U.S. Bancorp | USB Capital IX | |
(Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its Certificate of Trust) | |
Delaware | Delaware | |
(State of incorporation or organization) | (State of incorporation or organization) | |
41-0255900 | 20-6524064 | |
(I.R.S. Employer Identification No.) | (I.R.S. Employer Identification No.) | |
c/o U.S. Bancorp | ||
800 Nicollet Mall | 800 Nicollet Mall | |
Minneapolis, Minnesota | Minneapolis, Minnesota | |
(Address of Principal Executive Offices) | (Address of Principal Executive Offices) | |
55402 | 55402 | |
(Zip Code) | (Zip Code) |
Name of each exchange on which | ||
Title of each class to be so registered | each class is to be registered | |
6.189% Fixed-to-Floating Rate Normal Income Trust | New York Stock Exchange | |
Securities of USB Capital IX | ||
(and the Guarantee of U.S. Bancorp with respect thereto) |
Item 1. Description of Securities to Be Registered | ||||||||
Item 2. Exhibits | ||||||||
SIGNATURE | ||||||||
INDEX TO EXHIBITS |
4.1
|
Junior Subordinated Indenture dated as of April 28, 2005 between U.S. Bancorp and Delaware Trust Company, National Association, as original Debenture Trustee (incorporated by reference to Exhibit 4.2.3 to the Registration Statement on Form S-3, File No. 333-124535). | |
4.2
|
First Supplemental Indenture to Junior Subordinated Indenture dated as of August 3, 2005 between U.S. Bancorp and Delaware Trust Company, National Association, as original Debenture Trustee (incorporated by reference to Exhibit 4.2 to the Registration Statement on Form 8-A, File No. 01-06880). | |
4.3
|
Second Supplemental Indenture to Junior Subordinated Indenture dated as of December 29, 2005 between U.S. Bancorp and Delaware Trust Company, National Association, as original Debenture Trustee, and Wilmington Trust Company, as successor Debenture Trustee (incorporated by reference to Exhibit 4.1 of the Report on Form 8-K of U.S. Bancorp dated December 29, 2005). | |
4.4
|
Third Supplemental Indenture to Junior Subordinated Indenture dated as of March 17, 2006 between U.S. Bancorp and Wilmington Trust Company, as successor DebentureTrustee (incorporated by reference to Exhibit 4.2 of the current Report on Form 8-K of U.S. Bancorp dated March 17, 2006). | |
4.5
|
Restated Certificate of Trust of USB Capital IX (incorporated by reference to Exhibit 4.14 to the Registration Statement on Form S-3, File No. 333-132297). | |
4.6
|
Form of Amended and Restated Trust Agreement (incorporated by reference to Exhibit 4.16 to the Registration Statement on Form S-3, File No. 333-132297). | |
4.7
|
Form of Normal ITS Certificate (included as part of Exhibit 4.6). | |
4.8
|
Stock Purchase Contract Agreement between U.S. Bancorp and USB Capital IX, acting through Wilmington Trust Company, as Property Trustee (incorporated by reference to Exhibit 4.3 of the current Report on Form 8-K of U.S. Bancorp dated March 17, 2006). | |
4.9
|
Form of Guarantee Agreement (incorporated by reference to Exhibit 4.18 to the Registration Statement on Form S-3, File No. 333-132297). | |
4.10
|
Certificate of Designations of U.S. Bancorp with respect to Series A Non-Cumulative Perpetual Preferred Stock dated March 16, 2006 (incorporated by reference to Exhibit 4.1 of the Report on Form 8-K of U.S. Bancorp dated March 17, 2006). |
USB CAPITAL IX | ||||||
By: U.S. Bancorp, as Depositor | ||||||
Date: March 17, 2006
|
By: | /s/ Laura F. Bednarski | ||||
Name: Laura F. Bednarski | ||||||
Title: Vice President | ||||||
U.S. BANCORP | ||||||
Date: March 17, 2006
|
By: | /s/ Laura F. Bednarski | ||||
Name: Laura F. Bednarski | ||||||
Title: Vice President |
4.1
|
Junior Subordinated Indenture dated as of April 28, 2005 between U.S. Bancorp and Delaware Trust Company, National Association, as original Debenture Trustee (incorporated by reference to Exhibit 4.2.3 to the Registration Statement on Form S-3, File No. 333-124535). | |
4.2
|
First Supplemental Indenture to Junior Subordinated Indenture dated as of August 3, 2005 between U.S. Bancorp and Delaware Trust Company, National Association, as original Debenture Trustee (incorporated by reference to Exhibit 4.2 to the Registration Statement on Form 8-A, File No. 01-06880). | |
4.3
|
Second Supplemental Indenture to Junior Subordinated Indenture dated as of December 29, 2005 between U.S. Bancorp and Delaware Trust Company, National Association, as original Debenture Trustee, and Wilmington Trust Company, as successor Debenture Trustee (incorporated by reference to Exhibit 4.1 of the Report on Form 8-K of U.S. Bancorp dated December 29, 2005). | |
4.4
|
Third Supplemental Indenture to Junior Subordinated Indenture dated as of March 17, 2006 between U.S. Bancorp and Wilmington Trust Company, as successor DebentureTrustee (incorporated by reference to Exhibit 4.2 of the current Report on Form 8-K of U.S. Bancorp dated March 17, 2006). | |
4.5
|
Restated Certificate of Trust of USB Capital IX (incorporated by reference to Exhibit 4.14 to the Registration Statement on Form S-3, File No. 333-132297). | |
4.6
|
Form of Amended and Restated Trust Agreement (incorporated by reference to Exhibit 4.16 to the Registration Statement on Form S-3, File No. 333-132297). | |
4.7
|
Form of Normal ITS Certificate (included as part of Exhibit 4.6). | |
4.8
|
Stock Purchase Contract Agreement between U.S. Bancorp and USB Capital IX, acting through Wilmington Trust Company, as Property Trustee (incorporated by reference to Exhibit 4.3 of the current Report on Form 8-K of U.S. Bancorp dated March 17, 2006). | |
4.9
|
Form of Guarantee Agreement (incorporated by reference to Exhibit 4.18 to the Registration Statement on Form S-3, File No. 333-132297). | |
4.10
|
Certificate of Designations of U.S. Bancorp with respect to Series A Non-Cumulative Perpetual Preferred Stock dated March 16, 2006 (incorporated by reference to Exhibit 4.1 of the Report on Form 8-K of U.S. Bancorp dated March 17, 2006). |