SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933
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WATERS CORPORATION
(Exact Name of Registrant as Specified in its Charter)
DELAWARE 13-3668640
(State or Other Jurisdiction of (I.R.S. Employer
Incorporation or Organization) Identification No.)
34 Maple Street, Milford, Massachusetts 01757
(Address of Principal Executive Offices) (Zip Code)
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WATERS CORPORATION SECOND AMENDED AND RESTATED 1996
LONG-TERM PERFORMANCE INCENTIVE PLAN, AS AMENDED
(Full Title of the Plan)
-------------------------
John Ornell
Waters Corporation
34 Maple Street Milford, Massachusetts 01757
508-478-2000
(Name and Address of Agent for Service)
Telephone Number, Including Area Code, of Agent for Service
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Copies to:
Victor J. Paci, Esq.
BINGHAM MCCUTCHEN LLP
150 Federal Street
Boston, MA 02110
(617) 951-8000
CALCULATION OF REGISTRATION FEE
==================================== ================== =================== ===================== ================
Amount Proposed Proposed Maximum
Title Of To Be Maximum Aggregate Amount Of
Securities To Be Registered Registered (1)(2) Offering Price Offering Price (1) Registration
Per Share Fee
------------------------------------ ------------------ ------------------- --------------------- ----------------
Common Stock,
$0.01 par value................. 5,750,000 $22.23 $127,822,500 $11,759.67
==================================== ================== =================== ===================== ================
(1) The proposed maximum offering price has been estimated pursuant to Rule
457(h) solely for the purpose of calculating the registration fee. It is not
known how many of these shares will be purchased or at what price. The estimate
of the proposed maximum aggregate offering price has been calculated based on
the offering of all 5,750,000 shares registered hereunder, purchasable under the
Plan at an offering price of $22.23 per share, which is the average of the high
and low prices of the Registrant's Common Stock as listed on the New York Stock
Exchange on July 10, 2002.
(2) In addition, pursuant to Rule 416(c) under the Securities Act of 1933, this
registration statement also covers an indeterminate amount of interest to be
offered or sold pursuant to the employee benefit plan(s) described herein.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
ITEM 3. INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
On July 16, 1996, we filed a Registration Statement on Form S-8 (File No.
33-08191) (referred to in this document as the "First Registration Statement")
to register under the Securities Act of 1933, as amended, 4,000,000* shares of
common stock, par value $0.01 per share, issuable by us under the Plan. On June
28, 1999, we filed a Registration Statement on Form S-8 (File No. 333 81723
(referred to in this document as the "Second Registration Statement") to
register under the Securities Act an additional 8,000,000* shares of our common
stock issuable by us under the Plan.
This Registration Statement on Form S-8 has been prepared and filed
pursuant to and in accordance with the requirements of General Instruction E to
Form S-8 for the purpose of effecting the registration under the Securities Act
of the additional 5,750,000 shares of our common stock subject to issuance upon
exercise of stock options that may be granted under the Plan at any time or from
time to time after the date hereof under the Plan. Pursuant to General
Instruction E to Form S-8, the Registrant hereby incorporates herein by
reference the contents of the First Registration Statement and the Second
Registration Statement.
We incorporate by reference the documents listed below and any future
filings we will make with the SEC under Section 13(a), 13(c), 14 or 15(d) of the
Securities Act of 1934:
o Our Annual Report on Form 10-K for the year ended December 31, 2001,
filed with the SEC on March 28, 2002;
o Our Quarterly Report on Form 10-Q for the fiscal quarter ended
March 31, 2002, filed with the SEC on April 26, 2002;
o Our Current Reports on Form 8-K filed with the SEC on March 25,
2002, June 3, 2002 and June 26, 2002; and
o the description of our common stock contained in our registration
statement on Form 8-A filed with the SEC on filed October 19, 1995
(File No. 1-14010) pursuant to Section 12(b) of the Exchange Act,
including any amendments or reports filed for the purpose of
updating that description.
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* Share amounts of Common Stock with respect to this Registration Statement on
Form S-8, the First Registration Statement and the Second Registration Statement
reflect the Registrant's 1 for 1 stock dividend payable to stockholders of
record of the Common Stock as of the close of business on May 27, 1999 and paid
on or about June 10, 1999, and the 1 for 1 stock dividend payable to
stockholders of record of the Common Stock as of the close of business on
August 4, 2000 and paid on or about August 25, 2000.
ITEM 8: EXHIBITS
The following exhibits are filed as part of or incorporated by reference
into this Registration Statement:
4.1 Waters Corporation Second Amended and Restated 1996 Long-Term
Performance Incentive Plan (1)
5.1 Opinion of Bingham McCutchen LLP
23.1 Consent of PricewaterhouseCoopers LLP
23.2 Consent of Bingham McCutchen LLP (included in the opinion
filed as Exhibit 5.1)
24.1 Powers of Attorney (included on the signature page of this
Registration Statement)
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(1) Filed as Exhibit 10.3 to the Registrant's Quarterly Report on Form 10-Q for
the fiscal quarter ended March 31, 2000, filed on May 15, 2000 and incorporated
herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Milford, Commonwealth of Massachusetts, on this 12th
day of July, 2002.
WATERS CORPORATION
By: /s/ John Ornell
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Vice President, Finance
and Administration and Chief Financial Officer
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears
below constitutes and appoints Douglas A. Berthiaume and John Ornell, and
each of them, his true and lawful attorney-in-fact, each with full power of
substitution and revocation, for him and in his name, place and stead, in any
and all capacities (including his capacity as a director and/or officer of
Waters Corporation), to sign any and all amendments (including post-effective
amendments) to this Registration Statement, and to file the same with all
exhibits thereto, and other documents in connection therewith, with the
Securities and Exchange Commission, granting unto each such attorney-in-fact and
agent, full power and authority to do and perform each and every act and thing
requisite and necessary to be done, as fully to all intents and purposes as such
person might or could do in person, hereby ratifying and confirming all that
said attorneys-in-fact and agents or any of them, or their or his substitute or
substitutes, may lawfully do or cause to be done by virtue hereof. Pursuant to
the requirements of the Securities Act of 1933, this Registration Statement and
Power of Attorney have been signed by the following persons, in the capacities
indicated, on July 12, 2002.
/s/ Douglas A. Berthiaume Chairman of the Board of Directors and Chief
--------------------------- Executive Officer (principal executive
Douglas A. Berthiaume officer)
/s/ John Ornell Vice President, Finance and
--------------------------- Administration and Chief Financial Officer
John Ornell (principal financial officer and
principal accounting officer)
/s/ Joshua Bekenstein Director
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Joshua Bekenstein
/s/ Michael J. Berendt Director
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Michael J. Berendt, Ph.D.
/s/ Philip Caldwell Director
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Philip Caldwell
/s/ Edward Conard Director
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Edward Conard
/s/ Laurie H. Glimcher Director
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Dr. Laurie H. Glimcher
/s/ William J. Miller Director
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William J. Miller
/s/ Thomas P. Salice Director
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Thomas P. Salice
The Plan. Pursuant to the requirement of the Securities Act of 1933, the plan
administrator for the Plan has caused this registration statement to be signed
on its behalf by the undersigned thereunto duly authorized, in the City of
Milford, State of Massachusetts, July 12, 2002.
WATERS CORPORATION SECOND AMENDED AND
RESTATED LONG-TERM INCENTIVE PLAN
By: Employee Benefits Administration Committee
By: /s/ Brian K. Mazar
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Brian K. Mazar
Secretary