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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
REALOGY GROUP LLC 175 PARK AVENUE MADISON, NJ 07940 |
X | |||
Honeycomb Acquisition, Inc. 175 PARK AVENUE MADISON, NJ 07940 |
X |
/s/ Anthony E. Hull, Executive Vice President, Chief Financial Officer and Treasurer of Honeycomb Acquisition, Inc. | 08/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Anthony E. Hull, Executive Vice President, Chief Financial Officer and Treasurer of Realogy Group LLC | 08/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Honeycomb Acquisition, Inc. acquired 29,624,576 shares of the ZipRealty, Inc.'s common stock from ZipRealty, Inc. pursuant to the exercise of its top-up option under the terms of the merger agreement dated as of July 15, 2014, among ZipRealty, Inc., Realogy Group LLC and Honeycomb Acquisition, Inc. |
(2) | Honeycomb Acquisition, Inc. acquired 4,332,259 shares of the ZipRealty, Inc.'s common stock through a "short-form" merger consummated on August 14, 2014 pursuant to the procedures set forth in Section 253 of the General Corporation Law of the State of Delaware. |
(3) | Honeycomb Acquisition, Inc., prior to its merger with and into ZipRealty, Inc. on August 14, 2014 directly owned the listed shares. Realogy Group LLC indirectly owns 100% of the equity interest of Honeycomb Acquisition, Inc. |
Remarks: Exhibit 99.1 Joint Filing Agreement by and among Realogy Group LLC and Honeycomb Acquisition, Inc., dated July 15, 2014 (incorporated by reference from Exhibit 1 to the Schedule 13D filed by Realogy Group LLC and Honeycomb Acquisition, Inc. on July 18, 2014) |