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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brown Owsley III 850 DIXIE HIGHWAY LOUISVILLE, KY 40210 |
X |
Diane M. Barhorst, Atty. in Fact for Owsley Brown III | 01/14/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 4,805 additional shares of Class A common stock. |
(2) | Includes additional 12,582 shares of Class A common stock issued in the August 2012 stock split. |
(3) | Includes additional 6 shares of Class A common stock issued in the August 2012 stock split. |
(4) | Includes additional 105,612 shares of Class A common stock issued in the August 2012 stock split. |
(5) | Includes additional 4,354 shares of Class A common stock issued in the August 2012 stock split. |
(6) | Includes additional 16,419 shares of Class A common stock issued in the August 2012 stock split. |
(7) | Includes additional 915 shares of Class A common stock issued in the August 2012 stock split. |
(8) | Includes additional 833 shares of Class A common stock issued in the August 2012 stock split. |
(9) | Includes additional 3,323 shares of Class A common stock issued in the August 2012 stock split. |
(10) | Includes additional 3,387 shares of Class A common stock issued in the August 2012 stock split. |
(11) | Includes additional 6,813 shares of Class A common stock issued in the August 2012 stock split. |
(12) | Includes additional 1,110,038 shares of Class A common stock issued in the August 2012 stock split. |
(13) | Includes additional 22,840 shares of Class Bcommon stock issued in the August 2012 stock split. |
(14) | Includes additional 187 shares of Class Bcommon stock issued in the August 2012 stock split. |
(15) | Includes additional 187 shares of Class Bcommon stock issued in the August 2012 stock split. |
(16) | Includes additional 660 shares of Class Bcommon stock issued in the August 2012 stock split. |
(17) | Includes additional 13,149 shares of Class Bcommon stock issued in the August 2012 stock split. |
(18) | Includes additional 4,298 shares of Class Bcommon stock issued in the August 2012 stock split. |
(19) | Includes additional 182 shares of Class Bcommon stock issued in the August 2012 stock split. |
(20) | Includes additional 71,761 shares of Class Bcommon stock issued in the August 2012 stock split. |
(21) | Includes additional 64,074 shares of Class Bcommon stock issued in the August 2012 stock split. |
(22) | Includes additional 6,400 shares of Class Bcommon stock issued in the August 2012 stock split. |
(23) | Includes additional 39 shares of Class Bcommon stock issued in the August 2012 stock split. |
(24) | Includes additional 118 shares of Class Bcommon stock issued in the August 2012 stock split. |
(25) | Includes additional 641 shares of Class Bcommon stock issued in the August 2012 stock split. |