UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21869
NAME OF REGISTRANT: NexPoint Strategic Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Crescent Court
Suite 700
Dallas, TX 75201
NAME AND ADDRESS OF AGENT FOR SERVICE: NexPoint Advisors, L.P.
300 Crescent Court
Suite 700
Dallas, TX 75201
REGISTRANT'S TELEPHONE NUMBER: 972-628-4100
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
NexPoint Strategic Opportunities Fund
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BANCO MACRO S.A. Agenda Number: 934778347
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Security: 05961W105
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: BMA
ISIN: US05961W1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appoint two shareholders to sign the Mgmt For
Minutes of the Shareholders' Meeting.
2. Evaluate the documentation provided for in Mgmt For
section 234, subsection 1 of Law No. 19550,
for the fiscal year ended December 31st
2017.
3. Evaluate the management of the Board and Mgmt For
the Supervisory Committee.
4. Evaluate the application of the retained Mgmt For
earnings for the fiscal year ended December
31st 2017. Total Retained Earnings: AR$
9,388,771,818.55 which the Board proposes
may be applied as follows: a) AR$
1,877,754,363.71 to Legal Reserve Fund; b)
AR$ 7,511,017,454.84 to the optional
reserve fund for future profit
distributions, pursuant to Communication
"A" 5273 issued by the Central Bank of the
Republic of Argentina.
5. Separate a portion of the optional reserve Mgmt For
fund for future profit distributions in
order to allow the application of AR$
3,348,315,105 to the payment of a cash
dividend, within 30 calendar days of its
approval by the Shareholders' Meeting.
Delegate to the Board of Directors the
power to determine the date of the
effective availability to the Shareholders
of the cash dividend.
6. Evaluate the remunerations of the members Mgmt Abstain
of the Board of Directors for the fiscal
year ended December 31st 2017 within the
limits as to profits, pursuant to section
261 of Law No. 19550 and the Rules of the
Comision Nacional de Valores (Argentine
Securities Exchange Commission).
7. Evaluate the remunerations of the members Mgmt Abstain
of the Supervisory Committee for the fiscal
year ended December 31st 2017.
8. Evaluate the remuneration of the Mgmt Abstain
independent auditor for the fiscal year
ended December 31st 2017.
9a. Election of Director: Mrs. Constanza Brito Mgmt For
(candidate proposed by major shareholders)
9b. Election of Director: Mr. Delfin Jorge Mgmt Against
Ezequiel Carballo (candidate proposed by
major shareholders)
9c. Election of Director: Mr. Mario Luis Vicens Mgmt For
(candidate proposed by major shareholders)
9d. Election of Director: Mr. Guillermo Eduardo Mgmt For
Stanley (candidate proposed by major
shareholders)
9e. Election of Director: Mr. Juan Martin Monge Mgmt Against
Varela (candidate proposed by FGS-ANSES)
9f. Candidate proposed to replace and complete Mgmt For
the term of office of Mr. Eliseo Felix
Santi up to the end of the present fiscal
year: Mr. Alejandro Guillermo Chiti
(candidate proposed by FGS-ANSES)
9g. Candidate proposed to replace and complete Mgmt For
the term of office of Mrs. Constanza Brito
up to the end of the present fiscal year:
Mr. Santiago Horacio Seeber (candidate
proposed by major shareholders)
10. Establish the number and designate the Mgmt Abstain
regular and alternate members of the
Supervisory Committee who shall hold office
for one fiscal year.
11. Appoint the independent auditor for the Mgmt For
fiscal year to end on December 31st 2018.
12. Determine the auditing committee's budget. Mgmt Abstain
13. Extend of the maximum amount of the Bank's Mgmt For
Global Program of Negotiable Obligations of
USD 1,500,000,000, approved by Resolution
No. 18795 dated June 22nd 2017 issued by
the Comision Nacional de Valores (Argentine
Securities Exchange Commission), to USD
2,500,000,000 or any lesser amount, at any
time, as the Board of Directors shall
determine. Delegate to the Board of
Directors the necessary powers to perform
all necessary acts and proceedings to
obtain the authorization for the Program's
extension.
14. Extension of delegation of the necessary Mgmt For
powers to the Board in order to (i)
determine and establish all the terms and
conditions of the Bank's Global Program of
Negotiable Obligations, of each of the
series to be timely issued under such
Program and the negotiable obligations to
be issued thereunder and (ii) carry out any
other act or action related to such Program
or the negotiable obligations to be issued
thereunder.Authorization to the Board of
Directors to ...(due to space limits, see
proxy material for full proposal).
15. Evaluation of the registration with the Mgmt For
frequent issuer registry in order to be
able to list the Bank's shares and/or
negotiable obligations to be publicly
offered by subscription pursuant to the
Simplified System of the Argentine
Securities Exchange Commission.
Authorization to the Board of Directors to
subdelegate to one or more of its members,
or to the person they shall consider
appropriate, the exercise of the powers
leading to the above described
registration.
16. Authorize any acts, proceedings and Mgmt For
presentations to obtain the administrative
approval and registration of any
resolutions adopted at the Shareholders'
Meeting.
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BARNES & NOBLE, INC. Agenda Number: 934667417
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Security: 067774109
Meeting Type: Annual
Meeting Date: 19-Sep-2017
Ticker: BKS
ISIN: US0677741094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEMOS PARNEROS Mgmt For For
KIMBERLEY A VAN DER ZON Mgmt For For
GEORGE CAMPBELL, JR. Mgmt For For
MARK D. CARLETON Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
4. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE COMPANY'S AMENDED AND RESTATED
2009 INCENTIVE PLAN
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP, AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING APRIL 28, 2018
6. VOTE TO APPROVE AMENDMENTS TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION AND BY-LAWS TO
DECLASSIFY THE BOARD
7. VOTE TO APPROVE AN AMENDMENT TO OUR BY-LAWS Mgmt For For
TO IMPLEMENT MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS
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BBVA BANCO FRANCES, S.A. Agenda Number: 934745172
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Security: 07329M100
Meeting Type: Special
Meeting Date: 10-Apr-2018
Ticker: BFR
ISIN: US07329M1009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to prepare Mgmt For
and sign the Minutes of the Meeting,
together with the Chairman.
2. Consideration of the Annual Report, Mgmt For
Corporate Social Responsibility Annual
Report, Financial Statements, Additional
Information and all relevant accounting
data, along with the report of the
Statutory Auditors' Committee and Auditor's
Report, for the fiscal year No. 143 ended
December 31, 2017.
3. Consideration of the performance of the Mgmt For
Board of Directors, Chief Executive Officer
and the Statutory Auditors' Committee.
4. Consideration of the results of Fiscal Year Mgmt For
No. 143, ended December 31, 2017. Treatment
of the not-classified results as of
December 31, 2017: $3,878,265,331, which
are proposed to be allocated: a)
$775,653,066.20 to the Legal Reserve; and
(b) $970,000,000 to cash dividend subject
to the Argentine Central Bank (BCRA)
authorization and c) $2,132,612,264.80 to a
voluntary reserve for future distribution
of results, according to the BCRA
Communication "A" 6013.
5. Consideration of the Board of Directors Mgmt For
compensation for the Fiscal Year No. 143,
ended December 31, 2017.
6. Consideration of Statutory Auditors' Mgmt For
Committee compensation for the Fiscal Year
No. 143, ended December 31, 2017.
7. Determination of the number of members of Mgmt Abstain
the Board of Directors and appointment of
Directors, as appropriate.
8. Appointment of three Regular Statutory Mgmt Abstain
Auditors and three Alternate Statutory
Auditors for the current fiscal year
Statutory Auditors' Committee
9. Compensation of certifying accountant of Mgmt For
the Financial Statements for the fiscal
year No. 143 ended December 31, 2017.
10. Designation of the certifying accountant of Mgmt For
the Financial Statements for the fiscal
year 2018.
11. Allocation of budget for the Auditing Mgmt For
Committee (Regulation 26,831) to retain
professional services.
12. Consideration of the extension of the term Mgmt For
of validity of the Global Program of
issuance of Negotiable Bonds of BBVA Banco
Frances S.A. for an amount of up to US
$750,000,000 (or its equivalent in other
currencies) (the "Program"), from the
extension of its maximum outstanding amount
at any time to US $1,500,000,000 (or its
equivalent in other currencies or units of
value) and the modification of the general
terms and conditions of the negotiable
bonds arising thereof. ...(due to space
limits, see proxy material for full
proposal).
13. Consideration of: (i) The application for Mgmt For
registration of the bank in the Special
Registry of the National Securities
Committee (the "CNV") to establish global
programs for the issuance of debt
securities with repayment terms of up to 1
(one) year (the "VCPs") to be publicly
offered to qualified investors exclusively,
for a total outstanding amount at any time
up to US $250,000,000 (or its equivalent in
other currencies or units of value) (the
"VCPs Program") ...(due to space limits,
see proxy material for full proposal).
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CALIFORNIA RESOURCES CORPORATION Agenda Number: 934752026
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Security: 13057Q206
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: CRC
ISIN: US13057Q2066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William E. Albrecht Mgmt For For
1.2 Election of Director: Justin A. Gannon Mgmt For For
1.3 Election of Director: Harold M. Korell Mgmt For For
1.4 Election of Director: Harry T. McMahon Mgmt For For
1.5 Election of Director: Richard W. Moncrief Mgmt For For
1.6 Election of Director: Avedick B. Poladian Mgmt For For
1.7 Election of Director: Anita M. Powers Mgmt For For
1.8 Election of Director: Robert V. Sinnott Mgmt For For
1.9 Election of Director: Todd A. Stevens Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2018
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the Second Amendment to the Mgmt For For
California Resources Corporation 2014
Employee Stock Purchase Plan.
5a. Change the supermajority vote requirement Mgmt For For
for stockholders to remove directors
without cause to a majority vote
requirement.
5b. Change the supermajority vote requirement Mgmt For For
for stockholders to amend the Bylaws to a
majority vote requirement.
5c. Change the supermajority vote requirement Mgmt For For
for stockholders to amend Certificate of
Incorporation to majority vote requirement.
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CDK GLOBAL, INC. Agenda Number: 934683473
--------------------------------------------------------------------------------------------------------------------------
Security: 12508E101
Meeting Type: Annual
Meeting Date: 15-Nov-2017
Ticker: CDK
ISIN: US12508E1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE A. BRUN Mgmt For For
WILLIE A. DEESE Mgmt For For
AMY J. HILLMAN Mgmt For For
BRIAN P. MACDONALD Mgmt For For
EILEEN J. MARTINSON Mgmt For For
STEPHEN A. MILES Mgmt For For
ROBERT E. RADWAY Mgmt For For
S.F. SCHUCKENBROCK Mgmt For For
FRANK S. SOWINSKI Mgmt For For
ROBERT M. TARKOFF Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING JUNE
30, 2018.
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CENTRAL PUERTO S.A. Agenda Number: 934792056
--------------------------------------------------------------------------------------------------------------------------
Security: 155038201
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: CEPU
ISIN: US1550382014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For For
minutes.
2. Consideration of the Annual Report and its Mgmt For For
Annex, the Statement of Income, the
Statement of Comprehensive Income, the
Statement of Financial Position, the
Statement of Changes in Equity,the
Statement of Cash Flow, Notes to the
Financial Statements and Annexes,
Information Report, Additional Information
to the Notes to Financial Statements-
Section no. 12, Chapter III, Title IV, EG
no. 622/2013, Argentine securities
regulator (Comision Nacional de Valores)
and Section 68 of the Listing ...(due to
space limits, see proxy material for full
proposal).
3. Consideration of the income (loss) for the Mgmt For For
fiscal year and the remaining retained
earnings and the Board of Directors'
proposal, which consists on increasing the
legal reserve by Ps. 149,624 thousand,
allocating Ps. 0. 70 per share for the
payment of dividends, allocating the
remainder of the income (loss) for the
fiscal year to increase the voluntary
reserve so as to increase the Company's
solvency by Ps. 2,293,606 thousand.
4. Consideration of the performance of the Mgmt For For
Company's Board of Directors during the
fiscal year ended December 31, 2017.
5. Consideration of the performance of the Mgmt For For
Company's Supervisory Committee during the
fiscal year ended December 31, 2017.
6. Consideration of the remuneration to the Mgmt Abstain Against
Company's Board of Directors for the fiscal
year ended December 31, 2017 with due
regard to the limitations in connection
with the Company's net income pursuant to
section 261 of Law no. 19550 and the
Argentine securities Regulator Rules.
Consideration of the advance payment of
Directors' fees for the fiscal year to end
December 31, 2018.
7. Consideration of the remuneration to the Mgmt Abstain Against
Company's Supervisory Committee for the
fiscal year ended December 31, 2017 and the
fees' regime for the fiscal year to end
December 31, 2018.
8. Determination of the number of Alternate Mgmt Abstain Against
Directors and, appointment of Directors and
Alternate Directors. Consideration of the
continuity of the current Chairman until
the appointment to be made by the Company's
Board of Directors.
9. Appointment of the members and alternate Mgmt Abstain Against
members of the Company's Supervisory
Committee for the fiscal period to end
December 31, 2018.
10. Consideration of the Company's certifying Mgmt For For
accountant's fees with respect to the
annual accounting documents for the fiscal
period ended on December 31, 2017.
11. Appointment of the Company's certifying Mgmt For For
accountant for the fiscal period to end
December 31, 2018 and determination of its
remuneration.
12. Approval of the Annual Budget for the Audit Mgmt Abstain Against
Committee.
13. Renewal of the power granted to the Board Mgmt For For
of Directors to set the issuance period,
amount, term and any other conditions for
class and/or series of the Company's simple
short-term, mid- term and long-term
negotiable obligations (non-convertible
into shares) under the Company's Program
for a maximum amount of up to US$
1,000,000,000 (one billion U.S. dollars)
(or its equivalent in other currencies); to
update the prospectus of the Program, with
powers to delegate such power to one or
more ...(due to space limits, see proxy
material for full proposal).
14. Granting of authorizations. Mgmt For For
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CITIGROUP INC. Agenda Number: 934740401
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: C
ISIN: US1729674242
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: John C. Dugan Mgmt For For
1d. Election of Director: Duncan P. Hennes Mgmt For For
1e. Election of Director: Peter B. Henry Mgmt For For
1f. Election of Director: Franz B. Humer Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Renee J. James Mgmt For For
1i. Election of Director: Eugene M. McQuade Mgmt For For
1j. Election of Director: Michael E. O'Neill Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Anthony M. Santomero Mgmt For For
1m. Election of Director: Diana L. Taylor Mgmt For For
1n. Election of Director: James S. Turley Mgmt For For
1o. Election of Director: Deborah C. Wright Mgmt For For
1p. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2018.
3. Advisory vote to approve Citi's 2017 Mgmt For For
executive compensation.
4. Approval of an amendment to the Citigroup Mgmt For For
2014 Stock Incentive Plan authorizing
additional shares.
5. Stockholder proposal requesting a Human and Shr Against For
Indigenous Peoples' Rights Policy.
6. Stockholder proposal requesting that our Shr Against For
Board take the steps necessary to adopt
cumulative voting.
7. Stockholder proposal requesting a report on Shr Against For
lobbying and grassroots lobbying
contributions.
8. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access bylaw
provisions pertaining to the aggregation
limit and the number of candidates.
9. Stockholder proposal requesting that the Shr Against For
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
10. Stockholder proposal requesting that the Shr For Against
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
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COLLEGIUM PHARMACEUTICAL, INC. Agenda Number: 934785520
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Security: 19459J104
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: COLL
ISIN: US19459J1043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class III Director: Garen G. Mgmt For For
Bohlin
1B Election of Class III Director: Gwen A. Mgmt For For
Melincoff
1.3 Election of Class III Director: Theodore R. Mgmt For For
Schroeder
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2018
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CORPORACION AMERICA AIRPORTS S.A. Agenda Number: 934813571
--------------------------------------------------------------------------------------------------------------------------
Security: L1995B107
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: CAAP
ISIN: LU1756447840
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Financial Statements and Mgmt For For
the management report and acknowledgement
of independent auditors report.
2. Allocation of results for 2017 Financial Mgmt For For
Year.
3. Discharge (quitus) of the members of the Mgmt For For
Board for the exercise of their mandate for
the 2017 Financial Year.
4. Authorization of the remuneration of the Mgmt For For
Members of the Board.
5. Appointment of the independent auditor Mgmt For For
(cabinet de revision agree)for the
financial year ending on December 31, 2018.
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COSTCO WHOLESALE CORPORATION Agenda Number: 934711448
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 30-Jan-2018
Ticker: COST
ISIN: US22160K1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH D. DENMAN Mgmt For For
W. CRAIG JELINEK Mgmt For For
JEFFREY S. RAIKES Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTE.
5. SHAREHOLDER PROPOSAL REGARDING PRISON Shr Against For
LABOR.
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CRESUD, S.A.C.I.F. Y A. Agenda Number: 934689766
--------------------------------------------------------------------------------------------------------------------------
Security: 226406106
Meeting Type: Annual
Meeting Date: 31-Oct-2017
Ticker: CRESY
ISIN: US2264061068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For For
MEETINGS' MINUTES.
2. CONSIDERATION OF DOCUMENTS CONTEMPLATED IN Mgmt For For
SECTION 234, PARAGRAPH 1, OF LAW NO. 19,550
FOR THE FISCAL YEAR ENDED JUNE 30, 2017.
3. ALLOCATION OF NET INCOME FOR THE FISCAL Mgmt For For
YEAR ENDED JUNE 30, 2017 FOR
$1,796,340,361. CREATION OF STATUTORY
RESERVE FOR $30,177,781. PAYMENT OF CASH
DIVIDEND FOR UP TO $395,000,000.
4. CONSIDERATION OF BOARD OF DIRECTORS' Mgmt For For
PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE
30, 2017.
5. CONSIDERATION OF SUPERVISORY COMMITTEE'S Mgmt For For
PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE
30, 2017.
6. CONSIDERATION OF COMPENSATION FOR Mgmt For For
$59,981,163 PAYABLE TO THE BOARD OF
DIRECTORS FOR THE FISCAL YEAR ENDED JUNE
30, 2017.
7. CONSIDERATION OF COMPENSATION FOR $600,000 Mgmt For For
PAYABLE TO THE SUPERVISORY COMMITTEE FOR
THE FISCAL YEAR ENDED JUNE 30, 2017.
8. APPOINTMENT OF REGULAR AND ALTERNATE Mgmt For For
DIRECTORS DUE TO EXPIRATION OF TERM.
9. APPOINTMENT OF REGULAR AND ALTERNATE Mgmt For For
MEMBERS OF THE SUPERVISORY COMMITTEE FOR A
TERM OF ONE FISCAL YEAR.
10. APPOINTMENT OF CERTIFYING ACCOUNTANT FOR Mgmt For For
THE NEXT FISCAL YEAR.
11. APPROVAL OF COMPENSATION FOR $4,983,578 Mgmt For For
PAYABLE TO CERTIFYING ACCOUNTANT FOR THE
FISCAL YEAR ENDED JUNE 30, 2017.
12. TREATMENT OF AMOUNTS PAID AS PERSONAL ASSET Mgmt For For
TAX LEVIED ON THE SHAREHOLDERS.
13. CONSIDERATION OF (I) APPROVAL OF EXTENSION Mgmt For For
OF GLOBAL NOTE PROGRAM FOR THE ISSUANCE OF
SIMPLE, NON-CONVERTIBLE NOTES, SECURED OR
UNSECURED OR GUARANTEED BY THIRD PARTIES,
FOR A MAXIMUM OUTSTANDING AMOUNT OF UP TO
US$ 300,000,000 (THREE HUNDRED MILLION U.S.
DOLLARS) OR ITS EQUIVALENT IN OTHER
CURRENCIES, AS APPROVED BY THE
SHAREHOLDERS' MEETING DATED OCTOBER 31,
2012 (THE "PROGRAM") FOR A TERM OF FIVE
YEARS OR SUCH LONGER TERM AS PERMITTED BY
THE APPLICABLE LAWS; AND (II) .. (DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
14. CONSIDERATION OF (I) DELEGATION TO THE Mgmt For For
BOARD OF DIRECTORS OF THE BROADEST POWERS
TO IMPLEMENT THE EXTENSION OF THE PROGRAM;
(II) RENEWAL OF THE DELEGATION TO THE BOARD
OF DIRECTORS OF THE BROADEST POWERS TO
IMPLEMENT THE INCREASE AND/OR REDUCTION OF
THE PROGRAM AMOUNT AND TO DETERMINE ALL THE
PROGRAM'S TERMS AND CONDITIONS NOT
EXPRESSLY APPROVED BY THE SHAREHOLDERS'
MEETING AS WELL AS THE TIME, AMOUNT, TERM,
PLACEMENT METHOD AND FURTHER TERMS AND
CONDITIONS OF THE VARIOUS SERIES AND/OR ..
(DUE TO SPACE LIMITS, SEE PROXY MATERIAL
FOR FULL PROPOSAL).
15. AUTHORIZATIONS FOR CARRYING OUT Mgmt For For
REGISTRATION PROCEEDINGS RELATING TO THIS
SHAREHOLDERS' MEETING BEFORE THE ARGENTINE
SECURITIES COMMISSION AND THE ARGENTINE
SUPERINTENDENCY OF CORPORATIONS.
--------------------------------------------------------------------------------------------------------------------------
CSRA INC. Agenda Number: 934654080
--------------------------------------------------------------------------------------------------------------------------
Security: 12650T104
Meeting Type: Annual
Meeting Date: 08-Aug-2017
Ticker: CSRA
ISIN: US12650T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEITH B. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: SANJU K. BANSAL Mgmt For For
1C. ELECTION OF DIRECTOR: MICHELE A. FLOURNOY Mgmt For For
1D. ELECTION OF DIRECTOR: MARK A. FRANTZ Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY KILLEFER Mgmt For For
1F. ELECTION OF DIRECTOR: CRAIG L. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: SEAN O'KEEFE Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE B. PRIOR III Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL E. VENTLING Mgmt For For
1J. ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN F. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDIT FIRM (SEE
PROXY STATEMENT FOR FULL PROPOSAL).
3. NON-BINDING ADVISORY VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
4. MODIFICATION OF CERTAIN TERMS OF THE CSRA Mgmt For For
INC. 2015 OMNIBUS INCENTIVE PLAN
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DIVIDEND AND INCOME FUND, INC. Agenda Number: 934824752
--------------------------------------------------------------------------------------------------------------------------
Security: 25538A204
Meeting Type: Annual
Meeting Date: 25-Jun-2018
Ticker: DNI
ISIN: US25538A2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Roger Atkinson to the Board of Mgmt For For
Trustees of the Fund as a Class I Trustee
to serve until the 2021 annual meeting of
shareholders, or thereafter when his
successor is elected and qualifies.
--------------------------------------------------------------------------------------------------------------------------
DYNEGY INC. Agenda Number: 934724128
--------------------------------------------------------------------------------------------------------------------------
Security: 26817R108
Meeting Type: Special
Meeting Date: 02-Mar-2018
Ticker: DYN
ISIN: US26817R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adopt the Agreement of Plan and Merger, Mgmt For For
dated as of October 29, 2017 (the "Merger
Agreement"), by and between Vistra Energy
Corp. ("Vistra Energy") and Dynegy Inc.
("Dynegy"), as it may be amended from time
to time, pursuant to which, among other
things, Dynegy will merge with and into
Vistra Energy (the "Merger"), with Vistra
Energy continuing as the surviving
corporation (the "Merger Proposal").
2. Approve a non-binding advisory vote on Mgmt For For
compensation payable to executive officers
of Dynegy in connection with the Merger.
3. Approve the adjournment of the Dynegy Mgmt For For
special meeting, if necessary or
appropriate, for the purpose of soliciting
additional votes for the approval of the
Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 934821376
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 22-Jun-2018
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt an Amended and Restated Mgmt For For
Certificate of Incorporation in order to
declassify the Board of Directors and make
other related changes, as set forth in the
proxy statement.
2A Election of Director: Ken Xie Mgmt For For
2B Election of Director: Gary Locke Mgmt For For
2C Election of Director: Judith Sim Mgmt For For
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2018.
4. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. Agenda Number: 934753624
--------------------------------------------------------------------------------------------------------------------------
Security: 389375205
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: GTNA
ISIN: US3893752051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilton H. Howell, Jr. Mgmt For For
Howell W. Newton Mgmt For For
Richard L. Boger Mgmt For For
T. L. Elder Mgmt For For
Luis A. Garcia Mgmt For For
Richard B. Hare Mgmt For For
Robin R. Howell Mgmt For For
Elizabeth R. Neuhoff Mgmt For For
Hugh E. Norton Mgmt For For
2. The approval of an amendment to the Gray Mgmt For For
Television, Inc. Restated Articles of
Incorporation to increase the number of
shares of common stock and Class A common
stock authorized for issuance thereunder.
3. THE RATIFICATION OF THE APPOINTMENT OF RSM Mgmt For For
US LLP AS GRAY TELEVISION, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2018.
4. THE APPROVAL OF A NON-BINDING, ADVISORY Shr Against
SHAREHOLDER PROPOSAL REQUESTING THAT THE
BOARD OF DIRECTORS OF THE COMPANY TAKE ALL
NECESSARY STEPS TO PROVIDE HOLDERS OF THE
COMPANY'S CLASS A COMMON STOCK WITH THE
RIGHT TO ANNUALLY CONVERT 1% OF THE
OUTSTANDING CLASS A COMMON STOCK INTO
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
HARMONY MERGER CORP. Agenda Number: 934657656
--------------------------------------------------------------------------------------------------------------------------
Security: 413247107
Meeting Type: Special
Meeting Date: 24-Jul-2017
Ticker: HRMN
ISIN: US4132471073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE TO ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF APRIL 17, 2017, BY AND
AMONG HARMONY, HARMONY MERGER SUB, LLC,
NEXTDECADE, LLC, YORK CREDIT OPPORTUNITIES
INVESTMENTS MASTER FUND, L.P., YORK
MULTI-STRATEGY MASTER FUND, L.P., YORK
SELECT MASTER FUND, L.P., YORK GLOBAL
FINANCE 43, LLC, VALINOR MANAGEMENT, L.P.,
VALINOR CAPITAL PARTNERS SPV XXI, LLC,
HALCYON CAPITAL MANAGEMENT L.P., HALCYON
ENERGY, POWER, AND INFRASTRUCTURE CAPITAL
FUND OFFSHORE, ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
2A. TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
HARMONY, EFFECTIVE FOLLOWING THE BUSINESS
COMBINATION, TO: CHANGE THE NAME OF HARMONY
FROM "HARMONY MERGER CORP." TO "NEXTDECADE
CORPORATION".
2B. TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
HARMONY, EFFECTIVE FOLLOWING THE BUSINESS
COMBINATION, TO: INCREASE THE NUMBER OF
AUTHORIZED SHARES OF HARMONY COMMON STOCK.
2C. TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
HARMONY, EFFECTIVE FOLLOWING THE BUSINESS
COMBINATION, TO: PROHIBIT ACTION OF
STOCKHOLDERS BY WRITTEN CONSENT.
2D. TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
HARMONY, EFFECTIVE FOLLOWING THE BUSINESS
COMBINATION, TO: PERMIT THE REMOVAL OF
DIRECTORS WITH OR WITHOUT CAUSE BY
STOCKHOLDERS VOTING A MAJORITY OF THE
SHARES OUTSTANDING AND ENTITLED TO VOTE.
2E. TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
HARMONY, EFFECTIVE FOLLOWING THE BUSINESS
COMBINATION, TO: PROVIDE THE BLOCKER
MANAGERS AND CERTAIN OF THEIR AFFILIATES
WITH CERTAIN RIGHTS.
2F. TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
HARMONY, EFFECTIVE FOLLOWING THE BUSINESS
COMBINATION, TO: DESIGNATE THE COURT OF
CHANCERY OF THE STATE OF DELAWARE AS THE
SOLE AND EXCLUSIVE FORUM FOR SPECIFIED
LEGAL ACTIONS.
2G. TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
HARMONY, EFFECTIVE FOLLOWING THE BUSINESS
COMBINATION, TO: REMOVE PROVISIONS THAT
WILL NO LONGER BE APPLICABLE TO HARMONY
AFTER THE BUSINESS COMBINATION.
3A. ELECTION OF CLASS A DIRECTOR: DAVID SGRO Mgmt For For
3B. ELECTION OF CLASS A DIRECTOR: AVINASH Mgmt For For
KRIPALANI
3C. ELECTION OF CLASS A DIRECTOR: WILLIAM Mgmt For For
VRATTOS
3D. ELECTION OF CLASS B DIRECTOR: KATHLEEN Mgmt For For
EISBRENNER
3E. ELECTION OF CLASS B DIRECTOR: ERIC S. Mgmt For For
ROSENFELD
3F. ELECTION OF CLASS B DIRECTOR: DAVID MAGID Mgmt For For
3G. ELECTION OF CLASS C DIRECTOR: RENE VAN Mgmt For For
VLIET
3H. ELECTION OF CLASS C DIRECTOR: MATTHEW Mgmt For For
BONANNO
3I. ELECTION OF CLASS C DIRECTOR: BRIAN BELKE Mgmt For For
4. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR DATES IF DETERMINED BY THE OFFICER
PRESIDING OVER THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HERON THERAPEUTICS, INC. Agenda Number: 934815284
--------------------------------------------------------------------------------------------------------------------------
Security: 427746102
Meeting Type: Annual
Meeting Date: 18-Jun-2018
Ticker: HRTX
ISIN: US4277461020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin C. Tang Mgmt For For
Barry D. Quart, Pharm.D Mgmt For For
Robert H. Rosen Mgmt For For
Craig A. Johnson Mgmt For For
John W. Poyhonen Mgmt For For
Christian Waage Mgmt For For
2. To ratify the appointment of OUM & Co. LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
3. To approve, on an advisory basis, Mgmt For For
compensation paid to the Company's named
executive officers during the year ended
December 31, 2017.
4. To amend the Company's Certificate of Mgmt For For
Incorporation to increase the aggregate
number of authorized shares of common stock
by 50,000,000.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 934746871
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter R. Huntsman Mgmt For For
Nolan D. Archibald Mgmt For For
Mary C. Beckerle Mgmt For For
M. Anthony Burns Mgmt For For
Daniele Ferrari Mgmt For For
Sir Robert J. Margetts Mgmt For For
Wayne A. Reaud Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Huntsman Corporation's
independent registered public accounting
firm for the year ending December 31, 2018.
4. Stockholder proposal regarding stockholder Shr For Against
right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE REALTY TRUST, INC. Agenda Number: 934772167
--------------------------------------------------------------------------------------------------------------------------
Security: 45378A106
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: IRT
ISIN: US45378A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Scott F. Schaeffer Mgmt For For
1B. ELECTION OF DIRECTOR: William C. Dunkelberg Mgmt For For
1C. ELECTION OF DIRECTOR: Richard D. Gebert Mgmt For For
1D. ELECTION OF DIRECTOR: Melinda H. McClure Mgmt For For
1E. ELECTION OF DIRECTOR: Mack D. Pridgen III Mgmt For For
1F. ELECTION OF DIRECTOR: Richard H. Ross Mgmt For For
1G. ELECTION OF DIRECTOR: DeForest B. Soaries, Mgmt For For
Jr.
2. PROPOSAL TO APPROVE THE SELECTION OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2018 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934763613
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aneel Bhusri Mgmt For For
1b. Election of Director: Andy D. Bryant Mgmt For For
1c. Election of Director: Reed E. Hundt Mgmt For For
1d. Election of Director: Omar Ishrak Mgmt For For
1e. Election of Director: Brian M. Krzanich Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Gregory D. Smith Mgmt For For
1i. Election of Director: Andrew M. Wilson Mgmt For For
1j. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented
5. Stockholder proposal on whether the Shr Against For
chairman of the board should be an
independent director, if properly presented
6. Stockholder proposal requesting a political Shr Against For
contributions cost-benefit analysis report,
if properly presented
--------------------------------------------------------------------------------------------------------------------------
IRSA INVERSIONES Y REPRESENTACIONES S.A. Agenda Number: 934689778
--------------------------------------------------------------------------------------------------------------------------
Security: 450047204
Meeting Type: Annual
Meeting Date: 31-Oct-2017
Ticker: IRS
ISIN: US4500472042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For For
MEETINGS' MINUTES.
2. CONSIDERATION OF DOCUMENTS CONTEMPLATED IN Mgmt For For
SECTION 234, PARAGRAPH 1, OF LAW NO. 19,550
FOR THE FISCAL YEAR ENDED JUNE 30, 2017.
3. ALLOCATION OF NET INCOME FOR THE FISCAL Mgmt For For
YEAR ENDED JUNE 30, 2017 FOR
$3,481,032,590. PAYMENT OF CASH DIVIDEND
FOR UP TO $1,400,000,000.
4. CONSIDERATION OF BOARD OF DIRECTORS' Mgmt For For
PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE
30, 2017.
5. CONSIDERATION OF SUPERVISORY COMMITTEE'S Mgmt For For
PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE
30, 2017.
6. CONSIDERATION OF COMPENSATION FOR Mgmt For For
$30,848,151 PAYABLE TO THE BOARD OF
DIRECTORS FOR THE FISCAL YEAR ENDED JUNE
30, 2017.
7. CONSIDERATION OF COMPENSATION FOR $600,000 Mgmt For For
PAYABLE TO THE SUPERVISORY COMMITTEE FOR
THE FISCAL YEAR ENDED JUNE 30, 2017.
8. CONSIDERATION OF APPOINTMENT OF REGULAR Mgmt For For
DIRECTORS AND ALTERNATE DIRECTORS DUE TO
EXPIRATION OF TERM.
9. APPOINTMENT OF REGULAR AND ALTERNATE Mgmt For For
MEMBERS OF THE SUPERVISORY COMMITTEE FOR A
TERM OF ONE FISCAL YEAR.
10. APPROVAL OF COMPENSATION FOR $9,429,573 Mgmt For For
PAYABLE TO CERTIFYING ACCOUNTANT FOR THE
FISCAL YEAR ENDED JUNE 30, 2017.
11. APPOINTMENT OF CERTIFYING ACCOUNTANT FOR Mgmt For For
THE NEXT FISCAL YEAR.
12. TREATMENT OF AMOUNTS PAID AS PERSONAL ASSET Mgmt For For
TAX LEVIED ON THE SHAREHOLDERS.
13. CONSIDERATION OF CREATION OF A NEW GLOBAL Mgmt Against Against
NOTE PROGRAM FOR THE ISSUANCE OF SIMPLE,
NON-CONVERTIBLE NOTES, SECURED OR NOT, OR
GUARANTEED BY THIRD PARTIES, FOR A MAXIMUM
OUTSTANDING AMOUNT OF UP TO US$ 350,000,000
(THREE HUNDRED AND FIFTY MILLION US
DOLLARS) (OR ITS EQUIVALENT IN ANY OTHER
CURRENCY) PURSUANT TO THE PROVISIONS SET
FORTH IN THE NEGOTIABLE OBLIGATIONS LAW NO.
23,576, AS AMENDED AND SUPPLEMENTED (THE
"PROGRAM") DUE TO THE EXPIRATION OF THE
PROGRAM CURRENTLY IN FORCE.
14. CONSIDERATION OF (I) DELEGATION TO THE Mgmt Against Against
BOARD OF DIRECTORS OF THE BROADEST POWERS
TO DETERMINE ALL THE PROGRAM'S TERMS AND
CONDITIONS NOT EXPRESSLY APPROVED BY THE
SHAREHOLDERS' MEETING AS WELL AS THE TIME,
AMOUNT, TERM, PLACEMENT METHOD AND FURTHER
TERMS AND CONDITIONS OF THE VARIOUS SERIES
AND/OR TRANCHES OF NOTES ISSUED THEREUNDER;
(II) AUTHORIZATION FOR THE BOARD OF
DIRECTORS TO (A) APPROVE, EXECUTE, GRANT
AND/OR DELIVER ANY AGREEMENT, CONTRACT,
DOCUMENT, INSTRUMENT AND/OR ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
15. AUTHORIZATIONS FOR CARRYING OUT Mgmt For For
REGISTRATION PROCEEDINGS RELATING TO THIS
SHAREHOLDERS' MEETING BEFORE THE ARGENTINE
SECURITIES COMMISSION AND THE ARGENTINE
SUPERINTENDENCY OF CORPORATIONS.
--------------------------------------------------------------------------------------------------------------------------
JERNIGAN CAPITAL, INC. Agenda Number: 934748875
--------------------------------------------------------------------------------------------------------------------------
Security: 476405105
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: JCAP
ISIN: US4764051052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dean Jernigan Mgmt For For
John A. Good Mgmt For For
Mark O. Decker Mgmt For For
Howard A. Silver Mgmt For For
Dr. Harry J. Thie Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
K12 INC. Agenda Number: 934696646
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 14-Dec-2017
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AIDA M. ALVAREZ Mgmt For For
CRAIG R. BARRETT Mgmt For For
GUILLERMO BRON Mgmt For For
NATHANIEL A. DAVIS Mgmt For For
JOHN M. ENGLER Mgmt For For
STEVEN B. FINK Mgmt For For
LIZA MCFADDEN Mgmt For For
STUART J. UDELL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA Agenda Number: 934770947
--------------------------------------------------------------------------------------------------------------------------
Security: 54150E104
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: LOMA
ISIN: US54150E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of the persons in charge of Mgmt For
subscribing the minute.
2. Consideration of the documents to which Mgmt For
paragraph 1) of Section 234 of the
Argentine Corporations Act refers to, that
correspond to the regular financial year
N 93 ended on December 31st, 2017.
3. Consideration of the positive unallocated Mgmt For
earnings of the year ended on December
31st, 2017 of the amount of ARS
1,590,842,382. Consideration of the
proposal of the Board of Directors to
allocate such amount to an optional
reserve.
4. Regularization of the negative balance of Mgmt For
ARS (435,241,562) of the account Other
Capital Adjustments in accordance with what
was reported in the final prospectus
related to the public offering of
30,000,000 new shares of the Company in
2017. Consideration of the proposal of the
Board of Directors to absorb said balance
with the account Issue Premium.
5. Consideration of the performance of the Mgmt For
members of the Board of Directors for the
year ended on December 31st, 2017.
6. Consideration of the performance of the Mgmt For
members of the Supervisory Committee for
the year ended on December 31st, 2017.
7. Consideration of the remuneration of the Mgmt For
Board of Directors that corresponds to the
year that ended on December 31st, 2017 of
ARS 33,494,719.54 (total amount of
remunerations).
8. Consideration of the remuneration of the Mgmt Abstain
members of the Supervisory Committee for
the year ended on December 31st, 2017.
9. Setting of the number of directors and Mgmt Abstain
appointment of the full and alternate
members for year 2018. Approval of a policy
aimed at maintaining a proportion of at
least 20% independent members over the
total number of members of the Board during
the year in course.
10. Appointment of the full and alternate Mgmt Abstain
members of the Supervisory Committee for
year 2018.
11. Appointment of External Auditors and of the Mgmt For
main partner and alternate partner of the
respective accounting firm for the year of
2018.
12. Approval of the fees of the External Mgmt For
Auditors for the year ended on December
31st, 2017.
13. Consideration of the fees of the External Mgmt Abstain
Auditors for the year 2018.
14. Approval of the budget of the Audit Mgmt Abstain
Committee for 2018.
15. Granting of the relevant authorizations for Mgmt For
the carrying out of paperwork and to make
the necessary filings.
--------------------------------------------------------------------------------------------------------------------------
LORAL SPACE & COMMUNICATIONS INC. Agenda Number: 934789592
--------------------------------------------------------------------------------------------------------------------------
Security: 543881106
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: LORL
ISIN: US5438811060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Mark H. Rachesky Mgmt Withheld Against
Janet T. Yeung Mgmt Withheld Against
2. Acting upon a proposal to ratify the Mgmt For For
appointment of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2018.
3. Acting upon a proposal to approve, on a Mgmt For For
non-binding, advisory basis, compensation
of the Company's named executive officers
as described in the Company's Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
MAGNACHIP SEMICONDUCTOR CORP Agenda Number: 934643239
--------------------------------------------------------------------------------------------------------------------------
Security: 55933J203
Meeting Type: Annual
Meeting Date: 12-Jul-2017
Ticker: MX
ISIN: US55933J2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY TANNER Mgmt For For
MELVIN L. KEATING Mgmt For For
YOUNG-JOON KIM Mgmt For For
RANDAL KLEIN Mgmt For For
ILBOK LEE Mgmt For For
CAMILLO MARTINO Mgmt For For
NADER TAVAKOLI Mgmt For For
2. RATIFICATION OF THE BOARD'S SELECTION OF Mgmt For For
SAMIL PRICEWATERHOUSECOOPERS AS THE
COMPANY'S AUDITOR FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
MAGNACHIP SEMICONDUCTOR CORP Agenda Number: 934812668
--------------------------------------------------------------------------------------------------------------------------
Security: 55933J203
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: MX
ISIN: US55933J2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gary Tanner Mgmt For For
1b. Election of Director: Melvin L. Keating Mgmt For For
1c. Election of Director: Young-Joon Kim Mgmt For For
1d. Election of Director: Randal Klein Mgmt For For
1e. Election of Director: Ilbok Lee Mgmt For For
1f. Election of Director: Camillo Martino Mgmt For For
1g. Election of Director: Nader Tavakoli Mgmt For For
2. Advisory (non-binding) Vote to Approve the Mgmt Against Against
Compensation of Our Named Executive
Officers.
3. Advisory (non-binding) Vote on the Mgmt 1 Year For
Frequency of Stockholder Votes on the
Compensation of Our Named Executive
Officers.
4. Ratification of the Board's Selection of Mgmt For For
Samil PricewaterhouseCoopers as MagnaChip
Semiconductor's Auditor for 2018.
--------------------------------------------------------------------------------------------------------------------------
NEXTDECADE CORPORATION Agenda Number: 934708910
--------------------------------------------------------------------------------------------------------------------------
Security: 65342K105
Meeting Type: Special
Meeting Date: 15-Dec-2017
Ticker: NEXT
ISIN: US65342K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE NEXTDECADE CORPORATION 2017 Mgmt For For
OMNIBUS INCENTIVE PLAN (THE "2017 EQUITY
PLAN PROPOSAL").
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE 2017 EQUITY
PLAN PROPOSAL (THE "ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
NEXTDECADE CORPORATION Agenda Number: 934805093
--------------------------------------------------------------------------------------------------------------------------
Security: 65342K105
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: NEXT
ISIN: US65342K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew K. Schatzman Mgmt For For
Avinash Kripalani Mgmt For For
William Vrattos Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXTDECADE CORPORATION Agenda Number: 934844502
--------------------------------------------------------------------------------------------------------------------------
Security: 65342K105
Meeting Type: Special
Meeting Date: 15-Jun-2018
Ticker: NEXT
ISIN: US65342K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the terms of the Series A Mgmt For For
Convertible Preferred Stock, which include
associated Warrants (as defined in the
Proxy Statement), and the issuance of up to
$35 million of such securities, all in
accordance with the terms of the
Convertible Preferred Equity Offering (as
defined in the Proxy Statement).
2. To authorize the Company to issue up to $15 Mgmt For For
million of convertible preferred stock on
the same or more favorable terms to the
Company as the Series A Convertible
Preferred Stock issued in the Convertible
Preferred Equity Offering.
--------------------------------------------------------------------------------------------------------------------------
OCEAN RIG UDW INC Agenda Number: 934686354
--------------------------------------------------------------------------------------------------------------------------
Security: G66964118
Meeting Type: Special
Meeting Date: 03-Nov-2017
Ticker: ORIG
ISIN: KYG669641188
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE ENHANCED SPECIAL RESOLUTION Mgmt Abstain Against
REQUIRED PURSUANT TO THE CURRENT AMENDED
AND RESTATED ARTICLES OF ASSOCIATION OF THE
COMPANY, TO DELETE THE AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY CURRENTLY IN EFFECT (THE
"CURRENT AMENDED AND RESTATED MEMORANDUM
AND ARTICLES") IN ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2 TO APPROVE THE ORDINARY RESOLUTION REQUIRED Mgmt Abstain Against
PURSUANT TO THE CURRENT AMENDED AND
RESTATED MEMORANDUM AND ARTICLES TO (I)
REDUCE THE AUTHORIZED CAPITAL OF THE
COMPANY FROM US$10,005,000,000 DIVIDED INTO
ONE TRILLION (1,000,000,000,000) COMMON
SHARES OF A PAR VALUE OF US$0.01 EACH AND
FIVE HUNDRED ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
3 TO APPROVE THE ORDINARY RESOLUTION REQUIRED Mgmt Abstain Against
PURSUANT TO THE CURRENT AMENDED AND
RESTATED MEMORANDUM AND ARTICLES TO (I)
REDESIGNATE 1,500,000,000 EXISTING COMMON
SHARES IN THE AUTHORIZED CAPITAL OF THE
COMPANY AS CLASS A COMMON SHARES INCLUDING
THE EXISTING ISSUED COMMON SHARES IN THE
COMPANY; (II) ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
4 SUCH OTHER BUSINESS AS MAY PROPERLY COME Mgmt Abstain Against
BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
OCEAN RIG UDW INC Agenda Number: 934728429
--------------------------------------------------------------------------------------------------------------------------
Security: G66964118
Meeting Type: Annual
Meeting Date: 05-Mar-2018
Ticker: ORIG
ISIN: KYG669641188
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To ratify the appointment of Ernst & Young Mgmt Abstain Against
(Hellas) Certified Auditors Accountants
S.A., as the Company's independent auditors
for the fiscal year ending December 31,
2018.
2. To approve the special resolution required Mgmt Abstain Against
pursuant to the Companies Law (2016
Revision) of the laws of the Cayman Islands
and the second amended and restated
memorandum and articles of association of
the Company to amend Article 32.4 of the
second amended and restated memorandum and
articles of association by deleting Article
32.4 of the second amended and restated
memorandum and articles of association of
the Company in its entirety and replacing
it
--------------------------------------------------------------------------------------------------------------------------
OWENS CORNING Agenda Number: 934743837
--------------------------------------------------------------------------------------------------------------------------
Security: 690742101
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: OC
ISIN: US6907421019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Cesar Conde Mgmt For For
1B Election of Director: Adrienne D. Elsner Mgmt For For
1C Election of Director: J. Brian Ferguson Mgmt For For
1D Election of Director: Ralph F. Hake Mgmt For For
1E Election of Director: Edward F. Lonergan Mgmt For For
1F Election of Director: Maryann T. Mannen Mgmt For For
1G Election of Director: W. Howard Morris Mgmt For For
1H Election of Director: Suzanne P. Nimocks Mgmt For For
1I Election of Director: Michael H. Thaman Mgmt For For
1J Election of Director: John D. Williams Mgmt For For
2 To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2018.
3 To approve, on an advisory basis, 2017 Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
PAMPA ENERGIA S.A. Agenda Number: 934765554
--------------------------------------------------------------------------------------------------------------------------
Security: 697660207
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: PAM
ISIN: US6976602077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of shareholders to approve and Mgmt For For
sign the Minutes of the Meeting.
2. Consideration of the Company's Statements Mgmt For For
of Financial Position, of Comprehensive
Income, of Changes in Shareholders' Equity
and of Cash Flows, Notes to the Financial
Statements, Independent Auditor's Report,
Statutory Audit Committee Report, Annual
Report and Corporate Governance Code
Compliance Report, the Informative Summary
as required by the Argentine Securities
Commission Rules and any additional
information required under applicable
regulations, all for the fiscal year ended
December31, 2017.
3. Consideration of the results of the fiscal Mgmt For For
year and use of such income (to consider
this item, the Meeting shall be held as an
Extraordinary Shareholders' Meeting).
4. Consideration of the actions taken by the Mgmt For For
Statutory Audit Committee and the
remuneration of its members in the fiscal
year ended December 31, 2017 for a total
amount of AR$ 1,620,000 (total
remuneration).
5. Consideration of the actions taken by the Mgmt For For
Board of Directors and the remuneration of
its members in the fiscal year ended
December 31, 2017 for a total amount of AR$
328,920,287 (total remuneration), AR$
159,820,287 in excess of the limit of five
per cent (5%) of profits established by
Section 261 of Law No. 19,150 and
regulations thereunder, in view of the
proposal that no distribution of dividends
should be effected.
6. Consideration of the remuneration of the Mgmt For For
Independent Auditor.
7. Appointment of directors and alternate Mgmt For For
directors. Distribution of Board positions.
8. Appointment of Statutory Audit Committee Mgmt For For
members and alternate members.
9. Appointment of the Independent Auditor and Mgmt For For
Alternate Independent Auditor that will
issue an opinion on the financial
statements for the fiscal year beginning on
January 1, 2018.
10. Determination of the remuneration of the Mgmt For For
Independent Auditor and Alternate
Independent Auditor that will issue an
opinion on the financial statements for the
fiscal year beginning on January 1, 2018.
11. Consideration of a budget item to be Mgmt For For
allocated to Audit Committee's activities.
12. Consideration of the merger between Pampa Mgmt For For
Energia S.A., as acquiror in the merger,
and Bodega Loma la Lata S.A., Central
Termica Guemes S.A., Central Termica Loma
de la Lata S.A., Eg3 Red S.A., Inversora
Nihuiles S.A., Inversora Diamante S.A.,
Inversora Piedra Buena S.A., Pampa
Participaciones II S.A. and Petrolera Pampa
S.A., as acquirees, under sections 82 et
seq. of the Argentine Business Companies
Law and section 77 et seq. ...(due to space
limits, see proxy material for full
proposal).
13. Consideration of the Company's individual Mgmt For For
merger special statement of financial
position as of September 30, 2017, and the
merger consolidated statement of financial
position as of September 30, 2017, together
with the respective Independent Auditor's
and Statutory Audit Committee's reports.
Discussion of the previous merger agreement
subscribed on December 21, 2017 (to
consider this item, the Meeting shall be
held as an Extraordinary Shareholders'
Meeting).
14. Consideration of the increase of the Mgmt For For
Company's capital stock by a nominal amount
of AR$ 144,322,083 by means of the issuance
of 144,322,083 new book-entry, ordinary
shares, of a nominal value of AR$ 1 each
and carrying one vote per share, entitled
to be paid dividends on an equal footing
with any shares outstanding at the time of
their issuance, to be issued with an issue
premium resulting from the application of
the applicable exchange ratio resulting
from the merger. Application to have
...(due to space limits, see proxy material
for full proposal).
15. Consideration of the authorizations to be Mgmt For For
granted for the subscription of the final
merger agreement (to consider this item,
the Meeting shall be held as an
Extraordinary Shareholders' Meeting).
16. Consideration of amendments to the Mgmt For For
Corporate Bylaws. Approval of the Amended
and Restated Bylaws (to consider this item,
the Meeting shall be held as an
Extraordinary Shareholders' Meeting).
17. Authorizations to be granted for the Mgmt For For
performance of proceedings and filing of
documents as necessary to obtain the
relevant registrations.
--------------------------------------------------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P. Agenda Number: 934772321
--------------------------------------------------------------------------------------------------------------------------
Security: 72651A207
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: PAGP
ISIN: US72651A2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bobby S. Shackouls Mgmt For For
Christopher M. Temple Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2018.
3. The approval, on a non-binding advisory Mgmt Against Against
basis, of our named executive officer
compensation.
4. Non-binding advisory vote on the frequency Mgmt 1 Year For
with which future advisory votes to approve
our named executive officer compensation
should be held.
--------------------------------------------------------------------------------------------------------------------------
PORTOLA PHARMACEUTICALS, INC. Agenda Number: 934797602
--------------------------------------------------------------------------------------------------------------------------
Security: 737010108
Meeting Type: Annual
Meeting Date: 08-Jun-2018
Ticker: PTLA
ISIN: US7370101088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis Fenton, Ph.D. Mgmt For For
Charles Homcy, M.D. Mgmt For For
David C. Stump, M.D. Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation, as amended, to increase the
authorized number of shares of common stock
from 100,000,000 to 150,000,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda Number: 934798351
--------------------------------------------------------------------------------------------------------------------------
Security: 829226109
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: SBGI
ISIN: US8292261091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Smith Mgmt For For
Frederick G. Smith Mgmt For For
J. Duncan Smith Mgmt For For
Robert E. Smith Mgmt For For
Howard E. Friedman Mgmt For For
Lawrence E. McCanna Mgmt For For
Daniel C. Keith Mgmt For For
Martin R. Leader Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC. Agenda Number: 934808215
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W102
Meeting Type: Annual
Meeting Date: 27-Jun-2018
Ticker: SRC
ISIN: US84860W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jackson Hsieh Mgmt For For
Kevin M. Charlton Mgmt For For
Todd A. Dunn Mgmt For For
Richard I. Gilchrist Mgmt For For
Sheli Z. Rosenberg Mgmt For For
Thomas D. Senkbeil Mgmt For For
Nicholas P. Shepherd Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. A non-binding, advisory resolution to Mgmt Against Against
approve the compensation of our named
executive officer as described in the
accompanying Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 934775579
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert B. Evans Mgmt For For
1.2 Election of Director: Joe Bob Perkins Mgmt For For
1.3 Election of Director: Ershel C. Redd Jr. Mgmt For For
2. Ratification of Selection of Independent Mgmt For For
Accountants
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
--------------------------------------------------------------------------------------------------------------------------
TG THERAPEUTICS, INC. Agenda Number: 934805815
--------------------------------------------------------------------------------------------------------------------------
Security: 88322Q108
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: TGTX
ISIN: US88322Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laurence Charney Mgmt For For
Yann Echelard Mgmt For For
William J. Kennedy Mgmt For For
Kenneth Hoberman Mgmt For For
Daniel Hume Mgmt For For
Mark Schoenebaum, M.D. Mgmt Withheld Against
Michael S. Weiss Mgmt For For
2. To ratify the appointment of CohnReznick Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018.
3. To approve an amendment to our Amended and Mgmt For For
Restated 2012 Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE FINISH LINE, INC. Agenda Number: 934826655
--------------------------------------------------------------------------------------------------------------------------
Security: 317923100
Meeting Type: Special
Meeting Date: 11-Jun-2018
Ticker: FINL
ISIN: US3179231002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
dated as of March 25, 2018 (the "Merger
Agreement") by and among JD Sports Fashion
Plc, a company incorporated under the laws
of England and Wales ("JD Sports"), Genesis
Merger Sub, Inc., an indirect wholly-owned
subsidiary of JD Sports ("Merger Sub"), and
The Finish Line, Inc. ("Finish Line"),
pursuant to which Merger sub will be merged
with and into Finish Line, with Finish Line
surviving the merger as an indirect
wholly-owned subsidiary of JD Sports.
2. To approve a non-binding advisory proposal Mgmt Against Against
to approve the compensation that may become
payable to the named executive officers of
Finish Line that is based on or otherwise
relates to the merger.
3. To approve a proposal to adjourn the Mgmt For For
Special Meeting, if necessary, to solicit
additional proxies in the event there are
not sufficient votes present at the Special
Meeting in person or by proxy to approve
the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 934785265
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Armstrong Mgmt For For
1b. Election of Director: Stephen W. Bergstrom Mgmt For For
1c. Election of Director: Stephen I. Chazen Mgmt For For
1d. Election of Director: Charles I. Cogut Mgmt For For
1e. Election of Director: Kathleen B. Cooper Mgmt For For
1f. Election of Director: Michael A. Creel Mgmt For For
1g. Election of Director: Peter A. Ragauss Mgmt For For
1h. Election of Director: Scott D. Sheffield Mgmt For For
1i. Election of Director: Murray D. Smith Mgmt For For
1j. Election of Director: William H. Spence Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
auditors for 2018.
3. Approval, by nonbinding advisory vote, of Mgmt For For
the company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TRANSPORTADORA DE GAS DEL SUR S.A. Agenda Number: 934763649
--------------------------------------------------------------------------------------------------------------------------
Security: 893870204
Meeting Type: Annual
Meeting Date: 10-Apr-2018
Ticker: TGS
ISIN: US8938702045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For
minutes of the meeting together with the
Chairman of the Board of Directors.
2. Consideration of the Annual Report, Mgmt For
Inventory, Financial Statements,
Information Review and Information required
by Section 12, Chapter III, Title IV of the
Rules of the Argentine Securities and
Exchange Commission (Comision Nacional de
Valores) (New Text 2013), Auditor's Report
and Statutory Audit Committee's Report, in
accordance with Section 234, paragraph 1 of
Law 19,550, for the fiscal year ended
December 31, 2017 and its English version
3. Resolution about the allocation of the Mgmt For
Future Dividends Reserve approved by the
General and Special Shareholders' meeting
held on April 26, 2017.
4. Consideration of the allocation of the net Mgmt For
income for the fiscal year ended December
31, 2017.
5. Consideration of the performance of the Mgmt For
Board of Directors members during the
fiscal year ended December 31, 2017.
6. Consideration of fees to be paid to the Mgmt For
Board of Directors members for the fiscal
year ended December 31, 2017.
7. Consideration of the performance of the Mgmt For
Statutory Audit Committee members during
the fiscal year ended December 31, 2017.
8. Consideration of fees to be paid to the Mgmt Abstain
Statutory Audit Committee members for the
fiscal year ended December 31, 2017.
9. Consideration of the Auditing Committee Mgmt Abstain
operating budget for the fiscal year ending
December 31, 2018.
10. Appointment of Regular Directors and Mgmt Abstain
Alternate Directors.
11. Consideration of the term of office of Mgmt Abstain
Directors appointed as per item 10 of the
Agenda.
12. Appointment of Statutory Audit Committee Mgmt Abstain
regular and alternate members.
13. Consideration of the compensation of the Mgmt For
independent auditors that certified the
Financial Statements for the fiscal year
ended December 31, 2017.
14. Appointment of the regular and alternate Mgmt For
independent auditors to certify the
Financial Statements for the fiscal year
ending December 31, 2018.
15. Consideration of the approval of the Mgmt For
extension of the Global Program for a
five-year term or for the maximum term
allowed by applicable legislation.
16. Consideration of: I. the delegation to the Mgmt For
Board of Directors of the widest powers to
implement the extension of the Global
Program, II. the renewal of the delegation
to the Board of Directors of the widest
powers to establish all terms and
conditions of the Global Program and of the
different classes and/or series of Notes to
be issued under the Global Program
(including, but not limited to, time,
price, funds), with all powers to amend any
terms and conditions that were not ...(due
to space limits, see proxy statement for
full proposal).
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 934787827
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martha Lane Fox Mgmt For For
1b. Election of Director: David Rosenblatt Mgmt For For
1c. Election of Director: Evan Williams Mgmt For For
1d. Election of Director: Debra Lee Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2018.
4. A stockholder proposal regarding the Shr Against For
formation of a public policy committee of
the Board of Directors.
5. A stockholder proposal regarding a report Shr For Against
on our content enforcement policies.
--------------------------------------------------------------------------------------------------------------------------
VENATOR MATERIALS PLC Agenda Number: 934814460
--------------------------------------------------------------------------------------------------------------------------
Security: G9329Z100
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: VNTR
ISIN: GB00BF3ZNS54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter R. Huntsman Mgmt For For
1b. Election of Director: Simon Turner Mgmt For For
1c. Election of Director: Sir Robert J. Mgmt For For
Margetts
1d. Election of Director: Douglas D. Anderson Mgmt For For
1e. Election of Director: Daniele Ferrari Mgmt For For
1f. Election of Director: Kathy D. Patrick Mgmt For For
2. To approve on a non-binding advisory basis Mgmt For For
the compensation of our named executive
officers ("NEOs").
3. To approve on a non-binding advisory basis Mgmt 1 Year For
the preferred frequency of advisory votes
on the compensation of our NEOs.
4. To approve receipt of our U.K. audited Mgmt For For
annual report and accounts and related
directors' and auditor's reports for the
year ended December 31, 2017.
5. To approve our directors' remuneration Mgmt For For
policy, included in the directors'
remuneration report.
6. To approve on a non-binding advisory basis Mgmt For For
our directors' remuneration report (other
than the part containing the directors'
remuneration policy) for the year ended
December 31, 2017.
7. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2018.
8. To re-appoint Deloitte LLP as our U.K. Mgmt For For
statutory auditor for the year ending
December 31, 2018.
9. To authorize the directors or the Audit Mgmt For For
Committee to determine the remuneration of
Deloitte LLP, in its capacity as our U.K.
statutory auditor.
10. To approve the two forms of share Mgmt For For
repurchase contract and the repurchase
counterparties.
11. To approve the form of repurchase contract Mgmt For For
with Huntsman Holdings (Netherlands) B.V.,
a subsidiary of Huntsman Corporation.
12. To authorize Venator (and any company that Mgmt For For
is or becomes a subsidiary) to make
political donations and incur political
expenditures.
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 934725788
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Special
Meeting Date: 02-Mar-2018
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adopt the Agreement and Plan of Merger, Mgmt For For
dated as of October 29, 2017 (the "Merger
Agreement"), by and between Vistra Energy
Corp., a Delaware corporation ("Vistra
Energy"), and Dynegy Inc., a Delaware
corporation ("Dynegy"), as it may be
amended from time to time, pursuant to
which, among other things, Dynegy will
merge with and into Vistra Energy (the
"Merger"), with Vistra Energy continuing as
the surviving corporation (the "Merger
Proposal").
2. Approve the issuance of shares of Vistra Mgmt For For
Energy common stock to Dynegy stockholders
in connection with the Merger, as
contemplated by the Merger Agreement (the
"Stock Issuance Proposal").
3. Approve the adjournment of the Vistra Mgmt For For
Energy special meeting, if necessary or
appropriate, for the purpose of soliciting
additional votes for the approval of the
Merger Proposal and the Stock Issuance
Proposal.
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 934774200
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilary E. Ackermann* Mgmt For For
Brian K. Ferraioli* Mgmt For For
Jeff D. Hunter* Mgmt For For
Brian K. Ferraioli# Mgmt For For
Jeff D. Hunter# Mgmt For For
3. Approve, on an advisory basis, named Mgmt For For
executive officer compensation.
4. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
5. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
YPF SOCIEDAD ANONIMA Agenda Number: 934792347
--------------------------------------------------------------------------------------------------------------------------
Security: 984245100
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: YPF
ISIN: US9842451000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two Shareholders to sign the Mgmt For
minutes of the Meeting.
2. Exemption from the preemptive offer of Mgmt For For
shares to shareholders pursuant to Article
67 of Law No. 26,831 regarding the creation
of a long-term share compensation plan for
employees, through the acquisition of
shares of the Company in accordance with
Article 64 et seq. of Law No. 26,831.
3. Consideration of the Annual Report, Mgmt For For
Inventory, Balance Sheet, Income Statement,
Statement of Changes in Shareholders'
Equity and Statements of Cash Flow, with
their notes, charts, exhibits and related
documents, and the Report of the
Supervisory Committee and Independent
Auditor, corresponding to Fiscal Year No.
41, which began on January 1, 2017 and
ended on December 31, 2017.
4. Use of profits accumulated as of December Mgmt For For
31, 2017. Constitution of reserves.
Declaration of dividends.
5. Determination of remuneration for the Mgmt For For
Independent Auditor for the fiscal year
ended December 31, 2017.
6. Appointment of the Independent Auditor who Mgmt For For
will report on the annual financial
statements as of December 31, 2018 and
determination of its remuneration.
7. Consideration of the performance of the Mgmt For
Board of Directors and the Supervisory
Committee during the fiscal year ended
December 31, 2017.
8. Remuneration of the Board of Directors for Mgmt For For
the fiscal year ended on December 31, 2017.
9. Remuneration of the Supervisory Committee Mgmt For For
for the fiscal year ended December 31,
2017.
10. Determination of the number of regular and Mgmt Abstain
alternate members of the Supervisory
Committee.
12. Appointment of the regular and alternate Mgmt Abstain
members of the Supervisory Committee for
the Class D shares.
13. Determination of the number of regular and Mgmt For For
alternate members of the Board of
Directors.
15. Appointment of regular and alternate Mgmt For For
Directors for Class D shares and
determination of their tenure.
16. Determination of the remuneration to be Mgmt For For
received by the members of the Board of
Directors and the members of the
Supervisory Committee for the fiscal year
that began on January 1, 2018.
17. Extension of the powers delegated to the Mgmt For For
Board of Directors to determine the terms
and conditions of the notes issued under
the current Global Medium-Term Notes
Program.
18. Consideration of the proposal for the Mgmt For For
adjustment to the formula used for the
endowment of funds to the YPF Foundation.
--------------------------------------------------------------------------------------------------------------------------
MGM HOLDINGS INC. Agenda Number: 000000000
--------------------------------------------------------------------------------------------------------------------------
Security: M014CLSA
Meeting Type: Annual
Meeting Date: 20-Dec-2017
Ticker: 562340Q
ISIN: US5916101000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Barber* Mgmt For For
James Dondero* Mgmt For For
David Krane* Mgmt For For
Ann Mather* Mgmt For For
Fredric G. Reynolds* Mgmt For For
Nancy Tellem* Mgmt For For
Kevin Ulrich* Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) NexPoint Strategic Opportunities Fund
By (Signature) /s/ Dustin Norris
Name Dustin Norris
Title Secretary
Date 08/27/2018