AvalonBay Communities, Inc.
|
(Name of Issuer)
|
Common Stock, par value $0.01 per share
|
053484101
|
|
(Title of class of securities)
|
(CUSIP number)
|
o
|
Rule 13d-1(b)
|
x
|
Rule 13d-1(c)
|
o
|
Rule 13d-1(d)
|
CUSIP No.
|
053484101
|
13G
|
Page 2
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
LEHMAN BROTHERS HOLDINGS INC.
13-3216325
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
01
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
01
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
01
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
CO
|
CUSIP No.
|
053484101
|
13G
|
Page 3
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
ACQ SPV I HOLDINGS LLC
45-4288455
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
OO
|
CUSIP No.
|
053484101
|
13G
|
Page 4
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
LEHMAN ALI INC.
13-3695935
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
CO
|
CUSIP No.
|
053484101
|
13G
|
Page 5
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
LEHMAN COMMERCIAL PAPER INC.
13-2501865
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
New York
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
CO
|
CUSIP No.
|
053484101
|
13G
|
Page 6
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
ACQ SPV II PAPER LLC
80-0775151
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
OO
|
CUSIP No.
|
053484101
|
13G
|
Page 7
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
REAL ESTATE PRIVATE EQUITY INC.
20-2624484
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
CO
|
CUSIP No.
|
053484101
|
13G
|
Page 8
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
REPE JUPITER GP HOLDINGS LLC
26-1385134
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
OO
|
CUSIP No.
|
053484101
|
13G
|
Page 9
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
JUPITER MULTIFAMILY (GOVERNANCE) LLC
26-1156385
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
OO
|
CUSIP No.
|
053484101
|
13G
|
Page 10
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
JUPITER MULTIFAMILY (GP) LLC
26-1156478
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
OO
|
CUSIP No.
|
053484101
|
13G
|
Page 11
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
JUPITER MULTIFAMILY JV LP
26-1156636
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
PN
|
CUSIP No.
|
053484101
|
13G
|
Page 12
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
JUPITER ENTERPRISE GP LLC
27-1477634
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
OO
|
CUSIP No.
|
053484101
|
13G
|
Page 13
|
1
|
NAME OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
|
JUPITER ENTERPRISE LP
26-1156715
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER:
|
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER:
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER:
|
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER:
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
0
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
|
0%
|
||
12
|
TYPE OF REPORTING PERSON:
|
PN
|
Item 1(a)
|
Name of Issuer:
|
Item 1(b)
|
Address of Issuer’s Principal Executive Offices:
|
Item 2(a)
|
Name of Persons Filing:
|
(i) |
|
Lehman Brothers Holdings Inc.
|
(ii) |
|
ACQ SPV I Holdings LLC
|
(iii) |
|
Lehman ALI Inc.
|
(iv) |
|
Lehman Commercial Paper Inc.
|
(v) |
|
ACQ SPV II Paper LLC
|
(vi) |
|
Real Estate Private Equity Inc.
|
(vii) |
REPE Jupiter GP Holdings LLC
|
(viii) |
|
Jupiter Multifamily (Governance) LLC
|
(ix) |
|
Jupiter Multifamily (GP) LLC
|
(x) |
|
Jupiter Multifamily JV LP
|
(xi) |
|
Jupiter Enterprise GP LLC
|
(xii) |
|
Jupiter Enterprise LP
|
Item 2(b)
|
Address of Principal Business Office or, if None, Residence:
|
Item 2(c)
|
Citizenship:
|
Item 2(d)
|
Title of class of securities:
|
Item 2(e)
|
CUSIP No.:
|
Item 3
|
If This Statement Is Filed Pursuant To Rule 13d-1(b), Or 13d-2(b) Or (c), Check Whether The Person Filing Is:
|
|
(a) o Broker or dealer registered under Section 15 of the Exchange Act
|
|
(b) o Bank as defined in Section 3(a)(6) of the Exchange Act
|
|
(c) o Insurance company as defined in Section 3(a)(19) of the Exchange Act
|
|
(d) o Investment company registered under Section 8 of the Investment Company Act
|
|
(e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
|
|
(f) o An Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)
|
|
(g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G)
|
|
(h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
|
|
(i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act
|
|
(j) o A non-U.S. institution in accordance with Rule 13d–1(b)(1)(ii)(J)
|
|
(k) o Group, in accordance with Rule 13d–1(b)(1)(ii)(K)
|
|
If filing as a non-U.S. institution in accordance with Rule 13d–1(b)(1)(ii)(J), please specify the type of institution:
|
Item 4
|
Ownership
|
Item 5
|
Ownership Of Five Percent Or Less Of A Class
|
Item 6
|
Ownership Of More Than Five Percent On Behalf Of Another Person
|
Item 7
|
Identification And Classification Of The Subsidiary Which Acquired The Security Being Reported On By The Parent Holding Company Or Control Person
|
Item 8
|
Identification And Classification Of Members Of The Group
|
Item 9
|
Notice Of Dissolution Of Group
|
Item 10
|
Certification
|
LEHMAN BROTHERS HOLDINGS INC.
|
|||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
ACQ SPV I HOLDINGS LLC
|
||
By:
|
Lehman Brothers Holdings Inc., its managing member
|
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
LEHMAN ALI INC.
|
|||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
LEHMAN COMMERCIAL PAPER INC.
|
|||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
ACQ SPV II PAPER LLC
|
|||
By:
|
Lehman Commercial Paper Inc., its managing member
|
||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
REAL ESTATE PRIVATE EQUITY INC.
|
|||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
REPE JUPITER GP HOLDINGS LLC
|
|||
By:
|
Real Estate Private Equity Inc., its managing member
|
||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
JUPITER MULTIFAMILY (GOVERNANCE) LLC
|
|||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
JUPITER MULTIFAMILY (GP) LLC
|
|||
By:
|
Jupiter Multifamily (Governance) LLC, its sole member
|
||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
JUPITER MULTIFAMILY JV LP
|
||
By:
|
Jupiter Multifamily (GP) LLC, its general partner
|
|
By:
|
Jupiter Multifamily (Governance) LLC, its sole member
|
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
JUPITER ENTERPRISE GP LLC
|
|||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
JUPITER ENTERPRISE LP
|
|||
By:
|
Jupiter Enterprise GP LLC, its general partner
|
||
By:
|
/s/ Michael Leto | ||
Name:
|
Michael Leto
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
Exhibit No.
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Document
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Joint Filing Agreement, dated February 20, 2014, among Lehman Brothers Holdings Inc., ACQ SPV I Holdings LLC, Lehman ALI Inc., Lehman Commercial Paper Inc., ACQ SPV II Paper LLC, Real Estate Private Equity Inc., REPE Jupiter GP Holdings LLC, Jupiter Multifamily (Governance) LLC, Jupiter Multifamily (GP) LLC, Jupiter Multifamily JV LP, Jupiter Enterprise GP LLC and Jupiter Enterprise LP
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