1c6f22c5de6d4dd

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

____________

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934.

 

Date of Report:   (Date of Earliest Event Reported) March 7, 2014 (March 5, 2014)

 

 

PANHANDLE OIL AND GAS INC.

(Exact name of registrant as specified in its charter)

 

 

 

 

OKLAHOMA

001-31759

73-1055775

(State or other jurisdiction

(Commission File Number)

(I.R.S.  Employer

of incorporation)

 

Identification No.)

 

 

 

5400 North Grand Blvd.,

 

 

Suite 300

 

 

Oklahoma City, OK

 

73112 

(Address of principal executive offices)

(Zip code)

 

 

 

 

(405) 948-1560

 

(Registrant’s telephone number including area code)

 

 

 

 

Not Applicable

 

(Former name or former address if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

    Written communications pursuant to Rule 425 under the Securities Act 

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act 

    Pre-commencement communications pursuant to Rule 14d-2 (b) under the Exchange Act 

    Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act 

 

______________________________________________________________________________

 

 

 

 


 

 

ITEM 5.07    Submission of Matters to a Vote of Security Holders

 

Panhandle Oil and Gas Inc. (the “Company”) held its annual meeting (the “The Annual Meeting”) of shareholders on March 5, 2014 at the Tower Hotel in Oklahoma City, Oklahoma.  A quorum consisting of approximately 78% of the Company’s Class A Common Stock issued and outstanding was represented either in person or by proxy.  At the Annual Meeting the Company’s shareholders voted on the following proposals:  (1) election of Michael C. Coffman and Robert A. Reece as directors to serve three year terms; (2) election of Duke R. Ligon as director to serve a one year term; (3) approval of amendment to the Panhandle Oil and Gas Inc. 2010 Restricted Stock Plan; (4) ratification of selection of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for fiscal year ended September 30, 2014; (5) advisory vote on executive compensation; and (6) advisory vote to determine frequency of future advisory votes on executive compensation.  Voting results of the proposals are as follows:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposal #1 – Election of two directors for a term of three years:

 

 

For

 

Against

 

Withheld

 

Abstentions

 

Broker Non-Votes

Michael C. Coffman

 

5,057,126

 

N/A

 

96,675

 

N/A

 

1,318,054

Robert A. Reece

 

4,684,446

 

N/A

 

469,355

 

N/A

 

1,318,054

 

 

 

 

 

 

 

 

 

 

 

Proposal #2 – Election of one director for a term of one year:

 

 

For

 

Against

 

Withheld

 

Abstentions

 

Broker Non-Votes

Duke R. Ligon

 

4,294,596

 

N/A

 

859,205

 

N/A

 

1,318,054

 

 

 

 

 

 

 

 

 

 

 

Proposal #3 – Amendment of the Panhandle Oil and Gas Inc. 2010 Restricted Stock Plan:

 

 

For

 

Against

 

Withheld

 

Abstentions

 

Broker Non-Votes

Totals

 

3,858,473

 

1,187,202

 

N/A

 

108,126

 

1,318,054

 

 

 

 

 

 

 

 

 

 

 

Proposal #4 – Ratification of selection of Independent Registered Public Accounting Firm:

 

 

For

 

Against

 

Withheld

 

Abstentions

 

Broker Non-Votes

Totals

 

6,343,226

 

13,832

 

N/A

 

36,376

 

1,318,054

 

 

 

 

 

 

 

 

 

 

 

Proposal #5 – Advisory vote on executive compensation:

 

 

For

 

Against

 

Withheld

 

Abstentions

 

Broker Non-Votes

Totals

 

4,918,848

 

102,211

 

N/A

 

127,742

 

1,318,054

 

 

 

 

 

 

 

 

 

 

 

Proposal #6 – Advisory vote on frequency of future advisory votes on executive compensation:

 

 

Every Year

 

Every 2 Years

 

Every 3 Years

 

Abstentions

 

Broker Non-Votes

Totals

 

4,105,689

 

141,575

 

781,713

 

124,824

 

1,318,054

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

PANHANDLE OIL AND GAS INC.

 

By:  /s/ Michael C. Coffman

Michael C. Coffman,

President and CEO    

DATE:    March 7, 2014