UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT Pursuant

to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 1, 2014 (June 26, 2013)

 

Astrotech Corporation

(Exact name of registrant as specified in its charter)

 

Washington   001-34426   91-1273737
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer Identification No.)

 

401 Congress Ave, Suite 1650, Austin, Texas   78701
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (512) 485-9530

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 
 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

 

On June 26, 2014, Astrotech Corporation (the “Company”) convened its annual meeting of shareholders, pursuant to notice duly given, at 221 West 6th Street, 21st Floor in Austin, TX. 17,109,715 shares or 87.7% of the Company’s Common Stock were present in person or by proxy at the meeting. The matters voted upon at the meeting and the results of such voting are set forth below:

 

Proposal 1. To elect six directors to the Board of Directors of the Company to serve for the respective terms prescribed by the Company’s bylaws. All director nominees were duly elected.

 

         BROKER 
   FOR    WITHHELD   NON-VOTES 
Thomas B. Pickens III   9,519,719    121,108    7,468,888 
Mark Adams   9,514,612    126,215    7,468,888 
John A. Oliva   9,165,902    474,925    7,468,888 
Sha-Chelle Manning   9,506,412    134,415    7,468,888 
William F. Readdy   9,172,132    468,695    7,468,888 
Daniel T. Russler, Jr.   9,156,732    484,095    7,468,888 

 

Proposal 2. To ratify the appointment of Ernst & Young, LLP as independent registered public accounting firm for the Company’s fiscal year ending June 30, 2014. This proposal was approved.

 

FOR   AGAINST   ABSTAIN   BROKER NON-
VOTES
 
 16,924,632    149,557    35,526    7,468,888 

 

Proposal 3. To approve the proposed amendment to the 2011 Stock Incentive Plan to increase the number of authorized shares. This proposal was approved.

 

FOR   AGAINST   ABSTAIN   BROKER NON-
VOTES
 
 8,557,105    1,001,776    81,946    7,468,888 

 

 
 

 

Item 9.01.   Financial Statements and Exhibits.

 

 (d)Exhibits

 

99.1 Press release, dated July 1, 2014, issued by Astrotech Corporation.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: July 1, 2014 ASTROTECH CORPORATION
   
  By: /s/ Thomas B. Pickens III
  Name:   Thomas B. Pickens III
  Title: Chairman of the Board and Chief
    Executive Officer

 

 
 

EXHIBIT INDEX

 

Exhibit No.   Description   Paper (P) or
Electronic (E)
         
99.1   Press release, dated July 1, 2014, issued by Astrotech Corporation.   E