tdf_npx-0616.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-08394   

 

Templeton Dragon Fund, Inc.

(Exact name of registrant as specified in charter)

 

300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (954) 527-7500

 

Date of fiscal year end:      12/31

 

Date of reporting period:   6/30/16

 

Item 1. Proxy Voting Records.

 

 

 

AIA GROUP LTD.
Meeting Date:  MAY 06, 2016
Record Date:  MAY 03, 2016
Meeting Type:  ANNUAL

Ticker:  1299
Security ID:  Y002A1105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Swee-Lian Teo as Director

Management

For

For

4

Elect Narongchai Akrasanee as Director

Management

For

For

5

Elect George Yong-Boon Yeo as Director

Management

For

For

6

Elect Mark Edward Tucker as Director

Management

For

For

7

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

8A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

8B

Authorize Repurchase of Issued Share Capital

Management

For

For

8C

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

Management

For

For

 

 

 

ANTA SPORTS PRODUCTS LTD.
Meeting Date:  APR 06, 2016
Record Date:  MAR 31, 2016
Meeting Type:  ANNUAL

Ticker:  2020
Security ID:  G04011105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Special Dividend

Management

For

For

4

Elect Ding Shizhong as Director

Management

For

For

5

Elect Zheng Jie as Director

Management

For

For

6

Elect Dai Zhongchuan as Director

Management

For

For

7

Authorize Board to Fix Remuneration of Directors

Management

For

For

8

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Authorize Repurchase of Issued Share Capital

Management

For

For

11

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Meeting Date:  MAY 24, 2016
Record Date:  MAY 18, 2016
Meeting Type:  ANNUAL

Ticker:  743
Security ID:  G0539C106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Hsu, Shu-tong as Director

Management

For

Against

3a2

Elect Hsu, Shu-ping as Director

Management

For

For

3a3

Elect Wu, Chung-lih as Director

Management

For

For

3a4

Elect Tsim, Tak-lung Dominic as Director

Management

For

For

3a5

Elect Wang, Kuo-ming as Director

Management

For

For

3a6

Elect Wu, Ling-ling as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Adopt the Amended and Restated Operational Procedures for Making Advances to Third Parties

Management

For

For

9

Adopt the Amended and Restated Operation Procedures for Acquisition and Disposal of Assets

Management

For

For
 

 

 

ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Meeting Date:  MAY 24, 2016
Record Date:  MAY 18, 2016
Meeting Type:  SPECIAL

Ticker:  743
Security ID:  G0539C106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Sale and Purchase Agreement, Revised Annual Cap, and Related Transactions

Management

For

For

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  NOV 05, 2015
Record Date:  OCT 15, 2015
Meeting Type:  SPECIAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Shang Yongtian as Director

Management

For

For

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 27, 2016
Record Date:  MAY 06, 2016
Meeting Type:  ANNUAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Report of the Board of Directors

Management

For

For

2

Approve 2015 Report of the Supervisory Committee

Management

For

For

3

Approve 2015 Consolidated Audited Financial Statements and Auditor's Report

Management

For

For

4

Approve Ruihua Certified Public Accountants LLP as Auditors and Authorize the Audit Committee of the Board to Fix Their Remuneration

Management

For

For

5

Approve 2015 Profit Distribution and Distribution of Final Dividend

Management

For

For

6

Elect Li Jianwen as Director

Management

For

For

7

Elect Shang Yongtian as Director

Management

For

For

8

Elect Li Chunyan as Director

Management

For

For

9

Elect Liu Yuejin as Director

Management

For

For

10

Elect Wang Weilin as Director

Management

For

For

11

Elect Li Shunxiang as Director

Management

For

For

12

Elect Choi Onward as Director

Management

For

For

13

Elect Wang Liping as Director

Management

For

For

14

Elect Chen Liping as Director

Management

For

For

15

Elect Liu Wenyu as Supervisor

Management

For

For

16

Elect Yang Baoqun as Supervisor

Management

For

For

17

Elect Chen Zhong as Supervisor

Management

For

For

18

Elect Cheng Xianghong as Supervisor

Management

For

For

19

Approve Remuneration of Directors

Management

For

For

20

Approve Independent Supervisor's Fee and Related Transactions

Management

For

For

21

Authorize Any Executive Director to Enter into an Agreement or Appointment Letter on Behalf of the Company with Each of the Elected Directors or Supervisors

Management

For

For

22

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

23

Authorize Repurchase of Issued Share Capital

Management

For

For

24

Approve Issuance of Short Term Debentures Under General Mandate

Management

For

Against
 

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 27, 2016
Record Date:  MAY 06, 2016
Meeting Type:  SPECIAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued Share Capital

Management

For

For

 

 

BOC HONG KONG (HOLDINGS) LTD.
Meeting Date:  JUN 06, 2016
Record Date:  MAY 31, 2016
Meeting Type:  ANNUAL

Ticker:  2388
Security ID:  Y0920U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Yue Yi as Director

Management

For

For

3b

Elect Ren Deqi as Director

Management

For

Against

3c

Elect Gao Yingxin as Director

Management

For

Against

3d

Elect Xu Luode as Director

Management

For

Against

4

Approve Ernst & Young as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LTD.
Meeting Date:  JUN 03, 2016
Record Date:  MAY 31, 2016
Meeting Type:  ANNUAL

Ticker:  1114
Security ID:  G1368B102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2A

Elect Wang Shiping as Director

Management

For

For

2B

Elect Lei Xiaoyang as Director

Management

For

For

2C

Authorize Board to Fix Remuneration of Directors

Management

For

For

3

Approve Grant Thornton Hong Kong Limited as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

4B

Authorize Repurchase of Issued Share Capital

Management

For

For

4C

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Meeting Date:  NOV 24, 2015
Record Date:  NOV 18, 2015
Meeting Type:  SPECIAL

Ticker:  01038
Security ID:  G2098R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement

Management

For

For

2

Approve Increase in Authorized Share Capital of Company

Management

For

For

3

Increase Maximum Number of Directors to 30

Management

For

For

4

Approve Change of Company Name and Adopt Company's Secondary Name

Management

For

For

5

Amend Bye-laws

Management

For

For

 

 

 

CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Meeting Date:  MAY 12, 2016
Record Date:  MAY 06, 2016
Meeting Type:  ANNUAL

Ticker:  1038
Security ID:  G2098R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Kam Hing Lam as Director

Management

For

For

3.2

Elect Ip Tak Chuen, Edmond as Director

Management

For

Against

3.3

Elect Chow Woo Mo Fong, Susan as Director

Management

For

Against

3.4

Elect Frank John Sixt as Director

Management

For

Against

3.5

Elect Kwok Eva Lee as Director

Management

For

For

3.6

Elect Lee Pui Ling, Angelina as Director

Management

For

Against

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHEUNG KONG PROPERTY HOLDINGS LTD.
Meeting Date:  MAY 13, 2016
Record Date:  MAY 09, 2016
Meeting Type:  ANNUAL

Ticker:  1113
Security ID:  G2103F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Li Ka-shing as Director

Management

For

Against

3.2

Elect Kam Hing Lam as Director

Management

For

Against

3.3

Elect Ip Tak Chuen, Edmond as Director

Management

For

Against

3.4

Elect Chung Sun Keung, Davy as Director

Management

For

Against

3.5

Elect Chiu Kwok Hung, Justin as Director

Management

For

Against

3.6

Elect Chow Wai Kam as Director

Management

For

Against

3.7

Elect Pau Yee Wan, Ezra as Director

Management

For

Against

3.8

Elect Woo Chia Ching, Grace as Director

Management

For

Against

3.9

Elect Cheong Ying Chew, Henry as Director

Management

For

Against

3.10

Elect Chow Nin Mow, Albert as Director

Management

For

For

3.11

Elect Hung Siu-lin, Katherine as Director

Management

For

For

3.12

Elect Simon Murray as Director

Management

For

Against

3.13

Elect Yeh Yuan Chang, Anthony as Director

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Annual Fees Payable to the Chairman and Other Directors of the Company for each Financial Year

Management

For

For

6.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6.2

Authorize Repurchase of Issued Share Capital

Management

For

For

6.3

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  OCT 28, 2015
Record Date:  SEP 25, 2015
Meeting Type:  SPECIAL

Ticker:  00939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Carl Walter as Director

Management

For

For

2

Elect Anita Fung Yuen Mei as Director

Management

For

For

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  JUN 17, 2016
Record Date:  MAY 17, 2016
Meeting Type:  ANNUAL

Ticker:  00939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Report of the Board of Directors

Management

For

For

2

Approve 2015 Report of the Board of Supervisors

Management

For

For

3

Approve 2015 Final Financial Accounts

Management

For

For

4

Approve 2015 Profit Distribution Plan

Management

For

For

5

Approve Budget of 2016 Fixed Assets Investment

Management

For

For

6

Approve Remuneration Distribution and Settlement Plan for Directors in 2014

Management

For

For

7

Approve Remuneration Distribution and Settlement Plan for Supervisors in 2014

Management

For

For

8

Elect Zhang Long as Director

Management

For

For

9

Elect Chung Shui Ming Timpson as Director

Management

For

Against

10

Elect Wim Kok as Director

Management

For

For

11

Elect Murray Horn as Director

Management

For

For

12

Elect Liu Jin as Supervisor

Management

For

For

13

Elect Li Xiaoling as Supervisor

Management

For

For

14

Elect Bai Jianjun as Supervisor

Management

For

For

15

Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Accounting Firm and PricewaterhouseCoopers as International Accounting Firm and Fix Their Remuneration

Management

For

For

16

Amend Impact of Diluted Immediate Return from Preference Share Issuance and Measures to Make Up the Return

Management

For

For

17

Elect Guo Yanpeng as Director

Shareholder

None

For
 

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  MAY 30, 2016
Record Date:  APR 29, 2016
Meeting Type:  ANNUAL

Ticker:  2628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Report of the Board of Directors

Management

For

For

2

Approve 2015 Report of the Supervisory Committee

Management

For

For

3

Approve 2015 Financial Report

Management

For

For

4

Approve 2015 Profit Distribution Plan

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Elect Leung Oi-Sie Elsie as Director

Management

For

For

7

Approve Remuneration of Auditors

Management

For

For

8

Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor

Management

For

For

9

Approve Continued Donations to China Life Foundation

Management

For

For

10

Approve Amendments to the Rules of Procedures for the Board of Directors

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

CHINA MOBILE LIMITED
Meeting Date:  MAY 26, 2016
Record Date:  MAY 19, 2016
Meeting Type:  ANNUAL

Ticker:  941
Security ID:  Y14965100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Shang Bing as Director

Management

For

For

3.2

Elect Li Yue as Director

Management

For

For

3.3

Elect Sha Yuejia as Director

Management

For

Against

3.4

Elect Liu Aili as Director

Management

For

For

4

Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  OCT 23, 2015
Record Date:  SEP 15, 2015
Meeting Type:  SPECIAL

Ticker:  00386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Renewal of Major and Non-Major Continuing Connected Transactions Including the Relevant Proposed Caps and Related Transactions

Management

For

Abstain

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  FEB 25, 2016
Record Date:  JAN 25, 2016
Meeting Type:  SPECIAL

Ticker:  386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Ma Yongsheng as Director

Management

For

Against

2

Approve Provision of Completion Guarantee for Zhongtian Hechuang Energy Co. Ltd.

Management

For

For

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  MAY 18, 2016
Record Date:  APR 18, 2016
Meeting Type:  ANNUAL

Ticker:  386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Audited Financial Reports and Audited Consolidated Financial Reports

Management

For

For

4

Approve 2015 Profit Distribution Plan

Management

For

For

5

Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Board to Determine the 2016 Interim Profit Distribution

Management

For

For

7

Authorize Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments

Management

For

Against

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against
 

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD.
Meeting Date:  DEC 28, 2015
Record Date:  NOV 27, 2015
Meeting Type:  SPECIAL

Ticker:  1138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Deposit Services by China Shipping Finance Company Limited Under the New Financial Services Framework Agreement, Proposed Annual Caps and Related Transactions

Management

For

Against

2

Approve Foreign Exchange Services by China Shipping Finance Company Limited Under the New Financial Services Framework Agreement, Proposed Annual Caps and Related Transactions

Management

For

For

3

Approve Loan Services by China Shipping Finance Company Limited Under the New Financial Services Framework Agreement, Proposed Annual Caps and Related Transactions

Management

For

Against

4

Approve Agreed Supplies and Services by China Shipping (Group) Company Under the New Services Agreement, Proposed Annual Caps and Related Transactions

Management

For

For

5

Elect Yang Jigui as Director and Related Transactions

Management

For

For

6

Elect Teo Siong Seng as Director and Related Transactions

Management

For

For

7

Approve Aggregate Financial Commitments Under the Guarantees and Related Transactions

Management

For

For

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD.
Meeting Date:  MAY 20, 2016
Record Date:  APR 20, 2016
Meeting Type:  ANNUAL

Ticker:  1138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Audited Financial Statements

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Report of the Board of Directors

Management

For

For

4

Approve Report of the Supervisory Committee

Management

For

For

5

Approve Duty Performance Report of the Independent Non-Executive Directors

Management

For

For

6

Approve Annual Report

Management

For

For

7A

Approve Baker Tilly China Certified Public Accountants ("Baker Tilly China") as Domestic Auditor

Management

For

For

7B

Approve Baker Tilly Hong Kong Limited Certified Public Accountants as International Auditor

Management

For

For

7C

Approve Baker Tilly China as Internal Control Auditor

Management

For

For

8

Approve Remuneration of the Directors and Supervisors

Management

For

For

9

Elect Sun Jiakang as Director

Management

For

For

10

Approve Compliance with Relevant Documents to Conduct the Material Assets Restructuring

Management

For

For

11.1

Approve Overall Restructuring Plan in Relation to Material Assets Restructuring Plan

Management

For

For

11.2

Approve Counterparty of the CS Bulk Disposal in Relation to Material Assets Restructuring Plan

Management

For

For

11.3

Approve Target Asset of the CS Bulk Disposal in Relation to Material Assets Restructuring Plan

Management

For

For

11.4

Approve Payment Method of the CS Bulk Consideration in Relation to Material Assets Restructuring Plan

Management

For

For

11.5

Approve CS Bulk Consideration in Relation to Material Assets Restructuring Plan

Management

For

For

11.6

Approve Arrangement in Connection with the Increase or Decrease in the Equity of CS Bulk During the Transition Period from Reference Date to Closing Audit Date in Relation to Material Assets Restructuring Plan

Management

For

For

11.7

Approve Arrangement in Connection with the Claims or Debts of CS Bulk in Relation to Material Assets Restructuring Plan

Management

For

For

11.8

Approve Arrangement with Respect to the Transfer of Shares of CS Bulk and Default Liability as Agreed in the Asset Transfer Agreement in Relation to Material Assets Restructuring Plan

Management

For

For

11.9

Approve Counterparty of the Dalian Ocean Acquisition in Relation to Material Assets Restructuring Plan

Management

For

For

11.10

Approve Target Asset of the Dalian Ocean Acquisition in Relation to Material Assets Restructuring Plan

Management

For

For

11.11

Approve Payment Method of the Dalian Ocean Consideration in Relation to Material Assets Restructuring Plan

Management

For

For

11.12

Approve Dalian Ocean Consideration in Relation to Material Assets Restructuring Plan

Management

For

For

11.13

Approve Arrangement in Connection with the Increase or Decrease in the Equity of Dalian Ocean During the Transition Period from Reference Date to Closing Audit Date in Relation to Material Assets Restructuring Plan

Management

For

For

11.14

Approve Arrangement in Connection with the Claims or Debts of Dalian Ocean in Relation to Material Assets Restructuring Plan

Management

For

For

11.15

Approve Arrangement with Respect to the Transfer of Shares of Dalian Ocean and Default Liability as Agreed in the Asset Transfer Agreement in Relation to Material Assets Restructuring Plan

Management

For

For

11.16

Approve Resolution 11 Shall be Effective for 12 Months from the Date of Its Approval by the General Meeting in Relation to Material Assets Restructuring Plan

Management

For

For

12

Approve Proposed Transactions Between CS Development and COSCO Company Constitute Connected Transactions Pursuant to Laws and Regulations

Management

For

For

13

Approve Report (Draft) in Relation to Major Asset Disposal and Acquisition and Connected Transactions of the Company and Its Summary

Management

For

For

14

Approve Asset Transfer Agreement

Management

For

For

15

Approve Compensation Agreement

Management

For

For

16

Approve Compliance of Proposed Transactions with Rule 4 of the Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies

Management

For

For

17

Approve Earnings Per Share of the Company Has Not Been Diluted as a Result of the Proposed Transactions

Management

For

For

18

Authorize Board to Handle All Matters Related to Asset Transfer Agreement, Compensation Agreement and Related Transactions

Management

For

For

19

Approve Waiver of Non-competing Undertaking from China Shipping in Respect of Injecting Bulk Shipping Business Into the Company

Management

For

For

20

Approve Financial Services Framework Agreement, Relevant Annual Caps and Related Transactions

Management

For

Against

21

Approve Materials And Services Framework Agreement, Relevant Annual Caps and Related Transactions

Management

For

For
 

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  OCT 23, 2015
Record Date:  SEP 22, 2015
Meeting Type:  SPECIAL

Ticker:  00728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Chang Xiaobing as Director and Authorize Board to Fix His Remuneration

Management

For

For

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  NOV 27, 2015
Record Date:  OCT 27, 2015
Meeting Type:  SPECIAL

Ticker:  00728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Engineering Framework Agreement, the Renewed Annual Caps and Related Transactions

Management

For

For

2

Approve Ancillary Telecommunications Services Agreement, the Renewed Annual Caps and Related Transactions

Management

For

For

3

Approve Revised Annual Cap Under the Engineering Framework Agreement and Related Transactions

Management

For

For
 

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  MAY 25, 2016
Record Date:  APR 22, 2016
Meeting Type:  ANNUAL

Ticker:  728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports for the Year 2015

Management

For

For

2

Approve Profit Distribution Plan and Final Dividend for the Year 2015

Management

For

For

3

Approve Deloitte Touche Tohmatsu as International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

4.1

Approve Issuance of Debentures

Management

For

Against

4.2

Authorize Board to Deal with All Matters in Relation to the Issuance of Debentures

Management

For

Against

5.1

Approve Issuance of Company Bonds

Management

For

For

5.2

Authorize Board to Deal with All Matters in Relation to the Issuance of Company Bonds

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Board to Increase Registered Capital of the Company and Amend Articles of Association to Reflect Such Increase

Management

For

Against

 

 

CHINA UNICOM (HONG KONG) LTD
Meeting Date:  MAY 12, 2016
Record Date:  MAY 09, 2016
Meeting Type:  ANNUAL

Ticker:  762
Security ID:  Y1519S111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1a

Elect Wang Xiaochu as Director

Management

For

For

3.1b

Elect Lu Yimin as Director

Management

For

Against

3.1c

Elect Li Fushen as Director

Management

For

For

3.1d

Elect Law Fan Chiu Fun Fanny as Director

Management

For

For

3.2

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve KPMG and KPMG Huazhen LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  AUG 24, 2015
Record Date:  AUG 20, 2015
Meeting Type:  SPECIAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision of Subsidy of CNY 20 Million to China's Auto Industry Innovation Joint Fund

Management

For

For

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  NOV 24, 2015
Record Date:  NOV 13, 2015
Meeting Type:  SPECIAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Appointment of Financial Auditor

Management

For

For

2

Approve 2015 Appointment of Internal Control Auditor

Management

For

For

3

Approve Global R & D Center Construction Project

Management

For

For

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  MAR 23, 2016
Record Date:  MAR 18, 2016
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Amendments to Articles of Association

Management

For

For

2.1

Elect Xu Liuping as Non-Independent Director

Management

For

For

2.2

Elect Zhang Baolin as Non-Independent Director

Management

For

For

2.3

Elect Zhu Huarong as Non-Independent Director

Management

For

For

2.4

Elect Zhou Zhiping as Non-Independent Director

Management

For

For

2.5

Elect Tan Xiaogang as Non-Independent Director

Management

For

For

2.6

Elect Wang Xiaoxiang as Non-Independent Director

Management

For

For

2.7

Elect Wang Kun as Non-Independent Director

Management

For

For

2.8

Elect Shuai Tianlong as Independent Director

Management

For

For

2.9

Elect Liu Jipeng as Independent Director

Management

For

For

2.10

Elect Li Xiang as Independent Director

Management

For

For

2.11

Elect Li Qingwen as Independent Director

Management

For

For

2.12

Elect Tan Xiaosheng as Independent Director

Management

For

For

2.13

Elect Hu Yu as Independent Director

Management

For

For

2.14

Elect Pang Yong as Independent Director

Management

For

For

2.15

Elect Chen Quanshi as Independent Director

Management

For

For

3.1

Elect Xiao Yong as Supervisor

Management

For

For

3.2

Elect Sun Dahong as Supervisor

Management

For

For

3.3

Elect Zhao Huixia as Supervisor

Management

For

For
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  APR 29, 2016
Record Date:  APR 22, 2016
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Company's Eligibility for Private Placement of Shares

Management

For

Against

2.1

Approve Share Type and Par Value

Management

For

Against

2.2

Approve Issue Manner and Issue Time

Management

For

Against

2.3

Approve Issue Price and Pricing Basis

Management

For

Against

2.4

Approve Issue Size

Management

For

Against

2.5

Approve Target Subscribers and Subscription Method

Management

For

Against

2.6

Approve Use of Proceeds

Management

For

Against

2.7

Approve Distribution Arrangement of Cumulative Earnings

Management

For

Against

2.8

Approve Lock-up Period Arrangement

Management

For

Against

2.9

Approve Listing Exchange

Management

For

Against

2.10

Approve Contractual Obligations and Liabilities for the Related Subscription Agreement

Management

For

Against

2.11

Approve Resolution Validity Period

Management

For

Against

3

Approve Plan on Private Placement of Shares

Management

For

Against

4

Approve Feasibility Analysis Report on the Use of Proceeds

Management

For

Against

5

Approve Related Party Transactions in Connection to Private Placement

Management

For

Against

6

Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken

Management

For

Against

7

Approve Subscription Agreement and Related Transactions

Management

For

Against

8

Approve Report on the Usage of Previously Raised Funds

Management

For

Against

9

Approve Exemption from the Tender Offer Obligation by China Chang'an Automobile Group Co., Ltd

Management

For

Against

10

Approve Authorization of Board to Handle All Related Matters

Management

For

Against
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  MAY 24, 2016
Record Date:  MAY 17, 2016
Meeting Type:  ANNUAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Summary

Management

For

For

4

Approve 2015 Financial Statements and 2016 Financial Budget Report

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve 2016 Daily Related-party Transactions

Management

For

For

7

Approve 2016 Investment Plan

Management

For

For

8

Approve 2016 Financing Plan

Management

For

For

9

Approve Amendments to Articles of Association

Management

For

For

10

Approve Signing of Financial Services Agreement with Chongqing Auto Finance Co., Ltd.

Management

For

Against

11

Amend Management System of Non-routinary Business Hierarchical Authorization

Management

For

For

12

Approve Signing of Financial Services Agreement with China South Industries Group Finance Co., Ltd,

Management

For

Against

13

Approve Development of Trade Financing Through United Prosperity Investment Co., Ltd.

Management

For

For

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  JUN 30, 2016
Record Date:  JUN 23, 2016
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Engagement in Bill Pool Business

Management

For

For
 

 

 

CK HUTCHISON HOLDINGS LIMITED
Meeting Date:  MAY 13, 2016
Record Date:  MAY 09, 2016
Meeting Type:  ANNUAL

Ticker:  1
Security ID:  G21765105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Li Tzar Kuoi, Victor as Director

Management

For

For

3b

Elect Fok Kin Ning, Canning as Director

Management

For

For

3c

Elect Frank John Sixt as Director

Management

For

Against

3d

Elect Lee Yeh Kwong, Charles as Director

Management

For

Against

3e

Elect George Colin Magnus as Director

Management

For

Against

3f

Elect Michael David Kadoorie as Director

Management

For

Against

3g

Elect Wong Yick-ming, Rosanna as Director

Management

For

For

4

Approve PricewaterhouseCoopers, Certified Public Accountants, as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against

6

Adopt Second HCML Share Option Scheme

Management

For

Against

 

 

CNOOC LTD.
Meeting Date:  MAY 26, 2016
Record Date:  MAY 20, 2016
Meeting Type:  ANNUAL

Ticker:  883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A1

Accept Financial Statements and Statutory Reports

Management

For

For

A2

Approve Final Dividend

Management

For

For

A3

Elect Li Fanrong as Director

Management

For

For

A4

Elect Lv Bo as Director

Management

For

For

A5

Elect Chiu Sung Hong as Director

Management

For

For

A6

Authorize Board to Fix the Remuneration of Directors

Management

For

For

A7

Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

B1

Authorize Repurchase of Issued Share Capital

Management

For

For

B2

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

B3

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

COSCO PACIFIC LIMITED
Meeting Date:  NOV 26, 2015
Record Date:  
Meeting Type:  SPECIAL

Ticker:  01199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Finance Leasing Master Agreement, the Proposed Annual Caps and Related Transactions

Management

For

For

2

Approve COSCO Shipping Services and Terminal Services Master Agreement, the Proposed Annual Caps and Related Transactions

Management

For

For

3

Approve China COSCO Shipping Services and Terminal Services Master Agreement, the Proposed Annual Caps and Related Transactions

Management

For

For

4

Elect Lam Yiu Kin as Director

Management

For

Against

5

Elect Deng Huangjun as Director

Management

For

Against

 

 

COSCO PACIFIC LIMITED
Meeting Date:  FEB 01, 2016
Record Date:  JAN 29, 2016
Meeting Type:  SPECIAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve CSPD SPA and FCHL SPA and Related Transactions

Management

For

For

 

 

COSCO PACIFIC LIMITED
Meeting Date:  MAY 18, 2016
Record Date:  MAY 13, 2016
Meeting Type:  ANNUAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1a

Elect Huang Xiaowen as Director

Management

For

Against

3.1b

Elect Zhang Wei as Director

Management

For

For

3.1c

Elect Fang Meng as Director

Management

For

Against

3.1d

Elect Wang Haimin as Director

Management

For

Against

3.1e

Elect Ip Sing Chi as Director

Management

For

For

3.1f

Elect Fan Ergang as Director

Management

For

For

3.2

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

Against

5A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5B

Authorize Repurchase of Issued Share Capital

Management

For

For

5C

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

DAH CHONG HONG HOLDINGS LTD
Meeting Date:  MAY 09, 2016
Record Date:  MAY 03, 2016
Meeting Type:  ANNUAL

Ticker:  1828
Security ID:  Y19197105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Yip Moon Tong as Director

Management

For

For

3b

Elect Glenn Robert Sturrock Smith as Director

Management

For

For

3c

Elect Cheung Kin Piu, Valiant as Director

Management

For

For

3d

Elect Chan Kay Cheung as Director

Management

For

For

3e

Elect Chan Hui Dor Lam, Doreen as Director

Management

For

For

4

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

DAIRY FARM INTERNATIONAL HOLDINGS LTD.
Meeting Date:  MAY 04, 2016
Record Date:  
Meeting Type:  ANNUAL

Ticker:  D01
Security ID:  G2624N153

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports and Declare Final Dividend

Management

For

For

2

Reelect Graham Allan as a Director

Management

For

Abstain

3

Reelect George Ho as a Director

Management

For

Against

4

Reelect Michael Kok as a Director

Management

For

Against

5

Elect Jeremy Parr as a Director

Management

For

Against

6

Reelect Lord Sassoon as a Director

Management

For

Against

7

Elect John Witt as a Director

Management

For

Against

8

Approve Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities With or Without Preemptive Rights

Management

For

For
 

 

 

DONGFENG MOTOR GROUP COMPANY LTD
Meeting Date:  JUN 17, 2016
Record Date:  MAY 17, 2016
Meeting Type:  ANNUAL

Ticker:  00489
Security ID:  Y21042109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Report of the Board of Directors

Management

For

For

2

Approve 2015 Report of the Supervisory Committee

Management

For

For

3

Approve 2015 International Auditors' Report and Audited Financial Statements

Management

For

For

4

Approve 2015 Profit Distribution Plan and Authorize Board to Deal All Issues in Relation to Distribution of Dividend Payment

Management

For

For

5

Authorize Board to Deal All Issues in Relation to Distribution of 2016 Interim Dividend

Management

For

For

6

Approve PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Authorize Board to Fix Remuneration of Directors and Supervisors

Management

For

For

8

Approve Removal of Zhu Fushuo as Director

Management

For

For

9

Amend Rules of Procedures

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

11

Approve Application for Debt Financing Limit of the Company

Management

For

Against

 

 

ENN ENERGY HOLDINGS LTD.
Meeting Date:  MAY 31, 2016
Record Date:  MAY 26, 2016
Meeting Type:  ANNUAL

Ticker:  2688
Security ID:  G3066L101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Wang Yusuo as Director

Management

For

For

3a2

Elect Jin Yongsheng as Director

Management

For

For

3b

Resolve Not to Fill Up Vacancy Resulting From the Retirement of Yu Jianchao and Yien Yu Yu, Catherine as Directors

Management

For

For

3c

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

6

Authorize Repurchase of Issued Share Capital

Management

For

For
 

 

 

GREEN SEAL HOLDING LIMITED
Meeting Date:  JUN 24, 2016
Record Date:  APR 25, 2016
Meeting Type:  ANNUAL

Ticker:  1262
Security ID:  G40971106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2

Approve Business Operations Report and Consolidated Financial Statements

Management

For

For

3

Approve Profit Distribution

Management

For

For

4.1

Elect Lin Tao as Independent Director

Management

For

For

4.2

Elect Xie Jian Ping as Independent Director

Management

For

For

4.3

Elect Lin De Zheng as Independent Director

Management

For

For

4.4

Elect Non-independent Director No. 1

Shareholder

None

Against

4.5

Elect Non-independent Director No. 2

Shareholder

None

Against

4.6

Elect Non-independent Director No. 3

Shareholder

None

Against

4.7

Elect Non-independent Director No. 4

Shareholder

None

Against

5

Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors (Including Independent Directors) and Representatives

Management

For

Against

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  SEP 18, 2015
Record Date:  AUG 18, 2015
Meeting Type:  SPECIAL

Ticker:  601238
Security ID:  Y2R318121

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of Validity Period of the Resolution in Relation to the Issuance of A Share Convertible Bonds

Management

For

For

 

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  SEP 18, 2015
Record Date:  AUG 18, 2015
Meeting Type:  SPECIAL

Ticker:  601238
Security ID:  Y2R318121

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of Validity Period in Relation to the Issuance of A Share Convertible Bonds

Management

For

For

2

Amend Articles of Association

Shareholder

For

For

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  OCT 26, 2015
Record Date:  OCT 16, 2015
Meeting Type:  ANNUAL

Ticker:  00054
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Eddie Ping Chang Ho as Director

Management

For

Against

3a2

Elect Albert Kam Yin Yeung as Director

Management

For

Against

3a3

Elect Leo Kwok Kee Leung as Director

Management

For

Against

3a4

Elect Gordon Yen as Director

Management

For

For

3a5

Elect Yuk Keung Ip as Director

Management

For

Against

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

5d

Approve Grant of Options Under the Share Option Scheme

Management

For

Against

 

 

HUANENG RENEWABLES CORPORATION LTD.
Meeting Date:  JUN 23, 2016
Record Date:  MAY 23, 2016
Meeting Type:  ANNUAL

Ticker:  958
Security ID:  Y3739S103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Report of the Board of Directors

Management

For

For

2

Approve 2015 Report of the Supervisory Committee

Management

For

For

3

Approve 2015 Audited Financial Statements

Management

For

For

4

Approve 2015 Profit Distribution Plan

Management

For

For

5

Approve KPMG and KPMG Huazhen LLP as International and Domestic Auditors Respectively

Management

For

For

6a

Elect Cao Peixi as Director

Management

For

For

6b

Elect Zhang Tingke as Director

Management

For

For

6c

Elect Wang Kui as Director

Management

For

For

6d

Elect Lin Gang as Director

Management

For

For

6e

Elect Xiao Jun as Director

Management

For

For

6f

Elect Yang Qing as Director

Management

For

For

6g

Elect He Yan as Director

Management

For

For

6h

Elect Qin Haiyan as Director

Management

For

For

6i

Elect Dai Huizhu as Director

Management

For

For

6j

Elect Zhou Shaopeng as Director

Management

For

For

6k

Elect Wan Kam To as Director

Management

For

Against

6l

Elect Huang Jian as Supervisor

Management

For

For

6m

Elect Wang Huanliang as Supervisor

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Approve Issue of Debt Financing Instruments for the Years 2016 and 2017

Management

For

For

9

Approve Issue of H Shares Convertible Bonds

Management

For

Against

10

Amend Articles of Association

Management

For

For
 

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  DEC 21, 2015
Record Date:  NOV 20, 2015
Meeting Type:  SPECIAL

Ticker:  1398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Hong Yongmiao as Director

Management

For

For

2

Elect Yang Siu Shun as Director

Management

For

For

3

Elect Qu Qiang as Supervisor

Management

For

For

4

Amend Plan on Authorization of the Shareholders' General Meeting to the Board of Directors

Management

For

For

5

Approve Payment Plan of Remuneration to Directors and Supervisors for 2014

Management

For

For

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  JUN 24, 2016
Record Date:  MAY 24, 2016
Meeting Type:  ANNUAL

Ticker:  1398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Work Report of the Board of Directors

Management

For

For

2

Approve 2015 Work Report of the Board of Supervisors

Management

For

For

3

Elect Yi Huiman as Director

Management

For

For

4

Elect Shen Si as Director

Management

For

For

5

Elect Zhang Wei as Supervisor

Management

For

For

6

Elect Shen Bingxi as Supervisor

Management

For

For

7

Approve 2015 Audited Accounts

Management

For

For

8

Approve 2015 Profit Distribution Plan

Management

For

For

9

Approve 2016 Fixed Asset Investment Budget

Management

For

For

10

Approve Proposal in Respect of the Issue of Eligible Tier-2 Capital Instruments with Write- Down Feature of up to 88 Billion

Management

For

For

11

Approve KPMG Huazhen (Special General Partnership) as the Domestic External Auditor of the Bank and KPMG as the International External Auditor

Management

For

For
 

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  OCT 16, 2015
Record Date:  OCT 13, 2015
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Li Xianjun as Independent Director

Shareholder

None

For

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  DEC 09, 2015
Record Date:  DEC 04, 2015
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Yuan Mingxue as Non-independent Director

Shareholder

None

For

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  APR 28, 2016
Record Date:  APR 22, 2016
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Ke Shiming as Non-Independent Director

Shareholder

None

For

2

Elect Fan Xin as Non-Independent Director

Shareholder

None

For

3

Elect Xiong Chunying as Non-Independent Director

Shareholder

None

For
 

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  JUN 30, 2016
Record Date:  JUN 27, 2016
Meeting Type:  ANNUAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Financial Statements

Management

For

For

4

Approve Profit Distribution

Management

For

For

 

 

MERIDA INDUSTRY CO., LTD.
Meeting Date:  JUN 22, 2016
Record Date:  APR 22, 2016
Meeting Type:  ANNUAL

Ticker:  9914
Security ID:  Y6020B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

2

Approve Amendments to Articles of Association

Management

For

For

3

Approve Business Operations Report, Financial Statements and Consolidated Financial Statements

Management

For

For

4

Approve Plan on Profit Distribution

Management

For

For

 

 

NINE DRAGONS PAPER (HOLDINGS) LTD.
Meeting Date:  DEC 11, 2015
Record Date:  DEC 07, 2015
Meeting Type:  ANNUAL

Ticker:  2689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Lau Chun Shun as Director

Management

For

Against

3a2

Elect Tam Wai Chu, Maria as Director

Management

For

Against

3a3

Elect Cheng Chi Pang as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

6

Adopt Share Option Scheme

Management

For

Against
 

 

 

NINE DRAGONS PAPER (HOLDINGS) LTD.
Meeting Date:  DEC 11, 2015
Record Date:  DEC 07, 2015
Meeting Type:  SPECIAL

Ticker:  2689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Grant of 32,000,000 Share Options to Cheung Yan Under the Share Option Scheme

Management

For

Against

2

Approve Grant of 30,000,000 Share Options to Liu Ming Chung Under the Share Option Scheme

Management

For

Against

3

Approve Grant of 30,000,000 Share Options to Zhang Cheng Fei Under the Share Option Scheme

Management

For

Against

4

Approve Grant of 30,000,000 Share Options to Lau Chun Shun Under the Share Option Scheme

Management

For

Against

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  MAY 25, 2016
Record Date:  APR 22, 2016
Meeting Type:  ANNUAL

Ticker:  857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Audited Financial Statements

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Authorize Board to Determine the Distribution of Interim Dividends

Management

For

For

6

Approve KPMG Huazhen and KPMG as Domestic and International Auditors Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Elect Xu Wenrong as Director

Management

For

For
 

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  NOV 03, 2015
Record Date:  OCT 02, 2015
Meeting Type:  SPECIAL

Ticker:  03636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Proposed Capital Increase in Poly Finance Company Limited

Management

For

Against

2

Approve Overseas Bonds Issue

Management

For

For

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  JUN 07, 2016
Record Date:  MAY 06, 2016
Meeting Type:  ANNUAL

Ticker:  3636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Annual Report

Management

For

For

2

Approve 2015 Report of the Board of Directors

Management

For

For

3

Approve 2015 Report of the Board of Supervisors

Management

For

For

4

Approve 2015 Financial Report

Management

For

For

5

Approve 2015 Dividend Distribution Plan

Management

For

For

6

Approve 2016 Financial Budget

Management

For

For

7

Approve 2016 Financing Loans

Management

For

For

8

Approve Provision of Securities for Subsidiaries

Management

For

Against

9

Approve to Appoint Auditors and to Fix Their Remuneration

Management

For

For

10

Approve Continuing Connected Transactions under Finance Lease Framework Agreement and Related Annual Caps

Management

For

For

11

Approve Issuance of Domestic Debt Financing Instruments

Management

For

For

 

 

SINOTRANS SHIPPING LTD
Meeting Date:  JUN 29, 2016
Record Date:  JUN 24, 2016
Meeting Type:  ANNUAL

Ticker:  368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Authorize Board to Fix Remuneration of Directors

Management

For

For

3

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

4.1

Authorize Repurchase of Issued Share Capital

Management

For

For

4.2

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

4.3

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

SINOTRANS SHIPPING LTD
Meeting Date:  JUN 29, 2016
Record Date:  JUN 24, 2016
Meeting Type:  SPECIAL

Ticker:  368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve New Supplemental Parent Master Services Agreement and Related Transactions

Management

For

For

2

Approve Hoi Tung Master Services Agreement and Related Transactions

Management

For

For

3

Approve CMG Industrial Maintenance and Repairing Services Agreement and Related Transactions

Management

For

For

4

Approve CMG Logistic Services Agreement and Related Transactions

Management

For

For

5

Approve New Sinochart Master Services Agreement and Related Transactions

Management

For

For

6

Approve New SNL Master Services Agreement and Related Transactions

Management

For

For

7

Approve New Supplemental Parent Master Chartering Agreement and Related Transactions

Management

For

For

8

Approve CMG Energy Master Chartering Agreement and Related Transactions

Management

For

For

9

Approve New Sinochart Master Chartering Agreement and Related Transactions

Management

For

For

10

Approve New SNL Master Chartering Agreement and Related Transactions

Management

For

For

11

Approve New Sinotrans Financial Services Framework Agreement and Related Transactions

Management

For

Against

12

Approve CMB Financial Services Agreement and Related Transactions

Management

For

For

 

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 07, 2016
Record Date:  APR 08, 2016
Meeting Type:  ANNUAL

Ticker:  2330
Security ID:  Y84629107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2

Approve Business Operations Report and Financial Statements

Management

For

For

3

Approve Profit Distribution

Management

For

For

4

Transact Other Business (Non-Voting)

Management

None

None
 

 

 

TENCENT HOLDINGS LTD.
Meeting Date:  MAY 18, 2016
Record Date:  MAY 13, 2016
Meeting Type:  ANNUAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Jacobus Petrus (Koos) Bekker as Director

Management

For

For

3b

Elect Ian Charles Stone as Director

Management

For

For

3c

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

TONG REN TANG TECHNOLOGIES CO., LTD.
Meeting Date:  MAR 23, 2016
Record Date:  FEB 19, 2016
Meeting Type:  SPECIAL

Ticker:  1666
Security ID:  Y8884M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Corporate Bonds Issue and Related Transactions

Management

For

For

 

 

TONG REN TANG TECHNOLOGIES CO., LTD.
Meeting Date:  JUN 16, 2016
Record Date:  MAY 16, 2016
Meeting Type:  ANNUAL

Ticker:  1666
Security ID:  Y8884M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Audited Consolidated Financial Statements

Management

For

For

2

Approve 2015 Report of the Board of Directors

Management

For

For

3

Approve 2015 Report of the Supervisory Committee

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Approve PricewaterhouseCoopers as Independent Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

Shareholder

None

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  DEC 10, 2015
Record Date:  NOV 09, 2015
Meeting Type:  SPECIAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Li Yangmin as Director and Authorize Board to Fix His Remuneration

Management

For

For

2

Elect Yuan Xin'an as Director and Authorize Board to Fix His Remuneration

Management

For

For

3

Approve Southern Renewal Agreement, Annual Caps and Related Transactions

Management

For

For

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JAN 26, 2016
Record Date:  DEC 24, 2015
Meeting Type:  SPECIAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Cao Shiqing as Director, Authorize Board to Fix His Remuneration and Termination of Pan Chongyi as Director

Management

For

For

2

Elect Ngai Wai Fung as Director, Authorize Board to Fix His Remuneration and Termination of Zhang Hainan as Director

Management

For

Against

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 28, 2016
Record Date:  MAY 27, 2016
Meeting Type:  ANNUAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Report of the Board

Management

For

For

2

Approve 2015 Report of the Supervisory Committee

Management

For

For

3

Approve 2015 Audited Financial Statements of the Group

Management

For

For

4

Approve Allocation of Profit and Distribution of Final Dividend

Management

For

For

5

Approve Baker Tilly Hong Kong and Baker Tilly China as International and China Auditors, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued H Share Capital

Management

For

For
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 28, 2016
Record Date:  MAY 27, 2016
Meeting Type:  SPECIAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued H Share Capital

Management

For

For

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 20, 2016
Record Date:  MAY 13, 2016
Meeting Type:  ANNUAL

Ticker:  220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Su Tsung-Ming as Director

Management

For

For

4

Elect Chen Johnny as Director

Management

For

For

5

Elect Chen Sun-Te as Director

Management

For

For

6

Elect Fan Ren-Da, Anthony as Director

Management

For

Against

7

Elect Lo Peter as Director

Management

For

For

8

Authorize Board to Fix Remuneration of Directors

Management

For

For

9

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

11

Authorize Repurchase of Issued Share Capital

Management

For

For

12

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

UNI-PRESIDENT ENTERPRISES CORP.
Meeting Date:  JUN 22, 2016
Record Date:  APR 22, 2016
Meeting Type:  ANNUAL

Ticker:  1216
Security ID:  Y91475106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2

Approve Financial Statements

Management

For

For

3

Approve Plan on Profit Distribution

Management

For

For

4

Amend Procedures for Lending Funds to Other Parties

Management

For

For

5.1

Elect Chih-Hsien Lo, Representing Kao Chyuan Inv. Co., Ltd with Shareholder No. 69100090,as Non-Independent Director

Management

For

For

5.2

Elect Shiow-Ling Kao, Representing Kao Chyuan Inv. Co., Ltd with Shareholder No. 69100090,as Non-Independent

Management

For

For

5.3

Elect Jui-Tang Chen, Representing Kao Chyuan Inv. Co., Ltd with Shareholder No. 69100090,as Non-Independent

Management

For

For

5.4

Elect Po-Ming Hou with Shareholder No. 23100014 as Non-Independent Director

Management

For

For

5.5

Elect Po-Yu Hou with Shareholder No. 23100013 as Non-Independent Director

Management

For

For

5.6

Elect Chung-Ho Wu, Representing Young Yun Inv. Co., Ltd with Shareholder No. 69102650 as Non-Independent Director

Management

For

For

5.7

Elect Ping-Chih Wu, Representing Taipo Investment Corp with Shareholder No. 69100060 as Non-Independent Director

Management

For

For

5.8

Elect Chang-Sheng Lin with Shareholder No. 15900071 as Non-Independent Director

Management

For

For

5.9

Elect Hsiu-Jen Liu with Shareholder No. 52700020 as Non-Independent Director

Management

For

For

5.10

Elect Kao-Huei Cheng, Representing Joyful Inv. Co., Ltd with Shareholder No. 69100010 as Non-Independent Director

Management

For

For

5.11

Elect Yun Lin with ID No. G201060XXX as Independent Director

Management

For

For

5.12

Elect Chao-Tang You with ID No. A120159XXX as Independent Director

Management

For

For

5.13

Elect Hong-Te Lv with ID No. M120426XXX as Independent Director

Management

For

For

6

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For
 

 

 

WEIFU HIGH-TECHNOLOGY GROUP CO., LTD.
Meeting Date:  MAY 26, 2016
Record Date:  MAY 20, 2016
Meeting Type:  ANNUAL

Ticker:  200581
Security ID:  Y95338102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Annual Report Summary

Management

For

For

4

Approve Financial Statements

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve 2016 Daily Related-party Transactions

Management

For

For

7

Approve Appointment of Financial Auditor

Management

For

For

8

Approve Appointment of Internal Control Auditor

Management

For

For
 

 

 

XINYI GLASS HOLDINGS LTD.
Meeting Date:  MAY 31, 2016
Record Date:  MAY 26, 2016
Meeting Type:  ANNUAL

Ticker:  868
Security ID:  G9828G108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3A1

Elect Sze Nang Sze as Director

Management

For

For

3A2

Elect Li Ching Leung as Director

Management

For

For

3A3

Elect Wong Ying Wai as Director

Management

For

For

3A4

Elect Tran Chuen Wah, John as Director

Management

For

For

3A5

Elect Tam Wai Hung, David as Director

Management

For

For

3B

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5A

Authorize Repurchase of Issued Share Capital

Management

For

For

5B

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5C

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

YANTAI CHANGYU PIONEER WINE CO., LTD.
Meeting Date:  MAY 26, 2016
Record Date:  MAY 18, 2016
Meeting Type:  ANNUAL

Ticker:  200869
Security ID:  Y9739T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report

Management

For

For

4

Approve Profit Distribution

Management

For

For

5

Approve Appointment of Auditor

Management

For

For

6

Amend Articles of Association

Management

For

For

7.1

Elect Zhang Ming as Non-Independent Director

Management

For

Against

7.2

Elect Augusto Reina as Non-Independent Director

Management

For

Against

7.3

Elect Aldino Marzorati as Non-Independent Director

Management

For

Against

7.4

Elect Appignani Antonio as Non-Independent Director

Management

For

Against

7.5

Elect Dai Hui as Non-Independent Director

Management

For

Against

7.6

Elect Sun Liqiang as Non-Independent Director

Management

For

For

7.7

Elect Zhou Hongjiang as Non-Independent Director

Management

For

For

7.8

Elect Leng Bin as Non-Independent Director

Management

For

Against

7.9

Elect Qu Weimin as Non-Independent Director

Management

For

Against

8.1

Elect Wang Shigang as Independent Director

Management

For

For

8.2

Elect Wang Zhuquan as Independent Director

Management

For

For

9.1

Elect Kong Qingkun as Supervisor

Management

For

For

9.2

Elect Liu Zhijun as Supervisor

Management

For

For
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Templeton Dragon Fund, Inc.                         

 

 

 

 

By (Signature and Title)* /s/LAURA F. FERGERSON

Laura F. Fergerson,

Chief Executive Officer – Finance and Administration

 

 

Date August 29, 2016   

 

 

* Print the name and title of each signing officer under his or her signature.