Patriot National Bancorp, Inc. 8-K 09 26 06
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): September 26, 2006
 
Patriot National Bancorp, Inc.
(Exact name of registrant as specified in its charter)

Connecticut
000-29599
06-1559137
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

900 Bedford Street, Stamford, Connecticut 06901
(Address of principal executive offices)

(203) 324-7500
(Registrant's telephone number, including area code)

N/A
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

TABLE OF CONTENTS
Item 8.01
Other Events
Item 9.01
Financial Statements and Exhibits
SIGNATURES
EXHIBIT INDEX
EX-99.1
Press Release
 
Item 8.01
Other Events
   
 
Patriot National Bancorp, Inc., the parent of Patriot National Bank, announced on September 26, 2006 the sale of 1,320,000 shares of its common stock at a public offering price of $22.00 per share in a firm commitment underwritten public offering, as described in the Press Release attached.

On September 29, 2006, the offering closed with the sale of a total of 1,500,000 shares of common stock at $22.00 per share, including an additional 180,000 shares that were sold to the underwriter pursuant to its exercise of the over-allotment option.
   
Item 9.01
Financial Statements and Exhibits
(a)
Not applicable.
(b)
Not applicable.
(c)
Exhibits.
   
   


Exhibit Number
Description
   
99.1
Press release dated September 26, 2006

 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
 
PATRIOT NATIONAL BANCORP, INC.
 
Registrant
   
   
   
September 29, 2006
By:   /s/ Robert F. O'Connell
 
Robert F. O'Connell
 
Senior Executive Vice President
 
and Chief Financial Officer
   



 

 
EXHIBIT INDEX


Exhibit Number
Description
   
99.1
Press release dated September 26, 2006.