macchiavello, Gonzalo Scudder Latin American Power I-P L.D.C. Management Committee Representative
(alternate)
Torres Macchiavello, Gonzalo Itiquira Energetica S.A. D
Transfield Holdings Pty., Ltd. Collinsville Power Joint Venture Management Committee Member
(3) (unincorporated)
Tritz, Kevin Telogia Power Inc. D
Tritz, Kevin Telogia Power Inc. VP
Tritz, Kevin Timber Energy Resources, Inc. D (through the sole shareholder, Telogia
Power Inc.)
Tritz, Kevin Timber Energy Resources, Inc. VP
Truscott, Robert NRG Gladstone Operating Services Pty Ltd D
Urenco(1) Louisiana Energy Services, L.P. Management Committee Member
Urenco(1) Louisiana Energy Services, L.P. Vice Chairman
van Tol, Pieter NRG International Holdings (No. 2) GmbH D
van Tol, Pieter NRG International Holdings GmbH D
van Tol, Pieter NRGenerating Holdings (No. 2) GmbH D
van Tol, Pieter NRGenerating Holdings (No. 3) GmbH D
van Tol, Pieter NRGenerating Holdings (No. 4) GmbH D
van Tol, Pieter NRGenerating Holdings GmbH D
VanBenschoten, David MESI Fuel Station #1 LLC Manager
Vaughn, Richard ECK Generating, s.r.o. Supervisory Board member
Venkatasubramanian, P. Lanco Kondapalli Power Pvt Ltd. D
VKR(1) Kraftwerk Schkopau Betriebsgesellschaft mbH Operating and Maintenance Committee member
VKR(2) Kraftwerk Schkopau GbR Construction Committee member
VKR(2) Kraftwerk Schkopau GbR Finance Committee member
Vnuk, Pavel Entrade GmbH Manager (Geschaftsfuhrer)
Vnuk, Pavel Entrade s.r.o. Executive
96
Vnuk, Pavol Entrade Poland Sp. z o.o. Management Board Member
Volkar, Patrick Jackson Valley Energy Partners, L.P. Management Committee member
Volkar, Patrick San Joaquin Valley Energy Partners I, L.P. Management Committee member
Walker, Douglas Elk River Resource Recovery, Inc. VP
Walker, Douglas Energy National, Inc. VP
Walker, Douglas Minnesota Waste Processing Company, L.L.C. Management Committee Member
Walker, Douglas NRG Processing Solutions LLC P
Walker, Douglas NRG Telogia Power LLC P
Walker, Douglas Pacific Orrington Energy, Inc. VP
Walker, Douglas Tacoma Energy Recovery Company P
Walker, Douglas Telogia Power Inc. D, P
Walker, Douglas Timber Energy Resources, Inc. D (through the sole shareholder, Telogia
Power Inc.), P
Walmsley, Allan Csepeli Aramtermelo Kft. D
Walmsley, Allan Csepeli Eromu Rt. D
Walmsley, Allan NRG Csepel Energia Kft. Supervisory Board Member
Watts, Graeme NRG Gladstone Superannuation Pty Ltd D
Wentz, Karin NRG Capital LLC S
Wentz, Karin NRG ComLease LLC S
Wentz, Karin NRG Energy, Inc. Corporate S
Wentz, Karin NRG Finance Company I LLC S
Wentz, Karin NRG Turbines LLC S
White, Gary NRG Processing Solutions LLC VP
Whiteman, Paul Energy Developments Limited D
Whiting, Jr., McCauley Mid-Continent Power Company, L.L.C. Manager
Whitney, Thomas (independent D) NEO Landfill Gas Inc. D
Willcox, Peter Energy Developments Limited D
Williams, Alan Big Cajun I Peaking Power LLC VP
Williams, Alan Big Cajun II Unit 4 LLC VP
Williams, Alan Brazos Valley Energy LP VP
Williams, Alan Brazos Valley Technology LP VP
Williams, Alan Cabrillo Power I LLC VP
Williams, Alan Cabrillo Power II LLC VP
Williams, Alan Denver City Energy Associates, L.P. VP
Williams, Alan El Segundo Power, LLC VP
Williams, Alan GPP Investors I, LLC VP
Williams, Alan Granite II Holding, LLC VP
Williams, Alan Granite Power Partners II, L.P. VP
Williams, Alan Kaufman Cogen LP VP
Williams, Alan Long Beach Generation LLC VP
Williams, Alan Louisiana Generating LLC P
Williams, Alan LS Power Management, LLC VP
Williams, Alan LSP Batesville Funding Corp, D, VP
Williams, Alan LSP Batesville Holding, LLC VP
Williams, Alan LSP Energy Limited Partnership VP
Williams, Alan LSP Energy, Inc. D, VP
Williams, Alan LSP Equipment, LLC VP
Williams, Alan LSP-Denver City, Inc. VP
Williams, Alan LSP-Hardee Energy, LLC VP
Williams, Alan LSP-Kendall Energy, LLC VP
Williams, Alan LSP-Nelson Energy, LLC VP
Williams, Alan LSP-Pike Energy, LLC VP
Williams, Alan NRG Batesville LLC VP
Williams, Alan NRG Bayou Cove LLC VP
Williams, Alan NRG Brazos Valley GP LLC VP
Williams, Alan NRG Brazos Valley LP LLC VP
Williams, Alan NRG Brazos Valley Technology LP LLC VP
Williams, Alan NRG Central U.S. LLC VP
Williams, Alan NRG Development Company Inc. VP
Williams, Alan NRG Granite Acquisition LLC VP
Williams, Alan NRG Kaufman LLC Management Committee Member
Williams, Alan NRG Kaufman LLC VP
Williams, Alan NRG McClain LLC VP
Williams, Alan NRG Mesquite LLC Management Committee Member
Williams, Alan NRG Mesquite LLC VP
Williams, Alan NRG New Roads Generating LLC VP
97
Williams, Alan NRG New Roads Holdings LLC VP
Williams, Alan NRG Rocky Road LLC VP
Williams, Alan NRG Sabine River Works GP LLC Management Committee Member
Williams, Alan NRG Sabine River Works GP LLC VP
Williams, Alan NRG Sabine River Works LP LLC Management Committee Member
Williams, Alan NRG Sabine River Works LP LLC VP
Williams, Alan NRG South Central Generating LLC VP
Williams, Alan NRG South Central Operations Inc. VP
Williams, Alan NRG Sterlington Power LLC VP
Williams, Alan Rocky Road Power, LLC Executive Committee Representative
Williams, Alan South Central Generation Holding LLC VP
Williams, Alan Termo Santander Holding (Alpha), L.L.C. Executive Committee Representative
Wills, Reed F. B.L. England Power LLC VP
Wills, Reed F. Commonwealth Atlantic Power LLC VP
Wills, Reed F. Conemaugh Power LLC VP
Wills, Reed F. Deepwater Power LLC VP
Wills, Reed F. Indian River Power LLC VP
Wills, Reed F. James River Power LLC VP
Wills, Reed F. Keystone Power LLC VP
Wills, Reed F. MidAtlantic Generation Holding LLC VP
Wills, Reed F. NRG Development Company Inc. VP
Wills, Reed F. NRG MidAtlantic Generating LLC VP
Wills, Reed F. NRG MidAtlantic LLC VP
Wills, Reed F. NRG Newberry Generation LLC VP
Wills, Reed F. NRG Northern Ohio Generating LLC VP
Wills, Reed F. Vienna Power LLC VP
Wisnoski, Kenneth ECK Generating, s.r.o. Supervisory Board member
Wolf, Steven Central and Eastern Europe Power Fund, Ltd. D, Supervisory Council (alternate)
Wolf, Steven Croatia Power Group D
Wolf, Steven Csepeli Aramtermelo Kft. D
Wolf, Steven Csepeli Eromu Rt. Supervisory Board Member
Wolf, Steven ECK Generating, s.r.o. Supervisory Board member
Wolf, Steven Matra Powerplant Holding B.V. Managing D
Wolf, Steven NRG Caymans Company D
Wolf, Steven NRG Csepel Energia Kft. D
Wolf, Steven NRG Energy CZ, s.r.o. Executive D
Wolf, Steven NRG Energy PL Sp. z o.o. Management Board Member
Wolf, Steven NRG International Development Inc. VP
Wolf, Steven OU Nrg Energy Est Management Board Member
Zenner, Thomas ECK Generating, s.r.o. Supervisory Board member
Ziebell, Anne NRG Energy, Inc. AS
Zimmermann, Maximilian Entrade GmbH Manager (Geschaftsfuhrer)
Zimmermann, Maximilian Entrade Poland Sp. z o.o. Manager (Geschaftsfuhrer)
Zuba, Josef Prva Regulacna s.r.o. D
Part II
WITH RESPECT TO EACH OFFICER AND DIRECTOR WITH A FINANCIAL CONNECTION WITHIN THE
PROVISIONS OF SECTION 17(C) OF THE ACT, SHOW:
------------------------------- ------------------------------------------------ ------------------------ ------------------------
NAME OF OFFICER OR DIRECTOR NAME AND LOCATION OF FINANCIAL INSTITUTION POSITION HELD IN APPLICABLE EXTENSION
(1) (2) FINANCIAL INSTITUTION RULE
(3) (4)
------------------------------- ------------------------------------------------ ------------------------ ------------------------
C. Coney Burgess Herring Bancorp Inc., Vernon TX Chairman 70(a)
Herring National Bank, Clarendon TX Director
Herring National Bank, Vernon TX Director
Herring Bancshares Inc., Altus OK Chairman
Monarch Trust Co., Amarillo TX President & Director
Rodney E. Slifer Alpine Banks of Colorado, Vail CO Director 70(a)
W. Thomas Stephens The Putnam Funds, Boston MA Director 70(b)
David A. Christensen Wells Fargo & Co., San Francisco CA Director 70(b)
Douglas W. Leatherdale The John Nuveen Co., Chicago IL Director 70(b)
------------------------------- ------------------------------------------------ ------------------------ ------------------------
98
PART III.
STATE THE DISCLOSURES MADE IN EACH SYSTEM COMPANY'S MOST RECENT PROXY STATEMENT
AND ANNUAL REPORT ON FORM 10-K WITH RESPECT TO:
(a) THE COMPENSATION OF DIRECTORS AND EXECUTIVE OFFICERS OF SYSTEM
COMPANIES;
(b) THEIR INTEREST IN THE SECURITIES OF SYSTEM COMPANIES INCLUDING OPTIONS
OR OTHER RIGHTS TO ACQUIRE SECURITIES;
(c) THEIR CONTRACTS AND TRANSACTIONS WITH SYSTEM COMPANIES;
(d) THEIR INDEBTEDNESS TO SYSTEM COMPANIES;
(e) THEIR PARTICIPATION IN BONUS AND PROFIT-SHARING ARRANGEMENTS AND OTHER
BENEFITS;
(f) THEIR RIGHTS TO INDEMNITY.
From the Proxy Statement of Xcel Energy Inc.:
DIRECTORS' COMPENSATION
The following table provides information on our compensation and
reimbursement practices during 2001 for nonemployee directors. The director who
is employed by Xcel Energy, Mr. Wayne Brunetti, does not receive any
compensation for his Board activities.
DIRECTORS' COMPENSATION FOR 2001
Annual Director Retainer............ $ 28,234
Board Meeting Attendance Fees....... $ 1,200
Committee Meeting Attendance Fees... $ 1,200
Additional Retainer for Committee
Chair............................. $ 3,000
Stock Equivalent Units.............. $ 42,000
Xcel Energy has a Stock Equivalent Plan for Non-Employee Directors to more
closely align directors' interests with those of our shareholders. Under this
Stock Equivalent Plan, directors may receive an annual award of stock equivalent
units with each unit having a value equal to one share of our common stock.
Stock equivalent units do not entitle a director to vote and are only payable as
a distribution of whole shares of the Company's common stock upon a director's
termination of service. The stock equivalent units fluctuate in value as the
value of our common stock fluctuates. Additional stock equivalent units are
accumulated upon the payment of and at the same value as dividends declared on
our common stock. On April 26, 2001, non-employee directors of Xcel Energy
received an award of 1,332 stock equivalent units representing approximately
$42,000 in cash value. Additional stock equivalent units were accumulated during
2001 as dividends were paid on our common stock. The number of stock equivalents
for each non-employee director is listed in the share ownership chart which is
set forth below.
Directors also may participate in a deferred compensation plan which
provides for deferral of director retainer and meeting fees until after
retirement from the Board. A director may defer director retainer and meeting
fees into the Stock Equivalent Plan. A director who elects to defer compensation
under this plan receives a premium of 20% of the compensation that is deferred.
COMMON STOCK OWNERSHIP OF DIRECTORS AND EXECUTIVE OFFICERS
The following table sets forth information concerning beneficial ownership
of our common stock as of March 1, 2002, for: (a) each director and the nominees
for director; (b) named executive officers set forth in the Summary Compensation
Table; and (c) the directors and executive officers as a group. Unless otherwise
indicated, each person has sole investment and voting power (or shares such
powers with his or her spouse) with respect to the shares set forth in the
following table. None of the individuals listed in the Beneficial Ownership
Table below owned more than .22% of Xcel Energy's common stock. None of these
individuals owns any shares of Xcel Energy's preferred stock.
99
BENEFICIAL OWNERSHIP TABLE
OPTIONS
EXERCISABLE
NAME AND PRINCIPAL POSITION OF COMMON STOCK WITHIN 60 RESTRICTED
BENEFICIAL OWNER STOCK EQUIVALENTS DAYS STOCK TOTAL
------------------------------ ----- ----------- ---- ----- -----
Wayne H. Brunetti
Chairman of the Board, President
and Chief Executive Officer 80,551 5,387 692,850 36,841 815,629
C. Coney Burgess
Director 7,964 3,974 -- -- 11,938
David A. Christensen
Director 1,000 23,558 -- -- 24,558
Giannantonio Ferrari
Former Director* 14,526 -- -- -- 14,526
Roger R. Hemminghaus
Director 3,010 14,626 -- -- 17,636
A. Barry Hirschfeld
Director 11,323 4,681 -- -- 16,004
James J. Howard
Former Chairman of the Board** 160,075 -- 530,624 -- 690,699
Douglas W. Leatherdale
Director 600 22,929 -- -- 23,529
Albert F. Moreno
Director 2,325 10,011 -- -- 12,336
Margaret R. Preska
Director 1,200 16,932 -- -- 18,132
A. Patricia Sampson
Director 1,060 17,335 -- -- 18,395
Allan L. Schuman
Director 200 9,949 -- -- 10,149
Rodney E. Slifer
Director 16,200 13,496 -- -- 29,696
W. Thomas Stephens
Director 9,830 10,505 -- -- 20,335
Edward J. McIntyre
Chief Financial Officer 53,669 -- 160,101 -- 213,770
Richard C. Kelly(1)
President, Enterprises 29,560 2,589 224,750 4,449 261,348
Gary R. Johnson
Vice President and General Counsel 17,729 -- 116,465 -- 134,194
Paul J. Bonavia
President, Energy Markets 5,760 914 186,000 -- 192,674
100
Directors and Executive Officers as
a group (25 persons) 351,185 161,091 1,899,707 62,586 2,474,569
----------
* Retired as Director effective November 8, 2001.
** Retired as Chairman of the Board effective August 18, 2001.
(1) Mr. Kelly's wife owns 408 of these shares. Mr. Kelly disclaims beneficial
ownership of these shares.
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Securities Exchange Act of 1934 requires our directors
and officers to file with the Securities Exchange Commission reports regarding
their ownership and changes in ownership of our stock. We are required to
disclose whether we have knowledge that any person required to file such a
report may have failed to do so in a timely manner. We believe that during 2001,
all of our directors and officers subject to such reporting obligations have
satisfied all Section 16(a) filing requirements, except that David Sparby, Vice
President of Xcel Energy Services Inc., filed a late Form 5 corresponding to one
transaction that occurred in fiscal 2000, Douglas W. Leatherdale, a director of
Xcel Energy, filed a late Form 5 corresponding to one transaction that occurred
in fiscal 2000, Grady Butts, Vice President of Xcel Energy Services Inc., filed
a late Form 5 corresponding to one transaction that occurred in fiscal 2000 and
Cynthia Lesher, Vice President and Chief Administrative Officer of Xcel Energy,
filed a late Form 5 corresponding to one transaction that occurred in fiscal
2001. In making this statement, we have relied upon examination of the copies of
Forms 3, 4, and 5 and the written representations of its directors and executive
officers.
102
EXECUTIVE COMPENSATION
The following tables set forth cash and non-cash compensation for each of the
last three fiscal years ended December 31, 2001, for the Company's Chief
Executive Officer, each of the four next most highly compensated executive
officers serving as officers at December 31, 2001 and one former officer who
would have been among such four most highly compensated officers if he had not
retired prior to December 31, 2001 (collectively, the "Named Executive
Officers"). As set forth in the footnotes, the data presented in this table and
the tables that follow include amounts paid to the Named Executive Officers in
2001 by Xcel Energy or any of its subsidiaries, as well as by NCE and NSP or any
of their subsidiaries for the period prior to the Merger.
SUMMARY COMPENSATION TABLE
-----------------------------------------------------------------------------------------------------------------
ANNUAL COMPENSATION LONG-TERM COMPENSATION
----------------------------- -----------------------------------
AWARDS PAYOUTS
-------------------------- --------
(a) (b) (c) (d) (e) (f) (g) (h) (i)
-----------------------------------------------------------------------------------------------------------------
NUMBER OF
RESTRICTED SECURITIES
OTHER ANNUAL STOCK UNDERLYING LTIP ALL OTHER
NAME AND COMPENSATION AWARDS OPTIONS AND PAYOUTS COMPENSATION
PRINCIPAL POSITION YEAR SALARY($) BONUS($)(1) ($)(2) ($)(3) SAR'S (#)(4) ($)(5) ($)(6)
----------------------------------------------------------------- ---------- ---------------------- ---------
James J. Howard........ 2001 565,590 0 3,548,924 0 0 0 7,620,765
Former Chairman of 2000 825,000 1,063,300 8,896 0 956,000 0 26,357
the Board* 1999 730,000 233,346 29,072 335,800 147,040 0 22,178
Wayne H. Brunetti...... 2001 895,000 953,873 9,267 0 0 902,271 41,085
Chairman, President 2000 756,667 852,244 167,265 0 756,000 0 314,436
and Chief Executive 1999 590,000 228,802 0 0 106,000 0 32,984
Officer
Edward J. McIntyre..... 2001 430,000 353,340 3,933 0 0 279,370 21,336
Chief Financial 2000 412,500 344,447 7,945 0 296,136 0 22,424
Officer
1999 375,000 92,200 1,646 101,250 42,755 0 9,000
Richard C. Kelly....... 2001 425,417 338,588 1,208 0 0 269,633 19,277
President, Enterprises 2000 375,917 279,446 55,855 0 228,000 0 130,124
1999 330,000 154,350 0 0 45,000 0 15,998
Gary R. Johnson........ 2001 340,000 236,656 7,577 0 0 175,206 27,640
General Counsel 2000 313,750 240,378 1,916 0 185,188 0 25,409
1999 260,000 71,300 1,750 70,200 24,703 0 10,201
Paul J. Bonavia........ 2001 350,000 262,920 15,416 0 0 180,338 16,503
President, 2000 325,500 218,074 2,182 0 153,000 0 14,258
Energy Markets 1999 290,000 87,197 0 0 32,000 0 13,543
----------
* Retired as Chairman of the Board effective August 18, 2001.
101
(1) The amounts in this column for 2001 represent awards earned under the
Xcel Energy Executive Annual Incentive Award program. For Mr. Brunetti and Mr.
Kelly, the amounts for 2001 include the value of 25,068 and 4,449 shares,
respectively, of restricted common stock they received in lieu of a portion of
the cash payments to which they were otherwise entitled under the Xcel Energy
Executive Annual Incentive Award program. For Mr. Bonavia, the amount for 2001
includes the pre-tax value of 3,023 shares of common stock he received in lieu
of a portion of the cash payment to which he was otherwise entitled under the
Xcel Energy Executive Annual Incentive Award program.
(2) The amounts shown for 2001 include reimbursements for taxes on certain
personal benefits, including a flexible perquisite allowance received by the
named executives. The 2000 amount for Messrs. Brunetti and Kelly also include
taxes on relocation benefits of $162,745 and $55,855, respectively. In addition,
the 2001 amount for Mr. Howard includes $3,523,208 in tax gross- up.
(3) Amounts shown in this column reflect the market value of restricted stock
awarded under the NSP Long-Term Incentive Program ("LTIP"), and are based on the
closing price of the Company's common stock on the date that the awards are
made. The restrictions lapsed effective August 21, 2000, with the
change-in-control as a result of the Merger. At December 31, 2001, Mr. Brunetti
was the only Named Executive Officer who held shares of restricted stock. As of
December 31, 2001, Mr. Brunetti held 17,143 shares of restricted stock with an
aggregate value of $483,043.58. The restricted stock vests in three equal annual
installments commencing February 1, 2002.
(4) The amounts shown for 2000 include stock option awards made to the named
executives under the NSP LTIP for Messrs. Howard, McIntyre and Johnson (200,000,
62,136 and 38,188, respectively). The balance of the options for Messrs. Howard,
McIntyre and Johnson in 2000, and all of the options for Messrs. Brunetti, Kelly
and Bonavia for 2000 were granted under the Xcel Energy Omnibus Incentive Plan.
These grants were three-year front-loaded (i.e., they represented three years'
worth of options) and it is not expected that additional options will be granted
until 2003.
(5) The amounts shown for 2001 include cash payments made under the Xcel
Energy Long-term Incentive Program. NSP had no LTIP payouts in 1999 and 2000. No
performance cash awards under the NCE Value Creation Plan for Messrs. Brunetti,
Kelly and Bonavia were paid during 2001, 2000, or 1999.
(6) The amounts represented in the "All Other Compensation" column for the
year 2001 for the Named Executive Officers include the following:
VALUE OF THE
REMAINDER OF
INSURANCE
PREMIUMS
PAID BY IMPUTED
EMPLOYEE THE COMPANY INCOME AS A
CONTRIBUTIONS STOCK UNDER THE RESULT OF EARNINGS RETENTION
COMPANY TO THE NON- OWNERSHIP OFFICER THE LIFE ACCRUED UNDER BONUS/
MATCHING 401(k) QUALIFIED PLAN SURVIVOR INSURANCE DEFERRED NON-COMPETE
CONTRIBUTIONS SAVINGS PLANS CONTRIBUTION BENEFIT PLAN PAID BY THE COMPENSATION PAYMENTS TOTAL
NAME ($) ($) ($) ($) COMPANY ($) PLAN ($) ($) ($)
--------------- -------------- ------------- ------------ ------------- ----------- ------------- ------------ ----------
James J. Howard* 1,400 n/a 1,502 9,747 1,164 6,952 7,600,000 7,620,765
Wayne H. Brunetti 5,250 25,880 n/a n/a 9,955 n/a n/a 41,085
Edward J. 1,400 n/a 1,502 1,177 1,496 15,761 n/a 21,336
McIntyre
Richard C. Kelly 5,250 10,245 n/a n/a 3,782 n/a n/a 19,277
Gary R. Johnson 1,400 n/a 1,502 1,452 1,376 21,910 n/a 27,640
Paul J. Bonavia 5,250 9,333 n/a n/a 1,920 n/a n/a 16,503
----------
* Retired as Chairman of the Board effective August 18, 2001.
102
The following table indicates for each of the named executives the number and
value of exercisable and unexercisable options and SARs as of December 31, 2001.
AGGREGATED OPTION/SAR EXERCISES IN LAST FISCAL YEAR AND
FY-END OPTION/SAR VALUES
NUMBER OF SECURITIES
UNDERLYING UNEXERCISED VALUE OF UNEXERCISED
OPTIONS/SARS AT IN-THE-MONEY OPTIONS/
SHARES FY-END (#) SARS AT FY-END ($)(1)
ACQUIRED ON VALUE -------------------------- ---------------------------
EXERCISE REALIZED
NAME (#) ($) EXERCISABLE UNEXERCISABLE EXERCISABLE UNEXERCISABLE
--------------- ----------- -------- ----------- ------------- ----------- -------------
James J. Howard* 28,872 $268,870 555,540 756,000 2,814,962 1,079,190
Wayne H. 11,368 159,182 692,850 756,000 1,991,406 1,079,190
Brunetti
Edward J. 27,484 215,636 160,101 234,000 784,170 334,035
McIntyre
Richard C. Kelly 0 0 224,750 228,000 674,260 325,470
Gary R. Johnson 7,208 41,000 116,465 147,000 574,042 209,843
Paul J. Bonavia 0 0 186,000 153,000 381,905 218,408
--------------- ------ -------- ------- ------- --------- ---------
----------
* Retired as Chairman of the Board effective August 18, 2001.
(1) Option values were calculated based on a $27.74 closing price of Xcel Energy
common stock, as reported on the New York Stock Exchange at December 31,
2001.
103
LONG-TERM PERFORMANCE PLAN-- AWARDS IN LAST FISCAL YEAR(1)
The following table shows information on awards granted during 2001 under the
Company's Omnibus Incentive Plan for each person in the Summary Compensation
Table.
NUMBER OF ESTIMATED FUTURE PAYOUTS UNDER
SHARES, NON-STOCK PRICE-BASED PLANS
UNITS PERFORMANCE OR -----------------------------------
OR OTHER OTHER PERIOD UNTIL THRESHOLD
NAME RIGHTS(2) MATURATION OR PAYOUT ($)(3) TARGET ($) MAXIMUM ($)
---------------- ---------- -------------------- ---------- ---------- -----------
James J. 0 n/a n/a n/a n/a
Howard*(4)
Wayne H. Brunetti 35,563 1/1/01-12/31/03 0 1,006,875 2,013,750
Edward J. McIntyre 11,011 1/1/01-12/31/03 0 311,750 623,500
Richard C. Kelly 10,627 1/1/01-12/31/03 0 300,875 601,750
Gary R. Johnson 6,905 1/1/01-12/31/03 0 195,500 391,000
Paul J. Bonavia 7,108 1/1/01-12/31/03 0 201,250 402,500
----------
* Retired as Chairman of the Board effective August 18, 2001.
(1) The amounts in this table for the year 2001 are for the performance period
1/1/01-12/31/03 represent awards made under the performance unit component
described under "Long-term Incentives".
(2) Each unit represents the value of one share of Xcel Energy common stock.
(3) If the threshold for the performance unit component, of the 35th percentile
is achieved, the payout could range between 25% and 200%. The amounts are
based on a stock price of $28.3125, which was the price on January 2, 2001.
(4) Mr. Howard does not participate in the performance share component.
PENSION PLAN TABLE
The following table shows estimated combined pension benefits payable to a
covered participant from the qualified defined benefit plans maintained by Xcel
Energy and its subsidiaries and the Xcel Energy Supplemental Executive
Retirement Plan (the "SERP"). The Named Executive Officers are all participants
in the SERP and the qualified defined benefit plans sponsored by the Company.
YEARS OF SERVICE
------------------------------------------------
20 OR M0RE
REMUNERATION 10 YEARS 15 YEARS YEARS
------------ -------- -------- ----------
200,000 55,000 82,500 110,000
225,000 61,875 92,813 123,750
250,000 68,750 103,125 137,500
275,000 75,625 113,438 151,250
300,000 82,500 123,750 165,000
350,000 96,250 144,375 192,500
400,000 110,000 165,000 220,000
450,000 123,750 185,625 247,500
500,000 137,500 206,250 275,000
600,000 165,000 247,500 330,000
700,000 192,500 288,750 385,000
800,000 220,000 330,000 440,000
900,000 247,500 371,250 495,000
1,000,000 275,000 412,500 550,000
1,100,000 302,500 453,750 605,000
1,200,000 330,000 495,000 660,000
1,300,000 357,500 536,250 715,000
1,400,000 385,000 577,500 770,000
1,500,000 412,500 618,750 825,000
1,600,000 440,000 660,000 880,000
1,700,000 467,500 701,250 935,000
1,800,000 495,000 742,500 990,000
1,900,000 522,500 783,750 1,045,000
2,000,000 550,000 825,000 1,100,000
2,100,000 577,500 866,250 1,155,000
2,200,000 605,000 907,500 1,210,000
104
The benefits listed in the Pension Plan Table are not subject to any
deduction or offset. The compensation used to calculate the SERP benefits is
base salary plus annual incentive. The Salary and Bonus columns of the Summary
Compensation Table for 2001 reflect the covered compensation used to calculate
SERP benefits.
The SERP benefit accrues ratably over 20 years and, when fully accrued, is
equal to (a) 55% of the highest three years covered compensation of the five
years preceding retirement or termination minus (b) the qualified plan benefit.
The SERP benefit is payable as an annuity for 20 years, or as a single lump-sum
amount equal to the actuarial equivalent present value of the 20-year annuity.
Benefits are payable at age 62, or as early as age 55 reduced 5% for each year
that the benefit commencement date precedes age 62.
The approximate credited years of service under the SERP as of December 31,
2001, were as follows:
Mr. Brunetti 14 years
Mr. McIntyre 29 years
Mr. Kelly 34 years
Mr. Johnson 23 years
Mr. Bonavia 4 years
Notwithstanding any special provisions related to pension benefits described
under "Employment Agreements and Severance Arrangements," the Company has
granted additional credited years of service to Mr. Brunetti for purposes of
SERP accrual. The additional credited years of service (approximately seven) are
included in the above table. Additionally, the Company has agreed to grant full
accrual of SERP benefits to Mr. Brunetti at age 62 and to Mr. Bonavia at age 57
and 8 months, if they continue to be employed by the Company until such age.
In accordance with his employment agreement, upon retirement, Mr. Howard, who
retired as Chairman of the Board effective August 18, 2001, received a lump-sum
payment equal to the present value of combined benefits from the NSP Traditional
Pension Plan and supplemental Company payments as though he had completed 30
years of service, less the pension benefits earned from a former employer. For
purposes of the employment agreement, the present value of the lump sum payment
was calculated using a discount rate based on the interest rate for valuing
immediate annuities used by the Pension Benefit Guaranty Corporation, which was
different from the GATT rate utilized for other employees.
REPORT OF THE COMPENSATION AND NOMINATING COMMITTEE OF THE BOARD OF DIRECTORS
The executive compensation and benefit programs of the Company are
administered by the Compensation and Nominating committee of the Board of
Directors (the "Committee"). The Committee is composed of W. Thomas Stephens,
Chairperson, C. Coney Burgess, David A. Christensen, A. Barry Hirschfeld,
Douglas W. Leatherdale, and A. Patricia Sampson, all of whom are independent,
"non-employee directors" of the Company, as defined by Section 16(b) of the
Securities Exchange Act of 1934 (the "1934 Act"), and "outside directors" as
defined within the meaning of Section 162(m) of the Internal Revenue Code of
1986. The Board has delegated to the Committee the responsibility of
establishing the Company's compensation philosophy, as well as the compensation
package for the Chairman, President and Chief Executive Officer and other named
executives of the Company. This includes establishing and administering the
Company's base salary program, executive annual and long-term incentive
programs, and executive benefit programs. The Committee also recommends and
administers compensation and benefit programs for all Company executives and key
talent.
105
COMPENSATION PHILOSOPHY
The Committee's goal is to attract, retain, and motivate the outstanding
executive talent needed to deliver superior returns to shareholders and provide
the highest quality of service to customers.
The Company's executive compensation philosophy uses a combination of salary
and performance-based (incentive) compensation, delivered through annual and
long-term incentives, to align management's interests with those of
shareholders. This philosophy results in a compensation mix for senior officers
in which annual and long-term incentives account for more than 50 percent of the
executives' annual compensation. In addition, the Company's compensation program
helps to reinforce management's link to shareholders by establishing plans that
compensate executives based on corporate, business unit, and individual
performance goals. Finally, significant use of equity-based incentives
encourages management to respond to business challenges and opportunities as
owners as well as employees.
In establishing a compensation strategy for the Company, the Committee worked
with an independent, nationally recognized compensation and benefits consulting
firm and took into account several factors:
o The desire to align management interests with those of shareholders.
o The desire to strongly link management pay to both annual and long-term
Company performance.
o The need to attract talent from broader markets as the utility industry
changes, to retain individuals of outstanding ability and to motivate such
individuals to achieve superior performance.
As a result, the Committee has approved a compensation strategy designed to
meet these objectives and encourage executives to achieve in a highly evolving
competitive environment. Base salaries and annual and long-term incentive
opportunities are set to the median of utility industry and general industry
levels to provide an incentive for executives to optimize the Company's
performance. In addition, stock-based compensation has become a significant
portion of overall executive pay. Base salaries are reviewed annually, with
increases tied to such factors as individual performance, the executive's duties
and responsibilities, financial results, and changes in the marketplace.
However, the overall opportunity for pay increases through base salary will
continue to be de-emphasized, so that the majority of each executive's
opportunity for increased compensation will be delivered through incentive-based
pay.
Federal tax law limits the deductibility of executive compensation in excess
of $1,000,000 unless certain exceptions are met. It is the Committee's intent to
maintain the deductibility of executive compensation to the extent reasonably
practicable and to the extent consistent with its other compensation objectives.
BASE SALARY
The Committee targeted base salaries to the 50th percentile of a combined
group of utility and general industry companies (on a revenue adjusted basis) as
described above. Under the terms of his employment agreement, Mr. Brunetti was
entitled to a base salary not less than his salary immediately prior to the
Merger, which was $685,000. In connection with the assumption of increased
responsibilities following the Merger, effective August 2000, Mr. Brunetti
received a salary adjustment to $895,000. This was intended to be his salary
level for the balance of 2000 as well as all of 2001. Consequently, Mr. Brunetti
did not receive any salary increase for 2001. Similarly, with the exception of
Mr. Kelly, the other Named Executive Officers received salary adjustments in
August 2000 and did not receive any further adjustments for 2001. Mr. Kelly
received a salary adjustment of 6% for 2001 in recognition of accepting
additional responsibilities. These base salaries are included in the "Salary"
column of the Summary Compensation Table.
ANNUAL INCENTIVE
Annual incentives are administered under the Xcel Energy Executive Annual
Incentive Award Plan (the "Xcel Annual Incentive Plan"), which was approved by
shareholders in 2000.
106
Annual incentive awards are targeted to the 50th percentile of blended
utility industry and general industry levels, as discussed above, and are based
on achieving corporate financial and operational goals and business unit
operational goals.
Target Annual Incentive Awards for 2001
Corporate goals include targeted earnings per share, a customer service index
(which includes measurement of reliability) and an employee satisfaction index
(which includes safety). Business Unit goals include customer service,
reliability, safety and meeting budget, measured at a business unit level.
Target annual incentive awards (as a percent of base salary) are set for all
Xcel Energy officers, ranging from 75% of salary for Mr. Brunetti to 50% of
salary for the other Named Executive Officers. Maximum awards may be up to two
times the target awards. Mr. Howard did not receive any annual incentive award.
The annual incentive formula is calculated using predetermined performance
measures. For Mr. Brunetti, the formula is weighted 100% to attaining corporate
goals. For the other executive officers, including Named Executive Officers, the
formula is weighted 67% to attaining corporate goals and 33% to attaining
business unit operational goals.
In order to encourage increased share ownership by executive officers, the
Xcel Annual Incentive Plan provides the option for executives to receive their
payments in shares of common stock or shares of restricted common stock (which
vests in equal annual installments over a three year period) in lieu of cash. A
5% premium is added to amounts paid in shares of common stock, and a 20% premium
is added to amounts paid in shares of restricted common stock.
Calculation and Payment of 2001 Annual Incentive Awards
Based on corporate performance during 2001, payouts under the corporate
performance component were 142% of the corporate target. Business unit
performance resulted in payouts ranging from 76% to 167% of the target for the
business unit goals. As a result, the executive officers received from 139% to
150% of their targeted annual incentive awards.
The annual incentive payments for all Named Executive Officers are included
in the "Bonus" column of the Summary Compensation Table.
LONG-TERM INCENTIVES
Long-term incentives are administered under the Xcel Energy Omnibus Incentive
Plan, approved by shareholders in 2000. This plan allows for several forms of
incentive compensation from which the Committee may select in designing
long-term incentives.
For 2001 the Xcel Energy long-term incentive plan had two components:
o stock options; and
o performance shares.
Long-term incentive opportunities range from 225% of base salary for Mr.
Brunetti to 115% of base salary for other Xcel Energy executive officers. Stock
options are targeted to deliver 50% of each officer's long-term incentive
opportunity, with the remaining 50% delivered through the performance share
component.
Stock Option Component. In 2000 the Committee made one stock option grant to
all of the Named Executive Officers. This grant was "front-loaded" and covers
the period August 2000 to August 2003, during which the Committee intends to
make no further grants to the Named Executive Officers. Accordingly, no
additional option grants were made to the Named Executive Officers during 2001.
107
The 2000 grant, which was reported in last year's proxy statement, contains a
"performance vesting" provision which provides that the options will become
exercisable at the earlier of:
o The date Xcel Energy common stock closes at a price which equals or exceeds
$32.890625; or
o August 21, 2005.
Once vested, the options may be exercised at any time on or before August 20,
2010.
Performance Share Component. The performance share component uses a single
measure, Total Shareholder Return ("TSR"). Xcel Energy's TSR will be measured
over a three-year period, using overlapping cycles. Xcel Energy's TSR is
compared to the TSR of other companies in the EEI Electrics Index as a peer
group. At the end of each three-year period, the performance unit component
provides for payment at target for performance at the 50th percentile of the
peer group and at 200% of target for performance at or above the 75th percentile
of the peer group. The performance unit component provides smaller payments for
performance below the 50th percentile. No payment would be made for performance
below the 35th percentile.
Awards in the performance share component are made in shares, each of which
represents the value of one share of Xcel Energy common stock. The number of
shares awarded is calculated by dividing the executive's target award by the
fair market value of Xcel Energy common stock on the date of the grant.
For the measurement cycle that ended in 2001, the TSR was at the 47th
percentile resulting in a payout of 85% of the target.
For the 2001 to 2003 measurement cycle, Mr. Brunetti was awarded 35,563
shares. Other Named Executive Officers were awarded from 6,905 to 11,011 shares.
These awards are included in the Long-Term Incentive Plans -- Awards in Last
Fiscal Year Table.
Other Perquisites and Benefits
Other perquisites and benefits provided to executives generally are not tied
to the Company's financial performance, but are primarily designed to attract
and retain executives. Among the perquisites and benefits provided by the
Company in 2001 to its executives are contributions to the Employee Stock
Ownership Plan ("ESOP") (at 0.8838% of the individual's covered compensation --
the same rate applied to all other ESOP participants), Company-paid life
insurance in an amount equal to four times base pay, and benefits provided under
the NSP Deferred Compensation Plan, the NSP Excess Benefit Plan, the New Century
Energies Salary Deferral and Supplemental Savings Plan for Executive Officers
and the Xcel Energy Supplemental Executive Retirement Plan that make up for
retirement benefits that cannot be paid under the Company's qualified retirement
plans due to Internal Revenue Code limitations and the exclusion of certain
elements of pay from pension-covered earnings. The level of retirement benefits
provided by these plans in the aggregate is reflected in the Pension Plan Table.
Certain executive officers, including three of the Named Executive Officers,
may receive severance benefits in accordance with the Xcel Energy Senior
Executive Severance Policy, which is described in more detail under the section
below entitled "Severance Arrangements."
STOCK OWNERSHIP GUIDELINES
The Committee believes that it is essential to align management's interests
with those of the shareholders. In order to emphasize this belief, Xcel Energy
adopted stock ownership guidelines for the executives. The Committee believes
that linking a significant portion of an executive's current and potential
future net worth to Xcel Energy's success, as reflected in the stock price,
ensures that executives have a stake similar to that of Xcel Energy
shareholders. Such guidelines also encourage the long-term management of the
Company for the benefit of the shareholders.
108
The share ownership guideline for each executive is based on the executive's
position. The guideline for the Chairman of the Board, President and Chief
Executive Officer is five times base salary. The guideline for the Chief
Financial Officer and the President of the Enterprises Business Unit is four
times base salary. Other Business Unit Heads have a guideline of three times
base salary. All other Company officers have share ownership guidelines of two
times base salary. Each executive is expected to achieve the applicable
ownership guidelines by August 1, 2005, and each is expected to reach interim
milestones at August 1, 2003 and August 1, 2004. All shares that the executive
is entitled to vote count toward compliance with the ownership guidelines.
CHIEF EXECUTIVE OFFICER COMPENSATION
The compensation of Wayne H. Brunetti, Chairman of the Board, President and
Chief Executive Officer, is determined by the process described in the
short-term and long-term performance components above, namely base salary,
annual incentive, performance unit, and stock options. Mr. Brunetti received a
long-term incentive opportunity of 225% of base salary and an annual incentive
award target of 75% of base salary. As discussed above, due to the front-end
loaded option grant in 2000, he was not granted any additional options in 2001.
However, he was awarded 35,563 performance shares.
Mr. Brunetti received a base salary adjustment in August 2000 and did not
receive further adjustment for 2001. His base salary is included in the "Salary"
column of the Summary Compensation Table above.
CONCLUSION
The Committee believes that Xcel Energy's executive compensation package
effectively serves the interests of the Company and its shareholders. The
balance of base pay and annual and long-term incentives provides increased
motivation to executives to contribute to and participate in the Company's
long-term success. The Committee is dedicated to ensuring that the Company's
total compensation package continues to meet the needs of the Company and will
monitor and revise compensation policies as necessary.
SUBMITTED BY THE COMPENSATION AND NOMINATING COMMITTEE
OF THE XCEL ENERGY BOARD OF DIRECTORS
W. Thomas Stephens, A. Barry Hirschfeld
Chair
C. Coney Burgess Douglas W. Leatherdale
David A. Christensen A. Patricia Sampson
109
XCEL ENERGY STOCK PERFORMANCE GRAPH
The following compares our cumulative total shareholder turn on common stock
with the cumulative total return of the Standard & Poor's 500 Composite Stock
Price Index, and the EEI Electrics Index over the last five fiscal years
(assuming a $100 investment in each vehicle on December 31, 1996 and the
reinvestment of all dividends).
The EEI Electrics Index currently includes 69 companies and is a broad
measure of industry performance.
COMPARATIVE TOTAL RETURN
[STOCK PERFORMANCE GRAPH OMITTED]
1996 1997 1998 1999 2000 2001
---- ---- ---- ---- ---- ----
Xcel Energy $100 $134 $134 $101 $160 $161
EEI $100 $127 $145 $118 $175 $159
Electrics
S&P 500 $100 $133 $172 $208 $189 $166
EMPLOYMENT AGREEMENTS AND SEVERANCE ARRANGEMENTS
James J. Howard Employment Agreement
In connection with the Merger, James J. Howard entered into an employment
agreement with the Company pursuant to which Mr. Howard continued employment
with Xcel Energy and served as Chairman of the Board for the year following the
Merger. Mr. Howard retired from his position as Chairman of the Board in August
2001. Pursuant to his employment agreement, for one year following his date of
termination, he is forbidden from competing with, or disclosing confidential
information about, Xcel Energy and its affiliates.
Pursuant to his employment agreement, Mr. Howard received a special retention
bonus of $7.6 million of which $2.5 million was paid specifically for the
noncompetition and confidentiality covenants described above. Mr. Howard will be
obligated to forfeit that amount if he materially breaches the covenants. Xcel
Energy made Mr. Howard whole for excise tax on excess severance payments made.
Mr. Howard's employment agreement also preserved the supplemental retirement
benefit to which he was entitled pursuant to his employment agreement which was
in effect prior to the Merger. Upon his retirement in August 2001, Mr. Howard
received a lump-sum payment of $5.7 million pursuant to this supplemental
retirement benefit. See discussion under "Pension Plan Table" above.
Wayne H. Brunetti Employment Agreement
At the time of the merger agreement, NCE and NSP also entered into a new
employment agreement with Mr. Brunetti, which replaced his existing employment
agreement with NCE when the Merger was completed. The initial term of the new
agreement is four years, with automatic one-year extensions beginning at the end
of the second year and continuing each year thereafter unless notice is given by
either party that the agreement will not be extended. Under the terms of the
agreement, Mr. Brunetti served as Chief Executive Officer and President and a
member of the board of directors of Xcel Energy for one year following the
Merger, and, commencing August 18, 2001 (one year after the Merger) began
serving as Chief Executive Officer and Chairman of the Board of Directors of
Xcel Energy. Mr. Brunetti is required to perform the majority of his duties at
the headquarters of Xcel Energy in Minneapolis, Minnesota, and was required to
relocate the residence at which he spends the majority of his time to the Twin
Cities area. His agreement also provides that if Mr. Brunetti becomes entitled
to receive severance benefits, he will be forbidden from competing with Xcel
Energy and its affiliates for two years following the termination of his
employment, and from disclosing confidential information of Xcel Energy and its
affiliates.
110
Under his employment agreement, Mr. Brunetti will receive the following
compensation and benefits:
o a base salary not less than his base salary immediately before the Merger;
o the opportunity to earn annual and long-term incentive compensation
amounts not less than he was able to earn immediately before the Merger;
o life insurance coverage and participation in a supplemental executive
retirement plan;
o the same fringe benefits as he received under his NCE employment
agreement, or, if greater, as those of the next higher executive officer
of Xcel Energy; and
If Mr. Brunetti's employment were to be terminated by Xcel Energy without
cause or if he were to terminate his employment for good reason, he would be
entitled to receive the compensation and benefits described above as if he had
remained employed for the employment period remaining under his employment
agreement and then retired, at which time he would be eligible for all retiree
benefits provided to retired senior executives of Xcel Energy. In determining
the level of his compensation following termination of employment, the amount of
incentive compensation he would receive would be based upon the target level of
incentive compensation he would have received in the year in which his
termination occurred, and he would receive cash equal to the value of stock
options, restricted stock and other stock-based awards he would have received
instead of receiving the awards. In addition, the restrictions on his restricted
stock would lapse and his stock options would have become vested. Finally, Xcel
Energy would be obligated to make Mr. Brunetti whole for any excise tax on
severance payments that he incurs.
Mr. Brunetti also had a change-of-control employment agreement with NCE. The
Merger did not cause a "change of control" under this agreement, so it did not
become effective as a result of the Merger. However, in case this agreement
becomes effective because of a later change of control, Mr. Brunetti has waived
his right to receive any severance benefits under the change-of-control
employment agreement to the extent they would duplicate severance benefits under
his employment agreement.
Paul J. Bonavia Employment Agreement
In connection with and effective upon completion of the Merger, Xcel Energy
and Paul J. Bonavia entered into an amendment to an employment agreement between
Mr. Bonavia and NCE. Except as discussed below, the original agreement expired
December 14, 2000. In connection with the Merger, Mr. Bonavia's position changed
from Senior Vice President, General Counsel and President of NCE's International
Business Unit to President of Xcel Energy's Energy Markets Business Unit. In the
amendment, Mr. Bonavia agreed not to assert before January 6, 2003 that his
duties and responsibilities have been diminished, and thus he has waived the
right to claim certain benefits under the Xcel Senior Executive Severance Policy
relating to this change in his status prior to that date. If certain conditions
are met on January 6, 2003 or within seven business days thereafter, which
conditions include the termination of Mr. Bonavia's employment, Mr. Bonavia will
be entitled to severance benefits comparable to those provided to the other
senior executives under the Xcel Senior Executive Severance Policy described
below.
Severance Policy
NSP and NCE each adopted a 1999 senior executive severance policy in March
1999. These policies were combined into a single Xcel Energy Senior Executive
Severance Policy which will continue until August 18, 2003 and may be extended
beyond August 2003. All of the executive officers of Xcel Energy other than Mr.
Brunetti participate in the policy.
Under the policy, a participant whose employment is terminated at any time
before August 18, 2003, the third anniversary of the Merger, will receive
severance benefits unless:
o the employer terminated the participant for cause;
o the termination was because of the participant's death, disability, or
retirement;
o the division or subsidiary in which the participant worked was sold and
the buyer agreed to continue the participant's employment with specified
protections for the participant; or
111
o the participant terminated voluntarily without good reason. To receive the
severance benefits, the participant must also sign an agreement releasing
all claims against the employer and its affiliates, and agreeing not to
compete with the employer and its affiliates and not to solicit their
employees and customers.
The severance benefits for executive officers under the policy include the
following:
o a cash payment equal to 2.5 times the participant's annual base salary,
annual bonus and annualized long-term incentive compensation, plus
prorated incentive compensation for the year of termination;
o a cash payment equal to the additional amounts that would have been
credited to the executive under pension and retirement savings plans, if
the participant had remained employed for another 2.5 years;
o continued welfare benefits and a perquisite allowance for 2.5 years;
o financial planning benefit for two years, and outplacement services
costing not more than $30,000; and
o an additional cash payment to make the participant whole for any excise
tax on excess severance payments that he or she may incur, with certain
limitations specified in the policies.
Some of the executive officers of NCE who participate in the severance policy
also had change-of-control employment agreements with NCE. The Merger was not
considered a change of control under these agreements, so they did not become
effective as a result of the Merger. However, if they become effective because
of a later change of control, the severance benefits under the Xcel Senior
Executive Severance Policy will be reduced by any severance benefits that the
participant receives under such an employment agreement.
112
NRG Energy Inc.'s proxy statement:
NRG Energy Inc. has delayed its annual meeting, and production of its proxy
statement, until the outcome of Xcel Energy Inc.'s tender offer for the publicly
held shares of NRG is known. However, Officers' and Directors' compensation data
was published in NRG's 10-k for the year ended Dec. 31, 2001, and is included
below.
COMPENSATION OF EXECUTIVE OFFICERS
The following tables set forth cash and non-cash compensation for each of the
last three fiscal years ended December 31, for the individual who served as the
Company's Chief Executive Officer during 2001 and each of the four next most
highly compensated executive officers (collectively, the "Named Executive
Officers").
SUMMARY COMPENSATION TABLE
ANNUAL COMPENSATION LONG-TERM COMPENSATION
------------------------------------------------------------------------
AWARDS PAYOUTS
-------------------- ----------
(a) (b) (c) (d) (e) (f) (g) (h) (i)
OTHER NUMBER OF ALL
ANNUAL RESTRICTED SECURITIES OTHER
COMPEN- STOCK UNDERLYING LTIP COMPEN-
NAME AND SALARY BONUS SATION AWARDS OPTIONS AND PAYOUTS SATION
PRINCIPAL POSITION YEAR ($) ($) ($)(1) ($) SARS (#) ($) ($)
----------------------- ---- ------- -------- -------- ---------- ----------- --------- -----------
David H. Peterson 2001 491,670 750,000 13,689 0 265,500 9,902(2)
Chairman, President & 2000 397,340 474,000 28,678 0 120,000 1,212,067 22,923(3)
Chief Executive 1999 367,992 192,970 6,131 0 0 155,995 33,201
Officer
Craig A. Mataczynski 2001 316,680 321,038 7,752 0 105,000 8,125(4)
Senior Vice 2000 278,340 276,500 6,303 0 60,000 186,250 3,059(5)
President-North 1999 246,250 150,000 4,706 0 0 15,533 15,251
America
John A. Noer(6) 2001 270,009 297,000 12,663 0 78,000 0 4,649(7)
Senior Vice 2000 259,992 256,750 6,554 0 60,000 0 2,464(8)
President-Worldwide 1999 0 0 0 0 0 0 0
Operations
James J. Bender 2001 287,510 319,000 13,110 0 84,000 6,815(9)
Vice President & 2000 256,242 256,750 7,131 0 60,000 186,636 2,609(10)
General Counsel 1999 213,746 100,000 6,528 0 0 19,729 6,172
Leonard A. Bluhm 2001 218,761 242,000 7,350 0 85,000 4,760(11)
Executive Vice 2000 204,175 202,438 8,508 0 60,000 391,887 2,467(12)
President & Chief 1999 194,590 72,150 5,265 0 0 50,489 12,814
Financial Officer
----------
1 Represents amounts reimbursed during the fiscal year for the payment of taxes
on fringe benefits.
2 Includes $7,000 of universal life insurance premiums; $1,502 of Employee Stock
Ownership Plan contributions; $1,400 of 401(k) Plan matching contributions.
3 Includes $7,000 of universal life insurance premiums; $13,478 of imputed
income on life insurance; $1,279 of contributions to the Northern States Power
Company Employee Stock Ownership Plan; $900 of matching contributions to the NSP
Retirement Savings Plan; and $266 of deferred compensation excess. Does not
include $5,789 of incentive pension make-up earned in 1999 and paid in 2000.
4 Includes $1,502 of Employee Stock Ownership Plan contributions; $327 of term
life insurance premiums; $5,297 of 401(k) Plan matching contributions and $999
of Deferred Compensation excess.
5 Includes $384 of term life insurance premiums; $1,226 of contributions to the
Northern States Power Company Employee Stock Ownership Plan; $900 of matching
contributions to the NSP Retirement Savings Plan; and $549 of deferred
compensation excess. Does not include $4,500 for incentive pension make-up
earned in 1999 and paid in 2000.
6 Mr. Noer was hired on January 1, 2000. Prior to such date, Mr. Noer was
employed by NSP.
7 Includes $1,502 of Employee Stock Ownership Plan contributions; $1,400 of
401(k) Plan matching contributions, and $1,747 of Deferred Compensation excess.
8 Includes $1,279 of contributions to the Northern States Power Company Employee
Stock Ownership Plan; $900 of matching contributions to the NSP Retirement
Savings Plan; and $2,464 of deferred compensation excess. Does not include
$1,320 for incentive pension make-up earned in 1999 and paid in 2000.
9 Includes $1,502 of Employee Stock Ownership Plan contributions; $16 of term
life insurance premiums; and $5,297 of 401(k) Plan matching contributions.
10 Includes $318 of term life insurance premiums; $1,279 of contributions to the
Northern States Power Company Employee Stock Ownership Plan; $900 of matching
contributions to the NSP Retirement Savings Plan; and $112 of deferred
compensation excess. Does not include $3,000 for incentive pension make-up
earned in 1999 and paid in 2000.
11 Includes $1,502 of Employee Stock Ownership Plan contributions; $1,858 of
term life insurance premiums and $1,400 of 401(k) Plan matching contributions.
12 Includes $288 of term life insurance premiums; $1,279 of contributions to the
Northern States Power Company Employee Stock Ownership Plan; and $900 of
matching contributions to the NSP Retirement Savings Plan. Does not include
$2,165 for incentive pension make-up earned in 1999 and paid in 2000.
113
OPTIONS AND STOCK APPRECIATION RIGHTS (SARS)
The following table indicates for each of the Named Executive Officers the
extent to which the Company used stock options and SARs for executive
compensation purposes in 2001 and the potential value of such stock options and
SARs as determined pursuant to the SEC rules.
OPTION/SAR GRANTS IN LAST FISCAL YEAR
INDIVIDUAL GRANTS POTENTIAL REALIZABLE
VALUE AT ASSUMED ANNUAL
RATES OF STOCK PRICE
APPRECIATION FOR OPTION
TERM
------------------------------------------------------------------- -------------------------
(a) (b) (c) (d) (e) (f) (g)
% OF TOTAL
NUMBER OF OPTIONS
SECURITIES /SARS
UNDERLYING GRANTED TO EXERCISE
OPTIONS/SARS EMPLOYEES OF BASE
NAME GRANTED IN FISCAL PRICE EXPIRATION
(#)(1) YEAR ($/SHARE) DATE 5%($)(2) 10%($)(2)
--------------------- ----------- ------------ ---------- ---------- ------------ ------------
David H. Peterson 177,000 5.15% $23.50 06/19/11 $2,644,719 $6,675,081
88,500 2.58% $13.96 12/21/11 $775,533 $1,966,710
Craig A. Mataczynski 70,000 2.04% $23.50 06/19/11 $1,045,934 $2,639,863
35,000 1.02% $13.96 12/21/11 $306,708 $777,795
John Noer 52,000 1.51% $23.50 06/19/11 $776,979 $1,961,041
26,000 0.76% $13.96 12/21/11 $227,840 $577,790
James J. Bender 56,000 1.63% $23.50 06/19/11 $836,747 $2,111,890
28,000 0.81% $13.96 12/21/11 $245,366 $622,236
Leonard A. Bluhm 55,000 1.60% $23.50 06/19/11 $821,805 $2,074,178
30,000 0.87% $13.96 12/21/11 $262,892 $666,681
------------
1 Amounts shown represent stock options granted to the Named Executive Offices
under the 2000 Plan and do not include options held by the Named Executive
Officers to purchase shares of stock of Xcel Energy or stock options granted to
the Named Executive Officers to replace equity units held under the NRG Equity
Plan. Such options were granted with an exercise price ($15.00) equal to the
initial public offering price of a share of Common Stock. The options vest and
may be fully exercisable on the fifth anniversary of the date of the grant. All
options expire 10 years from the date of the grant.
2 The hypothetical potential appreciate shown in columns (f) and (g) for the
Name Executive Officers is required by the SEC rules. The amounts in these
columns do not represent either the historical or anticipate future performance
of the Company's Common Stock level of appreciation.
The following table indicates for each of the Named Executive Officers the
number and value of exercisable and unexercisable options and SARs as of
December 31, 2000.
AGGREGATED OPTION/SAR EXERCISES IN THE LAST FISCAL YEAR
AND FY-END OPTIONS/SAR VALUES
(a) (b) (c) (d) (e)
NUMBER OF SECURITIES VALUE OF UNEXERCISED
SHARES UNDERLYING UNEXERCISED IN-THE-MONEY OPTIONS/SARS
ACQUIRED ON VALUE OPTIONS/SARS AT FY-END(#) AT FY-END($)
NAME EXERCISE(#) REALIZED EXERCISABLE/UNEXERCISABLE(1) EXERCISABLE/UNEXERCISABLE(2)
----------------------- ----------- -------- ---------------------------- ------------------------
David H. Peterson(3) 0 0 308,415 $2,542,754
697,780 $2,613,092
Craig A. Mataczynski 13,074 $302,875 44,294 $ 353,079
246,961 $ 126,666
John A. Noer 0 0
60,000 $ 30,000
James J. Bender 0 0 54,025 $ 436,933
177,769 $ 492,348
Leonard A. Bluhm 0 0 43,690 $ 372,754
193,601 $1,111,298
------------
1 Includes stock options granted to the Named Executive Officers to replace
equity units held under the NRG Equity Plan but does not include Xcel Energy
options.
2 Option values were calculated based on a $15.50 closing price of Common Stock,
as reported on the New York Stock Exchange on December 29, 2001.
3 Does not include 8,672 share and 1,524 shares of NSP Nonqualified Stock
Options having values of $15,192 and $3,146 respectively, sold by David H.
Peterson in calendar year 2001.
114
ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS
DATE CONTRIBUTOR RECIPIENT PURPOSE AMOUNT
---- ----------- --------- ------- ------
4/25/01 NSP-Wisconsin Chamberlain Research Survey $ 8,000
Consultants, Inc.
2/20/01 NSP-Wisconsin Wisconsin Manufacturing & Annual dues 4,153
Commerce
4/25/01 NSP-Wisconsin Wisconsin Women in Government Founding partner of the Wisconsin Eye 1,000
Public Affairs Network
5/4/01 NSP-Wisconsin Wisconsin Eye Scholarship and dues 100,000
5/29/01 NSP-Wisconsin ALEC Sponsorship for "The US Constitution and 7,500
You" video tape
9/7/01 NSP-Wisconsin Committee for Citizen Contribution to help support Wisconsin 3,500
Awareness air toxics program
10/8/01 NSP-Wisconsin Wisconsin Manufacturing & Membership 1,000
Commerce
11/16/01 NSP-Wisconsin Wisconsin Public Utility Membership 1,500
Institute
2001 NSP-Wisconsin Association of Wisconsin Membership 400
Lobbyists
2001 NSP-Wisconsin Competitive Wisconsin Membership 5,500
2001 NSP-Wisconsin Forward Wisconsin Membership 25,000
2001 NSP-Wisconsin Wisconsin Chamber of Commerce Membership 11,849
2001 NSP-Wisconsin Wisconsin Taxpayers Alliance Membership 1,585
2001 NSP-Wisconsin Wisconsin Utility Association Membership 39,576
2001 NSP-Wisconsin Wisconsin Utility Investors Membership 9,000
Other contributions are made by Xcel Service Co. and are reported by Xcel
Service Co.
115
ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS
PART I. CONTRACTS FOR SERVICES, INCLUDING ENGINEERING OR CONSTRUCTION SERVICES,
OR GOODS SUPPLIED OR SOLD BETWEEN SYSTEM COMPANIES ARE AS FOLLOWS:
PART II. CONTRACTS TO PURCHASE SERVICES OR GOODS BETWEEN ANY SYSTEM COMPANY (1)
ANY AFFILIATE COMPANY (OTHER THAN A SYSTEM COMPANY) OR (2) ANY OTHER COMPANY IN
WHICH ANY OFFICER OR DIRECTOR OF THE SYSTEM COMPANY RECEIVING SERVICE UNDER THE
CONTRACT, IS A PARTNER OR OWNS 5 PERCENT OR MORE OF ANY CLASS OF EQUITY
SECURITIES.
PART III. EMPLOYMENT OF ANY OTHER PERSON, BY ANY SYSTEM COMPANY, FOR THE
PERFORMANCE ON A CONTINUING BASIS, OF MANAGEMENT, SUPERVISORY OR FINANCIAL
ADVISORY SERVICES.
Receiving
Transaction Serving Company Company Compensation
--------------------------------------- ------------------ ----------------- ----------------
Part I
--------------------------------------- ------------------ ----------------- ----------------
Administrative services NSP-Minnesota NRG $5.4 million
--------------------------------------- ------------------ ----------------- ----------------
Coal NSP-Minnesota NRG (1)
--------------------------------------- ------------------ ----------------- ----------------
Compressor use PSCo e prime $0.1 million
--------------------------------------- ------------------ ----------------- ----------------
Construction support PSCo Cheyenne (1)
--------------------------------------- ------------------ ----------------- ----------------
Engineering services Utility NRG $1.4 million
Engineering
--------------------------------------- ------------------ ----------------- ----------------
Engineering services Utility Xcel Services $1.4 million
Engineering
--------------------------------------- ------------------ ----------------- ----------------
Engineering services Utility PSCo $69.3 million
Engineering
--------------------------------------- ------------------ ----------------- ----------------
Engineering services Utility NMC (1)
Engineering
--------------------------------------- ------------------ ----------------- ----------------
Engineering services Utility SPS $8.1 million
Engineering
--------------------------------------- ------------------ ----------------- ----------------
Engineering services Utility NSP $6.7 million
Engineering
--------------------------------------- ------------------ ----------------- ----------------
Engineering services Utility Xcel $0.1 million
Engineering International
--------------------------------------- ------------------ ----------------- ----------------
Engineering services Cheyenne PSCo (1)
--------------------------------------- ------------------ ----------------- ----------------
Engineering services PSCo Cheyenne (1)
--------------------------------------- ------------------ ----------------- ----------------
Field engineering services NSP-Wisconsin NSP Lands (1)
--------------------------------------- ------------------ ----------------- ----------------
Finance Inventory PSCCC PSCo (1)
--------------------------------------- ------------------ ----------------- ----------------
Gas marketing & trading e prime energy e prime $1.9 million
mktg
--------------------------------------- ------------------ ----------------- ----------------
Gas purchasing services SPS PSCo (1)
--------------------------------------- ------------------ ----------------- ----------------
Gas storage services Young Gas Storage PSCo (1)
--------------------------------------- ------------------ ----------------- ----------------
Incentive to use Refuse Derived Fuel NSP-Minnesota NRG $2.8 million
--------------------------------------- ------------------ ----------------- ----------------
Incidental services Operating Operating (1)
Companies Companies
--------------------------------------- ------------------ ----------------- ----------------
Lease assets and facilities SPS, Cheyenne, PSCo (1)
1480 Welton, Xcel
International, NCE
Communications,
WYCO, PSCCC, PSRI,
Utility Engineering
--------------------------------------- ------------------ ----------------- ----------------
Lease assets and facilities PSCo SPS, WYCO (1)
Development LLC,
NCE
Communications
--------------------------------------- ------------------ ----------------- ----------------
Lease facilities 1480 Welton PSCo $8.2 million
--------------------------------------- ------------------ ----------------- ----------------
Lease fiber optic network NCE PSCo (1)
Communications
--------------------------------------- ------------------ ----------------- ----------------
Lease land to operate solid waste NSP NRG (1)
transfer stn
--------------------------------------- ------------------ ----------------- ----------------
Lease office space UP&L NSP $3.1 million
--------------------------------------- ------------------ ----------------- ----------------
Lease rail cars NSP-Minnesota PSCo (1)
--------------------------------------- ------------------ ----------------- ----------------
Lease storage & parking space FMAP NSP (1)
--------------------------------------- ------------------ ----------------- ----------------
License trademarks Reddy Kilowatt NSP $0.1 million
--------------------------------------- ------------------ ----------------- ----------------
Management of water rights for hydro Chippewa & NSP-Wisconsin (1)
facility Flambeau
--------------------------------------- ------------------ ----------------- ----------------
Natural gas e prime NSP $3.5 million
--------------------------------------- ------------------ ----------------- ----------------
Natural gas e prime SPS $24.3 million
--------------------------------------- ------------------ ----------------- ----------------
Natural gas e prime NRG $10.3 million
--------------------------------------- ------------------ ----------------- ----------------
Natural gas e prime e prime energy $48.7 million
mktg
--------------------------------------- ------------------ ----------------- ----------------
Natural gas e prime PSCo $1.6 million
--------------------------------------- ------------------ ----------------- ----------------
116
Receiving
Transaction Serving Company Company Compensation
--------------------------------------- ------------------ ----------------- ----------------
Nuclear power plant operating services NMC NSP (1)
--------------------------------------- ------------------ ----------------- ----------------
Operate & maintain process steam NSP NRG (1)
operation
--------------------------------------- ------------------ ----------------- ----------------
Operate Elk River & Becker RDF NRG NSP-Minnesota $1.9 million
facilities
--------------------------------------- ------------------ ----------------- ----------------
Operations & maintenance service PSCo SPS, Cheyenne, (1)
WestGas, 1480
Welton, Utility
Engineering,
Xcel Services
--------------------------------------- ------------------ ----------------- ----------------
Operations & maintenance service NSP-Minnesota PSCo (1)
--------------------------------------- ------------------ ----------------- ----------------
Partnership management Quixx Quixx Linden $0.1 million
--------------------------------------- ------------------ ----------------- ----------------
Pole attachments NSP Seren (1)
--------------------------------------- ------------------ ----------------- ----------------
Power plant management Quixx Power Svcs Quixx Linden $1.5 million
--------------------------------------- ------------------ ----------------- ----------------
Process wood waste NRG NSP-Minnesota $0.5 million
--------------------------------------- ------------------ ----------------- ----------------
Propane sales services Natrogas NSP (1)
--------------------------------------- ------------------ ----------------- ----------------
Purchase accounts receivable PSCCC PSCo $16.8 million
--------------------------------------- ------------------ ----------------- ----------------
Purchase demand side management e prime PSCo (1)
resources
--------------------------------------- ------------------ ----------------- ----------------
Purchase demand side management Planergy SPS (1)
resources
--------------------------------------- ------------------ ----------------- ----------------
Purchase Refuse Derived Fuel NRG NSP-Minnesota $1.6 million
--------------------------------------- ------------------ ----------------- ----------------
Steam purchase (2 agreements) NSP-Minnesota NRG $7.1 million
--------------------------------------- ------------------ ----------------- ----------------
Supervisory control & data NSP NSP-Wisconsin $0.2 million
acquisition services
--------------------------------------- ------------------ ----------------- ----------------
Supervisory control & data NSP Viking $0.2 million
acquisition services
--------------------------------------- ------------------ ----------------- ----------------
Supply Chain Services, Materials & PSCo SPS, Cheyenne, (1)
Supplies 1480 Welton,
Utility
Engineering,
Xcel Services,
--------------------------------------- ------------------ ----------------- ----------------
Transport natural gas PSCo e prime $0.1 million
--------------------------------------- ------------------ ----------------- ----------------
Transport natural gas PSCo Cheyenne (1)
--------------------------------------- ------------------ ----------------- ----------------
Transport natural gas NSP-Minnesota NSP-Wisconsin (1)
--------------------------------------- ------------------ ----------------- ----------------
Transport natural gas Viking NSP-Minnesota $4.0 million
--------------------------------------- ------------------ ----------------- ----------------
Transport natural gas Viking NSP-Wisconsin $1.7 million
--------------------------------------- ------------------ ----------------- ----------------
------------
(1) Compensation data for each contract is not available and would be burdensome
to create. Compensation data for major system companies is provided.
Transactions with Affiliates Annual Reporting
NSP-Minnesota
Total Expenses
Regulated Operating Companies NSP-Minnesota Revenue NSP-Minnesota (5)
----------------------------- --------------------- -----------------
Administrative Agreement with Xcel Operating Subsidiaries(1)
NSP-Wisconsin $248,292 (6) $198,411
PSCo 1,071,022 (7) 230,293
SPS 806 2,985
Cheyenne -- 266
Black Mountain Gas 111,869 (8) --
-------------------- ----------------------
Subtotal Regulated Operating Companies $1,431,990 $431,955
NSP-Minnesota Agreements from Prior to Xcel Merger(2)
NSP-Wisconsin Interchange Agreement(3) $236,267,311 $85,895,165
NSP-Wisconsin SCADA Agreement(4) 246,754 --
-------------------- ----------------------
Total Previously Existing Agreement $236,514,065 $85,895,165
Transactions
Total Regulated Operating Companies $237,946,054 $86,327,120
==================== ======================
NOTES:
(1) This section includes transactions directed by E002/AI-01-493 Compliance
Filing only.
(2) This section includes transactions which fall under agreements
between NSP-Minnesota and NSP-Wisconsin that NSP-Minnesota was allowed to
continue to operate under after the formation of Xcel Energy in August 2000.
117
(3) In accordance with FERC Docket No. ER01-1014, NSP-Minnesota and
NSP-Wisconsin Interchange Agreement, the cost sharing of electric transmission
and production costs for fiscal year 2001.
(4) NSP-Minnesota and NSP-Wisconsin SCADA and gas dispatch agreement, Docket
G-002/AI-94-831, regarding sharing of SCADA costs.
(5) "Total Expenses" represents revenues to the affiliate paid by NSP-Minnesota
for service provided by the affiliate for the benefit of NSP-Minnesota.
(6) Does not include $2,083,417 of payments made by NSP-Minnesota on behalf of
NSP-Wisconsin for regulatory fees, consulting, advertising costs, contract
labor, and other. This is primarily due to areas transitioning to service
company billing.
(7) The amount NSP-Minnesota charged PSCo for the use of leased rail coal cars.
This amount includes maintenance on the rail cars and some coal costs.
(8) Does not include $1,664,856.13 of convenience payments made in 2001 by
NSP-Minnesota on behalf of Black Mountain Gas for payroll, insurance premiums,
tax estimates, and other. Xcel Energy Services Inc. is now providing.
Total Expenses
Regulated Affiliates NSP-Minnesota Revenue NSP-Minnesota (2)
-------------------- --------------------- -------------------
Viking Gas Transmission Co. $212,130 $4,028,401
Xcel Energy Service Co. - 207,387,752
-------------------- ----------------------
Total Regulated Affiliates $212,130 $211,416,153
Nonregulated Affiliates
Energy Masters International $473,642 $ -
Eloigne 15,444 -
e prime 481,279 4,090,910
First Midwest Auto Park 235,405 98,004
Natrogas Inc. 280,405 -
NRG 9,850,876 (3) (2,187,095)
Nuclear Management Co. - (1) 95,188,879
Reddy Kilowatt Corp. 6,409 -
Seren Innovations Inc. 1,785,980 -
Utility Engineering 653,746 6,673,090
Ultra Power Technologies Inc. 73,222 -
United Power & Land Co. 744,661 3,650,505
-------------------- ----------------------
Total Nonregulated Affiliates $14,601,069 $107,514,294
Nonregulated Activity
Advantage Service $23,960 $-
Nonregulated Street Light Maintenance 841,882 -
Natural Gas Services 146,251 -
Propane Gas 903,458 (4) 314,941
Sherco Steam to LPI 726,768 -
-------------------- ----------------------
Total Nonregulated Activity $2,642,319 $314,941
NOTES:
(1) As of 1/1/01 the nonunion employees of Prairie Island and Monticello nuclear
plants became employees of the Nuclear Mangement Co. the Nuclear Management Co.
manages the operation of these two plants and bills NSP-Minnesota in accordance
with E002/AI-99-1652 and E002/A1-99-1618.
(2) "Total Expenses" represents revenues to the affiliate/nonregulated activity
paid by NSP-Minnesota Company to the affiliate/nonregulated business for the
benefit of NSP-Minnesota utility operating company.
(3) The revenue paid by NSP to NSP's affiliate NRG is the net of fuel and
miscellaneous service expenses paid to NRG of $1,560,877 and incentives paid by
NRG Resource Recovery to NSP-Minnesota for burning RDF at NSP's Red Wing and
Wilmarth generating plants, $3,747,972.
(4) Reflects propane provided to NSP-Minnesota to non-jurisdictional customers.
Included are $117,588 of sales of propane to NSP-Minnesota's affiliate Natrogas.
All of these propane revenues are included in FERC account 495, Other Gas
Revenues. These revenues are included as an offset to retail revenues
requirements in the state of Minnesota Gas Utility cost of service study.
118
ITEM 9. WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES
PART I
(A) IDENTIFY THE COMPANY, ITS LOCATION AND ITS BUSINESS ADDRESS. DESCRIBE THE
FACILITIES USED FOR THE GENERATION, TRANSMISSION AND DISTRIBUTION OF ELECTRIC
ENERGY FOR SALE OR FOR THE DISTRIBUTION AT RETAIL OF NATURAL OR MANUFACTURED
GAS. IDENTIFY EACH SYSTEM COMPANY THAT HOLDS AN INTEREST IN THE COMPANY AND
DESCRIBE THE INTEREST HELD.
(B) STATE THE TYPE AND AMOUNT OF CAPITAL INVESTED IN THE COMPANY BY THE
REGISTERED HOLDING COMPANY, DIRECTLY OR INDIRECTLY. IDENTIFY ANY DEBT OR OTHER
FINANCIAL OBLIGATION FOR WHICH THERE IS RECOURSE, DIRECTLY OR INDIRECTLY, TO THE
REGISTERED HOLDING COMPANY OR ANOTHER SYSTEM COMPANY, OTHER THAN AN EWG OR
FOREIGN UTILITY COMPANY BY THE REGISTERED HOLDING COMPANY. IDENTIFY ANY
TRANSFERS OF ASSETS FROM ANY SYSTEM COMPANY (OTHER THAN AN EXEMPT WHOLESALE
GENERATOR OR FOREIGN UTILITY COMPANY) TO AN AFFILIATE EXEMPT WHOLESALE GENERATOR
OR FOREIGN UTILITY COMPANY. STATE THE MARKET VALUE AT THE TIME OF TRANSFER, THE
BOOK VALUE AND THE SALE PRICE OF THE TRANSFERRED ASSET.
(C) STATE THE RATIO OF DEBT TO COMMON EQUITY OF THE COMPANY AND EARNINGS OF THE
COMPANY AS OF THE END OF THE REPORTING PERIOD.
(D) IDENTIFY ANY SERVICE, SALES OR CONSTRUCTION CONTRACT(S) BETWEEN THE COMPANY
AND A SYSTEM COMPANY, AND DESCRIBE THE SERVICES TO BE RENDERED OR GOODS SOLD AND
THE FEES OR REVENUES UNDER SUCH AGREEMENT(S).
INTERESTS OF NRG IN EWGS AND FUCOS
1. (a) NRG Northeast Generating LLC, in which NRG owns a 100 percent interest
through two wholly-owned limited liability companies (each of which owns a 50
percent interest in NRG Northeast Generating LLC), Northeast Generation Holding
LLC and NRG Eastern LLC, owns 100 percent of the following EWGs: (i) Dunkirk
Power LLC, owner of a 600 megawatt coal-fired facility located in Dunkirk, New
York; (ii) Huntley Power LLC, owner of a 760 megawatt coal-fired facility
located near Buffalo, New York; (iii) Astoria Gas Turbine Power LLC, owner of 11
gas-fired combustion turbines with a total capacity of 614 megawatt located on
the same site in Queens, New York, (iv) Arthur Kill Power LLC, owner of an 842
megawatt gas/oil-fired facility located on Staten Island, New York; (v) Somerset
Power LLC, owner of the 229 megawatt (160 megawatt of which is operational)
oil/coal-fired facility located in Somerset, Massachusetts, (vi) Oswego Harbor
Power LLC, owner of a 1700 megawatt gas/oil-fired facility located in Oswego,
New York; (vii) Connecticut Jet Power LLC, owner of six oil-fired combustion
turbines with a total capacity of 127 megawatt located at 4 different sites in
Connecticut; (viii) Devon Power LLC, owner of a 401 megawatt gas/oil-fired
facility located in Milford, Connecticut; (ix) Middletown Power LLC, owner of an
856 megawatt gas/oil-fired facility located in Middleton, Connecticut; (x)
Montville Power LLC, owner of a 498 megawatt gas/oil-fired facility located in
Uncasville, Connecticut; and (xi) Norwalk Power LLC, owner of a 353 megawatt
oil-fired facility located in Norwalk, Connecticut.
(b) See Footnote 1.(1)
----------
1 For purposes of the Rule 53 calculation, Xcel Energy has included its entire
investment in NRG Energy, $781.9 million, as its aggregate investment in the
EWGs and FUCOs owned by NRG. Xcel Energy has not directly or indirectly
guaranteed any of the investments by NRG in FUCOs or EWGs. All investments by
NRG in FUCOs and EWGs have been funded through capital contributions by Xcel
Energy to NRG, financings at the NRG level without recourse to Xcel Energy and
financings at the project level without recourse to NRG or Xcel Energy. There
have been no transfers of assets from any Xcel Energy company (other than an EWG
or FUCO) to an affiliate EWG or FUCO.
119
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Dunkirk Power LLC 0.79 $ 51,529
Huntley Power LLC 0.59 49,661
Astoria Gas Turbine Power LLC 0.64 106,784
Arthur Kill Power LLC 0.94 158,884
Somerset Power LLC 1.02 (4,614)
Somerset Operations, Inc. No debt 234
Oswego Harbor Power LLC 0.75 24,520
Connecticut Jet Power LLC - (939)
Devon Power LLC 0.27 (26,155)
Middleton Power LLC 0.31 (45,710)
Montville Power LLC 0.30 (26,384)
Norwalk Power LLC 0.73 (31,561)
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Northeast Generating's subsidiaries (the Company) have entered into power
sales and agency agreements with NRG Power Marketing Inc., a wholly-owned
subsidiary of NRG. The agreements are effective until Dec. 31, 2030. Under the
agreements, NRG Power Marketing Inc. will (i) have the exclusive right to
manage, market and sell all power not otherwise sold or committed to or by such
subsidiaries, (ii) procure and provide to such subsidiaries all fuel required to
operate their respective facilities and (iii) market sell and purchase all
emission credits owned, earned or acquired by such subsidiaries. In addition,
NRG Power Marketing will have the exclusive right and obligation to effect the
direction of the power output from the facilities.
Under the agreements, NRG Power Marketing pays to the subsidiaries gross
receipts generated through sales, less costs incurred by NRG Power Marketing
relative to its providing services (e.g. transmission and delivery costs, fuel
cost, taxes, employee labor, contract services, etc.) The Company incurs no fees
related to these power sales and agency agreements with NRG Power Marketing.
The Company has no employees and has entered into operation and maintenance
agreements with subsidiaries of NRG Operating Services Inc. a wholly-owned
subsidiary of NRG (NRG Operating Services). The agreements are effective for
five years, with options to extend beyond five years. Under the agreements, the
NRG Operating Services company operator operates and maintains its respective
facility, including (i) coordinating fuel delivery, unloading and inventory,
(ii) managing facility spare parts, (iii) meeting external performance standards
for transmission of electricity, (iv) providing operating and maintenance
consulting and (v) cooperating with and assisting the Company in performing the
Company's obligations under agreements related to its facilities.
Under the agreements, the operator charges an annual fee, and in addition, will
be reimbursed for usual and customary costs related to providing the services
including plant labor and other operating costs. A demobilization payment will
be made if the subsidiary elects not to renew the agreement. There are also
incentive fees and penalties based on performance under the approved operating
budget, the heat rate and safety.
During 2001 and 2000, the Company incurred annual operating and maintenance
costs billed from NRG Operating Services totaling $4.4 million. In addition the
Company incurred $172.4 million and $170.0 million, respectively, for usual and
customary costs related to providing the services including plant labor and
other operating costs.
The Company's subsidiaries have entered into agreements with NRG for corporate
support and services. The agreements are perpetual in term, unless terminated in
writing by a subsidiary. Under the agreements, NRG will provide services, as
requested, in areas such as human resources, accounting, finance, treasury, tax,
office administration, information technology, engineering, construction
management, environmental, legal and safety. Under the agreements, NRG is paid
for personnel time as well as out-of-pocket costs. During 2001 and 2000, the
Company paid NRG approximately $5.1 million and $3.0 million, respectively, for
corporate support and services.
2. (a) NRG South Central Generating LLC, in which NRG owns a 100 percent
interest through two wholly-owned limited liability companies (each of which
owns a 50 percent interest in NRG South Central Generating LLC), South Central
Generation Holding LLC and NRG Central U.S. LLC, owns 100 percent of the
following: (i) Louisiana Generating LLC, an EWG that owns a 220 megawatt
gas-fired facility located in New Roads, Louisiana, and a 100 percent interest
in two coal-fired units and a 58 percent interest in a third coal-fired until
located in a separate facility also in New Roads, Louisiana; (ii) NRG New Roads
120
Holdings LLC, owner of various equipment and of several parcels of land in
Louisiana, some of which is leased to third parties for farming; (iii) Big Cajun
I Peaking Power LLC, a pending EWG which t was formed to develop, own and
operate the Cajun expansion project in Louisiana and (iv) NRG Sterlington Power
LLC, an EWG, which was formed to own a 200 megawatt simply cycle gas peaking
facility in Sterlington, Louisiana.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Louisiana
Generating LLC as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Louisiana Generating LLC 3.24 ($21,879)
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
Louisiana Generating entered into a power sale and agency agreement with NRG
Power Marketing Inc., a wholly owned subsidiary of NRG Energy. The agreement is
effective until Dec. 31, 2030. Under the agreement, NRG Power Marketing Inc.
will (i) have the exclusive right to manage, market and sell all power not
otherwise sold or committed to or by Louisiana Generating, (ii) procure and
provide to Louisiana Generating all fuel required to operate its respective
facilities and (iii) market, sell and purchase all emission credits owned,
earned or acquired by Louisiana Generating. In addition, NRG Power Marketing
Inc. will have the exclusive right and obligation to direct the power output
from the facilities.
Under the agreement, NRG Power Marketing, Inc. pays to Louisiana Generating
gross receipts generated through sales, less costs incurred by NRG Power
Marketing, Inc. relative to its providing services (e.g. transmission and
delivery costs, fuel cost, taxes, employee labor, contract services, etc.). The
Company incurs no fees related to these power sales and agency agreements with
NRG Power Marketing.
Louisiana Generating entered into an operation and maintenance agreement with
NRG Operating Services, Inc., (NRG Operating Services) a wholly-owned subsidiary
of NRG Energy. The agreement is perpetual in term until terminated in writing by
Louisiana Generating or until earlier terminated upon an event of default. Under
the agreement, at the request of Louisiana Generating, NRG Operating Services
manages, oversees and supplements the operation and maintenance of the Cajun
facilities.
During the year ended Dec. 31, 2001 and for the period March 30, 2000
(Inception) through Dec. 31, 2000, Louisiana Generating incurred no operating
and maintenance costs from NRG Operating Services.
Louisiana Generating and NRG South Central each entered into an agreement with
NRG Energy for corporate support and services. The agreement is perpetual in
term until terminated in writing by Louisiana Generating or NRG South Central or
until earlier terminated upon an event of default. Under the agreement, NRG
Energy will provide services, as requested, in areas such as human resources,
accounting, finance, treasury, tax, office administration, information
technology, engineering, construction management, environmental, legal and
safety. Under the agreement, NRG Energy is paid for personnel time as well as
out-of-pocket costs.
During the year ended Dec. 31, 2001 and for the period March 30, 2000
(Inception) through Dec. 31, 2000, Louisiana Generating and NRG South Central
incurred approximately $0.6 and $0.5 million, respectively, for corporate
support and services.
As of Dec. 31, 2001 and 2000, NRG South Central has an accounts
payable-affiliates balance of approximately $27.2 and $40.6 million,
respectively, which consisted primarily of a payable to NRG Energy for
capitalized development costs incurred prior to the acquisition of the Cajun
facilities and other expenses paid on its behalf.
121
3. (a) West Coast Power LLC, in which NRG owns a 50 percent interest through
NRG's wholly-owned subsidiary NRG West Coast Inc. (which owns 50 percent
interest in WCP (Generation) Holdings LLC of which West Coast Power LLC is a
wholly-owned limited liability company), owns 100 percent of the following EWGs:
(i) Long Beach Generation LLC, owner of a 530 megawatt gas-fired facility
located in Long Beach, Calif., (ii) El Segundo Power LLC, owner of a 1020
megawatt gas-fired facility located in El Segundo, Calif., (iii) Cabrillo Power
I LLC, owner of a 954 megawatt gas-fired facility located in Encina, Calif. and
(iv) Cabrillo Power II LLC, owner of seventeen gas-fired generation turbines in
San Diego County, Calif., with a combined capacity of 256 megawatt. Saguaro
Power LLC is a wholly owned limited liability company of NRG West Coast Inc.
which owns 100 percent interest in Eastern Sierra Energy which owns a 50 percent
interest in Saguaro Power Company, an EWG, for a project in Henderson, Nevada.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Long Beach Generation LLC - $ 91,540
El Segundo Power LLC - 205,035
Cabrillo Power I LLC - 10,608
Cabrillo Power II LLC - 37,243
Saguaro Power LLC 1.63 11,929
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
West Coast Power LLC (WCP) purchases fuel for its plants under natural gas
supply agreements (GSAs) with Dynegy Marketing and Trade (DMT), an affiliate of
WCP. Charges for fuel are based upon similar terms and conditions as could be
obtained from third parties.
WCP contracted with DYPM, an affiliate of WCP, to provide all power scheduling,
power marketing and risk management for WCP under an energy management agreement
(EMA). Additionally, WCP contracted with DMT to provide all scheduling and
marketing of fuel supply for WCP under the EMA.
WCP contracted with NRG West, In., an affiliate of WCP, to manage the operations
and management services agreements (OMSA). The services provided under the OMSA
consisted primarily of overseeing the operations and maintenance efforts of SCE
and SDG&E. SCE operated ESP and LBG until April 2000, and SDG&E operated
Cabrillo I and Cabrillo II until May 2001. WCP then entered into O&M agreements
with NRG Cabrillo Power Operations Inc. And NRG El Segundo Operations Inc.,
affiliates of WCP, for Cabrillo I and Cabrillo II effective May 2001 and for ESP
and LBG effective April 2000. Fees for services primarily include recovery of
the costs of operating the plant as approved in the annual budget and a base
monthly fee. When the OMSAs were terminated once NRG became operator, WCP
contracted with NRG Development Company, Inc., an affiliate of WCP, to provide
services under the Administrative Management Agreement (the AMA). Services
provided under the AMA include local services not covered under the O&M
agreements, including environmental, engineering, legal and public relations
services. Fees for such services are subject to executive committee approval if
the amounts exceed a certain percentage of the applicable approved budget.
WCP entered into an administrative services management agreement (the ASMA) with
Dynegy Power Management Services, LP, an affiliate of WCP, which provides
administrative services such as business management and accounting to WCP. Fees
for such services are subject to executive committee approval if the amounts
exceed a certain percentage of the applicable annual approved budget.
122
Affiliates of WCP provide various services for WCP. Charges for these services
are included in WCP's operating and general and administrative expenses and
consisted of the following for 2001, 2000 and 1999:
------------------------------------- ------------ ------------ ---------------
(in thousands) 2001 2000 1999
-------------- ---- ---- ----
Operating expenses
------------------------------------- ------------ ------------ ---------------
Fuel $1,054,269 $482,937 $147,503
------------------------------------- ------------ ------------ ---------------
EMA charges 17,017 9,092 3,869
------------------------------------- ------------ ------------ ---------------
OMSA, O&M and AMA charges 51,936 15,374 744
------------------------------------- ------------ ------------ ---------------
Total 1,123,222 507,403 152,116
------------------------------------- ------------ ------------ ---------------
------------------------------------- ------------ ------------ ---------------
ASMA fees included in G&A 1,374 776 492
------------------------------------- ------------ ------------ ---------------
------------------------------------- ------------ ------------ ---------------
Saguaro Power Company - Subsequent to the sale of EMOM's interest in Eastern
Sierra to NRG commingled the majority of cash receipts and cash disbursements
from the Partnership into their bank accounts. The accounts receivable,
affiliates represents the balance owed to the Partnership related to the excess
of the Partnership's receipts over cash disbursements made on behalf of the
Partnership as of Dec. 31, 2001.
Under the terms of the Operation and Maintenance Agreement, employees of NRG
Saguaro Operations Inc., a wholly owned subsidiary of NRG, perform all necessary
functions to operate and maintain the Facility. The Partnership pays for direct
costs of the services, plus an increment to cover overhead and benefits. NRG
Saguaro Operations may also earn certain incentive compensation as defined in
the agreement. Pursuant to this arrangement the Partnership incurred costs of
$2.1 million and $2.5 million which included $120,051 and $243,461 of incentive
compensation earned by NRG Saguaro Operations in 2001 and 2000, respectively.
4. (a) Cogeneration Corporation of America, in which NRG owns a 20 percent
interest, owns the following through wholly-owned subsidiaries (i) a 100 percent
interest in a 122 megawatt gas-fired cogeneration facility in Parlin New Jersey
that is an EWG; and (ii) an 83 percent interest in two standby peak sharing
facilities with an aggregate capacity of 22 megawatt located in Philadelphia,
Pennsylvania, both of which are EWGs.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Cogeneration
Corporation of America as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Cogeneration Corporation of America Not available Not available
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NONE
5. (a) NRG Rocky Road LLC, in which NRG owns a 100 percent interest, owns 50
percent of Rocky Road Power LLC, an EWG that owns a 350 megawatt gas-fired
facility located in East Dundee, Illinois.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Rocky Road Power
LLC as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Rocky Road Power LLC 0.17 $9,115
(d) A description of the service, sales or construction contracts between
Rocky Road Power LLC and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NONE
123
6. (a) Kingston Cogeneration Limited Partnership, in which NRG owns a 25 percent
general partnership interest through Pacific Kingston Energy, Inc. (an indirect
wholly-owned subsidiary of NRG), owns a 110 megawatt gas-fired EWG facility
located in Kingston, Ontario (Canada).
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of the Kingston
Cogeneration LP as of Dec. 31, 2001 are as follows:
(d)
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Kingston Cogeneration Limited Partnership 11.1 $10,300
(d) A description of the service, sales or construction contracts
between Kingston Cogeneration and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
7. (a) NRGenerating Ltd. - which is 100 percent owned by Sterling Luxembourg
(No.1) s.a.r.l., which is 100 percent owned by NRGenerating Holdings (No. 15)
B.V., which is 100 percent owned by NRGenerating International BV ("NRGIBV") -
owns 100 percent of Killingholme Holdings Limited, which owns 100 percent of
Killingholme Generation Limited, an EWG which owns 100 percent of Killingholme
Power Limited, an EWG which owns a 680 megawatt gas-fired facility located in
North Lincolnshire, England.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Killingholme Generation Limited - $33,500
Killingholme Power Limited 2.97 (26,100)
(e) A description of the service, sales or construction contracts between the
Killingholme EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
8. (a) Enfield Holdings B.V. which is 50 percent owned by NRGIBV, owns 50
percent of Enfield Energy Centre Limited, an EWG which owns a 396 megawatt
gas-fired power station in Enfield, England. Enfield Operations LLC, which is
owned 50 percent by Enfield Energy Centre Limited and 16.3 percent by NRG
International, Inc. ("NRGI"), is an EWG which operates the Enfield power
station, and also owns 100 percent of Enfield Operations UK Ltd, which employs
the employees of the Enfield power station.
(b) See Footnote 1.
124
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Enfield Energy Centre Limited 2.3 $37,300
Enfield Operations LLC - -
(d) A description of the service, sales or construction contracts between the
Enfield EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
9. (a) NRGenerating Holdings (No.4) B.V., which is 100 percent owned by NRGIBV,
is an EWG which owns (i) a 25.37 percent partnership interest in Loy Yang Power
Partners, the owner of the 2000 megawatt coal-fired Loy Yang power station and
adjacent brown coal mine in the State of Victoria, Australia; (ii) 25.37 percent
of Loy Yang Power Projects Pty Ltd., which provides technical services to the
Loy Yang project; and (iii) 25.37 percent of Loy Yang Power Management Pty Ltd.,
which operates the Loy Yang project. NRGenerating Holdings (No.4) B.V. also owns
100 percent of Gunwale B.V., a vehicle for investing shareholder loans and
equity into the Loy Yang project which has no assets or employees and is
inactive.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of NRGenerating
Holdings (No.4) B.V. as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRGenerating Holdings (No. 4) B.V. - ($300)
(d) A description of the service, sales or construction contracts between
NRGenerating Holdings (No.4) B.V. and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
10. (a) Sunshine State Power (No.2) B.V. and Sunshine State Power B.V., which
are EWGs and which are both 100 percent owned by NRGIBV, own 17.5 percent and 20
percent, respectively, of the unincorporated joint venture that owns the 1680
megawatt coal-fired Gladstone power station in Queensland, Australia. NRG
Gladstone Operating Services Pty Ltd, which is 1 percent owned by NRGI and 99
percent owned by NRG Operating Services, Inc. (both of which are 100 percent
owned by NRG), is an EWG which operates the Gladstone facility, and owns 100
percent of NRG Gladstone Superannuation Pty Ltd., which holds pension assets for
the employees of the Gladstone project.
(b) See Footnote 1.
125
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Sunshine State Power (No.2) B.V. 0.54 $2,600
Sunshine State Power B.V. 0.54 2,900
NRG Gladstone Operating Services Pty Ltd. - 1,100
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
11. (a) NRGenerating Holdings (No. 1) B.V., which is 100 percent owned by
NRGIBV, is a FUCO that owns a 50 percent interest in the unincorporated joint
venture that owns the 192 megawatt coal-fired Collinsville power station in
Queensland, Australia. NRG Collinsville Operating Services Pty Ltd., which is 1
percent owned by NRGI and 99 percent owned by NRG Operating Services, Inc. (both
of which are 100 percent owned by NRG), is a FUCO that owns 50 percent of
Collinsville Operations Pty Ltd, which operates the Collinsville facility.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRGenerating Holdings (No.1) B.V. 0.45 $1,000
NRG Collinsville Operating Services Pty Ltd. - -
(d) A description of the service, sales or construction contracts between
these FUCOs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
12. (a) NRG Victoria 1 Pty Ltd, which is 100 percent owned by NRGIBV, owns 100
percent of NRG Victoria II Pty Ltd. These two entities own 33.33 percent and
66.67 percent, respectively, of NRG Victoria III Pty Ltd, which owns 35 percent
of Energy Developments Limited, a FUCO which is a publicly listed Australian
company that invests in landfill gas generation projects and related investments
worldwide.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Energy
Developments Limited as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Energy Developments Limited 0.75 $7,400
(d) A description of the service, sales or construction contracts between
Energy Developments Limited and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
126
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
13. (a) Saale Energie Gmbh, which is 100 percent owned by NRGIBV, owns the
following interests in the following entities: (i) 41.1 percent of Kraftwerke
Schkopau GbR, an EWG that owns the 960 megawatt Schkopau coal-fired power
station in Germany; (ii) 44.4 percent of Kraftwerke Schkopau
Betriebsgesellshcaft mbH, an EWG that operates the Schkopau power station; and
(iii) 98 percent of Saale Energie Services Gmbh, which provides management
services to the Schkopau plant (NRGIBVI also owns a direct 1 percent interest in
this entity).
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Kraftwerke Schkopau GbR Not available Not available
Kraftwerke Schkopau Betriebsgesellshcaft mbH Not available Not available
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
14. (a) NRGIBV owns 50 percent of MIBRAG mbH, through a holding structure
whereby NRGIBV owns 100 percent of Lambique Beheer BV; Lambique Beheer BV owns
50 percent of MIBRAG BV and 1 percent of MIBRAG mbH; and MIBRAG BV owns 99
percent of MIBRAG mbH. MIBRAG Gmbh, by itself and through its wholly-owned
subsidiary MIBRAG Industriekraftwerke Vermoegensverwaltungs und Beteiligungs
Gmbh, owns 1 percent of MIBRAG Industriekraftwerke Gmbh & Co KG, an EWG that
owns three coal-fired power plants in Germany. MIBRAG Gmbh owns 99 percent, and
MIBRAG B.V. owns 1 percent of MIBRAG Industriekraftwerke Betriebs Gmbh, an EWG
which operates and maintains the power stations.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
MIBRAG Industriekraftwerke Gmbh & Co KG 1.64 $42,200
MIBRAG Industriekraftwerke Betriebs Gmbh - -
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
127
15. (a) Kladno Power (No.2) BV, which is 100 percent owned by NRGIBV, owns 50
percent of Matra Powerplant Holding BV, which owns 89 percent of ECK Generating
s.r.o., a FUCO which owns a 300 megawatt coal-fired power station in Kladno,
Czech Republic, and related businesses. Kladno Power (No.1) BV, which is 100
percent owned by NRGIBV, owns 44.26 percent of Energeticke Centrum Kladno,
s.r.o., is a FUCO which holds title to certain assets of the Kladno power
station. NRGenerating Holdings (No.5) BV, which is 100 percent owned by NRG
Energeticke Provoz, s.r.o., is a FUCO which operates the Kladno power station.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
ECK Generating s.r.o Not meaningful $1,500
Energeticke Centrum Kladno, s.r.o. 0.80 (400)
NRGenerating Holdings (No.5) BV - -
(d) A description of the service, sales or construction contracts between
these FUCOs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
16. (a) NRGenerating Holdings (No. 21) B.V., in which NRG has a 50 percent
interest through Cobee Holdings Inc., a wholly-owned subsidiary of NRG
International Inc. (see Paragraph 14.C.20), and a 50 percent interest through
NRGenerating Luxembourg (No. 6) S.a.r.l., a wholly owned subsidiary of
NRGenerating Luxembourg (No. 1) S.a.r.l., which is a wholly owned subsidiary of
NRGenerating International B.V. is an EWG which currently owns 99.6 percent of
Compania Boliviana de Energia Electrica S.A. -- Bolivian Power Company Ltd., an
EWG which owns and/or operates 15 power plants in Bolivia. NRGenerating Holdings
(No. 21) B.V. owns 100 percent of Coniti Holding B.V. which owns 59.9 percent of
Inversiones Bulo Bulo S.A. which owns a 99.9 percent interest of Compania
Electrica Central Bulo Bulo S.A., which are both EWGs and the owner and the
operator, respectively, of an 87 megawatt gas-fired facility in Bolivia.
NRGenerating Holdings (No. 21) B.V. owns a 100 percent interest in Tosli
Acquisition B.V., which owns 76.9 percent of Itiquira Energtica S.A., an EWG,
for the 156 megawatt hydroelectric power generation facility under construction
in Mato Grosso, Brazil.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec. 31, 2001
are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRGenerating Holdings (No. 21) B.V. - -
Compania Boliviana de Energia Electrica 0.61 $4,200
S.A. --Bolivian Power Company Ltd.
Compania Electrica Central Bulo Bulo S.A. 2.49 700
Itiquira Energtica S.A. 0.45 (300)
128
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
17. (a) Scudder Latin American Power I and Scudder Latin American Power II are
private equity funds in which NRG owns a 25 percent interest and 4.45860 percent
interest, respectively, through NRGenerating Holdings GmbH (see paragraph
14.C.34). These funds invest in power generation projects in Latin America. All
of the power generation projects in which these funds have invested are, or are
expected to become, EWGs or FUCOs.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of NRGenerating
Holdings as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRGenerating Holdings GmbH - Not available
(d) A description of the service, sales or construction contracts between
NRGenerating Holdings and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
18. (a) Energy Investors Fund, L.P., in which NRG owns a 3.10 percent interest
through Energy National, Inc. (an indirect wholly-owned subsidiary of NRG),
invests in power generation projects within the United States which are either
EWGs or QFs.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Energy Investors
Fund LP as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Energy Investors Fund, L.P. Not available Not available
(d) A description of the service, sales or construction contracts between
Energy Investors Fund LP and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
129
19. (a) Project Finance Fund III, L.P., in which NRG owns a 6.87 percent
interest through Pacific Generation Holdings Company (an indirect wholly-owned
subsidiary of NRG), invests in power generation projects within and outside of
the United States which are either EWGs or QFs.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Project Finance
Fund III, LP as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Project Finance Fund III, L.P. Not available Not available
(d) A description of the service, sales or construction contracts between
Project Finance Fund III, LP and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
20. (a) Entrade Holdings B.V. , which is 100 percent owned by NRGIBV, owns 100
percent of Entrade GmbH, a Swiss power trading operation, a FUCO which owns 100
percent of Entrade Deutschland GmbH; 100 percent of Prva Regulanca s.r.o; 100
percent of Entrade s.r.o.; 100 percent of Entrade Poland Sp. z o.o. and 100
percent of Entrade d.o.o.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these EWGs as of
Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Entrade GmbH 2.1 $9,800
Entrade Deutschland GmbH Included above Included above
Prva Regulanca s.r.o. Included above Included above
Entrade s.r.o. Included above Included above
Entrade Poland Sp. z o.o. Included above Included above
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
21. (a) NRGenerating Luxembourg (No. 1) S.a.r.l., which is 100 percent owned by
NRGIBV, owns 100 percent of NRGenerating Holdings (No. 2) GmbH, which owns 100
percent of Flinders Labuan (No. 1); 100 percent Flinders Labuan (No. 2); and 50
percent Flinders Power Partnership. The remaining 50 percent of Flinders Power
Partnership is owned 25 percent by Flinders Labuan (No. 1) and 25 percent by
Flinders Labuan (No. 2). Flinders Power Partnership owns 100 percent of Flinders
Coal Pty Ltd., a 190 megawatt Osborne Power Station in South Australia and 100
percent of Flinders Osborne Trading Pty Ltd., a trading entity for gas supply
to, and electricity take from, the 190 megawatt Osborne Power Station in South
Australia which are both FUCOs.
(b) See Footnote 1.
130
(c) The ratio of debt to common equity and the earnings of these EWG/FUCOs
as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Flinders Power Partnership 5.3 ($300)
Flinders Coal Pty Ltd. - -
Flinders Osborne Trading Pty Ltd. - -
NRG Flinders Operating Services Pty Ltd. - 3,000
(d) A description of the service, sales or construction contracts between
these EWG/FUCOs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
22. (a) NRG International II Inc. which is owned 100 percent by NRG, owns 50
percent of European Generating S.a.r.l., which owns 100 percent of Rybnik Power
B.V., a FUCO which was formed as a holding company for a 1,760 megawatt power
station in Poland which is currently inactive.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of NRG International
II as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Rybnik Power B.V. - -
(d) A description of the service, sales or construction contracts between
NRG International II and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
23. (a) NEO Corporation, which is owned 100 percent by NRG owns 100 percent of
NEO Calif. Power LLC, an EWG, which is an owner and operator of distributed
generation facilities in California currently under construction.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of NEO California
Power LLC as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NEO California Power LLC - $12,619
131
(d) A description of the service, sales or construction contracts between
NEO California and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
24. (a) Brazos Valley Energy LP, in which NRG owns a 100 percent interest
through two wholly owned limited liability companies 99 percent by NRG Brazos
Valley LP LLC and 1 percent by NRG Brazos Valley GP LLC which in turn owns 100
percent of NRG Brazos Valley Technology LP LLC. NRG Brazos Valley Technology LP
LLC owns 99 percent and Brazos Valley Energy LP owns 1 percent of Brazos Valley
Technology LP, an EWG, for a 633 megawatt project in Houston, Tex.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Brazos Valley
Energy LP as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Brazos Valley Energy LP Not meaningful (100 -
percent debt
financed)
(d) A description of the service, sales or construction contracts between
Brazos Valley Energy LP and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
25. (a) Csepel Luxembourg (No. 1) S.a.r.l. which is owned 100 percent through
two wholly owned NRG companies 75 percent by NRGenerating Luxembourg (No. 1)
S.a.r.l. and 25 percent by NRGenerating Luxembourg (No. 2) S.a.r.l. which owns
100 percent of Csepeli Aramtermelo Kft, an EWG, for a 389 megawatt and 106
megawatt project in Budapest Hungary. NRGenerating Luxembourg (No. 2) S.a.r.l.
owns 75 percent and NRGenerating Luxembourg (No. 1) S.a.r.l. owns 25 percent
interest in NRG Csepel Energia Kft. and Csepeli Eromu Rt., both EWG's, that own
116 megawatt project and park complex in Budapest Hungary.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these EWGs as of
Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Csepeli Aramtermelo Kft 2.46 $7,500
NRG Csepel Energia Kft (formerly PowerGen Energia - 400
Rt.)
Csepeli Eromuo Rt. - 1,200
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
132
26. (a) NRG Rockford Acquisition, wholly owned by NRG, holds a 100 percent
interest in NRG Bourbonnais Equipment LLC, NRG Bourbonnais LLC, NRG Equipment
Company LLC, NRG Rockford II Equipment LLC, an EWG and NRG Rockford II LLC an
EWG. NRG Rockford Acquisition also owns a 1 percent interest in NRG Ilion
Limited Partnership, and NRG Ilion LP LLC, a wholly owned company of NRG, owns
the remaining 99 percent. NRG Ilion Limited Partnership an EWG owns 100 percent
of NRG Rockford LLC and NRG Rockford Equipment LLC an EWG for projects in
Illinois.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these EWGs as of
Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRG Rockford II LLC - ($437)
NRG Ilion Limited Partnership - 3,276
NRG Rockford Equipment II LLC - -
NRG Rockford Equipment LLC - -
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
27. (a) NRG Granite Acquisition LLC, a wholly owned NRG company, owns 21 percent
interest in Granite Power Partners II LP and NRG owns 79 percent limited
partnership interest in the same. Granite Power Partners II LP owns 100 percent
of the following: (1) LSP Hardee Energy, LLC, a 510 megawatt project under
construction inWachula, Fla.; (2) LSP Pike Energy LLC, a 1,160 megawatt project
in Holmesville, Miss. and (3) LSP Nelson Energy, LLC, an EWG, for a 1,160
megawatt project located in Nelson Township, Illinois. Granite II Holdings LLC
is a wholly owned company of Granite Power Partners II LP which owns 100 percent
of LSP Denver City, Inc. and GPP Investors, LLC. LSP Denver City Inc. in turn
owns a .5 percent interest and GPP Investors I LLC owns a 49.5 percent interest
in Denver City Energy Associates, L.P. an EWG for a 487 megawatt project located
in Denver City, Tex. Granite II Holding LLC also owns 100 percent interest of
the following (1) LSP Kendall Energy LLC, and EWG for a 1,160 megawatt project
located in Minooka, Ill; (2) LSP Equipment LLC; (3) LSP Batesville Holding LLC
which in turn owns 100 percent interest in LSP Batesville Funding Corporation
and LSP Energy Inc. LSP Batesville Holding LLC owns 99 percent limited
partnership and LSP Energy, Inc. a 1 percent general partner interest in LSP
Energy Limited Partnership, an EWG for a 837 megawatt project located in
Batesville, Miss., which owns a 100 percent ownership interest in NRG Batesville
LLC.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these EWGs as of
Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
LSP Nelson Energy, LLC - ($5)
Denver City Energy Associates, L.P. - 14
LSP Kendall Energy LLC - 14,796
LSP Energy Limited Partnership 3.80 5,333
(Batesville project)
133
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
28. (a) NRGenerating Luxembourg (No. 1) S.a.r.l. a wholly owned company of NRG
owns 100 percent interest in Eastern Generation Services (India) Private Limited
and WEB Energy Ltd. WEB Energy Ltd. owns a 30 percent ownership interest in
Lanco Kondapalli Power Pvt Ltd. a FUCO, for a 355 megawatt project in Andhra
Pradesh, India.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Lanco Kondapalli
as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Lanco Kondapalli Power Pvt Ltd. 2.93 $12,800
(Net income based on 6 months results)
(d) A description of the service, sales or construction contracts between
Lanco Kondapalli and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
29. (a) NRGenerating Holdings (No. 19) B.V. a wholly owned company of NRG owns
100 percent interest in NRG Taiwan Holding Company Ltd. which in turn owns a 60
percent interest in Hsin Yu Energy Development Co. Ltd, a FUCO, for a 170
megawatt project in Taiwan.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Hsin Yu Energy
Development Ltd as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Hsin Yu Energy Development Co. Ltd. 3.55 $800
(d) A description of the service, sales or construction contracts between
Hsin Yu Energy Development Ltd and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
134
30. (a) NRGenerating Luxembourg (No. 1) S.a.r.l. a wholly owned company of NRG
owns a 99.64 percent ownership interest in Empresa de Generacion Electrica Cahua
S.A., an EWG for a 45 megawatt project in Peru. NRGenerating Luxembourg (No. 1)
S.a.r.l. also owns a 25 percent interest and NRGenerating Luxembourg (No. 2)
S.a.r.l. owns a 75 percent interest in Energia Pacasmayo S.A. an EWG for several
projects in Peru.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these EWGs as of
Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Empresa de Generacion Electrica 1.28 $300
Cahua S.A.
Energia Pacasmayo S.A. 1.87 600
(d) A description of the service, sales or construction contracts between
these EWGs and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
31. (a) NRG Audrain Holding LLC is a wholly owned company of NRG which owns 100
percent of NRG Audrain Bondco LLC which owns 100 percent of NRG Audrain
Generating LLC, an EWG, for a 720 megawatt project in Audrain County, Missouri.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of NRG Audrain
Generating as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRG Audrain Generating LLC (formerly Not meaningful (100 ($15,595)
Duke Energy Audrain, LLC) percent financed)
(d) A description of the service, sales or construction contracts between
NRG Audrain Generating and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
32. (a) Commonwealth Atlantic Power LLC is a wholly owned company of NRG, a
pending EWG, for a 375 megawatt project at the Commonwealth Atlantic Station and
110 megawatt project at James River Station, Virginia.
(b) See Footnote 1.
135
(c) The ratio of debt to common equity and the earnings of Commonwealth
Atlantic Power LLC as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Commonwealth Atlantic Power LLC - -
(d) A description of the service, sales or construction contracts between
Commonwealth Atlantic Power and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
33. (a) NRG International III Inc. a wholly owned company of NRG, owns 100
percent of NRG International Holdings (No. 2) GmbH which owns a 50 percent
interest in TermoRio S.A., an EWG, for a 1040 megawatt project located in Rio de
Janeiro, Brazil.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of TermoRio as of
Dec. 31, 2001 are as follows
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRG International Holdings (No. 2) GmbH No debt ($280)
TermoRio S.A. Not meaningful -
(d) A description of the service, sales or construction contracts between
TermoRio and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
34. (a) NRG Telogia Power LLC, a wholly owned company of NRG, owns 67 percent
of Telogia Power Inc. which owns 100 percent of Timber Energy Resource Inc.
which is a QF and an EWG for a project located in Telogia, Fla.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Timber Energy
Resources as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Timber Energy Resource Inc. 0.38 $496
(d) A description of the service, sales or construction contracts between
Timber Energy Resources and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
136
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
35. (a) NRG Thermal Corporation, a wholly owned company of NRG, owns 100 percent
of NRG Energy Center Dover LLC and NRG Energy Center Paxton, Inc. both of which
are Rule 58(b)(1)(vi) and EWGs for thermal projects in the US.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these EWG's as
of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRG Energy Center Dover LLC No debt $ 5,774
NRG Energy Center Paxton, Inc. No debt 79
(d) A description of the service, sales or construction contracts between
Timber Energy Resources and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
INTEREST OF QUIXX IN AN EWG:
36. (a) QUIXX MUSTANG STATION, INC., a wholly-owned subsidiary of Quixx, was
created to hold Quixx's 0.5 percent, general partnership interest in Denver City
Energy Associates, L.P., a partnership which owns a 50 percent interest in
Mustang Station, a 488 Mw combined cycle generating facility which is scheduled
for completion in early 2000. Quixx also holds a 49.5 percent limited
partnership interest in Denver City Energy Associates, L.P., through Quixx
Resources, Inc. a wholly-owned subsidiary of Quixx.
(b) The total amount invested by Xcel Energy in Quixx Mustang Station Inc.
was $90,748.
(c) The ratio of debt to common equity and the earnings of Quixx Mustang
Station, Inc. as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Quixx Mustang Station, Inc. - $ 15
(d) Detail of service contracts is not available.
INTEREST OF XCEL ENERGY INTERNATIONAL IN EWG'S
37. (a) XCEL ENERGY INTERNATIONAL, INC. ("XEI") was formed to hold certain
foreign investments. Specifically, it owns (i) a 5.25 percent interest in
Yorkshire Power Group Limited, which indirectly through Yorkshire Holdings plc
owns Yorkshire Electricity Group plc ("Yorkshire"), - a regional electric
company operating in the United Kingdom, and (ii) a 100 percent interest in Xcel
137
Energy Argentina, a U.S. company that is in the business of developing, owning,
and operating foreign generating plants. In addition, Xcel Energy Argentina owns
interests in two EWGs, namely Central Piedra Buena & Central S.A. Libertador
(CPB) and Corporacion Independiente de Energia S.A. (CIESA).
(b) The total amount invested by Xcel Energy in Yorkshire was
$36,883,663.42 and Xcel Energy Argentina was $38,708,363.
(c) The ratio of debt to common equity and the earnings of Yorkshire Power
Group Limited and Xcel Energy Argentina as of Dec. 31, 2001 was:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Yorkshire Power Group Ltd. 1.46 ($19)
Xcel Energy Argentina 0.54 (3,206)
(d) There were no service contracts
PART II
The relationship of each EWG and FUCO to other system companies shown in item 1.
PART III
Xcel Energy's aggregate investment in EWG's and FUCo's at Dec. 31, 2001 was
$928.9 million. The ratio of investment in EWG's and FUCo's to the aggregate
capital investment in domestic public utility subsidiary companies was 18
percent.
138
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS
XCEL ENERGY INC. AND SUBSIDIARIES
Dec. 31, 2001
(in thousands)
Xcel NSP-MN NSP- PSCo SPS NRG Other &
Energy, Consolidated Wisconsin Consolidated Consolidated Eliminations
Inc. (Filed
Consolidated Confidentially)
----------------------------------------------------------------------------------------
CONSOLIDATING BALANCE SHEET
ASSETS
Current assets $ 3,311,362 $ 610,964 $ 87,658 $ 720,898 $ 237,327 $ 1,187,357 $ 467,158
Net property, plant and equipment 21,165,117 3,748,757 821,717 4,783,536 1,836,394 9,432,219 542,494
Total other assets 4,258,583 1,097,308 82,883 336,444 227,059 2,274,969 239,920
----------------------------------------------------------------------------------------
Total assets $28,735,062 $5,457,029 $ 992,258 $5,840,878 $2,300,780 $12,894,545 $ 1,249,572
----------------------------------------------------------------------------------------
LIABILITIES AND EQUITY
CURRENT LIABILITIES:
Total current liabilities $ 5,450,028 $1,101,625 $ 82,319 $1,333,905 $ 209,270 $ 1,950,604 $ 772,305
DEFERRED CREDITS AND LIABILITIES:
Total deferred credits and other
liabilities $ 3,719,051 $1,382,025 $ 187,339 $ 857,820 $ 420,115 $ 795,179 $ 76,573
Minority Interest 654,670 - - - - 67,801 586,869
CAPITALIZATION:
Long-term debt $12,117,516 $1,039,220 $ 313,054 $1,465,055 $ 725,375 $ 7,843,832 $ 730,980
Mandatorily redeemable preferred
securities 494,000 200,000 - 194,000 100,000 - -
Preferred stock 105,320 - - - - - 105,320
Common stockholders' equity 6,194,477 1,734,159 409,546 1,990,098 846,020 2,237,129 (1,022,475)
----------------------------------------------------------------------------------------
Total liabilities and equity $28,735,062 $5,457,029 $ 992,258 $5,840,878 $2,300,780 $12,894,545 $ 1,249,572
----------------------------------------------------------------------------------------
139
CONSOLIDATING INCOME STATEMENT
OPERATING REVENUES:
Total revenue $15,028,204 $3,260,950 $ 574,640 $4,905,630 $ 1,385,458 $ 3,008,640 $ 1,892,886
OPERATING EXPENSES:
Operating expenses 13,085,256 2,823,166 495,858 4,371,912 1,154,901 2,293,818 1,945,601
Operating income $ 1,942,948 $ 437,784 $ 78,782 $ 533,718 $ 230,557 $ 714,822 $ (52,715)
Less Minority Interest 72,508 - - - - 6,564 65,944
Other income and expense 72,161 3,713 837 4,578 11,814 34,084 17,135
----------------------------------------------------------------------------------------
Total other income and expense $ (347) $ 3,713 $ 837 $ 4,578 $ 11,814 $ 27,520 $ (48,809)
----------------------------------------------------------------------------------------
Interest on long-term debt 782,399 85,150 22,069 116,028 45,067 443,734 70,351
Distr on Redeemable Preferred Securities 38,800 15,750 - 15,200 7,850 - -
----------------------------------------------------------------------------------------
Interest charges and financing costs $ 821,199 $ 100,900 $ 22,069 $ 131,228 $ 52,917 $ 443,734 $ 70,351
----------------------------------------------------------------------------------------
Income Taxes 336,723 132,732 21,158 132,501 71,175 33,404 (54,247)
Extraordinary Items 10,287 - - (1,534) 11,821 - -
----------------------------------------------------------------------------------------
Net Income $ 794,966 $ 207,865 $ 36,392 $ 273,033 $ 130,100 $ 265,204 $ (117,628)
----------------------------------------------------------------------------------------
Dividend requirements and redemption
premiums on preferred stock 4,241 - - - - - 4,241
----------------------------------------------------------------------------------------
Earnings available for common
shareholders $ 790,725 $ 207,865 $ 36,392 $ 273,033 $ 130,100 $ 265,204 $ (121,869)
----------------------------------------------------------------------------------------
140
CONSOLIDATING STATEMENT OF CASH FLOWS
TOTAL OPERATING $ 1,584,012 $ 562,754 $ 47,711 $ 507,224 $ 262,782 $ 276,014 $ (72,473)
TOTAL INVESTING $(5,167,959) $ (539,956) $ (59,950) $ (457,255) $ (1,037) $(4,335,641) $ 225,880
TOTAL FINANCING $ 3,713,332 $ (17,555) $ 12,238 $ (42,999) $(207,072) $ 4,153,546 $ (184,826)
Effect of Exchange Rate Changes on Cash $ (4,566) - - - - $ (3,055) $ (1,511)
CHANGE IN CASH $ 124,819 $ 5,243 $ (1) $ 6,970 $ 54,673 $ 90,864 $ (32,930)
CASH AND CASH EQUIVALENTS AT BEGINNING
OF YEAR $ 216,491 $ 11,926 $ 31 $ 15,696 $ 10,826 $ 95,243 $ 82,769
---------------------------------------------------------------------------------------
CASH AND CASH EQUIVALENTS AT END OF YEAR $ 341,310 $ 17,169 $ 30 $ 22,666 $ 65,499 $ 186,107 $ 49,839
---------------------------------------------------------------------------------------
141
EXHIBITS
Copies of the documents listed below which are identified with an asterisk (*)
have heretofore been filed with the SEC and are incorporated herein by reference
and a part hereof. Exhibits not so identified are filed herewith unless
otherwise stated.
Exhibit A* Annual reports of Xcel Energy (File No. 1-3034), NSP-Minnesota
(0-31709), NSP-Wisconsin (1-3140), PSCo (File No. 1-3280), SPS
(File No. 1-3789), and NRG Energy, Inc. (File No. 000-25569) are
incorporated herein by reference to their Annual Reports on Form
10-K for the year ended Dec. 31, 2001.
Exhibit B
Xcel Energy
B-1.1* Agreement and Plan of Merger, dated as of March 24, 1999, by and
between Northern States Power Co. and New Century Energies, Inc.
(Incorporated by reference to Exhibit 2.1 to the Report on Form
8-K (File No. 1-12907) of New Century Energies, Inc. dated March
24, 1999.)
B-1.2* Articles of Incorporation and Amendments of the Company (Filed as
Exhibit 4.01 to the Company's Form 8-K (file no. 1-3034) filed on
Aug. 21, 2000).
B-1.3* By-Laws of the Company (Filed as Exhibit 4.3 to the Company's
Registration Statement on Form S-8 (file no. 333-48590) filed on
Oct. 25, 2000).
NSP-Minnesota
B-2.1* Articles of Incorporation and Amendments of the Company.
B-2.2* By-Laws of the Company.
NSP-Wisconsin
B-3.1* Restated Articles of Incorporation as of Dec. 23, 1987. (Filed as
Exhibit 3.01 to Form 10-K Report 10-3140 for the year 1987)
B-3.2* Copy of the By-Laws of NSP-Wisconsin as amended Feb. 2, 2000.
PSCo
B-4.1* Amended and Restated Articles of Incorporation dated July 10,
1998 (Form 10-K for the year ended Dec. 31, 1998, Exhibit 3(a)1,
File No. 1-3280).
B-4.2* By-laws dated Nov. 20, 1997 (Combined Form 10-K for the year
ended Dec. 31, 1997, Exhibit 3(b)1, File No. 1-3280).
SPS
B-5.1* Amended and Restated Articles of Incorporation dated Sept. 30,
1997 (Form 10-K for the year ended Dec. 31,1997, Exhibit 3(a)2,
File No. 1-3789).
B-5.2* By-laws dated Sept. 29, 1997 (Form 10-K for the year ended Dec.
31,1997, Exhibit 3(b)2, File No. 1-3789).
142
Other Subsidiaries
B-6-1* Articles of Incorporation and Bylaws for other subsidiary
companies (From u5s for the year ended Dec. 31, 2000, Exhibit D,
File No. 001-03034.
Exhibits B-6.2 through B-6.96 are filed confidentially pursuant
to Rule 104(b) of the PUHCA.
B-6.2 Certificate of Incorporation and Bylaws of Xcel Energy Argentina,
Inc.
B-6.3 Organizational documents of IPC.
B-6.4 Organizational documents of Hidroelectrica Ameghino.
B-6.5 Organizational documents of Hidroelectrica del Sur and Energia
del Sur.
B-6.6 Organizational documents of Electrica del Sur.
B-6.7 Organizational documents of CIESA.
B-6.8 Organizational documents of CPB.
B-6.9 Certificate of Incorporation and Bylaws for EMI Performance
Contracting.
B-6.10 Organizational documents of Berrians I Gas Turbine Power
B-6.11 Organizational documents of Big Cajun II Unit 4
B-6.12 Organizational documents of Brazos Valley Energy
B-6.13 Organizational documents of Brazos Valley Technology
B-6.14 Organizational documents of Cementos Norte Pacasmayo Energia
B-6.15 Organizational documents of Commonwealth Atlantic Power
B-6.16 Organizational documents of Csepel Luxembourg (No. 1)
B-6.17 Organizational documents of Csepeli Aramtermelo
B-6.18 Organizational documents of Csepeli Eromu
B-6.19 Organizational documents of Denver City Energy Associates
B-6.20 Organizational documents of Eastern Sierra Energy Co.
B-6.21 Organizational documents of Empresa de Generacion Electrica Cahua SA
B-6.22 Organizational documents of Entrade
B-6.23 Organizational documents of GPP Investors I
B-6.24 Organizational documents of Granite II Holding
B-6.25 Organizational documents of Granite Power Partners II
B-6.26 Organizational documents of James River Power LLC
B-6.27 Organizational documents of Lanco Kondapalli
B-6.28 Organizational documents of LS Power Management
B-6.29 Organizational documents of LSP Batesville Funding Corp.
B-6.30 Organizational documents of LSP Batesville Holding
B-6.31 Organizational documents of LSP Energy Limited Partnership
B-6.32 Organizational documents of LSP Energy Inc.
B-6.33 Organizational documents of LSP Equipment LLC
B-6.34 Organizational documents of LSP-Denver City Inc.
B-6.35 Organizational documents of LSP-Hardee Energy LLC
B-6.36 Organizational documents of LSP-Kendall Energy LLC
B-6.37 Organizational documents of LSP-Nelson Energy LLC
B-6.38 Organizational documents of LSP-Pike Energy LLC
B-6.39 Organizational documents of MN San Bernardino Gasco II LLC
B-6.40 Organizational documents of Montauk-NEO Gasco II LLC
B-6.41 Organizational documents of NEO Fresh Kills LLC
B-6.42 Organizational documents of NEO-Montauk Genco LLC
B-6.43 Organizational documents of NEO-Montauk Genco Management LLC
B-6.44 Organizational documents of NRG Asia Corporate Services Pte Ltd
B-6.45 Organizational documents of NRG Audrain Generating LLC
B-6.46 Organizational documents of NRG Audrain Holding LLC
B-6.47 Organizational documents of NRG Batesville LLC
B-6.48 Organizational documents of NRG Bayou Cove LLC
B-6.49 Organizational documents of NRG Bourbonnais Equipment LLC
B-6.50 Organizational documents of NRG Bourbonnais LLC
B-6.51 Organizational documents of NRG Brazos Valley GP LLC
B-6.52 Organizational documents of NRG Brazos Valley LP
B-6.53 Organizational documents of NRG Brazos Valley Technology LP LLC
B-6.54 Organizational documents of NRG Capital LLC
B-6.55 Organizational documents of NRG Energy Center Round Mountain LLC
B-6.56 Organizational documents of NRG Energy Center Smyrna LLC
B-6.57 Organizational documents of NRG Energy Insurance Ltd
B-6.58 Organizational documents of NRG do Brasil Ltda.
B-6.59 Organizational documents of NRG Finance Co. I LLC
B-6.60 Organizational documents of NRG Gila Bend Holdings Inc.
B-6.61 Organizational documents of NRG Ilion Limited Partnership
B-6.62 Organizational documents of NRG Ilion LP LLC
B-6.63 Organizational documents of NRG International Acquisition Partnership
B-6.64 Organizational documents of NRG International Holdings (No. 2) GmbH
B-6.65 Organizational documents of NRG International Holdings GmbH
B-6.66 Organizational documents of NRG McClain LLC
B-6.67 Organizational documents of NRG MidAtlantic Affiliate Services Inc.
B-6.68 Organizational documents of NRG Newberry Generation LLC
B-6.69 Organizational documents of NRG North Central Operations Inc.
B-6.70 Organizational documents of NRG Northern Ohio Generating LLC
B-6.71 Organizational documents of NRG Pacific Corporate Services Pty Ltd
B-6.72 Organizational documents of NRG Rockford Acquisition LLC
B-6.73 Organizational documents of NRG Rockford Equipment II LLC
B-6.74 Organizational documents of NRG Rockford Equipment LLC
B-6.75 Organizational documents of NRG Rockford II LLC
B-6.76 Organizational documents of NRG Rockford LLC
B-6.77 Organizational documents of NRG Saguaro Operations Inc.
B-6.78 Organizational documents of NRG South Central Affiliate Services Inc.
B-6.79 Organizational documents of NRG Taiwan Holding Co. Ltd.
B-6.80 Organizational documents of NRG Pensions Ltd.
B-6.81 Organizational documents of NRG Telogia Power LLC
B-6.82 Organizational documents of NRG Turbines LLC
B-6.83 Organizational documents of NRG Web Mauritius Ltd
B-6.84 Organizational documents of NRGenerating Holdings (No. 24) BV
B-6.85 Organizational documents of NRGenerating Holdings (No. 3) GmbH
B-6.86 Organizational documents of NRGenerating Holdings (No. 4) GmbH
B-6.87 Organizational documents of NRGenerating IV (Gibraltar)
B-6.88 Organizational documents of NRGenerating Luxembourg (No. 6) S.a.r.l.
B-6.89 Organizational documents of Saguaro Power LLC
B-6.90 Organizational documents of Telogia Power Inc.
B-6.91 Organizational documents of TermoRio SA
B-6.92 Organizational documents of Timber Energy Resources Inc.
B-6.93 Organizational documents of NRG South Central Operations, Inc.
B-6.94 Organizational documents of NRG Equipment Co. LLC
B-6.95 Organizational documents of NRG Csepelli Energia Kft
B-6.96 Organizational documents of Xcel Energy Foundation
Exhibit C* Instruments defining the rights of security holders, including
indentures have been previously filed with the SEC and are
identified in the exhibit index in the Form 10-K's for the year
ended Dec. 31, 2001.
Exhibit D* Xcel Energy and subsidiary companies agreement for filing
consolidated Federal income tax return and for allocation of
consolidated Federal income tax return and for allocation of
allocation of consolidated Federal income tax liabilities and
benefits. (From u5s for the year ended Dec. 31, 2000, Exhibit D,
File No. 001-03034
Exhibit F
F-1.1* Financial information for NRG Energy, Inc. (File No.0-25569) is
incorporated herein by reference to its Annual Report on Form
10-K for the year ended Dec. 31, 2001.
143
F-1.2 Consolidating balance sheets and statements of income and cash
flows, to the extent available for subsidiaries other than those
of NRG that are not considered a majority-owned associate company
are filed confidentially pursuant to Rule 104(b) of the PUHCA for
the following subsidiaries:
----------------------------------------------------------
Black Mountain Gas Co.
----------------------------------------------------------
Cheyenne Light, Fuel, & Power Co. (Cheyenne)
----------------------------------------------------------
First Midwest Auto Park, Inc. (FMAP)
----------------------------------------------------------
NSP Financing I (Statutory Business Trust)
----------------------------------------------------------
NSP Nuclear Corp.
----------------------------------------------------------
Nuclear Management Co., LLC
----------------------------------------------------------
Private Fuel Storage LLC
----------------------------------------------------------
United Power & Land Co. (UP&L)
----------------------------------------------------------
Chippewa & Flambeau Improvement Co.
----------------------------------------------------------
Clearwater Investments, Inc.
----------------------------------------------------------
Plover LLC
----------------------------------------------------------
Shoe Factory Holdings LLC
----------------------------------------------------------
Woodsedge Eau Claire LP
----------------------------------------------------------
NSP Lands, Inc.
----------------------------------------------------------
NSP Energy Marketing, Inc.*
----------------------------------------------------------
1480 Welton, Inc.
----------------------------------------------------------
Fuel Resources Development Co.
----------------------------------------------------------
Green & Clear Lakes Co.
----------------------------------------------------------
PS Colorado Credit Corp.
----------------------------------------------------------
PSCo Capital Trust I
----------------------------------------------------------
PSR Investments Inc.
----------------------------------------------------------
Southwestern Public Service Capital 1
----------------------------------------------------------
WestGas InterState, Inc.
----------------------------------------------------------
Xcel Energy Communications Group, Inc. (Xcel
Communications)
----------------------------------------------------------
NCE Communications, Inc.
----------------------------------------------------------
Northern Colorado Telecommunications, LLC
----------------------------------------------------------
Seren Innovations, Inc.
----------------------------------------------------------
Xcel Energy International, Inc. (Xcel International)
----------------------------------------------------------
Xcel Energy Argentina Inc.
----------------------------------------------------------
Ekibastus Power Development Ltd
----------------------------------------------------------
IPC Operations Ltd
----------------------------------------------------------
Corporacion Independiente de Energia SA
(CIESA)
----------------------------------------------------------
Central Piedra Buena &
Central SA
----------------------------------------------------------
Hidroelectrica del Sur SA
----------------------------------------------------------
Hidroelectrica
Ameghino SA
----------------------------------------------------------
Electrica del Sur SA
----------------------------------------------------------
Energia del Sur SA
----------------------------------------------------------
Independent Power Americas Inc.
----------------------------------------------------------
Independent Power International
----------------------------------------------------------
Independent Power UK Ltd
----------------------------------------------------------
Yorkshire Power Group Ltd
----------------------------------------------------------
YPG Holdings LLC
----------------------------------------------------------
Yorkshire Cayman Holding Ltd
----------------------------------------------------------
Yorkshire Holdings plc
----------------------------------------------------------
Yorkshire Power Finance Ltd
----------------------------------------------------------
Yorkshire Power Finance 2 Ltd
----------------------------------------------------------
Yorkshire Electricity Group plc (YEG)
----------------------------------------------------------
Yorkshire Electricity
Distribution Holdings Ltd*
----------------------------------------------------------
Yorkshire Electricity
Distribution plc
----------------------------------------------------------
Electralink Limited
----------------------------------------------------------
Yorkshire Electricity
Distribution Services Ltd
----------------------------------------------------------
Yorkshire Power Finance Ltd
----------------------------------------------------------
Yorkshire Power Finance 2 Ltd
----------------------------------------------------------
Xcel Energy Markets Holdings, Inc. (Xcel Energy Markets)
----------------------------------------------------------
e prime, inc. (e prime)
----------------------------------------------------------
e prime (Belize) Ltd*(3)
----------------------------------------------------------
Johnstown Cogeneration, LLC
----------------------------------------------------------
Young Gas Storage Co. (Young Gas)
----------------------------------------------------------
Young Gas Storage Co. Ltd.
----------------------------------------------------------
Viking Gas Transmission Co. (Viking)
----------------------------------------------------------
Central Towers
----------------------------------------------------------
City Limits
----------------------------------------------------------
Colfax Prairie
----------------------------------------------------------
Cottage Court
----------------------------------------------------------
Cottages of Hillcrest
----------------------------------------------------------
Countryside
----------------------------------------------------------
Covington Court
----------------------------------------------------------
Cromwell Commons
----------------------------------------------------------
Crown Ridge
----------------------------------------------------------
Cumberland (12)
----------------------------------------------------------
East Creek
----------------------------------------------------------
Edenvale
----------------------------------------------------------
Farmington Townhomes
----------------------------------------------------------
Farmington Family
----------------------------------------------------------
Granite Hill
----------------------------------------------------------
Groveland Terrace
----------------------------------------------------------
Hearthstone
----------------------------------------------------------
Hickory Drive (Plover LLC)
----------------------------------------------------------
Jefferson Heights
----------------------------------------------------------
Lakeville Court
----------------------------------------------------------
Lyndale
----------------------------------------------------------
Majestic View
----------------------------------------------------------
Mankato Townhouses
----------------------------------------------------------
Maple Crest
----------------------------------------------------------
Marsh Run of Brainerd LP
----------------------------------------------------------
Moorhead
----------------------------------------------------------
North Cleveland
----------------------------------------------------------
Oakgrove
----------------------------------------------------------
Oakdale Village
----------------------------------------------------------
Oakwood II
----------------------------------------------------------
Oakwood Townhouses
----------------------------------------------------------
Park Glen
----------------------------------------------------------
Parkwood Place
----------------------------------------------------------
Pheasant Run
----------------------------------------------------------
Pheasant View
----------------------------------------------------------
Pine Crest
----------------------------------------------------------
Pine Tree Park(2)
----------------------------------------------------------
Pioneer Building
----------------------------------------------------------
Pleasant Valley
----------------------------------------------------------
Polynesian Village
----------------------------------------------------------
Prairie Village
----------------------------------------------------------
River Run
----------------------------------------------------------
Safe Haven Homes, LLC
----------------------------------------------------------
Scenic View
----------------------------------------------------------
Shade Tree
----------------------------------------------------------
Shenandoah Woods
----------------------------------------------------------
Spring Lake Park
----------------------------------------------------------
St. Croix Village
----------------------------------------------------------
Stradford Flats
----------------------------------------------------------
Summerchase
----------------------------------------------------------
Sunrise
----------------------------------------------------------
Timber Ridge
----------------------------------------------------------
Tower Terrace
----------------------------------------------------------
Vadnais Heights
----------------------------------------------------------
Washington Avenue
----------------------------------------------------------
Willow Ponds
----------------------------------------------------------
Woodland Townhouses
----------------------------------------------------------
Woodland Village
----------------------------------------------------------
Ultra Power Technologies, Inc.*
----------------------------------------------------------
Texas-Ohio Pipeline, Inc.*
----------------------------------------------------------
144
----------------------------------------------------------
Guardian Pipeline LLC
----------------------------------------------------------
Xcel Energy Retail Holdings, Inc. (Xcel Retail)
----------------------------------------------------------
Natural Station Equipment LLC
----------------------------------------------------------
Xcel Energy Retail Propane Inc. (10)
----------------------------------------------------------
Xcel Energy Wholesale Propane Inc. (9)
----------------------------------------------------------
Planergy International, Inc. (Planergy Int'l)
----------------------------------------------------------
Planergy (Delaware), Inc.
----------------------------------------------------------
Planergy Services, Inc.
----------------------------------------------------------
Planergy Services of Calif., Inc.
----------------------------------------------------------
Planergy Capital Associates, Inc.
----------------------------------------------------------
Planergy Energy Services Corp.
----------------------------------------------------------
Planergy Services of Houston, Inc.
----------------------------------------------------------
Planergy Services USA, Inc.
----------------------------------------------------------
Planergy Services of Texas, Inc.
----------------------------------------------------------
Planergy Midwest, Inc.
----------------------------------------------------------
Planergy, Inc.
----------------------------------------------------------
Planergy Limited
----------------------------------------------------------
USA-Planergy LLC*
----------------------------------------------------------
Energy Masters International, Inc.
----------------------------------------------------------
Energy Masters, Inc. (6)
----------------------------------------------------------
Reddy Kilowatt Corp.
----------------------------------------------------------
Xcel Energy-Cadence, Inc.
----------------------------------------------------------
Cadence Network, Inc.
----------------------------------------------------------
Xcel Energy-Centrus, Inc.
----------------------------------------------------------
XERS, Inc.
----------------------------------------------------------
e prime Florida, Inc.
----------------------------------------------------------
e prime Georgia, Inc.
----------------------------------------------------------
e prime Energy Marketing, Inc.
----------------------------------------------------------
Xcel Energy Foundation
----------------------------------------------------------
Xcel Energy Services, Inc.
----------------------------------------------------------
Xcel Energy Ventures, Inc. (Xcel Ventures)
----------------------------------------------------------
Eloigne Co. (Eloigne)
----------------------------------------------------------
7th Street
----------------------------------------------------------
Boulder Ridge
----------------------------------------------------------
Brickstone Townhouses
----------------------------------------------------------
Buffalo Ridge
----------------------------------------------------------
Carter Place
----------------------------------------------------------
Xcel Energy Wholesale Group, Inc. (Xcel Wholesale)
----------------------------------------------------------
Utility Engineering Corp. (UE)
----------------------------------------------------------
Applied Power Associates, Inc.
----------------------------------------------------------
Proto-Power Corp.
----------------------------------------------------------
Precision Resource Co.
----------------------------------------------------------
Universal Utility Services LLC
----------------------------------------------------------
Quixx Corp. (Quixx)
----------------------------------------------------------
Quixx Power Services, Inc.
----------------------------------------------------------
Quixx Resources, Inc. (Quixx Resources)
----------------------------------------------------------
Borger Energy Associates, LP
(Borger Energy)
----------------------------------------------------------
Borger Funding Corp.
----------------------------------------------------------
Denver City Energy Associates LP
----------------------------------------------------------
Quixx WRR, LP
----------------------------------------------------------
Windpower Partners 1994 LP
----------------------------------------------------------
Quixx Jamaica, Inc.
----------------------------------------------------------
KES Jamaica LP
----------------------------------------------------------
Quixx Mustang Station, Inc. (Quixx
Mustang)
----------------------------------------------------------
Denver City Energy Associates, LP
----------------------------------------------------------
Quixxlin Corp.
----------------------------------------------------------
Quixx Linden LP
----------------------------------------------------------
Quixx Borger Cogen, Inc.
----------------------------------------------------------
Borger Energy Associates LP
----------------------------------------------------------
Quixx Carolina, Inc.
----------------------------------------------------------
Carolina Energy, LP
----------------------------------------------------------
Quixx WPP94, Inc.
----------------------------------------------------------
Windpower Partners 1994, LP
----------------------------------------------------------
BCH Energy, LP
----------------------------------------------------------
Carolina Energy, LP
----------------------------------------------------------
Quixx Linden, LP
----------------------------------------------------------
Quixx Louisville, LLC
----------------------------------------------------------
Quixx WRR, LP
----------------------------------------------------------
KES Montego, Inc.
----------------------------------------------------------
KES Jamaica, LP
----------------------------------------------------------
Xcel Energy WYCO Inc.
----------------------------------------------------------
WYCO Development, LLC
----------------------------------------------------------
F-1.2a Consolidating balance sheets and statements of income and cash
flows, to the extent available for subsidiaries of NRG that are
not considered a majority-owned associate company are filed
confidentially pursuant to Rule 104(b) of the PUHCA.
145
Exhibit G Financial Data Schedules are no longer required and therefore not
included.
Exhibit H The relationship of each EWG in which the system holds an
interest to other system companies is reflected in Item 1.
Exhibit I Balance sheets and statements of income and cash flows, to the
extent available, for EWGs and FUCOs are filed confidentially
pursuant to Rule 104 (b) of the PUHCA.
--------------------------------------- ---------------------------------------- ------------------
EWG or FUCo Last statement available Exhibit no.
--------------------------------------- ---------------------------------------- ------------------
Dunkirk Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Huntley Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Astoria Gas Turbine Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Arthur Kill Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Somerset Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Oswego Harbor Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Connecticut Jet Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Devon power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
146
--------------------------------------- ---------------------------------------- ------------------
Middleton Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Montville Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Norwalk Power LLC Dec. 31, 2001 (NE Generating) I-1
--------------------------------------- ---------------------------------------- ------------------
Louisiana Generating LLC Dec. 31, 2001 (SC Generating) I-2
--------------------------------------- ---------------------------------------- ------------------
Long Beach Generation LLC Dec. 31, 2001 (West Coast Power) I-3
--------------------------------------- ---------------------------------------- ------------------
El Segundo Power LLC Dec. 31, 2001 (West Coast Power) I-3
--------------------------------------- ---------------------------------------- ------------------
Cabrillo Power I LLC Dec. 31, 2001 (West Coast Power) I-3
--------------------------------------- ---------------------------------------- ------------------
Cabrillo Power II LLC Dec. 31, 2001 (West Coast Power) I-3
--------------------------------------- ---------------------------------------- ------------------
Saguaro Power LLC Dec. 31, 2001 (Saguaro Power) I-4
--------------------------------------- ---------------------------------------- ------------------
Cogeneration Corp. of America Not available
--------------------------------------- ---------------------------------------- ------------------
Rocky Road Power LLC Dec. 31, 2001 (Rocky Road) (unaudited) I-5
--------------------------------------- ---------------------------------------- ------------------
Kingston Cogeneration Ltd Pnrsp Dec. 31, 2001 (Kingston Cogen) I-6
--------------------------------------- ---------------------------------------- ------------------
Killingholme Generation Ltd Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Killingholme Power Ltd Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Enfield Energy Centre Ltd Not available
--------------------------------------- ---------------------------------------- ------------------
Enfield Operations LLC Not available
--------------------------------------- ---------------------------------------- ------------------
NRGenerating Holdings (No. 4) BV Not available
--------------------------------------- ---------------------------------------- ------------------
Sunshine State Power (No. 2) BV Not available
--------------------------------------- ---------------------------------------- ------------------
Sunshine State Power BV Not available
--------------------------------------- ---------------------------------------- ------------------
NRG Gladstone Operating Services Pty Not available
Ltd
--------------------------------------- ---------------------------------------- ------------------
NRGenerating Holdings (No. 1) BV Not available
--------------------------------------- ---------------------------------------- ------------------
NRG Collinsville Operating Services Not available
Pty Ltd
--------------------------------------- ---------------------------------------- ------------------
Energy Developments Ltd Not available
--------------------------------------- ---------------------------------------- ------------------
Kraftwerke Schkopau GbR Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Kraftwerke Schkopau Not available (1)
Betriebsgesellschaft mbH
--------------------------------------- ---------------------------------------- ------------------
MIBRAG Industriekraftwerke Gmbh & Co Dec. 31, 2001 (MIBRAG) I-17
KG
--------------------------------------- ---------------------------------------- ------------------
MIBRAG Industriekraftwerke Betriebs Dec. 31, 2001 (MIBRAG) I-17
Gmbh
--------------------------------------- ---------------------------------------- ------------------
ECK Generating s.r.o Dec. 31, 2001 (ECK Generating) I-22
--------------------------------------- ---------------------------------------- ------------------
Energeticke Centrum Kladno s.r.o. Dec. 31, 2001 (Energeticke Centrum) I-21
--------------------------------------- ---------------------------------------- ------------------
NRGenerating Holdings (No. 5) BV Not available
--------------------------------------- ---------------------------------------- ------------------
NRGenerating Holdings (No. 21) BV Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Compania Boliviana de Energia Dec. 31, 2001 (Bolivian Power Co.) I-8
Electrica SA - Bolivian Power Co. Ltd
--------------------------------------- ---------------------------------------- ------------------
Compania Electrica Central Bulo Bulo Dec. 31, 2001 (Bulo Bulo) I-7
SA
--------------------------------------- ---------------------------------------- ------------------
Itiquira Energtica SA Not available (1)
--------------------------------------- ---------------------------------------- ------------------
NRGenerating Holdings GmbH Not available
--------------------------------------- ---------------------------------------- ------------------
Energy Investors Fund LP Not available
--------------------------------------- ---------------------------------------- ------------------
Project Finance Fund III LP Not available
--------------------------------------- ---------------------------------------- ------------------
Entrade GmbH Dec. 31, 2001 (Entrade) I-9
--------------------------------------- ---------------------------------------- ------------------
Entrade Deutschland GmbH Dec. 31, 2001 (Entrade) I-9
--------------------------------------- ---------------------------------------- ------------------
Prva Regulanca s.r.o. Dec. 31, 2001 (Entrade) I-9
--------------------------------------- ---------------------------------------- ------------------
Entrade s.r.o Dec. 31, 2001 (Entrade) I-9
--------------------------------------- ---------------------------------------- ------------------
Entrade Poland Sp. z.o.o. Dec. 31, 2001 (Entrade) I-9
--------------------------------------- ---------------------------------------- ------------------
Flinders Power Partnership Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Flinders Coal Pty Ltd Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Flinders Osborne Trading Pty Ltd Not available (1)
--------------------------------------- ---------------------------------------- ------------------
NRG Flinders Operating Services Pty Not available (1)
Ltd
--------------------------------------- ---------------------------------------- ------------------
Rybnik Power BV Not available (inactive)
--------------------------------------- ---------------------------------------- ------------------
NEO Calif. Power LLC Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Brazos Valley Energy LP Dec. 31, 2001 (Brazos Valley ) I-10
(unaudited)
--------------------------------------- ---------------------------------------- ------------------
147
--------------------------------------- ---------------------------------------- ------------------
Csepeli Aramtermelo Kft Not available (1)
--------------------------------------- ---------------------------------------- ------------------
NRG Csepel Energia Kft Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Csepeli Eromuo Rt Not available (1)
--------------------------------------- ---------------------------------------- ------------------
NRG Rockford II LLC Not available (1)
--------------------------------------- ---------------------------------------- ------------------
NRG Ilion Ltd Partnership Not available (1)
--------------------------------------- ---------------------------------------- ------------------
NRG Rockford Equipment II LLC Not available (1)
--------------------------------------- ---------------------------------------- ------------------
NRG Rockford Equipment LLC Not available (1)
--------------------------------------- ---------------------------------------- ------------------
LSP Nelson Energy LLC Dec. 31, 2001 (Nelson ) (unaudited) I-11
--------------------------------------- ---------------------------------------- ------------------
Denver City Energy Associates Dec. 31, 2001 (Denver City) I-12
--------------------------------------- ---------------------------------------- ------------------
LSP Kendall Energy LLC Dec. 31, 2001 (Kendall ) (unaudited) I-13
--------------------------------------- ---------------------------------------- ------------------
LSP Energy Ltd Partnership Dec. 31, 2001 (LSP Energy) I-14
--------------------------------------- ---------------------------------------- ------------------
Lanco Kondapalli Power Pvt Ltd Not available
--------------------------------------- ---------------------------------------- ------------------
Hsin Yu Energy Development Co Ltd Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Empresa de Generacion Electrica Cahua Not available
SA
--------------------------------------- ---------------------------------------- ------------------
Energia Pacasmayo SA Not available
--------------------------------------- ---------------------------------------- ------------------
NRG Audrain Generating LLC Dec. 31, 2001 (unaudited) I-15
--------------------------------------- ---------------------------------------- ------------------
Commonwealth Atlantic Power LLC Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Termo Rio SA Dec. 31, 2001 I-16
--------------------------------------- ---------------------------------------- ------------------
Timber Energy Resource Inc. Not available (1)
--------------------------------------- ---------------------------------------- ------------------
Yorkshire Power Group Ltd March 31, 2001 (Yorkshire Power) I-18
--------------------------------------- ---------------------------------------- ------------------
Yorkshire Electricity Group Ltd March 31, 2001 (Yorkshire Electricity) I-19
--------------------------------------- ---------------------------------------- ------------------
CPB Dec. 31, 2000 (CPB) I-20
--------------------------------------- ---------------------------------------- ------------------
CIESA Dec. 31, 2000 (CIESA) I-23
--------------------------------------- ---------------------------------------- ------------------
(1) Audited financial statements are not available. Unaudited financial data is
included in the reponse to Item 10.
148
ANNUAL REPORT OF XCEL ENERGY INC.
SIGNATURE CLAUSE
Each undersigned system company has duly caused this annual report to be signed
on its behalf by the undersigned thereunto duly authorized pursuant to the
requirements of the Public Utility Holding Company Act of 1935. The signature of
each undersigned company shall be deemed to relate only to matters having
reference to such company or its subsidiaries.
Xcel Energy Inc.
-----------------------------------
(Name of Reporting Company)
By: /s/
-----------------------------------
(Signature of Signing Officer)
David E. Ripka, Vice President
and Controller
----------------------------------
(Printed Name and Title of Signing
Officer)
Dated: April 30, 2002
149