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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
TiVo, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
888706 10 8
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2001
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 888706 10 8 Page 2 of 18
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Institutional Venture Partners VII, L.P.
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
3,464,990
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially none
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person 3,464,990
With ------------------------------------------------------------
8. Shared Dispositive Power
none
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,464,990
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
7.7%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 3 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Institutional Venture Management VII, L.P.
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
3,536,736
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially none
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person 3,536,736
With ------------------------------------------------------------
8. Shared Dispositive Power
none
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,536,736
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
7.8%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 4 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
IVP Founders Fund I, L.P.
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
91,819
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially none
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person 91,819
With ------------------------------------------------------------
8. Shared Dispositive Power
none
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
91,819
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
0.2%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 5 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Samuel D. Colella
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
714
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially 3,628,555
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person 714
With ------------------------------------------------------------
8. Shared Dispositive Power
3,628,555
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,629,269
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
8.0%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 6 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Reid W. Dennis
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
14,067
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially 3,628,555
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person 14,067
With ------------------------------------------------------------
8. Shared Dispositive Power
3,628,555
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,642,622
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
8.1%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 7 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Mary Jane Elmore
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
none
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially 3,628,555
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person none
With ------------------------------------------------------------
8. Shared Dispositive Power
3,628,555
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,628,555
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
8.0%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 8 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Norman A. Fogelsong
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
4,927
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially 3,628,555
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person 4,927
With ------------------------------------------------------------
8. Shared Dispositive Power
3,628,555
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,633,482
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
8.0%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 9 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Ruthann Quindlen
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
none
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially 3,628,555
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person none
With ------------------------------------------------------------
8. Shared Dispositive Power
3,628,555
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,628,555
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
8.0%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 10 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
L. James Strand
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
none
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially 3,628,555
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person none
With ------------------------------------------------------------
8. Shared Dispositive Power
3,628,555
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,628,555
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
8.0%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 11 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
William P. Tai
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
none
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially 3,536,736
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person none
With ------------------------------------------------------------
8. Shared Dispositive Power
3,536,736
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,536,736
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
7.8%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 12 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
T. Peter Thomas
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
none
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially 3,628,555
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person none
With ------------------------------------------------------------
8. Shared Dispositive Power
3,628,555
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,628,555
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
8.0%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 13 of 18
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Geoffrey Y. Yang
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
5. Sole Voting Power
38,521
------------------------------------------------------------
Number of 6. Shared Voting Power
Shares
Beneficially 3,628,555
Owned by ------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting
Person 38,521
With ------------------------------------------------------------
8. Shared Dispositive Power
3,628,555
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,667,076
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
[_]
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
8.1%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
CUSIP No. 888706 10 8 Page 14 of 18
Item 1.
(a) Name of Issuer: TiVo, Inc.
(b) Address of Issuer's Principal Executive Offices:
2160 Gold Street, P.O. Box 2160, Alviso, CA 95002-2160
Item 2.
(a) Name of Persons Filing:
Institutional Venture Partners VII, L.P. ("IVP")
Institutional Venture Management VII, L.P. ("IVM")
IVP Founders Fund I, L.P. ("FFI")
Samuel D. Colella ("SDC")
Reid W. Dennis ("RWD")
Mary Jane Elmore ("MJE")
Norman A. Fogelsong ("NAF")
Ruthann Quindlen ("RAQ")
L. James Strand ("LJS")
William P. Tai ("WPT")
T. Peter Thomas ("TPT")
Geoffrey Y. Yang ("GYY")
IVM is the General Partner of IVP. SDC, RWD, MJE, NAF, RAQ, LJS, WPT, TPT, & GYY
are General Partners of IVM. SDC, RWD, RAQ, LJS, TPT and GYY are General
Partners of the General Partner of FFI.
(b) Address of Principal Business Office or, if None, Residence:
3000 Sand Hill Road
Building 2, Suite 290
Menlo Park, CA 94025
(c) Citizenship:
Entities: California
Individuals: United States
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number: 888706 10 8
Item 3. If this statement is filed pursuant to Rules 13d-1(b),or 13d-2(b),
check whether the person filing is a:
Not applicable
CUSIP No. 888706 10 8 Page 15 of 18
Item 4. Ownership
See Rows 5 through 11 of cover pages
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following |_|.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Under certain circumstances set forth in IVP and IVM's Limited Partnership
Agreements, the General Partners and Limited Partners of each of such funds have
the right to receive dividends from, or the proceeds from the sale of, the
Common Stock of Issuer owned by each such fund.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company
Not applicable
Item 8. Identification and Classification of Members of the Group
Not applicable
Item 9. Notice of Dissolution of Group
Not applicable
Item 10. Certification
[The following certification shall be included if the statement is filed
pursuant to Rule 13d-1(c):]
By signing below I certify that, to the best of my knowledge and belief, the
securities referral to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
CUSIP No. 888706 10 8 Page 16 of 18
[EXHIBITS]
[A: Joint Filing Statement]
CUSIP No. 888706 10 8 Page 17 of 18
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 1, 2002
Institutional Venture Partners VII, L.P.
By its General Partner, Institutional Venture Management VII, LP
IVP Founders Fund I, L.P.
By its General Partner, Institutional Venture Management VI, L.P.
------------------------------------------------
Geoffrey Y. Yang, General Partner
--------------------------------
Samuel D. Colella
--------------------------------
Reid W. Dennis
--------------------------------
Mary Jane Elmore
--------------------------------
Norman A. Fogelsong
--------------------------------
Ruthann Quindlen
--------------------------------
L. James Strand
--------------------------------
William P. Tai
--------------------------------
T. Peter Thomas
--------------------------------
Geoffrey Y. Yang
CUSIP No. 888706 10 8 Page 18 of 18
EXHIBIT A
JOINT FILING STATEMENT
Pursuant to Rule 13d-1(f)(1), we, the undersigned, hereby express our
agreement that the attached Schedule 13G is filed on behalf of each of us.
Date: February 1, 2002
Institutional Venture Partners VII, L.P.
By its General Partner, Institutional Venture Management VII, LP
IVP Founders Fund I, L.P.
By its General Partner, Institutional Venture Management VI, L.P.
----------------------------------------------------
Geoffrey Y. Yang, General Partner
-------------------------------
Samuel D. Colella
--------------------------------
Reid W. Dennis
--------------------------------
Mary Jane Elmore
--------------------------------
Norman A. Fogelsong
--------------------------------
Ruthann Quindlen
--------------------------------
L. James Strand
--------------------------------
William P. Tai
--------------------------------
T. Peter Thomas
--------------------------------
Geoffrey Y. Yang