UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22022
Advent Claymore Convertible Securities and Income Fund II
---------------------------------------------------------
(Exact name of registrant as specified in charter)
1271 Avenue of the Americas, 45th Floor
New York, NY 10020
------------------
(Address of principal executive offices) (Zip code)
Edward C. Delk
1271 Avenue of the Americas, 45th Floor
New York, NY 10020
------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 212-482-1600
Date of fiscal year end: October 31
Date of reporting period: July 1, 2014 - June 30, 2015
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE,
Washington, DC 20549-1090. The OMB has reviewed this collection of information
under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
Registrant : Advent Claymore Convertible Securities and Income Fund II
Fund Name : Advent Claymore Convertible Securities and Income Fund II
Date of fiscal year end: 10/31
________________________________________________________________________________
AMERICAN AIRLINES GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
AAL ISIN US02376R1023 06/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
JAMES
F.
ALBAUGH
1.2 ELECTION OF DIRECTOR: Mgmt For For For
JEFFREY
D.
BENJAMIN
1.3 ELECTION OF DIRECTOR: Mgmt For For For
JOHN T.
CAHILL
1.4 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL
J.
EMBLER
1.5 ELECTION OF DIRECTOR: Mgmt For For For
MATTHEW J.
HART
1.6 ELECTION OF DIRECTOR: Mgmt For For For
ALBERTO
IBARGUEN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
C.
KRAEMER
1.8 ELECTION OF DIRECTOR: Mgmt For For For
DENISE
M.
O'LEARY
1.9 ELECTION OF DIRECTOR: Mgmt For For For
W.
DOUGLAS
PARKER
________________________________________________________________________________
AMERICAN AIRLINES GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
AAL ISIN US02376R1023 06/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
RAY M.
ROBINSON
1.11 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
P.
SCHIFTER
2 A PROPOSAL TO RATIFY Mgmt For For For
THE
APPOINTMENT
OF KPMG LLP AS THE
INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING
FIRM.
3 A PROPOSAL TO CONSIDER Mgmt For For For
AND
APPROVE,
ON A NON-BINDING,
ADVISORY BASIS,
THE
COMPENSATION OF
AMERICAN
AIRLINES
GROUP INC.'S NAMED
EXECUTIVE
OFFICERS
AS DISCLOSED IN THE
PROXY
STATEMENT.
________________________________________________________________________________
AMERICAN AIRLINES GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
AAL ISIN US02376R1023 06/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
JAMES
F.
ALBAUGH
1.2 ELECTION OF DIRECTOR: Mgmt For For For
JEFFREY
D.
BENJAMIN
1.3 ELECTION OF DIRECTOR: Mgmt For For For
JOHN T.
CAHILL
1.4 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL
J.
EMBLER
1.5 ELECTION OF DIRECTOR: Mgmt For For For
MATTHEW J.
HART
1.6 ELECTION OF DIRECTOR: Mgmt For For For
ALBERTO
IBARGUEN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
C.
KRAEMER
1.8 ELECTION OF DIRECTOR: Mgmt For For For
DENISE
M.
O'LEARY
1.9 ELECTION OF DIRECTOR: Mgmt For For For
W.
DOUGLAS
PARKER
________________________________________________________________________________
AMERICAN AIRLINES GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
AAL ISIN US02376R1023 06/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
RAY M.
ROBINSON
1.11 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
P.
SCHIFTER
2 A PROPOSAL TO RATIFY Mgmt For For For
THE
APPOINTMENT
OF KPMG LLP AS THE
INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING
FIRM.
3 A PROPOSAL TO CONSIDER Mgmt For For For
AND
APPROVE,
ON A NON-BINDING,
ADVISORY BASIS,
THE
COMPENSATION OF
AMERICAN
AIRLINES
GROUP INC.'S NAMED
EXECUTIVE
OFFICERS
AS DISCLOSED IN THE
PROXY
STATEMENT.
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL L.
CORBAT
1.2 ELECTION OF DIRECTOR: Mgmt For For For
DUNCAN P.
HENNES
1.3 ELECTION OF DIRECTOR: Mgmt For For For
PETER B.
HENRY
1.4 ELECTION OF DIRECTOR: Mgmt For For For
FRANZ B.
HUMER
1.5 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL E.
O'NEILL
1.6 ELECTION OF DIRECTOR: Mgmt For For For
GARY M.
REINER
1.7 ELECTION OF DIRECTOR: Mgmt For For For
JUDITH
RODIN
1.8 ELECTION OF DIRECTOR: Mgmt For For For
ANTHONY M.
SANTOMERO
1.9 ELECTION OF DIRECTOR: Mgmt For For For
JOAN E.
SPERO
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
DIANA L.
TAYLOR
1.11 ELECTION OF DIRECTOR: Mgmt For For For
WILLIAM S. THOMPSON,
JR.
1.12 ELECTION OF DIRECTOR: Mgmt For For For
JAMES S.
TURLEY
1.13 ELECTION OF DIRECTOR: Mgmt For For For
ERNESTO ZEDILLO PONCE
DE
LEON
2 PROPOSAL TO RATIFY THE Mgmt For For For
SELECTION OF KPMG LLP
AS CITI'S INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2015
3 ADVISORY APPROVAL OF Mgmt For For For
CITI'S 2014 EXECUTIVE
COPMENSATION
4 APPROVAL OF AN Mgmt For For For
AMENDMENT TO THE
CITIGROUP 2014 STOCK
INCENTIVE PLAN
AUTHORIZING ADDITIONAL
SHARES
5 STOCKHOLDER PROPOSAL Sharehol For For For
REQUESTING PROXY
ACCESS FOR
SHAREHOLDERS
6 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING A REPORT ON
LOBBYING AND
GRASSROOTS LOBBYING
CONTRIBUTIONS
7 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING AN
AMENDMENT TO THE
GENERAL CLAWBACK
POLICY
8 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A BY-LAW
AMENDMENT TO EXCLUDE
FROM THE BOARD OF
DIRECTORS' AUDIT
COMMITTEE ANY DIRECTOR
WHO HAS A DIRECTOR AT
A PUBLIC COPMANY WHILE
THAT COPMANY FILED FOR
REORGANIZATION UNDER
CHAPTER
11
9 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A REPORT
REGARDING THE VESTING
OF EQUITY- BASED
AWARDS FOR SENIOR
EXECUTIVES DUE TO A
VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT
SERVICE.
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL L.
CORBAT
1.2 ELECTION OF DIRECTOR: Mgmt For For For
DUNCAN P.
HENNES
1.3 ELECTION OF DIRECTOR: Mgmt For For For
PETER B.
HENRY
1.4 ELECTION OF DIRECTOR: Mgmt For For For
FRANZ B.
HUMER
1.5 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL E.
O'NEILL
1.6 ELECTION OF DIRECTOR: Mgmt For For For
GARY M.
REINER
1.7 ELECTION OF DIRECTOR: Mgmt For For For
JUDITH
RODIN
1.8 ELECTION OF DIRECTOR: Mgmt For For For
ANTHONY M.
SANTOMERO
1.9 ELECTION OF DIRECTOR: Mgmt For For For
JOAN E.
SPERO
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
DIANA L.
TAYLOR
1.11 ELECTION OF DIRECTOR: Mgmt For For For
WILLIAM S. THOMPSON,
JR.
1.12 ELECTION OF DIRECTOR: Mgmt For For For
JAMES S.
TURLEY
1.13 ELECTION OF DIRECTOR: Mgmt For For For
ERNESTO ZEDILLO PONCE
DE
LEON
2 PROPOSAL TO RATIFY THE Mgmt For For For
SELECTION OF KPMG LLP
AS CITI'S INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2015
3 ADVISORY APPROVAL OF Mgmt For For For
CITI'S 2014 EXECUTIVE
COPMENSATION
4 APPROVAL OF AN Mgmt For For For
AMENDMENT TO THE
CITIGROUP 2014 STOCK
INCENTIVE PLAN
AUTHORIZING ADDITIONAL
SHARES
5 STOCKHOLDER PROPOSAL Sharehol For For For
REQUESTING PROXY
ACCESS FOR
SHAREHOLDERS
6 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING A REPORT ON
LOBBYING AND
GRASSROOTS LOBBYING
CONTRIBUTIONS
7 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING AN
AMENDMENT TO THE
GENERAL CLAWBACK
POLICY
8 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A BY-LAW
AMENDMENT TO EXCLUDE
FROM THE BOARD OF
DIRECTORS' AUDIT
COMMITTEE ANY DIRECTOR
WHO HAS A DIRECTOR AT
A PUBLIC COPMANY WHILE
THAT COPMANY FILED FOR
REORGANIZATION UNDER
CHAPTER
11
9 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A REPORT
REGARDING THE VESTING
OF EQUITY- BASED
AWARDS FOR SENIOR
EXECUTIVES DUE TO A
VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT
SERVICE.
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL L.
CORBAT
1.2 ELECTION OF DIRECTOR: Mgmt For For For
DUNCAN P.
HENNES
1.3 ELECTION OF DIRECTOR: Mgmt For For For
PETER B.
HENRY
1.4 ELECTION OF DIRECTOR: Mgmt For For For
FRANZ B.
HUMER
1.5 ELECTION OF DIRECTOR: Mgmt For For For
MICHAEL E.
O'NEILL
1.6 ELECTION OF DIRECTOR: Mgmt For For For
GARY M.
REINER
1.7 ELECTION OF DIRECTOR: Mgmt For For For
JUDITH
RODIN
1.8 ELECTION OF DIRECTOR: Mgmt For For For
ANTHONY M.
SANTOMERO
1.9 ELECTION OF DIRECTOR: Mgmt For For For
JOAN E.
SPERO
________________________________________________________________________________
CITIGROUP INC.
Ticker Security ID: Meeting Date Meeting Status
C ISIN US1729674242 04/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
DIANA L.
TAYLOR
1.11 ELECTION OF DIRECTOR: Mgmt For For For
WILLIAM S. THOMPSON,
JR.
1.12 ELECTION OF DIRECTOR: Mgmt For For For
JAMES S.
TURLEY
1.13 ELECTION OF DIRECTOR: Mgmt For For For
ERNESTO ZEDILLO PONCE
DE
LEON
2 PROPOSAL TO RATIFY THE Mgmt For For For
SELECTION OF KPMG LLP
AS CITI'S INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2015
3 ADVISORY APPROVAL OF Mgmt For For For
CITI'S 2014 EXECUTIVE
COPMENSATION
4 APPROVAL OF AN Mgmt For For For
AMENDMENT TO THE
CITIGROUP 2014 STOCK
INCENTIVE PLAN
AUTHORIZING ADDITIONAL
SHARES
5 STOCKHOLDER PROPOSAL Sharehol For For For
REQUESTING PROXY
ACCESS FOR
SHAREHOLDERS
6 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING A REPORT ON
LOBBYING AND
GRASSROOTS LOBBYING
CONTRIBUTIONS
7 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUESTING AN
AMENDMENT TO THE
GENERAL CLAWBACK
POLICY
8 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A BY-LAW
AMENDMENT TO EXCLUDE
FROM THE BOARD OF
DIRECTORS' AUDIT
COMMITTEE ANY DIRECTOR
WHO HAS A DIRECTOR AT
A PUBLIC COPMANY WHILE
THAT COPMANY FILED FOR
REORGANIZATION UNDER
CHAPTER
11
9 STOCKHOLDER PROPOSAL Sharehol For Against Against
REQUSTING A REPORT
REGARDING THE VESTING
OF EQUITY- BASED
AWARDS FOR SENIOR
EXECUTIVES DUE TO A
VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT
SERVICE.
________________________________________________________________________________
FREEPORT-MCMORAN INC.
Ticker Security ID: Meeting Date Meeting Status
FCX ISIN US35671D8570 06/10/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR Mgmt For For For
1 RICHARD C. ADKERSON
2 ROBERT J. ALLISON,
JR.
3 ALAN R. BUCKWALTER,
III
4 ROBERT A. DAY
5 JAMES C. FLORES
6 GERALD J. FORD
7 THOMAS A. FRY, III
8 H. DEVON GRAHAM, JR.
9 LYDIA H. KENNARD
10 CHARLES C. KRULAK
11 BOBBY LEE LACKEY
12 JON C.
2 APPROVAL, ON AN Mgmt For For For
ADVISORY BASIS,
OF
THE COMPENSATION OF OUR
NAMED
EXECUTIVE OFFICERS.
3 RATIFICATION OF THE Mgmt For For For
APPOINTMENT
OF
ERNST & YOUNG LLP AS
OUR
INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING
FIRM
FOR 2015.
4 REAPPROVAL OF THE Mgmt For For For
MATERIAL TERMS
OF
THE SECTION 162(M)
PERFORMANCE
GOALS
UNDER OUR AMENDED AND
RESTATED
2006
STOCK INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL Sharehol Against For Against
REGARDING
PROXY ACCESS.
________________________________________________________________________________
FREEPORT-MCMORAN INC.
Ticker Security ID: Meeting Date Meeting Status
FCX ISIN US35671D8570 06/10/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR Mgmt For For For
1 RICHARD C. ADKERSON
2 ROBERT J. ALLISON,
JR.
3 ALAN R. BUCKWALTER,
III
4 ROBERT A. DAY
5 JAMES C. FLORES
6 GERALD J. FORD
7 THOMAS A. FRY, III
8 H. DEVON GRAHAM, JR.
9 LYDIA H. KENNARD
10 CHARLES C. KRULAK
11 BOBBY LEE LACKEY
12 JON C.
2 APPROVAL, ON AN Mgmt For For For
ADVISORY BASIS,
OF
THE COMPENSATION OF OUR
NAMED
EXECUTIVE OFFICERS.
3 RATIFICATION OF THE Mgmt For For For
APPOINTMENT
OF
ERNST & YOUNG LLP AS
OUR
INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING
FIRM
FOR 2015.
4 REAPPROVAL OF THE Mgmt For For For
MATERIAL TERMS
OF
THE SECTION 162(M)
PERFORMANCE
GOALS
UNDER OUR AMENDED AND
RESTATED
2006
STOCK INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL Sharehol Against For Against
REGARDING
PROXY ACCESS.
________________________________________________________________________________
FREEPORT-MCMORAN INC.
Ticker Security ID: Meeting Date Meeting Status
FCX ISIN US35671D8570 06/10/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR Mgmt For For For
1 RICHARD C. ADKERSON
2 ROBERT J. ALLISON,
JR.
3 ALAN R. BUCKWALTER,
III
4 ROBERT A. DAY
5 JAMES C. FLORES
6 GERALD J. FORD
7 THOMAS A. FRY, III
8 H. DEVON GRAHAM, JR.
9 LYDIA H. KENNARD
10 CHARLES C. KRULAK
11 BOBBY LEE LACKEY
12 JON C.
2 APPROVAL, ON AN Mgmt For For For
ADVISORY BASIS,
OF
THE COMPENSATION OF OUR
NAMED
EXECUTIVE OFFICERS.
3 RATIFICATION OF THE Mgmt For For For
APPOINTMENT
OF
ERNST & YOUNG LLP AS
OUR
INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING
FIRM
FOR 2015.
4 REAPPROVAL OF THE Mgmt For For For
MATERIAL TERMS
OF
THE SECTION 162(M)
PERFORMANCE
GOALS
UNDER OUR AMENDED AND
RESTATED
2006
STOCK INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL Sharehol Against For Against
REGARDING
PROXY ACCESS.
________________________________________________________________________________
GILEAD SCIENCES, INC.
Ticker Security ID: Meeting Date Meeting Status
GILD ISIN US3755581036 05/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
JOHN F.
COGAN
1.2 ELECTION OF DIRECTOR: Mgmt For For For
ETIENNE
F.
DAVIGNON
1.3 ELECTION OF DIRECTOR: Mgmt For For For
CARLA A.
HILLS
1.4 ELECTION OF DIRECTOR: Mgmt For For For
KEVIN E.
LOFTON
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JOHN W.
MADIGAN
1.6 ELECTION OF DIRECTOR: Mgmt For For For
JOHN C.
MARTIN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
NICHOLAS
G.
MOORE
1.8 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
J.
WHITLEY
1.9 ELECTION OF DIRECTOR: Mgmt For For For
GAYLE E.
WILSON
________________________________________________________________________________
GILEAD SCIENCES, INC.
Ticker Security ID: Meeting Date Meeting Status
GILD ISIN US3755581036 05/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
PER
WOLD-OLSEN
2 TO RATIFY THE SELECTION Mgmt For For For
OF ERNST
&
YOUNG LLP BY THE AUDIT
COMMITTEE
OF
THE BOARD OF DIRECTORS
AS
THE
INDEPENDENT REGISTERED
PUBLIC
ACCOUNTING FIRM OF
GILEAD FOR
THE
FISCAL YEAR ENDING
DECEMBER 31,
2015.
3 TO APPROVE AN AMENDMENT Mgmt For For For
AND
RESTATEMENT TO GILEAD'S
EMPLOYEE
STOCK PURCHASE PLAN AND
INTERNATIONAL EMPLOYEE
STOCK
PURCHASE PLAN.
4 TO APPROVE, ON AN Mgmt For For For
ADVISORY BASIS,
THE
COMPENSATION OF OUR
NAMED
EXECUTIVE OFFICERS AS
PRESENTED
IN
THE PROXY STATEMENT.
5 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD
TAKE
STEPS TO PERMIT
STOCKHOLDER
ACTION
BY WRITTEN CONSENT.
6 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD ADOPT
A
POLICY THAT THE
CHAIRMAN OF
THE
BOARD OF DIRECTORS BE AN
INDEPENDENT DIRECTOR.
7 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT GILEAD
ISSUE
AN
ANNUAL SUSTAINABILITY
REPORT.
8 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD REPORT
ON
CERTAIN RISKS TO GILEAD
FROM
RISING
PRESSURE TO CONTAIN
U.S.
SPECIALTY
DRUG PRICES.
________________________________________________________________________________
GILEAD SCIENCES, INC.
Ticker Security ID: Meeting Date Meeting Status
GILD ISIN US3755581036 05/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
JOHN F.
COGAN
1.2 ELECTION OF DIRECTOR: Mgmt For For For
ETIENNE
F.
DAVIGNON
1.3 ELECTION OF DIRECTOR: Mgmt For For For
CARLA A.
HILLS
1.4 ELECTION OF DIRECTOR: Mgmt For For For
KEVIN E.
LOFTON
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JOHN W.
MADIGAN
1.6 ELECTION OF DIRECTOR: Mgmt For For For
JOHN C.
MARTIN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
NICHOLAS
G.
MOORE
1.8 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD
J.
WHITLEY
1.9 ELECTION OF DIRECTOR: Mgmt For For For
GAYLE E.
WILSON
________________________________________________________________________________
GILEAD SCIENCES, INC.
Ticker Security ID: Meeting Date Meeting Status
GILD ISIN US3755581036 05/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
PER
WOLD-OLSEN
2 TO RATIFY THE SELECTION Mgmt For For For
OF ERNST
&
YOUNG LLP BY THE AUDIT
COMMITTEE
OF
THE BOARD OF DIRECTORS
AS
THE
INDEPENDENT REGISTERED
PUBLIC
ACCOUNTING FIRM OF
GILEAD FOR
THE
FISCAL YEAR ENDING
DECEMBER 31,
2015.
3 TO APPROVE AN AMENDMENT Mgmt For For For
AND
RESTATEMENT TO GILEAD'S
EMPLOYEE
STOCK PURCHASE PLAN AND
INTERNATIONAL EMPLOYEE
STOCK
PURCHASE PLAN.
4 TO APPROVE, ON AN Mgmt For For For
ADVISORY BASIS,
THE
COMPENSATION OF OUR
NAMED
EXECUTIVE OFFICERS AS
PRESENTED
IN
THE PROXY STATEMENT.
5 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD
TAKE
STEPS TO PERMIT
STOCKHOLDER
ACTION
BY WRITTEN CONSENT.
6 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD ADOPT
A
POLICY THAT THE
CHAIRMAN OF
THE
BOARD OF DIRECTORS BE AN
INDEPENDENT DIRECTOR.
7 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT GILEAD
ISSUE
AN
ANNUAL SUSTAINABILITY
REPORT.
8 TO VOTE ON A Sharehol For Against Against
STOCKHOLDER
PROPOSAL,
IF PROPERLY PRESENTED
AT THE
MEETING,
REQUESTING THAT THE
BOARD REPORT
ON
CERTAIN RISKS TO GILEAD
FROM
RISING
PRESSURE TO CONTAIN
U.S.
SPECIALTY
DRUG PRICES.
________________________________________________________________________________
GLAXOSMITHKLINE PLC
Ticker Security ID: Meeting Date Meeting Status
GSK ISIN US37733W1053 05/07/2015 Voted
Meeting Type Country of Trade
ANNUAL United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 TO RECEIVE THE 2014 Mgmt For For For
ANNUAL
REPORT
2 TO APPROVE THE ANNUAL Mgmt For For For
REMUNERATION
REPORT
3 TO ELECT SIR PHILIP Mgmt For For For
HAMPTON AS
A
DIRECTOR
4 TO ELECT URS ROHNER AS Mgmt For For For
A
DIRECTOR
5 TO RE-ELECT SIR ANDREW Mgmt For For For
WITTY AS
A
DIRECTOR
6 TO RE-ELECT PROFESSOR Mgmt For For For
SIR
ROY
ANDERSON AS A DIRECTOR
7 TO RE-ELECT DR Mgmt For For For
STEPHANIE BURNS AS
A
DIRECTOR
8 TO RE-ELECT STACEY Mgmt For For For
CARTWRIGHT AS
A
DIRECTOR
9 TO RE-ELECT SIMON Mgmt For For For
DINGEMANS AS
A
DIRECTOR
10 TO RE-ELECT LYNN Mgmt For For For
ELSENHANS AS
A
DIRECTOR
11 TO RE-ELECT JUDY LEWENT Mgmt For For For
AS
A
DIRECTOR
12 TO RE-ELECT SIR DERYCK Mgmt For For For
MAUGHAN AS
A
DIRECTOR
13 TO RE-ELECT DR DANIEL Mgmt For For For
PODOLSKY AS
A
DIRECTOR
14 TO RE-ELECT DR MONCEF Mgmt For For For
SLAOUI AS
A
DIRECTOR
15 TO RE-ELECT HANS WIJERS Mgmt For For For
AS A
DIRECTOR
16 TO RE-APPOINT AUDITORS Mgmt For For For
17 TO DETERMINE Mgmt For For For
REMUNERATION
OF
AUDITORS
18 TO AUTHORISE THE Mgmt For For For
COMPANY AND
ITS
SUBSIDIARIES TO MAKE
DONATIONS
TO
POLITICAL ORGANISATIONS
AND
INCUR
POLITICAL EXPENDITURE
19 TO AUTHORISE ALLOTMENT Mgmt For For For
OF
SHARES
20 TO DISAPPLY PRE-EMPTION Mgmt For For For
RIGHTS
(SPECIAL RESOLUTION)
21 TO AUTHORISE THE Mgmt For For For
COMPANY
TO
PURCHASE ITS OWN SHARES
(SPECIAL
RESOLUTION)
22 TO AUTHORISE EXEMPTION Mgmt For For For
FROM
STATEMENT OF NAME OF
SENIOR
STATUTORY AUDITOR
________________________________________________________________________________
GLAXOSMITHKLINE PLC
Ticker Security ID: Meeting Date Meeting Status
GSK ISIN US37733W1053 05/07/2015 Voted
Meeting Type Country of Trade
ANNUAL United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 TO RECEIVE THE 2014 Mgmt For For For
ANNUAL
REPORT
2 TO APPROVE THE ANNUAL Mgmt For For For
REMUNERATION
REPORT
3 TO ELECT SIR PHILIP Mgmt For For For
HAMPTON AS
A
DIRECTOR
4 TO ELECT URS ROHNER AS Mgmt For For For
A
DIRECTOR
5 TO RE-ELECT SIR ANDREW Mgmt For For For
WITTY AS
A
DIRECTOR
6 TO RE-ELECT PROFESSOR Mgmt For For For
SIR
ROY
ANDERSON AS A DIRECTOR
7 TO RE-ELECT DR Mgmt For For For
STEPHANIE BURNS AS
A
DIRECTOR
8 TO RE-ELECT STACEY Mgmt For For For
CARTWRIGHT AS
A
DIRECTOR
9 TO RE-ELECT SIMON Mgmt For For For
DINGEMANS AS
A
DIRECTOR
10 TO RE-ELECT LYNN Mgmt For For For
ELSENHANS AS
A
DIRECTOR
11 TO RE-ELECT JUDY LEWENT Mgmt For For For
AS
A
DIRECTOR
12 TO RE-ELECT SIR DERYCK Mgmt For For For
MAUGHAN AS
A
DIRECTOR
13 TO RE-ELECT DR DANIEL Mgmt For For For
PODOLSKY AS
A
DIRECTOR
14 TO RE-ELECT DR MONCEF Mgmt For For For
SLAOUI AS
A
DIRECTOR
15 TO RE-ELECT HANS WIJERS Mgmt For For For
AS A
DIRECTOR
16 TO RE-APPOINT AUDITORS Mgmt For For For
17 TO DETERMINE Mgmt For For For
REMUNERATION
OF
AUDITORS
18 TO AUTHORISE THE Mgmt For For For
COMPANY AND
ITS
SUBSIDIARIES TO MAKE
DONATIONS
TO
POLITICAL ORGANISATIONS
AND
INCUR
POLITICAL EXPENDITURE
19 TO AUTHORISE ALLOTMENT Mgmt For For For
OF
SHARES
20 TO DISAPPLY PRE-EMPTION Mgmt For For For
RIGHTS
(SPECIAL RESOLUTION)
21 TO AUTHORISE THE Mgmt For For For
COMPANY
TO
PURCHASE ITS OWN SHARES
(SPECIAL
RESOLUTION)
22 TO AUTHORISE EXEMPTION Mgmt For For For
FROM
STATEMENT OF NAME OF
SENIOR
STATUTORY AUDITOR
23 TO AUTHORISE REDUCED Mgmt For For For
NOTICE OF
A
GENERAL MEETING OTHER
THAN AN
AGM
(SPECIAL RESOLUTION)
24 TO APPROVE THE GSK Mgmt For For For
SHARE VALUE
PLAN
________________________________________________________________________________
GLAXOSMITHKLINE PLC
Ticker Security ID: Meeting Date Meeting Status
GSK ISIN US37733W1053 05/07/2015 Voted
Meeting Type Country of Trade
ANNUAL United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 TO RECEIVE THE 2014 Mgmt For For For
ANNUAL
REPORT
2 TO APPROVE THE ANNUAL Mgmt For For For
REMUNERATION
REPORT
3 TO ELECT SIR PHILIP Mgmt For For For
HAMPTON AS
A
DIRECTOR
4 TO ELECT URS ROHNER AS Mgmt For For For
A
DIRECTOR
5 TO RE-ELECT SIR ANDREW Mgmt For For For
WITTY AS
A
DIRECTOR
6 TO RE-ELECT PROFESSOR Mgmt For For For
SIR
ROY
ANDERSON AS A DIRECTOR
7 TO RE-ELECT DR Mgmt For For For
STEPHANIE BURNS AS
A
DIRECTOR
8 TO RE-ELECT STACEY Mgmt For For For
CARTWRIGHT AS
A
DIRECTOR
9 TO RE-ELECT SIMON Mgmt For For For
DINGEMANS AS
A
DIRECTOR
10 TO RE-ELECT LYNN Mgmt For For For
ELSENHANS AS
A
DIRECTOR
11 TO RE-ELECT JUDY LEWENT Mgmt For For For
AS
A
DIRECTOR
12 TO RE-ELECT SIR DERYCK Mgmt For For For
MAUGHAN AS
A
DIRECTOR
13 TO RE-ELECT DR DANIEL Mgmt For For For
PODOLSKY AS
A
DIRECTOR
14 TO RE-ELECT DR MONCEF Mgmt For For For
SLAOUI AS
A
DIRECTOR
15 TO RE-ELECT HANS WIJERS Mgmt For For For
AS A
DIRECTOR
16 TO RE-APPOINT AUDITORS Mgmt For For For
17 TO DETERMINE Mgmt For For For
REMUNERATION
OF
AUDITORS
18 TO AUTHORISE THE Mgmt For For For
COMPANY AND
ITS
SUBSIDIARIES TO MAKE
DONATIONS
TO
POLITICAL ORGANISATIONS
AND
INCUR
POLITICAL EXPENDITURE
19 TO AUTHORISE ALLOTMENT Mgmt For For For
OF
SHARES
20 TO DISAPPLY PRE-EMPTION Mgmt For For For
RIGHTS
(SPECIAL RESOLUTION)
21 TO AUTHORISE THE Mgmt For For For
COMPANY
TO
PURCHASE ITS OWN SHARES
(SPECIAL
RESOLUTION)
22 TO AUTHORISE EXEMPTION Mgmt For For For
FROM
STATEMENT OF NAME OF
SENIOR
STATUTORY AUDITOR
23 TO AUTHORISE REDUCED Mgmt For For For
NOTICE OF
A
GENERAL MEETING OTHER
THAN AN
AGM
(SPECIAL RESOLUTION)
24 TO APPROVE THE GSK Mgmt For For For
SHARE VALUE
PLAN
________________________________________________________________________________
OCCIDENTAL PETROLEUM CORPORATION
Ticker Security ID: Meeting Date Meeting Status
OXY ISIN US6745991058 05/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
SPENCER
ABRAHAM
1.2 ELECTION OF DIRECTOR: Mgmt For For For
HOWARD
I.
ATKINS
1.3 ELECTION OF DIRECTOR: Mgmt For For For
EUGENE
L.
BATCHELDER
1.4 ELECTION OF DIRECTOR: Mgmt For For For
STEPHEN
I.
CHAZEN
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JOHN E.
FEICK
1.6 ELECTION OF DIRECTOR: Mgmt For For For
MARGARET
M.
FORAN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
CARLOS
M.
GUTIERREZ
1.8 ELECTION OF DIRECTOR: Mgmt For For For
WILLIAM
R.
KLESSE
1.9 ELECTION OF DIRECTOR: Mgmt For For For
AVEDICK
B.
POLADIAN
________________________________________________________________________________
OCCIDENTAL PETROLEUM CORPORATION
Ticker Security ID: Meeting Date Meeting Status
OXY ISIN US6745991058 05/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
ELISSE B.
WALTER
2 ADVISORY VOTE APPROVING Mgmt For For For
EXECUTIVE
COMPENSATION
3 APPROVAL OF THE Mgmt For For For
OCCIDENTAL
PETROLEUM CORPORATION
2015
LONGTERM
INCENTIVE PLAN
4 RATIFICATION OF Mgmt For For For
INDEPENDENT
AUDITORS
5 RECOVERY OF UNEARNED Sharehol For Against Against
MgmtENT
BONUSES
6 PROXY ACCESS Sharehol For Against Against
7 METHANE EMISSIONS AND Sharehol For Against Against
FLARING
8 REVIEW LOBBYING AT Sharehol For Against Against
FEDERAL,
STATE,
LOCAL LEVELS
________________________________________________________________________________
OCCIDENTAL PETROLEUM CORPORATION
Ticker Security ID: Meeting Date Meeting Status
OXY ISIN US6745991058 05/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
SPENCER
ABRAHAM
1.2 ELECTION OF DIRECTOR: Mgmt For For For
HOWARD
I.
ATKINS
1.3 ELECTION OF DIRECTOR: Mgmt For For For
EUGENE
L.
BATCHELDER
1.4 ELECTION OF DIRECTOR: Mgmt For For For
STEPHEN
I.
CHAZEN
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JOHN E.
FEICK
1.6 ELECTION OF DIRECTOR: Mgmt For For For
MARGARET
M.
FORAN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
CARLOS
M.
GUTIERREZ
1.8 ELECTION OF DIRECTOR: Mgmt For For For
WILLIAM
R.
KLESSE
1.9 ELECTION OF DIRECTOR: Mgmt For For For
AVEDICK
B.
POLADIAN
________________________________________________________________________________
OCCIDENTAL PETROLEUM CORPORATION
Ticker Security ID: Meeting Date Meeting Status
OXY ISIN US6745991058 05/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
ELISSE B.
WALTER
2 ADVISORY VOTE APPROVING Mgmt For For For
EXECUTIVE
COMPENSATION
3 APPROVAL OF THE Mgmt For For For
OCCIDENTAL
PETROLEUM CORPORATION
2015
LONGTERM
INCENTIVE PLAN
4 RATIFICATION OF Mgmt For For For
INDEPENDENT
AUDITORS
5 RECOVERY OF UNEARNED Sharehol For Against Against
MgmtENT
BONUSES
6 PROXY ACCESS Sharehol For Against Against
7 METHANE EMISSIONS AND Sharehol For Against Against
FLARING
8 REVIEW LOBBYING AT Sharehol For Against Against
FEDERAL,
STATE,
LOCAL LEVELS
________________________________________________________________________________
OCCIDENTAL PETROLEUM CORPORATION
Ticker Security ID: Meeting Date Meeting Status
OXY ISIN US6745991058 05/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
SPENCER
ABRAHAM
1.2 ELECTION OF DIRECTOR: Mgmt For For For
HOWARD
I.
ATKINS
1.3 ELECTION OF DIRECTOR: Mgmt For For For
EUGENE
L.
BATCHELDER
1.4 ELECTION OF DIRECTOR: Mgmt For For For
STEPHEN
I.
CHAZEN
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JOHN E.
FEICK
1.6 ELECTION OF DIRECTOR: Mgmt For For For
MARGARET
M.
FORAN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
CARLOS
M.
GUTIERREZ
1.8 ELECTION OF DIRECTOR: Mgmt For For For
WILLIAM
R.
KLESSE
1.9 ELECTION OF DIRECTOR: Mgmt For For For
AVEDICK
B.
POLADIAN
________________________________________________________________________________
OCCIDENTAL PETROLEUM CORPORATION
Ticker Security ID: Meeting Date Meeting Status
OXY ISIN US6745991058 05/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
ELISSE B.
WALTER
2 ADVISORY VOTE APPROVING Mgmt For For For
EXECUTIVE
COMPENSATION
3 APPROVAL OF THE Mgmt For For For
OCCIDENTAL
PETROLEUM CORPORATION
2015
LONGTERM
INCENTIVE PLAN
4 RATIFICATION OF Mgmt For For For
INDEPENDENT
AUDITORS
5 RECOVERY OF UNEARNED Sharehol For Against Against
MgmtENT
BONUSES
6 PROXY ACCESS Sharehol For Against Against
7 METHANE EMISSIONS AND Sharehol For Against Against
FLARING
8 REVIEW LOBBYING AT Sharehol For Against Against
FEDERAL,
STATE,
LOCAL LEVELS
________________________________________________________________________________
OCCIDENTAL PETROLEUM CORPORATION
Ticker Security ID: Meeting Date Meeting Status
OXY ISIN US6745991058 05/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
SPENCER
ABRAHAM
1.2 ELECTION OF DIRECTOR: Mgmt For For For
HOWARD
I.
ATKINS
1.3 ELECTION OF DIRECTOR: Mgmt For For For
EUGENE
L.
BATCHELDER
1.4 ELECTION OF DIRECTOR: Mgmt For For For
STEPHEN
I.
CHAZEN
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JOHN E.
FEICK
1.6 ELECTION OF DIRECTOR: Mgmt For For For
MARGARET
M.
FORAN
1.7 ELECTION OF DIRECTOR: Mgmt For For For
CARLOS
M.
GUTIERREZ
1.8 ELECTION OF DIRECTOR: Mgmt For For For
WILLIAM
R.
KLESSE
1.9 ELECTION OF DIRECTOR: Mgmt For For For
AVEDICK
B.
POLADIAN
________________________________________________________________________________
OCCIDENTAL PETROLEUM CORPORATION
Ticker Security ID: Meeting Date Meeting Status
OXY ISIN US6745991058 05/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
ELISSE B.
WALTER
2 ADVISORY VOTE APPROVING Mgmt For For For
EXECUTIVE
COMPENSATION
3 APPROVAL OF THE Mgmt For For For
OCCIDENTAL
PETROLEUM CORPORATION
2015
LONGTERM
INCENTIVE PLAN
4 RATIFICATION OF Mgmt For For For
INDEPENDENT
AUDITORS
5 RECOVERY OF UNEARNED Sharehol For Against Against
MgmtENT
BONUSES
6 PROXY ACCESS Sharehol For Against Against
7 METHANE EMISSIONS AND Sharehol For Against Against
FLARING
8 REVIEW LOBBYING AT Sharehol For Against Against
FEDERAL,
STATE,
LOCAL LEVELS
________________________________________________________________________________
ROYAL DUTCH SHELL PLC
Ticker Security ID: Meeting Date Meeting Status
RDSB ISIN US7802591070 05/19/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 RECEIPT OF ANNUAL Mgmt For For For
REPORT &
ACCOUNTS
2 APPROVAL OF DIRECTORS' Mgmt For For For
REMUNERATION
REPORT
3 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: BEN VAN BEURDEN
4 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: GUY ELLIOTT
5 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: EULEEN GOH
6 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: SIMON HENRY
7 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: CHARLES O.
HOLLIDAY
8 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: GERARD
KLEISTERLEE
9 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: SIR NIGEL
SHEINWALD
10 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: LINDA G. STUNTZ
11 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: HANS WIJERS
12 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: PATRICIA A.
WOERTZ
13 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: GERRIT ZALM
14 REAPPOINTMENT OF AUDITOR Mgmt For For For
15 REMUNERATION OF AUDITOR Mgmt For For For
16 AUTHORITY TO ALLOT Mgmt For For For
SHARES
17 DISAPPLICATION OF Mgmt For For For
PRE-EMPTION
RIGHTS
18 AUTHORITY TO PURCHASE Mgmt For For For
OWN
SHARES
19 AUTHORITY FOR SCRIP Mgmt For For For
DIVIDEND
SCHEME
20 AUTHORITY FOR CERTAIN Mgmt For For For
DONATIONS
AND
EXPENDITURE
21 SHAREHOLDER RESOLUTION Mgmt For For For
________________________________________________________________________________
ROYAL DUTCH SHELL PLC
Ticker Security ID: Meeting Date Meeting Status
RDSB ISIN US7802591070 05/19/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 RECEIPT OF ANNUAL Mgmt For For For
REPORT &
ACCOUNTS
2 APPROVAL OF DIRECTORS' Mgmt For For For
REMUNERATION
REPORT
3 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: BEN VAN BEURDEN
4 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: GUY ELLIOTT
5 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: EULEEN GOH
6 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: SIMON HENRY
7 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: CHARLES O.
HOLLIDAY
8 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: GERARD
KLEISTERLEE
9 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: SIR NIGEL
SHEINWALD
10 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: LINDA G. STUNTZ
11 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: HANS WIJERS
12 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: PATRICIA A.
WOERTZ
13 REAPPOINTMENT AS A Mgmt For For For
DIRECTOR OF
THE
COMPANY: GERRIT ZALM
14 REAPPOINTMENT OF AUDITOR Mgmt For For For
15 REMUNERATION OF AUDITOR Mgmt For For For
16 AUTHORITY TO ALLOT Mgmt For For For
SHARES
17 DISAPPLICATION OF Mgmt For For For
PRE-EMPTION
RIGHTS
18 AUTHORITY TO PURCHASE Mgmt For For For
OWN
SHARES
19 AUTHORITY FOR SCRIP Mgmt For For For
DIVIDEND
SCHEME
20 AUTHORITY FOR CERTAIN Mgmt For For For
DONATIONS
AND
EXPENDITURE
21 SHAREHOLDER RESOLUTION Mgmt For For For
________________________________________________________________________________
ROYAL PHILIPS NV, EINDHOVEN
Ticker Security ID: Meeting Date Meeting Status
ISIN NL0000009538 05/07/2015 Voted
Meeting Type Country of Trade
Annual General Meeting Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SPEECH OF THE PRESIDENT NON- N/A N/A N/A
2.1 EXPLANATION OF THE NON- N/A N/A N/A
IMPLEMENTATION
OF
THE REMUNERATION POLICY
2.2 EXPLANATION OF POLICY NON- N/A N/A N/A
ON ADDITIONS
TO
RESERVES AND DIVIDENDS
2.3 ADOPTION OF THE 2014 Mgmt For For For
FINANCIAL
STATEMENTS
2.4 ADOPTION OF A DIVIDEND Mgmt For For For
OF EUR 0.80
PER
COMMON SHARE IN CASH OR
SHARES,
AT
THE OPTION OF THE
SHAREHOLDER
2.5 DISCHARGE OF THE Mgmt For For For
RESPONSIBILITIES
OF
THE MEMBERS OF THE
BOARD
OF
MgmtENT
2.6 DISCHARGE OF THE Mgmt For For For
RESPONSIBILITIES
OF
THE MEMBERS OF THE
SUPERVISORY
BOARD
3 ADOPTION OF THE Mgmt For For For
PROPOSAL TO
APPROVE
THE SEPARATION OF THE
LIGHTING
BUSINESS FROM ROYAL
PHILIPS
4.1 RE-APPOINT MR FRANS VAN Mgmt For For For
HOUTEN
AS
PRESIDENT/CEO AND
MEMBER OF
THE
BOARD OF MgmtENT
WITH
EFFECT
FROM MAY 7, 2015
4.2 RE-APPOINT MR RON Mgmt For For For
WIRAHADIRAKSA
AS
MEMBER OF THE BOARD OF
MgmtENT
WITH EFFECT FROM MAY 7,
2015
4.3 RE-APPOINT MR PIETER Mgmt For For For
NOTA AS
MEMBER
OF THE BOARD OF
MgmtENT
WITH
EFFECT FROM MAY 7, 2015
5.1 RE-APPOINT MR JACKSON Mgmt For For For
TAI AS
MEMBER
OF THE SUPERVISORY
BOARD
WITH
EFFECT FROM MAY 7, 2015
5.2 RE-APPOINT MR HEINO VON Mgmt For For For
PRONDZYNSKI
AS MEMBER OF THE
SUPERVISORY
BOARD
WITH EFFECT FROM MAY 7,
2015
5.3 RE-APPOINT MR KEES VAN Mgmt For For For
LEDE
AS
MEMBER OF THE
SUPERVISORY
BOARD
FOR A TERM OF TWO YEARS
WITH
EFFECT
FROM MAY 7, 2015
5.4 APPOINT MR DAVID PYOTT Mgmt For For For
AS MEMBER
OF
THE SUPERVISORY BOARD
WITH
EFFECT
FROM MAY 7, 2015
6 ADOPTION OF THE REVISED Mgmt For For For
REMUNERATION FOR
SUPERVISORY
BOARD
MEMBERS
7.1 APPOINT ERNST & YOUNG Mgmt For For For
ACCOUNTANTS
LLP AS EXTERNAL AUDITOR
OF
THE
COMPANY
7.2 ADOPT THE PROPOSAL TO Mgmt For For For
AMEND
THE
TERM OF APPOINTMENT OF
THE
EXTERNAL
AUDITOR IN THE ARTICLES
OF
ASSOCIATION
8.1 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO ISSUE
SHARES
OR
GRANT RIGHTS TO ACQUIRE
SHARES FOR
A
PERIOD OF 18 MONTHS,
PER MAY 7,
2015,
WITH THE APPROVAL OF
THE
SUPERVISORY
BOARD, UP TO A MAXIMUM
OF 10% OF
THE
NUMBER OF ISSUED SHARES
AS OF MAY
7,
2015, PLU
8.2 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO RESTRICT
OR
EXCLUDE
PRE-EMPTION RIGHTS FOR
A PERIOD OF
18
MONTHS, PER MAY 7,
2015, AS THE
BODY
WHICH IS AUTHORIZED,
WITH
THE
APPROVAL OF THE
SUPERVISORY
BOARD,
TO RESTRICT OR EXCLUDE
THE
PREEMPTION
RIGHTS ACCRUI
9 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO ACQUIRE
SHARES IN
THE
COMPANY FOR A PERIOD OF
18
MONTHS,
EFFECTIVE MAY 7, 2015,
WITHIN THE
LIMITS
OF THE LAW AND THE
ARTICLES
OF
ASSOCIATION, TO
ACQUIRE, WITH
THE
APPROVAL OF THE
SUPERVISORY
BOARD,
FOR VALUABLE
10 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO CANCEL
SHARES IN
THE
SHARE CAPITAL OF THE
COMPANY HELD
OR
TO BE ACQUIRED BY THE
COMPANY
11 ANY OTHER BUSINESS NON- N/A N/A N/A
________________________________________________________________________________
ROYAL PHILIPS NV, EINDHOVEN
Ticker Security ID: Meeting Date Meeting Status
ISIN NL0000009538 05/07/2015 Voted
Meeting Type Country of Trade
Annual General Meeting Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SPEECH OF THE PRESIDENT NON- N/A N/A N/A
2.1 EXPLANATION OF THE NON- N/A N/A N/A
IMPLEMENTATION
OF
THE REMUNERATION POLICY
2.2 EXPLANATION OF POLICY NON- N/A N/A N/A
ON ADDITIONS
TO
RESERVES AND DIVIDENDS
2.3 ADOPTION OF THE 2014 Mgmt For For For
FINANCIAL
STATEMENTS
2.4 ADOPTION OF A DIVIDEND Mgmt For For For
OF EUR 0.80
PER
COMMON SHARE IN CASH OR
SHARES,
AT
THE OPTION OF THE
SHAREHOLDER
2.5 DISCHARGE OF THE Mgmt For For For
RESPONSIBILITIES
OF
THE MEMBERS OF THE
BOARD
OF
MgmtENT
2.6 DISCHARGE OF THE Mgmt For For For
RESPONSIBILITIES
OF
THE MEMBERS OF THE
SUPERVISORY
BOARD
3 ADOPTION OF THE Mgmt For For For
PROPOSAL TO
APPROVE
THE SEPARATION OF THE
LIGHTING
BUSINESS FROM ROYAL
PHILIPS
4.1 RE-APPOINT MR FRANS VAN Mgmt For For For
HOUTEN
AS
PRESIDENT/CEO AND
MEMBER OF
THE
BOARD OF MgmtENT
WITH
EFFECT
FROM MAY 7, 2015
4.2 RE-APPOINT MR RON Mgmt For For For
WIRAHADIRAKSA
AS
MEMBER OF THE BOARD OF
MgmtENT
WITH EFFECT FROM MAY 7,
2015
4.3 RE-APPOINT MR PIETER Mgmt For For For
NOTA AS
MEMBER
OF THE BOARD OF
MgmtENT
WITH
EFFECT FROM MAY 7, 2015
5.1 RE-APPOINT MR JACKSON Mgmt For For For
TAI AS
MEMBER
OF THE SUPERVISORY
BOARD
WITH
EFFECT FROM MAY 7, 2015
5.2 RE-APPOINT MR HEINO VON Mgmt For For For
PRONDZYNSKI
AS MEMBER OF THE
SUPERVISORY
BOARD
WITH EFFECT FROM MAY 7,
2015
5.3 RE-APPOINT MR KEES VAN Mgmt For For For
LEDE
AS
MEMBER OF THE
SUPERVISORY
BOARD
FOR A TERM OF TWO YEARS
WITH
EFFECT
FROM MAY 7, 2015
5.4 APPOINT MR DAVID PYOTT Mgmt For For For
AS MEMBER
OF
THE SUPERVISORY BOARD
WITH
EFFECT
FROM MAY 7, 2015
6 ADOPTION OF THE REVISED Mgmt For For For
REMUNERATION FOR
SUPERVISORY
BOARD
MEMBERS
7.1 APPOINT ERNST & YOUNG Mgmt For For For
ACCOUNTANTS
LLP AS EXTERNAL AUDITOR
OF
THE
COMPANY
7.2 ADOPT THE PROPOSAL TO Mgmt For For For
AMEND
THE
TERM OF APPOINTMENT OF
THE
EXTERNAL
AUDITOR IN THE ARTICLES
OF
ASSOCIATION
8.1 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO ISSUE
SHARES
OR
GRANT RIGHTS TO ACQUIRE
SHARES FOR
A
PERIOD OF 18 MONTHS,
PER MAY 7,
2015,
WITH THE APPROVAL OF
THE
SUPERVISORY
BOARD, UP TO A MAXIMUM
OF 10% OF
THE
NUMBER OF ISSUED SHARES
AS OF MAY
7,
2015, PLU
8.2 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO RESTRICT
OR
EXCLUDE
PRE-EMPTION RIGHTS FOR
A PERIOD OF
18
MONTHS, PER MAY 7,
2015, AS THE
BODY
WHICH IS AUTHORIZED,
WITH
THE
APPROVAL OF THE
SUPERVISORY
BOARD,
TO RESTRICT OR EXCLUDE
THE
PREEMPTION
RIGHTS ACCRUI
9 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO ACQUIRE
SHARES IN
THE
COMPANY FOR A PERIOD OF
18
MONTHS,
EFFECTIVE MAY 7, 2015,
WITHIN THE
LIMITS
OF THE LAW AND THE
ARTICLES
OF
ASSOCIATION, TO
ACQUIRE, WITH
THE
APPROVAL OF THE
SUPERVISORY
BOARD,
FOR VALUABLE
10 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO CANCEL
SHARES IN
THE
SHARE CAPITAL OF THE
COMPANY HELD
OR
TO BE ACQUIRED BY THE
COMPANY
11 ANY OTHER BUSINESS NON- N/A N/A N/A
________________________________________________________________________________
ROYAL PHILIPS NV, EINDHOVEN
Ticker Security ID: Meeting Date Meeting Status
ISIN NL0000009538 05/07/2015 Voted
Meeting Type Country of Trade
Annual General Meeting Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SPEECH OF THE PRESIDENT NON- N/A N/A N/A
2.1 EXPLANATION OF THE NON- N/A N/A N/A
IMPLEMENTATION
OF
THE REMUNERATION POLICY
2.2 EXPLANATION OF POLICY NON- N/A N/A N/A
ON ADDITIONS
TO
RESERVES AND DIVIDENDS
2.3 ADOPTION OF THE 2014 Mgmt For For For
FINANCIAL
STATEMENTS
2.4 ADOPTION OF A DIVIDEND Mgmt For For For
OF EUR 0.80
PER
COMMON SHARE IN CASH OR
SHARES,
AT
THE OPTION OF THE
SHAREHOLDER
2.5 DISCHARGE OF THE Mgmt For For For
RESPONSIBILITIES
OF
THE MEMBERS OF THE
BOARD
OF
MgmtENT
2.6 DISCHARGE OF THE Mgmt For For For
RESPONSIBILITIES
OF
THE MEMBERS OF THE
SUPERVISORY
BOARD
3 ADOPTION OF THE Mgmt For For For
PROPOSAL TO
APPROVE
THE SEPARATION OF THE
LIGHTING
BUSINESS FROM ROYAL
PHILIPS
4.1 RE-APPOINT MR FRANS VAN Mgmt For For For
HOUTEN
AS
PRESIDENT/CEO AND
MEMBER OF
THE
BOARD OF MgmtENT
WITH
EFFECT
FROM MAY 7, 2015
4.2 RE-APPOINT MR RON Mgmt For For For
WIRAHADIRAKSA
AS
MEMBER OF THE BOARD OF
MgmtENT
WITH EFFECT FROM MAY 7,
2015
4.3 RE-APPOINT MR PIETER Mgmt For For For
NOTA AS
MEMBER
OF THE BOARD OF
MgmtENT
WITH
EFFECT FROM MAY 7, 2015
5.1 RE-APPOINT MR JACKSON Mgmt For For For
TAI AS
MEMBER
OF THE SUPERVISORY
BOARD
WITH
EFFECT FROM MAY 7, 2015
5.2 RE-APPOINT MR HEINO VON Mgmt For For For
PRONDZYNSKI
AS MEMBER OF THE
SUPERVISORY
BOARD
WITH EFFECT FROM MAY 7,
2015
5.3 RE-APPOINT MR KEES VAN Mgmt For For For
LEDE
AS
MEMBER OF THE
SUPERVISORY
BOARD
FOR A TERM OF TWO YEARS
WITH
EFFECT
FROM MAY 7, 2015
5.4 APPOINT MR DAVID PYOTT Mgmt For For For
AS MEMBER
OF
THE SUPERVISORY BOARD
WITH
EFFECT
FROM MAY 7, 2015
6 ADOPTION OF THE REVISED Mgmt For For For
REMUNERATION FOR
SUPERVISORY
BOARD
MEMBERS
7.1 APPOINT ERNST & YOUNG Mgmt For For For
ACCOUNTANTS
LLP AS EXTERNAL AUDITOR
OF
THE
COMPANY
7.2 ADOPT THE PROPOSAL TO Mgmt For For For
AMEND
THE
TERM OF APPOINTMENT OF
THE
EXTERNAL
AUDITOR IN THE ARTICLES
OF
ASSOCIATION
8.1 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO ISSUE
SHARES
OR
GRANT RIGHTS TO ACQUIRE
SHARES FOR
A
PERIOD OF 18 MONTHS,
PER MAY 7,
2015,
WITH THE APPROVAL OF
THE
SUPERVISORY
BOARD, UP TO A MAXIMUM
OF 10% OF
THE
NUMBER OF ISSUED SHARES
AS OF MAY
7,
2015, PLU
8.2 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO RESTRICT
OR
EXCLUDE
PRE-EMPTION RIGHTS FOR
A PERIOD OF
18
MONTHS, PER MAY 7,
2015, AS THE
BODY
WHICH IS AUTHORIZED,
WITH
THE
APPROVAL OF THE
SUPERVISORY
BOARD,
TO RESTRICT OR EXCLUDE
THE
PREEMPTION
RIGHTS ACCRUI
9 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO ACQUIRE
SHARES IN
THE
COMPANY FOR A PERIOD OF
18
MONTHS,
EFFECTIVE MAY 7, 2015,
WITHIN THE
LIMITS
OF THE LAW AND THE
ARTICLES
OF
ASSOCIATION, TO
ACQUIRE, WITH
THE
APPROVAL OF THE
SUPERVISORY
BOARD,
FOR VALUABLE
10 AUTHORIZATION OF THE Mgmt For For For
BOARD
OF
MgmtENT TO CANCEL
SHARES IN
THE
SHARE CAPITAL OF THE
COMPANY HELD
OR
TO BE ACQUIRED BY THE
COMPANY
11 ANY OTHER BUSINESS NON- N/A N/A N/A
________________________________________________________________________________
THE DOW CHEMICAL COMPANY
Ticker Security ID: Meeting Date Meeting Status
DOW ISIN US2605431038 05/14/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
AJAY
BANGA
1.2 ELECTION OF DIRECTOR: Mgmt For For For
JACQUELINE
K.
BARTON
1.3 ELECTION OF DIRECTOR: Mgmt For For For
JAMES A.
BELL
1.4 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD K.
DAVIS
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JEFF M.
FETTIG
1.6 ELECTION OF DIRECTOR: Mgmt For For For
ANDREW
N.
LIVERIS
1.7 ELECTION OF DIRECTOR: Mgmt For For For
MARK
LOUGHRIDGE
1.8 ELECTION OF DIRECTOR: Mgmt For For For
RAYMOND
J.
MILCHOVICH
1.9 ELECTION OF DIRECTOR: Mgmt For For For
ROBERT
S.
MILLER
________________________________________________________________________________
THE DOW CHEMICAL COMPANY
Ticker Security ID: Meeting Date Meeting Status
DOW ISIN US2605431038 05/14/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
PAUL
POLMAN
1.11 ELECTION OF DIRECTOR: Mgmt For For For
DENNIS
H.
REILLEY
1.12 ELECTION OF DIRECTOR: Mgmt For For For
JAMES
M.
RINGLER
1.13 ELECTION OF DIRECTOR: Mgmt For For For
RUTH G.
SHAW
2 RATIFICATION OF THE Mgmt For For For
APPOINTMENT
OF
THE INDEPENDENT
REGISTERED
PUBLIC
ACCOUNTING FIRM.
3 ADVISORY RESOLUTION TO Mgmt For For For
APPROVE
EXECUTIVE COMPENSATION.
4 STOCKHOLDER PROPOSAL TO Sharehol For Against Against
LIMIT
ACCELERATED EXECUTIVE
PAY.
________________________________________________________________________________
THE DOW CHEMICAL COMPANY
Ticker Security ID: Meeting Date Meeting Status
DOW ISIN US2605431038 05/14/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
AJAY
BANGA
1.2 ELECTION OF DIRECTOR: Mgmt For For For
JACQUELINE
K.
BARTON
1.3 ELECTION OF DIRECTOR: Mgmt For For For
JAMES A.
BELL
1.4 ELECTION OF DIRECTOR: Mgmt For For For
RICHARD K.
DAVIS
1.5 ELECTION OF DIRECTOR: Mgmt For For For
JEFF M.
FETTIG
1.6 ELECTION OF DIRECTOR: Mgmt For For For
ANDREW
N.
LIVERIS
1.7 ELECTION OF DIRECTOR: Mgmt For For For
MARK
LOUGHRIDGE
1.8 ELECTION OF DIRECTOR: Mgmt For For For
RAYMOND
J.
MILCHOVICH
1.9 ELECTION OF DIRECTOR: Mgmt For For For
ROBERT
S.
MILLER
________________________________________________________________________________
THE DOW CHEMICAL COMPANY
Ticker Security ID: Meeting Date Meeting Status
DOW ISIN US2605431038 05/14/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ELECTION OF DIRECTOR: Mgmt For For For
PAUL
POLMAN
1.11 ELECTION OF DIRECTOR: Mgmt For For For
DENNIS
H.
REILLEY
1.12 ELECTION OF DIRECTOR: Mgmt For For For
JAMES
M.
RINGLER
1.13 ELECTION OF DIRECTOR: Mgmt For For For
RUTH G.
SHAW
2 RATIFICATION OF THE Mgmt For For For
APPOINTMENT
OF
THE INDEPENDENT
REGISTERED
PUBLIC
ACCOUNTING FIRM.
3 ADVISORY RESOLUTION TO Mgmt For For For
APPROVE
EXECUTIVE COMPENSATION.
4 STOCKHOLDER PROPOSAL TO Sharehol For Against Against
LIMIT
ACCELERATED EXECUTIVE
PAY.
________________________________________________________________________________
VODAFONE GROUP PLC
Ticker Security ID: Meeting Date Meeting Status
VOD ISIN US92857W1009 07/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To receive the Mgmt For For For
Company's accounts,
the strategic report
and reports of the
directors and the
auditor for the year
ended 31 March
2014
2 To re-elect Gerard Mgmt For For For
Kleisterlee as
director
3 To re-elect Vittorio Mgmt For For For
Colao as
director
4 To elect Nick Read as Mgmt For For For
director
5 To re-elect Stephen Mgmt For For For
Pusey as
director
6 To elect Sir Crispin Mgmt For For For
Davis as
director
7 To elect Dame Clara Mgmt For For For
Furses as director,
with effect from 1
Sept.
2014
8 To elect Valerie Mgmt For For For
Gooding as
director
9 To re-elect Renee James Mgmt For For For
as
director
10 To re-elect Samuel Mgmt For For For
Jonah as
director
11 To re-elect Omid Mgmt For For For
Kordestani as
director
12 To re-elect Nick Land Mgmt For For For
as
director
13 To re-elect Luc Mgmt For For For
Vandevelde as
director
14 To re-elect Philip Yea Mgmt For For For
as
director
15 To declare a final Mgmt For For For
dividend of 7.47 pence
per ordinary share for
the year ended 31
March
2014
16 To approve the Mgmt For For For
directors'
Remuneration Policy
for the year ended 31
March
2014
17 To approve the Mgmt For For For
Remuneration Report of
the Board for the year
ended 31 March
2014
18 To approve the Vodafone Mgmt For For For
Global Incentive Plan
rules
19 to confirm PwC's Mgmt For For For
appointment as
auditor
20 To authorise the Audit Mgmt For For For
and Risk Committee to
determine the
remuneration of the
auditor
21 To authorise the Mgmt For For For
directors to allot
shares
22 To authorise the Mgmt For For For
directors to dis-apply
pre emtion
rights
23 To authorise the Mgmt For For For
Company to purchase
its own
shares
24 To authorise political Mgmt For For For
donations and
expenditure
25 To authorise the Mgmt For For For
Company to call
general meetings
(other than AGMs) on
14 clear days'
notice
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. JOHN J. Mgmt For For For
HAGENBUCH 2. J. EDWARD
VIRTUE
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. JOHN J. Mgmt For For For
HAGENBUCH 2. J. EDWARD
VIRTUE
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. JOHN J. Mgmt For For For
HAGENBUCH 2. J. EDWARD
VIRTUE
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. JOHN J. Mgmt For For For
HAGENBUCH 2. J. EDWARD
VIRTUE
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. JOHN J. Mgmt For For For
HAGENBUCH 2. J. EDWARD
VIRTUE
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
________________________________________________________________________________
WYNN RESORTS, LIMITED
Ticker Security ID: Meeting Date Meeting Status
WYNN ISIN US9831341071 04/24/2015 Voted
Meeting Type Country of Trade
Contested-Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DIRECTOR: 1. JOHN J. Mgmt For For For
HAGENBUCH 2. J. EDWARD
VIRTUE
2 TO RATIFY THE Mgmt For For For
APPOINTMENT OF ERNST &
YOUNG LLP AS OUR
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR
2015
3 TO APPROVE AN AMENDMENT Mgmt For For For
TO THE COMPANY'S
SECOND AMENDED AND
RESTATED ARTICLES OF
INCORPORATION TO
PROVIDE THE COPMANY
WITH ADDITIONAL
FLEXIBILITY IN MAKING
DISTRIBUTIONS TO ITS
STOCKHOLDERS
4 TO VOTE ON A Sharehol Against For Against
STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT,
IF PROPERLY PRESENTED
AT THE ANNUAL
MEETING
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Advent Claymore Convertible Securities and Income Fund II
---------------------------------------------------------
By: /s/ Tracy V. Maitland
---------------------
Name: Tracy V. Maitland
Title: President and Chief Executive Officer
Date: August 11, 2015