fp0007698_npx.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number    811-02363         

Cornerstone Total Return Fund, Inc. 

(Exact name of registrant as specified in charter)
  
200A Executive Drive     Edgewood, NY
11717
(Address of principal executive offices)
(Zip code)
  
Frank J. Maresca

AST Fund Solutions, LLC,  200A Executive Drive Edgewood, NY 11717

(Name and address of agent for service)
  
Registrant's telephone number, including area code: (866)  668-6558      

Date of fiscal year end:   December 31            
 
Date of reporting period:     July 1, 2012 - June 30, 2013      
 
 
 

 
 
ITEM 1. PROXY VOTING RECORD.

Company Name
Ticker
CUSIP
Meeting Date
Proposal Number
Proposal Description
Proponent
Mgmt Recommendation
Vote Cast
For / Against Mgmt
3M Co.
MMM
88579Y101
5/14/2013
1
Elect Linda G. Alvarado
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
2
Elect Vance D. Coffman
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
3
Elect Michael L. Eskew
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
4
Elect W. James Farrell
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
5
Elect Herbert L. Henkel
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
6
Elect Muhtar Kent
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
7
Elect Edward M. Liddy
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
8
Elect Robert S. Morrison
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
9
Elect Aulana L. Peters
Management
For
Against
Against
3M Co.
MMM
88579Y101
5/14/2013
10
Elect Inge G. Thulin
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
11
Elect Robert J. Ulrich
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
12
Ratification of Auditor
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
13
Advisory Vote on Executive Compensation
Management
For
For
For
3M Co.
MMM
88579Y101
5/14/2013
14
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
For
Against
3M Co.
MMM
88579Y101
5/14/2013
15
Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending
Shareholder
Against
Against
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.1
Elect Robert J. Alpern
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.2
Elect Roxanne S. Austin
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.3
Elect Sally E. Blount
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.4
Elect W. James Farrell
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.5
Elect Edward M. Liddy
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.6
Elect Nancy McKinstry
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.7
Elect Phebe N. Novakovic
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.8
Elect William A. Osborn
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.9
Elect Samuel C. Scott III
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.10
Elect Glenn F. Tilton
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
1.11
Elect Miles D. White
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
2
Ratification of Auditor
Management
For
For
For
Abbott Laboratories
ABT
002824100
4/26/2013
3
Advisory Vote on Executive Compensation
Management
For
Against
Against
Abbott Laboratories
ABT
002824100
4/26/2013
4
Shareholder Proposal Regarding Genetically Modified Organisms
Shareholder
Against
Against
For
Abbott Laboratories
ABT
002824100
4/26/2013
5
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
Against
For
Abbott Laboratories
ABT
002824100
4/26/2013
6
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
For
Against
Abbott Laboratories
ABT
002824100
4/26/2013
7
Shareholder Proposal Regarding Retention of Shares
Shareholder
Against
Against
For
Abbott Laboratories
ABT
002824100
4/26/2013
8
Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation
Shareholder
Against
For
Against
Abbott Laboratories
ABT
002824100
4/26/2013
9
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
Shareholder
Against
Against
For
Abbvie Inc.
ABBV
00287Y109
5/6/2013
1.1
Elect William Burnside
Management
For
For 98%
Withhold 2%
For
Abbvie Inc.
ABBV
00287Y109
5/6/2013
1.2
Elect Edward Rapp
Management
For
For 99%
Withhold 1%
For
Abbvie Inc.
ABBV
00287Y109
5/6/2013
1.3
Elect Roy Roberts
Management
For
For 98%
Withhold 2%
For
Abbvie Inc.
ABBV
00287Y109
5/6/2013
2
Ratification of Auditor
Management
For
For 99%
Against 1%
For
Abbvie Inc.
ABBV
00287Y109
5/6/2013
3
Advisory Vote on Executive Compensation
Management
For
For 96%
Against 4%
For
Abbvie Inc.
ABBV
00287Y109
5/6/2013
4
Frequency of Advisory Vote on Executive Compensation
Management
1 Year
1YR 80%
2YR 0%
3YR 19%
Abstain
1%
For
Abbvie Inc.
ABBV
00287Y109
5/6/2013
5
2013 Stock Incentive Plan
Management
For
For 94%
Against 5%
Abstain 1%
For
AES Corp.
AES
00130H105
4/18/2013
1
Elect Andrés R. Gluski
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
2
Elect Guo Bao Zhang
Management
For
Against
Against
AES Corp.
AES
00130H105
4/18/2013
3
Elect Kristina M. Johnson
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
4
Elect Tarun Khanna
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
5
Elect John A. Koskinen
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
6
Elect Philip Lader
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
7
Elect Sandra O. Moose
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
8
Elect John B. Morse, Jr.
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
9
Elect Moisés Naim
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
10
Elect Charles O. Rossotti
Management
For
Against
Against
AES Corp.
AES
00130H105
4/18/2013
11
Elect Sven Sandstrom
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
12
Ratification of Auditor
Management
For
For
For
AES Corp.
AES
00130H105
4/18/2013
13
Advisory Vote on Executive Compensation
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
1
Elect Daniel P. Amos
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
2
Elect John Shelby Amos II
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
3
Elect Paul S. Amos II
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
4
Elect W. Paul Bowers
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
5
Elect Kriss Cloninger III
Management
For
Against
Against
Aflac Incorporated
AFL
001055102
5/6/2013
6
Elect Elizabeth J. Hudson
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
7
Elect Douglas W. Johnson
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
8
Elect Robert B. Johnson
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
9
Elect Charles B. Knapp
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
10
Elect E. Stephen Purdom
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
11
Elect Barbara K. Rimer
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
12
Elect Melvin T. Stith
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
13
Elect David Gary Thompson
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
14
Elect Takuro Yoshida
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
15
Advisory Vote on Executive Compensation
Management
For
For
For
Aflac Incorporated
AFL
001055102
5/6/2013
16
Ratification of Auditor
Management
For
For
For
Air Products & Chemicals Inc.
APD
009158106
1/24/2013
1
Elect William Davis, III
Management
For
For
For
Air Products & Chemicals Inc.
APD
009158106
1/24/2013
2
Elect W. Douglas Ford
Management
For
For
For
Air Products & Chemicals Inc.
APD
009158106
1/24/2013
3
Elect Evert Henkes
Management
For
For
For
Air Products & Chemicals Inc.
APD
009158106
1/24/2013
4
Elect Margaret McGlynn
Management
For
For
For
Air Products & Chemicals Inc.
APD
009158106
1/24/2013
5
Ratification of Auditor
Management
For
For
For
Air Products & Chemicals Inc.
APD
009158106
1/24/2013
6
Advisory Vote on Executive Compensation
Management
For
For
For
Air Products & Chemicals Inc.
APD
009158106
1/24/2013
7
Amendment to the Long-Term Incentive Plan
Management
For
For
For
Air Products & Chemicals Inc.
APD
009158106
1/24/2013
8
Shareholder Proposal Regarding Declassification of the Board
Shareholder
Against
For
Against
Allergan Inc.
AGN
018490102
4/30/2013
1
Elect David E.I. Pyott
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
2
Elect Michael R. Gallagher
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
3
Elect Deborah Dunsire
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
4
Elect Dawn E. Hudson
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
5
Elect Trevor M. Jones
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
6
Elect Louis J. Lavigne, Jr.
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
7
Elect Peter J. McDonnell
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
8
Elect Timothy D. Proctor
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
9
Elect Russell T. Ray
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
10
Ratification of Auditor
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
11
Advisory Vote on Executive Compensation
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
12
Right to Call a Special Meeting
Management
For
For
For
Allergan Inc.
AGN
018490102
4/30/2013
13
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
For
Against
Allergan Inc.
AGN
018490102
4/30/2013
14
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
Against
For
AllianzGI Global Equity & Convertible Income Fund
NGZ
00119R108
12/19/2012
1.1
Elect Deborah DeCotis
Management
For
For 97%
Withhold 3%
For
AllianzGI Global Equity & Convertible Income Fund
NGZ
00119R108
12/19/2012
1.2
Elect John Maney
Management
For
For 97%
Withhold 3%
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
1
Elect F. Duane Ackerman
Management
For
For
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
2
Elect Robert D. Beyer
Management
For
For
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
3
Elect Kermit R. Crawford
Management
For
For
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
4
Elect Jack M. Greenberg
Management
For
For
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
5
Elect Herbert L. Henkel
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
6
Elect Ronald T. LeMay
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
7
Elect Andrea Redmond
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
8
Elect H. John Riley, Jr.
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
9
Elect John W. Rowe
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
10
Elect Judith A. Sprieser
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
11
Elect Mary Alice Taylor
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
12
Elect Thomas J. Wilson
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
14
2013 Equity Incentive Plan
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
15
Ratification of Auditor
Management
For
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
16
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
Allstate Corporation (The)
ALL
020002101
5/21/2013
17
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
1
Elect Gerald L. Baliles
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
2
Elect Martin J. Barrington
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
3
Elect John T. Casteen III
Management
For
 
Against
Altria Group Inc.
MO
02209S103
5/16/2013
4
Elect Dinyar S. Devitre
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
5
Elect Thomas F. Farrell II
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
6
Elect Thomas W. Jones
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
7
Elect Debra J. Kelly-Ennis
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
8
Elect W. Leo Kiely III
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
9
Elect Kathryn B. McQuade
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
10
Elect George Muñoz
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
11
Elect Nabil Y. Sakkab
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
12
Ratification of Auditor
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
Altria Group Inc.
MO
02209S103
5/16/2013
14
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
American Express Co.
AXP
025816109
4/29/2013
1.1
Elect Charlene Barshefsky
Management
For
 
Against
American Express Co.
AXP
025816109
4/29/2013
1.2
Elect Ursula M. Burns
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.3
Elect Kenneth I. Chenault
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.4
Elect Peter Chernin
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.5
Elect Anne Lauvergeon
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.6
Elect Theodore J. Leonsis
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.7
Elect Richard C. Levin
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.8
Elect Richard A. McGinn
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.9
Elect Samuel J. Palmisano
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.10
Elect Steven S. Reinemund
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.11
Elect Daniel L. Vasella
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.12
Elect Robert D. Walter
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
1.13
Elect Ronald A. Williams
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
2
Ratification of Auditor
Management
For
 
For
American Express Co.
AXP
025816109
4/29/2013
3
Advisory Vote on Executive Compensation
Management
For
 
Against
American Express Co.
AXP
025816109
4/29/2013
4
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Amgen Inc.
AMGN
031162100
5/22/2013
1
Elect David Baltimore
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
2
Elect Frank J. Biondi, Jr.
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
3
Elect Robert A. Bradway
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
4
Elect François de Carbonnel
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
5
Elect Vance D. Coffman
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
6
Elect Robert A. Eckert
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
7
Elect Rebecca M. Henderson
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
8
Elect Frank C. Herringer
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
9
Elect Tyler Jacks
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
10
Elect Gilbert S. Omenn
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
11
Elect Judith C. Pelham
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
12
Elect Leonard D. Schaeffer
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
13
Elect Ronald D. Sugar
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
14
Ratification of Auditor
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
Amgen Inc.
AMGN
031162100
5/22/2013
16
Amendment to the 2009 Equity Incentive Plan
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
1
Elect Kevin P. Chilton
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
2
Elect Luke R. Corbett
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
3
Elect H. Paulett Eberhart
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
4
Elect Peter J. Fluor
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
5
Elect Richard L. George
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
6
Elect Preston M. Geren, III
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
7
Elect Charles W. Goodyear
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
8
Elect John R. Gordon
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
9
Elect Eric D. Mullins
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
10
Elect Paula Rosput Reynolds
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
11
Elect R. A. Walker
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
12
Ratification of Auditor
Management
For
 
For
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
13
Advisory Vote on Executive Compensation
Management
For
 
Against
Anadarko Petroleum Corp.
APC
032511107
5/14/2013
14
Shareholder Proposal Regarding Report on Political Spending
Shareholder
Against
 
For
Aon plc
AON
G0408V102
5/17/2013
1
Elect Lester B. Knight
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
2
Elect Gregory C. Case
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
3
Elect Fulvio Conti
Management
For
 
Against
Aon plc
AON
G0408V102
5/17/2013
4
Elect Cheryl A. Francis
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
5
Elect Edgar D. Jannotta
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
6
Elect J. Michael Losh
Management
For
 
Against
Aon plc
AON
G0408V102
5/17/2013
7
Elect Robert S. Morrison
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
8
Elect Richard B. Myers
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
9
Elect Richard C. Notebaert
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
10
Elect Gloria Santona
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
11
Elect Carolyn Y. Woo
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
12
Accounts and Reports
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
13
Ratification of Auditor
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
14
Ratification of Auditor
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
15
 Authority to Set Auditor's Fees
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
16
Advisory Vote on Executive Compensation
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
17
U.K. Remuneration Report
Management
For
 
For
Aon plc
AON
G0408V102
5/17/2013
18
Global Share Purchase Plan
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
5
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
Against
For
Apple Inc.
AAPL
037833100
2/27/2013
6
Shareholder Proposal Regarding Formation of Human Rights Committee
Shareholder
Against
Against
For
Apple Inc.
AAPL
037833100
2/27/2013
1.1
Elect William V. Campbell
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
1.2
Elect Timothy D. Cook
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
1.3
Elect Millard S. Drexler
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
1.4
Elect Albert A. Gore, Jr.
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
1.5
Elect Robert A. Iger
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
1.6
Elect Andrea Jung
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
1.7
Elect Arthur D. Levinson
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
1.8
Elect Ronald D. Sugar
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
2
Amendments to Articles of Incorporation
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
3
Ratification of Auditor
Management
For
 
For
Apple Inc.
AAPL
037833100
2/27/2013
4
Advisory Vote on Executive Compensation
Management
For
 
For
AT&T, Inc.
T
00206R102
4/26/2013
1
Elect Randall L. Stephenson
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
2
Elect Gilbert F. Amelio
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
3
Elect Reuben V. Anderson
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
4
Elect James H. Blanchard
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
5
Elect Jaime Chico Pardo
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
6
Elect Scott T. Ford
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
7
Elect James P. Kelly
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
8
Elect Jon C. Madonna
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
9
Elect Michael B. McCallister
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
10
Elect John B. McCoy
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
11
Elect Joyce M. Roché
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
12
Elect Matthew K. Rose
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
13
Elect Laura D'Andrea Tyson
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
14
Ratification of Auditor
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
15
Advisory Vote on Executive Compensation
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
16
Amendment to the Stock Purchase and Deferral Plan
Management
For
For
For
AT&T, Inc.
T
00206R102
4/26/2013
17
Shareholder Proposal Regarding Political Spending
Shareholder
Against
Against
For
AT&T, Inc.
T
00206R102
4/26/2013
18
Shareholder Proposal Regarding Lead Batteries
Shareholder
Against
Against
For
AT&T, Inc.
T
00206R102
4/26/2013
19
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
Shareholder
Against
For
Against
AT&T, Inc.
T
00206R102
4/26/2013
20
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
For
Against
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.1
Elect Ellen Alemany
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.2
Elect Gregory Brenneman
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.3
Elect Leslie Brun
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.4
Elect Richard Clark
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.5
Elect Eric Fast
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.6
Elect Linda Gooden
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.7
Elect R. Glenn Hubbard
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.8
Elect John Jones
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.9
Elect Carlos Rodriguez
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.10
Elect Enrique Salem
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
1.11
Elect Gregory Summe
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
2
Ratification of Auditor
Management
For
For
For
Automatic Data Processing Inc.
ADP
053015103
11/13/2012
3
Advisory Vote on Executive Compensation
Management
For
For
For
Baxter International Inc.
BAX
071813109
5/7/2013
1
Elect Thomas Chen
Management
For
For
For
Baxter International Inc.
BAX
071813109
5/7/2013
2
Elect Blake Devitt
Management
For
For
For
Baxter International Inc.
BAX
071813109
5/7/2013
3
Elect John Forsyth
Management
For
For
For
Baxter International Inc.
BAX
071813109
5/7/2013
4
Elect Gail Fosler
Management
For
For
For
Baxter International Inc.
BAX
071813109
5/7/2013
5
Elect Carole Shapazian
Management
For
For
For
Baxter International Inc.
BAX
071813109
5/7/2013
6
Ratification of Auditor
Management
For
For
For
Baxter International Inc.
BAX
071813109
5/7/2013
7
Advisory Vote on Executive Compensation
Management
For
For
For
Baxter International Inc.
BAX
071813109
5/7/2013
8
Repeal of Classified Board
Management
For
For
For
Baxter International Inc.
BAX
071813109
5/7/2013
9
Restoration of Right to Call a Special Meeting
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1
Amendment to Terms of Preferred Stock
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
2
Right to Adjourn Meeting
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.1
Elect John A. Allison IV
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.2
Elect Jennifer S. Banner
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.3
Elect K. David Boyer, Jr.
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.4
Elect Anna R. Cablik
Management
For
Withhold
Against
BB&T Corp.
BBT
054937107
4/23/2013
1.5
Elect Ronald E. Deal
Management
For
Withhold
Against
BB&T Corp.
BBT
054937107
4/23/2013
1.6
Elect James A. Faulkner
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.7
Elect I. Patricia Henry
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.8
Elect John P. Howe III
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.9
Elect Eric C. Kendrick
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.10
Elect Kelly S. King
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.11
Elect Louis B. Lynn
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.12
Elect Edward C. Milligan
Management
For
Withhold
Against
BB&T Corp.
BBT
054937107
4/23/2013
1.13
Elect Charles A. Patton
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.14
Elect Nido R. Qubein
Management
For
Withhold
Against
BB&T Corp.
BBT
054937107
4/23/2013
1.15
Elect Tollie W. Rich, Jr.
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.16
Elect Thomas E. Skains
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.17
Elect Thomas N. Thompson
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.18
Elect Edwin H. Welch Ph.D.
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
1.19
Elect Stephen T. Williams
Management
For
Withhold
Against
BB&T Corp.
BBT
054937107
4/23/2013
2
Ratification of Auditor
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
3
Advisory Vote on Executive Compensation
Management
For
For
For
BB&T Corp.
BBT
054937107
4/23/2013
4
Shareholder Proposal Regarding Political Spending
Shareholder
Against
For
Against
BB&T Corp.
BBT
054937107
4/23/2013
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
Shareholder
Against
For
Against
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.1
Elect Warren Buffett
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.2
Elect Charles Munger
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.3
Elect Howard Buffett
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.4
Elect Stephen Burke
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.5
Elect Susan Decker
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.6
Elect William Gates III
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.7
Elect David Gottesman
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.8
Elect Charlotte Guyman
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.9
Elect Donald Keough
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.10
Elect Thomas Murphy
Management
For
Withhold
Against
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.11
Elect Ronald Olson
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.12
Elect Walter Scott, Jr.
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
1.13
Elect Meryl B. Witmer
Management
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/4/2013
2
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
Shareholder
Against
Against
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
1
Elect Caroline Dorsa
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
2
Elect Stelios Papadopoulos
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
3
Elect George A. Scangos
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
4
Elect Lynn Schenk
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
5
Elect Alexander J. Denner
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
6
Elect Nancy L. Leaming
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
7
Elect Richard C. Mulligan
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
8
Elect Robert W. Pangia
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
9
Elect Brian S. Posner
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
10
Elect Eric K. Rowinsky
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
11
Elect Stephen A. Sherwin
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
12
Elect William D. Young
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
13
Ratification of Auditor
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
14
Advisory Vote on Executive Compensation
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
15
Amendment to the 2008 Performance-Based Management Incentive Plan
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
16
Amendment to the 2008 Omnibus Incentive Plan
Management
For
For
For
Biogen Idec Inc.
BIIB
09062X103
6/12/2013
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
Against
For
BlackRock Enhanced Capital and Income Fund Inc
CII
09256A109
7/27/2012
1.2
Elect Michael Castellano
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.1
Elect Paul Audet
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.3
Elect Richard Cavanagh
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.4
Elect Frank Fabozzi
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.5
Elect Kathleen Feldstein
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.6
Elect James Flynn
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.7
Elect Henry Gabbay
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.8
Elect Jerrold Harris
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.9
Elect R. Glenn Hubbard
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.10
Elect W. Carl Kester
Management
For
 
For
BlackRock Enhanced Capital and Income Fund Inc.
CII
09256A109
7/27/2012
1.11
Elect Karen Robards
Management
For
 
For
BlackRock Inc.
BLK
09247X101
5/30/2013
1
Elect Abdlatif Yousef Al-Hamad
Management
For
 
For
BlackRock Inc.
BLK
09247X101
5/30/2013
2
Elect Mathis Cabiallavetta
Management
For
 
For
BlackRock Inc.
BLK
09247X101
5/30/2013
3
Elect Dennis D. Dammerman
Management
For
 
For
BlackRock Inc.
BLK
09247X101
5/30/2013
4
Elect Jessica P. Einhorn
Management
For
 
For
BlackRock Inc.
BLK
09247X101
5/30/2013
5
Elect Fabrizio Freda
Management
For
 
For
BlackRock Inc.
BLK
09247X101
5/30/2013
6
Elect David H. Komansky
Management
For
 
For
BlackRock Inc.
BLK
09247X101
5/30/2013
7
Elect James E. Rohr
Management
For
 
For
BlackRock Inc.
BLK
09247X101
5/30/2013
8
Elect Susan L. Wagner
Management
For
 
For
BlackRock Inc.
BLK
09247X101
5/30/2013
9
Advisory Vote on Executive Compensation
Management
For
 
Against
BlackRock Inc.
BLK
09247X101
5/30/2013
10
Ratification of Auditor
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
1
Elect Lamberto
Andreotti
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
2
Elect Lewis B. Campbell
Management
For
 
Against
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
3
Elect James M. Cornelius
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
4
Elect Laurie H. Glimcher
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
5
Elect Michael Grobstein
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
6
Elect Alan J. Lacy
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
7
Elect Vicki L. Sato
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
8
Elect Elliott Sigal
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
9
Elect Gerald L. Storch
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
10
Elect Togo D. West, Jr.
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
11
Ratification of Auditor
Management
For
 
For
Bristol-Myers Squibb Co.
BMY
110122108
5/7/2013
12
Advisory Vote on Executive Compensation
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
1
Elect Jens Alder
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
2
Elect Raymond Bromark
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
3
Elect Gary Fernandes
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
4
Elect Rohit Kapoor
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
5
Elect Kay Koplovitz
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
6
Elect Christopher Lofgren
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
7
Elect William McCracken
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
8
Elect Richard Sulpizio
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
9
Elect Laura Unger
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
10
Elect Arthur Weinbach
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
11
Elect Ron Zambonini
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
12
Ratification of Auditor
Management
For
 
Against
CA Technologies Inc.
CA
12673P105
8/1/2012
13
Advisory Vote on Executive Compensation
Management
For
 
For
CA Technologies Inc.
CA
12673P105
8/1/2012
14
2012 Non-Employee Director Compensation Plan
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
1
Elect Richard D. Fairbank
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
2
Elect W. Ronald Dietz
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
3
Elect Lewis Hay, III
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
4
Elect Benjamin P. Jenkins, III
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
5
Elect Peter E. Raskind
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
6
Elect Mayo A. Shattuck III
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
7
Elect Bradford H. Warner
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
8
Elect Catherine G. West
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
9
Ratification of Auditor
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
10
Advisory Vote on Executive Compensation
Management
For
 
Against
Capital One Financial Corp.
COF
14040H105
5/2/2013
11
Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
12
Elimination of Supermajority Requirement for the Removal of Directors
Management
For
 
For
Capital One Financial Corp.
COF
14040H105
5/2/2013
13
Elimination of Supermajority Requirement for Certain Business Combinations
Management
For
 
For
Celgene Corp.
CELG
151020104
6/12/2013
1.1
Elect Robert J. Hugin
Management
For
 
For
Celgene Corp.
CELG
151020104
6/12/2013
1.2
Elect Richard W. Barker D. Phil
Management
For
 
For
Celgene Corp.
CELG
151020104
6/12/2013
1.3
Elect Michael D. Casey
Management
For
 
Against
Celgene Corp.
CELG
151020104
6/12/2013
1.4
Elect Carrie S. Cox
Management
For
 
For
Celgene Corp.
CELG
151020104
6/12/2013
1.5
Elect Rodman L. Drake
Management
For
 
Against
Celgene Corp.
CELG
151020104
6/12/2013
1.6
Elect Michael Friedman
Management
For
 
Against
Celgene Corp.
CELG
151020104
6/12/2013
1.7
Elect Gilla Kaplan
Management
For
 
For
Celgene Corp.
CELG
151020104
6/12/2013
1.8
Elect James J. Loughlin
Management
For
 
For
Celgene Corp.
CELG
151020104
6/12/2013
1.9
Elect Ernest Mario
Management
For
 
Against
Celgene Corp.
CELG
151020104
6/12/2013
2
Ratification of Auditor
Management
For
 
For
Celgene Corp.
CELG
151020104
6/12/2013
3
Amendment to the 2008 Stock Incentive Plan
Management
For
 
Against
Celgene Corp.
CELG
151020104
6/12/2013
4
Advisory Vote on Executive Compensation
Management
For
 
For
Celgene Corp.
CELG
151020104
6/12/2013
5
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
Chevron Corp.
CVX
166764100
5/29/2013
1
Elect Linnet F. Deily
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
2
Elect Robert E. Denham
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
3
Elect Alice P. Gast
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
4
Elect Enrique Hernandez, Jr.
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
5
Elect George L. Kirkland
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
6
Elect Charles W. Moorman, IV
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
7
Elect Kevin W. Sharer
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
8
Elect John G. Stumpf
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
9
Elect Ronald D. Sugar
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
10
Elect Carl Ware
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
11
Elect John S. Watson
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
12
Ratification of Auditor
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
14
Amendment to the Long-Term Incentive Plan
Management
For
 
For
Chevron Corp.
CVX
166764100
5/29/2013
15
Shareholder Proposal Regarding Hydraulic Fracturing
Shareholder
Against
 
For
Chevron Corp.
CVX
166764100
5/29/2013
16
Shareholder Proposal Regarding Offshore Drilling Report
Shareholder
Against
 
For
Chevron Corp.
CVX
166764100
5/29/2013
17
Shareholder Proposal Regarding Report on Climate Change
Shareholder
Against
 
For
Chevron Corp.
CVX
166764100
5/29/2013
18
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
Chevron Corp.
CVX
166764100
5/29/2013
19
Shareholder Proposal Regarding Prohibition on Political Spending
Shareholder
Against
 
For
Chevron Corp.
CVX
166764100
5/29/2013
20
Shareholder Proposal Regarding Cumulative Voting
Shareholder
Against
 
For
Chevron Corp.
CVX
166764100
5/29/2013
21
Shareholder Proposal Regarding Right to Call a Special Meeting
Shareholder
Against
 
For
Chevron Corp.
CVX
166764100
5/29/2013
22
Shareholder Proposal Regarding Environmental Expertise on Board
Shareholder
Against
 
For
Chevron Corp.
CVX
166764100
5/29/2013
23
Shareholder Proposal Regarding Country Selection Guidelines
Shareholder
Against
 
For
Chubb Corp.
CB
171232101
4/30/2013
5
Elect Lawrence W. Kellner
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
6
Elect Martin G. McGuinn
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
7
Elect Lawrence M. Small
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
8
Elect Jess Søderberg
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
9
Elect Daniel E. Somers
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
10
Elect William C. Weldon
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
11
Elect James M. Zimmerman
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
12
Elect Alfred W. Zollar
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
13
Ratification of Auditor
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
14
Advisory Vote on Executive Compensation
Management
For
For
For
Chubb Corp.
CB
171232101
4/30/2013
15
Shareholder Proposal Regarding Incorporation of Values in Political Spending
Shareholder
Against
Against
For
Chubb Corp.
CB
171232101
4/30/2013
16
Shareholder Proposal Regarding Sustainability Report
Shareholder
Against
Against
For
Chubb Corp.
CB
171232101
4/30/2013
1
Elect Zoë Baird Budinger
Management
For
 
For
Chubb Corp.
CB
171232101
4/30/2013
2
Elect Sheila P. Burke
Management
For
 
For
Chubb Corp.
CB
171232101
4/30/2013
3
Elect James I. Cash, Jr.
Management
For
 
For
Chubb Corp.
CB
171232101
4/30/2013
4
Elect John D. Finnegan
Management
For
 
For
Cigna Corp.
CI
125509109
4/24/2013
1
Elect David M. Cordani
Management
For
For
For
Cigna Corp.
CI
125509109
4/24/2013
2
Elect Isaiah Harris, Jr.
Management
For
For
For
Cigna Corp.
CI
125509109
4/24/2013
3
Elect Jane E. Henney
Management
For
For
For
Cigna Corp.
CI
125509109
4/24/2013
4
Elect Donna F. Zarcone
Management
For
For
For
Cigna Corp.
CI
125509109
4/24/2013
5
Ratification of Auditor
Management
For
For
For
Cigna Corp.
CI
125509109
4/24/2013
6
Advisory Vote on Executive Compensation
Management
For
For
For
Cigna Corp.
CI
125509109
4/24/2013
7
Amendment to the Long-Term Incentive Plan
Management
For
For
For
Cigna Corp.
CI
125509109
4/24/2013
8
Shareholder Proposal Regarding Political Spending
Shareholder
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
1
Elect Carol Bartz
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
2
Elect Marc Benioff
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
3
Elect M. Michele Burns
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
4
Elect Michael Capellas
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
5
Elect Larry Carter
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
6
Elect John Chambers
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
7
Elect Brian Halla
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
8
Elect John Hennessy
Management
For
Against
Against
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
9
Elect Kristina Johnson
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
10
Elect Richard Kovacevich
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
11
Elect Roderick McGeary
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
12
Elect Arun Sarin
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
13
Elect Steven West
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
14
Amendment to the Executive Incentive Plan
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
15
Advisory Vote on Executive Compensation
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
16
Ratification of Auditor
Management
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
17
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
For
Against
Cisco Systems, Inc.
CSCO
17275R102
11/15/2012
18
Shareholder Proposal Regarding Report on Conflict Minerals
Shareholder
Against
Against
For
Clough Global Opportunities Fund
GLO
18914E106
7/16/2012
1.1
Elect Edmund Burke
Management
For
For
For
Clough Global Opportunities Fund
GLO
18914E106
7/16/2012
1.2
Elect John Mee
Management
For
For
For
Coca Cola Company
KO
191216100
7/10/2012
1
Approval of Stock Split
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
1
Elect Herbert A. Allen
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
2
Elect Ronald W. Allen
Management
For
Against
Against
Coca Cola Company
KO
191216100
4/24/2013
3
Elect Howard G. Buffett
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
4
Elect Richard M. Daley
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
5
Elect Barry Diller
Management
For
Against
Against
Coca Cola Company
KO
191216100
4/24/2013
6
Elect Helene D. Gayle
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
7
Elect Evan G. Greenberg
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
8
Elect Alexis M. Herman
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
9
Elect Muhtar Kent
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
10
Elect Robert A. Kotick
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
11
Elect Maria Elena Lagomasino
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
12
Elect Donald F. McHenry
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
13
Elect Sam Nunn
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
14
Elect James D. Robinson III
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
15
Elect Peter V. Ueberroth
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
16
Elect Jacob Wallenberg
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
17
Ratification of Auditor
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
18
Advisory Vote on Executive Compensation
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
19
Amendment to By-Laws Regarding the Right to Call Special Meetings
Management
For
For
For
Coca Cola Company
KO
191216100
4/24/2013
20
Shareholder Proposal Regarding Formation of a Human Rights Committee
Shareholder
Against
Against
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
1
Elect Nikesh Arora
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
2
Elect John T. Cahill
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
3
Elect Ian M. Cook
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
4
Elect Helene D. Gayle
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
5
Elect Ellen M. Hancock
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
6
Elect Joseph Jimenez
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
7
Elect Richard J. Kogan
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
8
Elect Delano E. Lewis
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
9
Elect J. Pedro Reinhard
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
10
Elect Stephen I. Sadove
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
11
Ratification of Auditor
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
12
Advisory Vote on Executive Compensation
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
13
2013 Incentive Compensation Plan
Management
For
For
For
Colgate-Palmolive Co.
CL
194162103
5/10/2013
14
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
Against
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.1
Elect Kenneth J. Bacon
Management
For
Withhold
Against
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.2
Elect Sheldon M. Bonovitz
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.3
Elect Joseph J. Collins
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.4
Elect J. Michael Cook
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.5
Elect Gerald L. Hassell
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.6
Elect Jeffrey A. Honickman
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.7
Elect Eduardo G. Mestre
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.8
Elect Brian L. Roberts
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.9
Elect Ralph J. Roberts
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.10
Elect Johnathan A. Rodgers
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
1.11
Elect Judith Rodin
Management
For
Withhold
Against
Comcast Corp.
CMCSA
20030N101
5/15/2013
2
Ratification of Auditor
Management
For
For
For
Comcast Corp.
CMCSA
20030N101
5/15/2013
3
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
Shareholder
Against
For
Against
Comcast Corp.
CMCSA
20030N101
5/15/2013
4
Sharheolder Proposal Regarding Recapitalization
Shareholder
Against
For
Against
ConocoPhillips
COP
20825C104
5/14/2013
1
Elect Richard L. Armitage
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
2
Elect Richard H. Auchinleck
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
3
Elect James E. Copeland, Jr.
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
4
Elect Jody L Freeman
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
5
Elect Gay Huey Evans
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
6
Elect Ryan M. Lance
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
7
Elect Mohd H. Marican
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
8
Elect Robert A. Niblock
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
9
Elect Harald J. Norvik
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
10
Elect William E. Wade, Jr.
Management
For
For
For
ConocoPhillips
COP
20825C104
5/14/2013
11
Ratification of Auditor
Management
For
Against
Against
ConocoPhillips
COP
20825C104
5/14/2013
12
Advisory Vote on Executive Compensation
Management
For
Against
Against
ConocoPhillips
COP
20825C104
5/14/2013
13
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
Against
For
ConocoPhillips
COP
20825C104
5/14/2013
14
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
Shareholder
Against
 
For
ConocoPhillips
COP
20825C104
5/14/2013
15
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
Shareholder
Against
 
Against
Consolidated Edison, Inc.
ED
209115104
5/20/2013
1
Elect Kevin Burke
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
2
Elect Vincent A. Calarco
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
3
Elect George Campbell, Jr.
Management
For
 
Against
Consolidated Edison, Inc.
ED
209115104
5/20/2013
4
Elect Gordon J. Davis
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
5
Elect Michael J. Del Giudice
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
6
Elect Ellen V. Futter
Management
For
 
Against
Consolidated Edison, Inc.
ED
209115104
5/20/2013
7
Elect John F. Hennessy III
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
8
Elect John F. Killian
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
9
Elect Eugene R. McGrath
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
10
Elect Sally H. Piñero
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
11
Elect Michael W. Ranger
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
12
Elect L. Frederick Sutherland
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
13
Ratification of Auditor
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
14
Long Term Incentive Plan
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
Consolidated Edison, Inc.
ED
209115104
5/20/2013
16
Shareholder Proposal Regarding Compensation Benchmarking
Shareholder
Against
 
For
Covidien plc
COV
G2554F113
3/20/2013
1
Elect Jose E. Almeida
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
2
Elect Joy A. Amundson
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
3
Elect Craig Arnold
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
4
Elect Robert H. Brust
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
5
Elect John M. Connors, Jr.
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
6
Elect Christopher J. Coughlin
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
7
Elect Randall J. Hogan, III
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
8
Elect Martin D. Madaus
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
9
Elect Dennis H. Reilley
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
10
Elect Joseph A. Zaccagnino
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
11
Appointment of Auditor and Authority to Set Remuneration
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
12
Advisory Vote on Executive Compensation
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
13
Amendment to the Stock and Incentive Plan
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
14
Authority to Repurchase Shares
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
15
Authority to Reissue Treasury Shares
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
16
Amendments to Articles to Update Share Transfer Procedures
Management
For
 
For
Covidien plc
COV
G2554F113
3/20/2013
17
Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
1
Elect C. David Brown II
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
2
Elect David W. Dorman
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
3
Elect Anne M. Finucane
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
4
Elect Kristen E. Gibney Williams
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
5
Elect Larry J. Merlo
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
6
Elect Jean-Pierre Millon
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
7
Elect Richard J. Swift
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
8
Elect William C. Weldon
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
9
Elect Tony L. White
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
10
Ratification of Auditor
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
11
Advisory Vote on Executive Compensation
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
12
Amendment to the 2007 Employee Stock Purchase Plan
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
13
Reduction of Voting Thresholds in the Fair Price Provision
Management
For
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
14
Shareholder Proposal Regarding
Report on Political Spending
Shareholder
Against
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
15
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
Shareholder
Against
 
For
CVS Caremark Corporation
CVS
126650100
5/9/2013
16
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
Deere & Co.
DE
244199105
2/27/2013
1
Elect Samuel R. Allen
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
2
Elect Crandall C. Bowles
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
3
Elect Vance D. Coffman
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
4
Elect Charles O. Holliday, Jr.
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
5
Elect Dipak C. Jain
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
6
Elect Clayton M. Jones
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
7
Elect Joachim Milberg
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
8
Elect Richard B. Myers
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
9
Elect Thomas H. Patrick
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
10
Elect Aulana L. Peters
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
11
Elect Sherry M. Smith
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
12
Advisory Vote on Executive Compensation
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
13
Re-approval of Mid-Term Incentive Plan
Management
For
 
For
Deere & Co.
DE
244199105
2/27/2013
14
Ratification of Auditor
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
1
Elect Neil R. Austrian
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
2
Elect Ralph F. Boyd, Jr.
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
3
Elect Abelardo E. Bru
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
4
Elect David B. Dillon
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
5
Elect Samuel A. DiPiazza, Jr.
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
6
Elect Dixon R. Doll
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
7
Elect Charles R. Lee
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
8
Elect Peter A. Lund
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
9
Elect Nancy S. Newcomb
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
10
Elect Lorrie M. Norrington
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
11
Elect Michael D. White
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
12
Ratification of Auditor
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
DIRECTV
DTV
25490A309
5/2/2013
14
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
Shareholder
Against
 
Against
DIRECTV
DTV
25490A309
5/2/2013
15
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
DIRECTV
DTV
25490A309
5/2/2013
16
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
 
Against
Discover Financial Services
DFS
254709108
4/17/2013
1
Elect Jeffrey S. Aronin
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
2
Elect Mary K. Bush
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
3
Elect Gregory C. Case
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
4
Elect Cynthia A. Glassman
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
5
Elect Richard H. Lenny
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
6
Elect Thomas G. Maheras
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
7
Elect Michael H. Moskow
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
8
Elect David W. Nelms
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
9
Elect E. Follin Smith
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
10
Elect Mark A. Thierer
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
11
Elect Lawrence A. Weinbach
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
12
Advisory Vote on Executive Compensation
Management
For
 
For
Discover Financial Services
DFS
254709108
4/17/2013
13
Ratification of Auditor
Management
For
 
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.6
Elect John H. Forsgren
Management
For
Withhold
Against
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.7
Elect Ann Maynard Gray
Management
For
Withhold
Against
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.8
Elect James H. Hance, Jr.
Management
For
Withhold
Against
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.9
Elect John T. Herron
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.10
Elect James B. Hyler, Jr.
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.11
Elect E. Marie McKee
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.12
Elect E. James Reinsch
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.13
Elect James T. Rhodes
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.14
Elect James E. Rogers
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.15
Elect Carlos A. Saladrigas
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.16
Elect Philip R. Sharp
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
2
Ratification of Auditor
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
3
Advisory Vote on Executive Compensation
Management
For
Against
Against
Duke Energy Corp.
DUK
26441C204
5/2/2013
4
Amended Short-Term Incentive Plan
Management
For
For
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
5
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
For
Against
Duke Energy Corp.
DUK
26441C204
5/2/2013
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
Shareholder
Against
For
Against
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.1
Elect William Barnet III
Management
For
 
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.2
Elect G. Alex Bernhardt, Sr.
Management
For
 
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.3
Elect Michael G. Browning
Management
For
 
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.4
Elect Harris E. DeLoach, Jr.
Management
For
 
For
Duke Energy Corp.
DUK
26441C204
5/2/2013
1.5
Elect Daniel R. DiMicco
Management
For
 
Against
Eaton Vance Enhanced Equity Income Fund
EOI
278274105
7/20/2012
1.1
Elect Scott Eston
Management
For
For 91.5%
Withhold 8.5%
For
Eaton Vance Enhanced Equity Income Fund
EOI
278274105
7/20/2012
1.2
Elect William Park
Management
For
For 91.5%
Withhold 8.5%
For
Eaton Vance Enhanced Equity Income Fund
EOI
278274105
7/20/2012
1.3
Elect Ronald Pearlman
Management
For
For 91.5%
Withhold 8.5%
For
Eaton Vance Enhanced Equity Income Fund
EOI
278274105
7/20/2012
1.4
Elect Harriett Taggart
Management
For
For 91.5%
Withhold 8.5%
For
Eaton Vance Enhanced Equity Income Fund II
EOS
278277108
4/19/2013
1.1
Elect Lynn A. Stout
Management
For
For 93%
Withhold 7%
For
Eaton Vance Enhanced Equity Income Fund II
EOS
278277108
4/19/2013
1.2
Elect Harriet T. Taggart
Management
For
For 93%
Withhold 7%
For
Eaton Vance Enhanced Equity Income Fund II
EOS
278277108
4/19/2013
1.3
Elect Ralph F. Verni
Management
For
For 93%
Withhold 7%
For
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
27828N102
8/24/2012
1.1
Elect Scott Eston
Management
For
For 91%
Withhold 9%
For
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
27828N102
8/24/2012
1.2
Elect Harriett Taggart
Management
For
For 91%
Withhold 9%
For
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
27828N102
8/24/2012
1.3
Elect Helen Peters
Management
For
For 91%
Withhold 9%
For
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
27828N102
8/24/2012
1.4
Elect Lynn Stout
Management
For
For 91%
Withhold 9%
For
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
27828N102
8/24/2012
1.5
Elect Ralph Verni
Management
For
For 91%
Withhold 9%
For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
27829C105
4/19/2013
1.1
Elect William H. Park
Management
For
For 92%
Withhold 8%
For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
27829C105
4/19/2013
1.2
Elect Ronald A. Pearlman
Management
For
For 91%
Withhold 8%
For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
27829C105
4/19/2013
1.3
Elect Harriet T. Taggart
Management
For
For 91%
Withhold 8%
For
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
27829F108
8/24/2012
1.1
Elect Scott Eston
Management
For
For 96%
Withhold 4%
For
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
27829F108
8/24/2012
1.2
Elect Ronald Pearlman
Management
For
For 96%
Withhold 4%
For
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
27829F108
8/24/2012
1.3
Elect Helen Peters
Management
For
For 96%
Withhold 4%
For
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
27829F108
8/24/2012
1.4
Elect Lynn Stout
Management
For
For 96%
Withhold 4%
For
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
27829F108
8/24/2012
1.5
Elect Ralph Verni
Management
For
For 96%
Withhold 4%
For
eBay Inc.
EBAY
278642103
4/18/2013
1
Elect David M. Moffett
Management
For
For
For
eBay Inc.
EBAY
278642103
4/18/2013
2
Elect Richard T. Schlosberg, III
Management
For
For
For
eBay Inc.
EBAY
278642103
4/18/2013
3
Elect Thomas J. Tierney
Management
For
For
For
eBay Inc.
EBAY
278642103
4/18/2013
4
Advisory Vote on Executive Compensation
Management
For
Against
Against
eBay Inc.
EBAY
278642103
4/18/2013
5
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
Against
For
eBay Inc.
EBAY
278642103
4/18/2013
6
Shareholder Proposal Regarding Privacy and Data Security
Shareholder
Against
Against
For
eBay Inc.
EBAY
278642103
4/18/2013
7
Ratification of Auditor
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
1
Elect Douglas M. Baker, Jr.
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
2
Elect Barbara J. Beck
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
3
Elect Leslie S. Biller
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
4
Elect Stephen I. Chazen
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
5
Elect Jerry A. Grundhofer
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
6
Elect Arthur J. Higgins
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
7
Elect Joel W. Johnson
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
8
Elect Michael Larson
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
9
Elect Jerry W. Levin
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
10
Elect Robert L. Lumpkins
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
11
Elect Victoria J. Reich
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
12
Elect Mary M. VanDeWeghe
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
13
Elect John J. Zillmer
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
14
Ratification of Auditor
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
15
Amendment to the 2010 Stock Incentive Plan
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
16
Advisory Vote on Executive Compensation
Management
For
For
For
Ecolab, Inc.
ECL
278865100
5/2/2013
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
Against
For
Ecolab, Inc.
ECL
278865100
5/2/2013
18
Shareholder Proposal Regarding Incorporation of Values in Political Spending
Shareholder
Against
Against
For
Eli Lilly & Co.
LLY
532457108
5/6/2013
1
Elect Ralph Alvarez
Management
For
 
For
Eli Lilly & Co.
LLY
532457108
5/6/2013
2
Elect Sir Winfried Bischoff
Management
For
 
For
Eli Lilly & Co.
LLY
532457108
5/6/2013
3
Elect R. David Hoover
Management
For
 
For
Eli Lilly & Co.
LLY
532457108
5/6/2013
4
Elect Franklyn G. Prendergast
Management
For
 
For
Eli Lilly & Co.
LLY
532457108
5/6/2013
5
Elect Kathi P. Seifert
Management
For
 
For
Eli Lilly & Co.
LLY
532457108
5/6/2013
6
Ratification of Auditor
Management
For
 
For
Eli Lilly & Co.
LLY
532457108
5/6/2013
7
Advisory Vote on Executive Compensation
Management
For
 
For
Eli Lilly & Co.
LLY
532457108
5/6/2013
8
Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan
Management
For
 
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
1
Elect Charles Crisp
Management
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
2
Elect James Day
Management
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
3
Elect Mark Papa
Management
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
4
Elect H. Leighton Steward
Management
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
5
Elect Donald Textor
Management
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
6
Elect William Thomas
Management
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
7
Elect Frank Wisner
Management
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
8
Ratification of Auditor
Management
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
9
Amendment to the 2008 Omnibus Equity Compensation Plan
Management
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/2/2013
10
Advisory Vote on Executive Compensation
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.1
Elect Michael J. Boskin
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.2
Elect Peter Brabeck-Letmathe
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.3
Elect Ursula M. Burns
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.4
Elect Larry R. Faulkner
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.5
Elect Jay S. Fishman
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.6
Elect Henrietta H. Fore
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.7
Elect Kenneth C. Frazier
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.8
Elect William W. George
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.9
Elect Samuel J. Palmisano
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.10
Elect Steven S. Reinemund
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.11
Elect Rex W. Tillerson
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.12
Elect William C. Weldon
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
1.13
Elect Edward E. Whitacre, Jr.
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
2
Ratification of Auditor
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
3
Advisory Vote on Executive Compensation
Management
For
For
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
4
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
For
Against
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
5
Shareholder Proposal Regarding Majority Vote in the Election of Directors
Shareholder
Against
For
Against
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
6
Shareholder Proposal Regarding Multiple Board Service
Shareholder
Against
Against
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
7
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
Against
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
8
Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending
Shareholder
Against
Against
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
9
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Shareholder
Against
For
Against
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
10
Shareholder Proposal Regarding Hydraulic Fracturing
Shareholder
Against
Against
For
Exxon Mobil Corp.
XOM
30231G102
5/29/2013
11
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
Shareholder
Against
Against
For
FedEx Corporation
FDX
31428X106
9/24/2012
1
Elect James Barksdale
Management
For
For
For
FedEx Corporation
FDX
31428X106
9/24/2012
2
Elect John Edwardson
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
3
Elect Shirley Jackson
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
4
Elect Steven Loranger
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
5
Elect Gary Loveman
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
6
Elect R. Brad Martin
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
7
Elect Joshua Ramo
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
8
Elect Susan Schwab
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
9
Elect Frederick Smith
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
10
Elect Joshua Smith
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
11
Elect David Steiner
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
12
Elect Paul Walsh
Management
For
 
Against
FedEx Corporation
FDX
31428X106
9/24/2012
13
Ratification of Auditor
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
14
Advisory Vote on Executive Compensation
Management
For
 
For
FedEx Corporation
FDX
31428X106
9/24/2012
15
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
FedEx Corporation
FDX
31428X106
9/24/2012
16
Shareholder Proposals Regarding Political Contributions and Expenditures Report
Shareholder
Against
 
Against
Fifth Third Bancorp
FITB
316773100
4/16/2013
1
Elect Darryl F. Allen
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
2
Elect Evan Bayh
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
3
Elect Ulysses L. Bridgeman, Jr.
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
4
Elect Emerson L. Brumback
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
5
Elect James P. Hackett
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
6
Elect Gary R. Heminger
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
7
Elect Jewell D. Hoover
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
8
Elect William M. Isaac
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
9
Elect Kevin T. Kabat
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
10
Elect Mitchel D. Livingston
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
11
Elect Michael B. McCallister
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
12
Elect Hendrick G. Meijer
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
13
Elect John J. Schiff, Jr.
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
14
Elect Marsha C. Williams
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
15
Ratification of Auditor
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
16
Advisory Vote on Executive Compensation
Management
For
 
For
Fifth Third Bancorp
FITB
316773100
4/16/2013
17
Frequency of Advisory Vote on Executive Compensation
Management
1 Year
 
For
First Trust/Aberdeen Emerging Opportunity Fund
FEO
33731L100
4/17/2013
1.1
Elect James A. Bowen
Management
For
 
For
First Trust/Aberdeen Emerging Opportunity Fund
FEO
33731L100
4/17/2013
1.2
Elect Niel B. Nielson
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
1
Elect Samuel H. Armacost
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
2
Elect Peter K. Barker
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
3
Elect Charles Crocker
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
4
Elect Charles B. Johnson
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
5
Elect Gregory E. Johnson
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
6
Elect Rupert H. Johnson, Jr.
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
7
Elect Mark C. Pigott
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
8
Elect Chutta Ratnathicam
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
9
Elect Laura Stein
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
10
Elect Anne M. Tatlock
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
11
Elect Geoffrey Y. Yang
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
12
Ratification of Auditor
Management
For
 
For
Franklin Resources, Inc.
BEN
354613101
3/13/2013
13
Shareholder Proposal Regarding Genocide-Free Investing
Shareholder
Against
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
1
Elect Adrian D.P. Bellamy
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
2
Elect Domenico De Sole
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
3
Elect Robert J. Fisher
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
4
Elect William S. Fisher
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
5
Elect Isabella D. Goren
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
6
Elect Bob L. Martin
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
7
Elect Jorge P. Montoya
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
8
Elect Glenn K. Murphy
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
9
Elect Mayo A. Shattuck III
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
10
Elect Katherine Tsang
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
11
Ratification of Auditor
Management
For
 
For
Gap, Inc. (The)
GPS
364760108
5/21/2013
12
Advisory Vote on Executive Compensation
Management
For
 
For
General American Investors Co., Inc.
GAM
368802104
4/10/2013
1.1
Elect Rodney B. Berens
Management
For
 
Against
General American Investors Co., Inc.
GAM
368802104
4/10/2013
1.2
Elect Lewis B. Cullman
Management
For
 
Against
General American Investors Co., Inc.
GAM
368802104
4/10/2013
1.3
Elect Spencer Davidson
Management
For
 
For
General American Investors Co., Inc.
GAM
368802104
4/10/2013
1.4
Elect Gerald M. Edelman
Management
For
 
For
General American Investors Co., Inc.
GAM
368802104
4/10/2013
1.5
Elect John D. Gordan, III
Management
For
 
For
General American Investors Co., Inc.
GAM
368802104
4/10/2013
1.6
Elect Betsy F. Gotbaum
Management
For
 
For
General American Investors Co., Inc.
GAM
368802104
4/10/2013
1.7
Elect Sidney R. Knafel
Management
For
 
For
General American Investors Co., Inc.
GAM
368802104
4/10/2013
1.8
Elect Daniel M. Neidich
Management
For
 
Against
General American Investors Co., Inc.
GAM
368802104
4/10/2013
1.9
Elect Jeffrey W. Priest
Management
For
 
For
General American Investors Co., Inc.
GAM
368802104
4/10/2013
2
Ratification of Auditor
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
1
Elect W. Geoffrey Beattie
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
2
Elect John J. Brennan
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
3
Elect James I. Cash, Jr.
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
4
Elect Francisco D'Souza
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
5
Elect Marijn E. Dekkers
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
6
Elect Ann M. Fudge
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
7
Elect Susan Hockfield
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
8
Elect Jeffrey R. Immelt
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
9
Elect Andrea Jung
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
10
Elect Robert W. Lane
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
11
Elect Ralph S. Larsen
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
12
Elect Rochelle B. Lazarus
Management
For
 
Against
General Electric Co.
GE
369604103
4/24/2013
13
Elect James J. Mulva
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
14
Elect Mary L. Schapiro
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
15
Elect Robert J. Swieringa
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
16
Elect James S. Tisch
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
17
Elect Douglas A. Warner III
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
18
Advisory Vote on Executive Compensation
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
19
Ratification of Auditor
Management
For
 
For
General Electric Co.
GE
369604103
4/24/2013
20
Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses
Shareholder
Against
 
For
General Electric Co.
GE
369604103
4/24/2013
21
Shareholder Proposal Regarding Term Limits
Shareholder
Against
 
For
General Electric Co.
GE
369604103
4/24/2013
22
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
General Electric Co.
GE
369604103
4/24/2013
23
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
 
Against
General Electric Co.
GE
369604103
4/24/2013
24
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
General Electric Co.
GE
369604103
4/24/2013
25
Shareholder Proposal Regarding Double Board Nominees
Shareholder
Against
 
For
Google Inc.
GOOG
38259P508
6/6/2013
1.6
Elect John L. Hennessy
Management
For
Withhold
Against
Google Inc.
GOOG
38259P508
6/6/2013
1.7
Elect Ann Mather
Management
For
For
For
Google Inc.
GOOG
38259P508
6/6/2013
1.8
Elect Paul S. Otellini
Management
For
For
For
Google Inc.
GOOG
38259P508
6/6/2013
1.9
Elect K. Ram Shriram
Management
For
For
For
Google Inc.
GOOG
38259P508
6/6/2013
1.1
Elect Shirley M. Tilghman
Management
For
For
For
Google Inc.
GOOG
38259P508
6/6/2013
2
Ratification of Auditor
Management
For
For
For
Google Inc.
GOOG
38259P508
6/6/2013
3
Shareholder Proposal Regarding Lead Batteries
Shareholder
Against
Against
For
Google Inc.
GOOG
38259P508
6/6/2013
4
Shareholder Proposal Regarding Recapitalization
Shareholder
Against
For
Against
Google Inc.
GOOG
38259P508
6/6/2013
5
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
Against
For
Google Inc.
GOOG
38259P508
6/6/2013
6
Shareholder Proposal Regarding CEO Succession Planning
Shareholder
Against
Against
For
Google Inc.
GOOG
38259P508
6/6/2013
1.1
Elect Larry Page
Management
For
 
For
Google Inc.
GOOG
38259P508
6/6/2013
1.2
Elect Sergey Brin
Management
For
 
For
Google Inc.
GOOG
38259P508
6/6/2013
1.3
Elect Eric E. Schmidt
Management
For
 
For
Google Inc.
GOOG
38259P508
6/6/2013
1.4
Elect L. John Doerr
Management
For
 
For
Google Inc.
GOOG
38259P508
6/6/2013
1.5
Elect Diane B. Greene
Management
For
 
For
Hess Corporation
HES
42809H107
5/16/2013
1.1
Elect John Krenicki, Jr.
Management
For
 
NA
Hess Corporation
HES
42809H107
5/16/2013
1.2
Elect Kevin Meyers
Management
For
 
NA
Hess Corporation
HES
42809H107
5/16/2013
1.3
Elect Frederic Reynolds
Management
For
 
NA
Hess Corporation
HES
42809H107
5/16/2013
1.4
Elect William Schrader
Management
For
 
NA
Hess Corporation
HES
42809H107
5/16/2013
1.5
Elect Mark Williams
Management
For
 
NA
Hess Corporation
HES
42809H107
5/16/2013
2
Ratification of Auditor
Management
For
 
NA
Hess Corporation
HES
42809H107
5/16/2013
3
Advisory Vote on Executive Compensation
Management
For
 
NA
Hess Corporation
HES
42809H107
5/16/2013
4
Repeal of Classified Board
Management
For
 
NA
Hess Corporation
HES
42809H107
5/16/2013
5
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
NA
Hess Corporation
HES
42809H107
5/16/2013
6
Shareholder Proposal Regarding Simple Majority Vote
Shareholder
Against
 
NA
Hess Corporation
HES
42809H107
5/16/2013
7
Shareholder Proposal Regarding Report on Political Spending
Shareholder
Against
 
NA
Hess Corporation
HES
42809H107
5/16/2013
8
Shareholder Proposal Regarding Bylaw Amendments
Shareholder
Against
 
NA
Hess Corporation
HES
42809H107
5/16/2013
1.1
Elect Rodney Chase
Management
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
1.2
Elect Harvey Golub
Management
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
1.3
Elect Karl Kurz
Management
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
1.4
Elect David McManus
Management
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
1.5
Elect Marshall Smith
Management
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
2
Ratification of Auditor
Management
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
3
Advisory Vote on Executive Compensation
Management
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
4
Repeal of Classified Board
Management
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
5
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
6
Shareholder Proposal Regarding Simple Majority Vote
Shareholder
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
7
Shareholder Proposal Regarding Report on Political Spending
Shareholder
Do Not Vote
 
Against
Hess Corporation
HES
42809H107
5/16/2013
8
Shareholder Proposal Regarding Bylaw Amendments
Shareholder
Do Not Vote
 
Against
Home Depot, Inc.
HD
437076102
5/23/2013
1
Elect F. Duane Ackerman
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
2
Elect Francis S. Blake
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
3
Elect Ari Bousbib
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
4
Elect Gregory D. Brenneman
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
5
Elect J. Frank Brown
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
6
Elect Albert P. Carey
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
7
Elect Armando M. Codina
Management
For
 
Against
Home Depot, Inc.
HD
437076102
5/23/2013
8
Elect Bonnie G. Hill
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
9
Elect Karen Katen
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
10
Elect Mark Vadon
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
11
Ratification of Auditor
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
12
Advisory Vote on Executive Compensation
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
13
Approval of the Material Terms under the Management Incentive Plan
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
14
Amendment to the 2005 Omnibus Stock Incentive Plan
Management
For
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
15
Shareholder Proposal Regarding Employment Diversity Report
Shareholder
Against
 
For
Home Depot, Inc.
HD
437076102
5/23/2013
16
Shareholder Proposal Regarding Stormwater Management Policy
Shareholder
Against
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
1
Elect Gordon M. Bethune
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
2
Elect Kevin Burke
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
3
Elect Jaime Chico Pardo
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
4
Elect David M. Cote
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
5
Elect D. Scott Davis
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
6
Elect Linnet F. Deily
Management
For
 
Against
Honeywell International, Inc.
HON
438516106
4/22/2013
7
Elect Judd Gregg
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
8
Elect Lord Clive Hollick
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
9
Elect Grace D. Lieblein
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
10
Elect George Paz
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
11
Elect Bradley T. Sheares
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
12
Elect Robin L. Washington
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
13
Ratification of Auditor
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
Honeywell International, Inc.
HON
438516106
4/22/2013
15
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Honeywell International, Inc.
HON
438516106
4/22/2013
16
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
 
Against
Honeywell International, Inc.
HON
438516106
4/22/2013
17
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
Shareholder
Against
 
Against
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
1
Elect Daniel J. Brutto
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
2
Elect Susan Crown
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
3
Elect Don H. Davis, Jr.
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
4
Elect James W. Griffith
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
5
Elect Robert C. McCormack
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
6
Elect Robert S. Morrison
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
7
Elect E. Scott Santi
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
8
Elect James A. Skinner
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
9
Elect David B. Smith, Jr.
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
10
Elect Pamela B. Strobel
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
11
Elect Kevin M. Warren
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
12
Elect Anré D. Williams
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
13
Ratification of Auditor
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
Illinois Tool Works, Inc.
ITW
452308109
5/3/2013
15
Shareholder Proposal Regarding Simple Majority Vote
Shareholder
Against
 
Against
India Fund Inc.
IFN
454089103
5/17/2013
1.1
Elect J. Marc Hardy
Management
For
 
For
India Fund Inc.
IFN
454089103
5/17/2013
1.2
Elect Hugh Young
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
7/5/2012
1.1
Elect Colleen Baldwin
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
7/5/2012
1.2
Elect John Boyer
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
7/5/2012
1.3
Elect Patricia Chadwick
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
12/20/2012
1
Approval of a New Sub-Advisory Agreement
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
6/6/2013
1
Approval of a New Investment Advisory Agreement
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
6/6/2013
2
Approval of a New Sub-Advisory Agreement
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
6/6/2013
3
Approval of a New Sub-Advisory Agreement
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
6/6/2013
4.1
Elect John V. Boyer
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
6/6/2013
4.2
Elect Patricia W. Chadwick
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
6/6/2013
4.3
Elect Albert E. DePrince, Jr.
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
6/6/2013
4.4
Elect Martin J. Gavin
Management
For
 
For
ING Global Advantage and Premium Opportunity Fund
IGA
44982N109
6/6/2013
4.5
Elect Sheryl K. Pressler
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
1
Elect Alain J. P. Belda
Management
For
 
Against
International Business Machines Corp.
IBM
459200101
4/30/2013
2
Elect William R. Brody
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
3
Elect Kenneth I. Chenault
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
4
Elect Michael L. Eskew
Management
For
 
Against
International Business Machines Corp.
IBM
459200101
4/30/2013
5
Elect David N. Farr
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
6
Elect Shirley A. Jackson
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
7
Elect Andrew N. Liveris
Management
For
 
Against
International Business Machines Corp.
IBM
459200101
4/30/2013
8
Elect W. James McNerney, Jr.
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
9
Elect James W. Owens
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
10
Elect Virginia M. Rometty
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
11
Elect Joan E. Spero
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
12
Elect Sidney Taurel
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
13
Elect Lorenzo H Zambrano
Management
For
 
Against
International Business Machines Corp.
IBM
459200101
4/30/2013
14
Ratification of Auditor
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
16
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
International Business Machines Corp.
IBM
459200101
4/30/2013
17
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
 
Against
International Business Machines Corp.
IBM
459200101
4/30/2013
18
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
International Business Machines Corp.
IBM
459200101
4/30/2013
19
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
International Paper Co.
IP
460146103
5/13/2013
1
Elect David J. Bronczek
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
2
Elect Ahmet C. Dördüncü
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
3
Elect John V. Faraci
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
4
Elect Ilene S. Gordon
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
5
Elect Stacey J. Mobley
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
6
Elect Joan E. Spero
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
7
Elect John L. Townsend, III
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
8
Elect John F. Turner
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
9
Elect William G. Walter
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
10
Elect J. Steven Whisler
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
11
Ratification of Auditor
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
12
Right to Act by Written Consent
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
International Paper Co.
IP
460146103
5/13/2013
14
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
Shareholder
Against
 
For
Japan Smaller Capitalization Fund Inc.
JOF
47109U104
12/4/2012
1.1
Elect Rodney Buck
Management
For
 
For
Japan Smaller Capitalization Fund Inc.
JOF
47109U104
12/4/2012
1.2
Elect David Chemidlin
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
1
Elect Mary Sue Coleman
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
2
Elect James G. Cullen
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
3
Elect Ian E.L. Davis
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
4
Elect Alex Gorsky
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
5
Elect Michael M. E. Johns
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
6
Elect Susan L. Lindquist
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
7
Elect Anne M. Mulcahy
Management
For
 
Against
Johnson & Johnson
JNJ
478160104
4/25/2013
8
Elect Leo F. Mullin
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
9
Elect William D. Perez
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
10
Elect Charles Prince
Management
For
 
Against
Johnson & Johnson
JNJ
478160104
4/25/2013
11
Elect A. Eugene Washington
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
12
Elect Ronald A. Williams
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
14
Ratification of Auditor
Management
For
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
15
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
16
Shareholder Proposal Regarding Political Contributions and Corporate Values Report
Shareholder
Against
 
For
Johnson & Johnson
JNJ
478160104
4/25/2013
17
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
1
Elect James A. Bell
Management
For
 
Against
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
2
Elect Crandall C. Bowles
Management
For
 
Against
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
3
Elect Stephen B. Burke
Management
For
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
4
Elect David M. Cote
Management
For
 
Against
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
5
Elect James S. Crown
Management
For
 
Against
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
6
Elect James Dimon
Management
For
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
7
Elect Timothy P. Flynn
Management
For
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
8
Elect Ellen V. Futter
Management
For
 
Against
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
9
Elect Laban P. Jackson, Jr.
Management
For
 
Against
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
10
Elect Lee R. Raymond
Management
For
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
11
Elect William C. Weldon
Management
For
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
12
Ratification of Auditor
Management
For
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
14
Allow Shareholders to Act by Written Consent
Management
For
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
15
Key Executive Performance Plan
Management
For
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
16
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
18
Shareholder Proposal Regarding Genocide-Free Investing
Shareholder
Against
 
For
JPMorgan Chase & Co.
JPM
46625H100
5/21/2013
19
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
1
Elect John R. Alm
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
2
Elect John F. Bergstrom
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
3
Elect Abelardo E. Bru
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
4
Elect Robert W. Decherd
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
5
Elect Thomas J. Falk
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
6
Elect Fabian T. Garcia
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
7
Elect Mae C. Jemison
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
8
Elect James M. Jenness
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
9
Elect Nancy J. Karch
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
10
Elect Ian C. Read
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
11
Elect Linda Johnson Rice
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
12
Elect Marc J. Shapiro
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
13
Ratification of Auditor
Management
For
 
For
Kimberly-Clark Corp.
KMB
494368103
5/2/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
Kraft Foods Group, Inc.
KRFT
50076Q106
5/22/2013
1
Elect Abelardo E. Bru
Management
For
 
For
Kraft Foods Group, Inc.
KRFT
50076Q106
5/22/2013
2
Elect Jeanne P. Jackson
Management
For
 
For
Kraft Foods Group, Inc.
KRFT
50076Q106
5/22/2013
3
Elect E. Follin Smith
Management
For
 
For
Kraft Foods Group, Inc.
KRFT
50076Q106
5/22/2013
4
Advisory Vote on Executive Compensation
Management
For
 
For
Kraft Foods Group, Inc.
KRFT
50076Q106
5/22/2013
5
Frequency of Advisory Vote on Executive Compensation
Management
1 Year
 
For
Kraft Foods Group, Inc.
KRFT
50076Q106
5/22/2013
6
Reapproval of the 2012 Performance Incentive Plan
Management
For
 
For
Kraft Foods Group, Inc.
KRFT
50076Q106
5/22/2013
7
Ratification of Auditor
Management
For
 
For
Kraft Foods Group, Inc.
KRFT
50076Q106
5/22/2013
8
Shareholder Proposal Regarding Genetically Modified Organisms
Shareholder
Against
 
For
Liberty All-Star Growth Fund Inc.
ASG
529900102
7/30/2012
1.1
Elect Thomas Brock
Management
For
 
For
Liberty All-Star Growth Fund Inc.
ASG
529900102
7/30/2012
1.2
Elect John Neuhauser
Management
For
 
For
Liberty All-Star Growth Fund Inc.
ASG
529900102
7/30/2012
1.3
Elect Edmund J. Burke
Management
For
 
For
Liberty All-Star Growth Fund Inc.
ASG
529900102
7/30/2012
2
Shareholder Proposal Regarding Self-Tender Offer
Shareholder
Against
 
For
Lockheed Martin Corp.
LMT
539830109
4/25/2013
1
Elect Nolan D. Archibald
Management
For
 
For
Lockheed Martin Corp.
LMT
539830109
4/25/2013
2
Elect Rosalind G. Brewer
Management
For
 
Against
Lockheed Martin Corp.
LMT
539830109
4/25/2013
3
Elect David B. Burritt
Management
For
 
Against
Lockheed Martin Corp.
LMT
539830109
4/25/2013
4
Elect James O. Ellis, Jr.
Management
For
 
For
Lockheed Martin Corp.
LMT
539830109
4/25/2013
5
Elect Thomas J. Falk
Management
For
 
For
Lockheed Martin Corp.
LMT
539830109
4/25/2013
6
Elect Marillyn A. Hewson
Management
For
 
For
Lockheed Martin Corp.
LMT
539830109
4/25/2013
7
Elect Gwendolyn S. King
Management
For
 
For
Lockheed Martin Corp.
LMT
539830109
4/25/2013
8
Elect James M. Loy
Management
For
 
Against
Lockheed Martin Corp.
LMT
539830109
4/25/2013
9
Elect Douglas H. McCorkindale
Management
For
 
Against
Lockheed Martin Corp.
LMT
539830109
4/25/2013
10
Elect Joseph W. Ralston
Management
For
 
Against
Lockheed Martin Corp.
LMT
539830109
4/25/2013
11
Elect Anne L. Stevens
Management
For
 
Against
Lockheed Martin Corp.
LMT
539830109
4/25/2013
12
Elect Robert J. Stevens
Management
For
 
For
Lockheed Martin Corp.
LMT
539830109
4/25/2013
13
Ratification of Auditor
Management
For
 
For
Lockheed Martin Corp.
LMT
539830109
4/25/2013
14
Advisory Vote on Executive Compensation
Management
For
 
Against
Lockheed Martin Corp.
LMT
539830109
4/25/2013
15
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
 
Against
Lockheed Martin Corp.
LMT
539830109
4/25/2013
16
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Lockheed Martin Corp.
LMT
539830109
4/25/2013
17
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.1
Elect Raul Alvarez
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.2
Elect David W. Bernauer
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.3
Elect Leonard L. Berry
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.4
Elect Peter C. Browning
Management
For
 
Against
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.5
Elect Richard W. Dreiling
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.6
Elect Dawn E. Hudson
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.7
Elect Robert L. Johnson
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.8
Elect Marshall O. Larsen
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.9
Elect Richard K. Lochridge
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.10
Elect Robert A. Niblock
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
1.11
Elect Eric C. Wiseman
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
2
Ratification of Auditor
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
3
Advisory Vote on Executive Compensation
Management
For
 
For
Lowe's Companies, Inc.
LOW
548661107
5/31/2013
4
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
Macy`s Inc.
M
55616P104
5/17/2013
1
Elect Stephen F. Bollenbach
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
2
Elect Deirdre P. Connelly
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
3
Elect Meyer Feldberg
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
4
Elect Sara Levinson
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
5
Elect Terry J. Lundgren
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
6
Elect Joseph Neubauer
Management
For
 
Against
Macy`s Inc.
M
55616P104
5/17/2013
7
Elect Joyce M. Roché
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
8
Elect Paul C. Varga
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
9
Elect Craig E. Weatherup
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
10
Elect Marna C. Whittington
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
11
Ratification of Auditor
Management
For
 
For
Macy`s Inc.
M
55616P104
5/17/2013
12
Advisory Vote on Executive Compensation
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
1
Elect Gregory H. Boyce
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
2
Elect Pierre R. Brondeau
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
3
Elect Clarence P. Cazalot, Jr.
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
4
Elect Linda Z. Cook
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
5
Elect Shirley A. Jackson
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
6
Elect Philip Lader
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
7
Elect Michael E.J. Phelps
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
8
Elect Dennis H. Reilley
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
9
Ratification of Auditor
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
10
Advisory Vote on Executive Compensation
Management
For
 
For
Marathon Oil Corporation
MRO
565849106
4/24/2013
11
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
Against
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
1
Elect Zachary W. Carter
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
2
Elect Óscar Fanjul Martín
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
3
Elect Daniel S. Glaser
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
4
Elect H. Edward Hanway
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
5
Elect Ian Lang
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
6
Elect Elaine La Roche
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
7
Elect Steven A. Mills
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
8
Elect Bruce P. Nolop
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
9
Elect Marc D. Oken
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
10
Elect Morton O. Schapiro
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
11
Elect Adele S. Simmons
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
12
Elect Lloyd M. Yates
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
13
Elect R. David Yost
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/16/2013
15
Ratification of Auditor
Management
For
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
1
Elect Walter E. Massey
Management
For
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
2
Elect John W. Rogers, Jr.
Management
For
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
3
Elect Roger W. Stone
Management
For
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
4
Elect Miles D. White
Management
For
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
5
Advisory Vote on Executive Compensation
Management
For
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
6
Ratification of Auditor
Management
For
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
7
Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay
Shareholder
Against
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
8
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
9
Shareholder Proposal Regarding Review of Human Rights Policies
Shareholder
Against
 
For
McDonald's Corp.
MCD
580135101
5/23/2013
10
Shareholder Proposal Regarding Report on Childhood Obesity
Shareholder
Against
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
1
Elect Andy Bryant
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
2
Elect Wayne Budd
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
3
Elect John Hammergren
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
4
Elect Alton Irby III
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
5
Elect M. Christine Jacobs
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
6
Elect Marie Knowles
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
7
Elect David Lawrence
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
8
Elect Edward Mueller
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
9
Elect Jane Shaw
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
10
Ratification of Auditor
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
11
Advisory Vote on Executive Compensation
Management
For
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
12
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
 
Against
McKesson Corporation
MCK
58155Q103
7/25/2012
13
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
McKesson Corporation
MCK
58155Q103
7/25/2012
14
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
McKesson Corporation
MCK
58155Q103
7/25/2012
15
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
Shareholder
Against
 
Against
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
1
Elect Leslie A. Brun
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
2
Elect Thomas R. Cech
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
3
Elect Kenneth C. Frazier
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
4
Elect Thomas H. Glocer
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
5
Elect William B. Harrison, Jr.
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
6
Elect C. Robert Kidder
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
7
Elect Rochelle B. Lazarus
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
8
Elect Carlos E. Represas
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
9
Elect Patricia F. Russo
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
10
Elect Craig B. Thompson
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
11
Elect Wendell P. Weeks
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
12
Elect Peter C. Wendell
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
13
Ratification of Auditor
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
15
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
 
Against
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
16
Shareholder Proposal Regarding Right to Call a Special Meeting
Shareholder
Against
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
17
Shareholder Proposal Regarding Political and Charitable Contributions Report
Shareholder
Against
 
For
Merck & Co., Inc.
MRK
58933Y105
5/28/2013
18
Shareholder Proposal Regarding Report on Public Policy Advocacy
Shareholder
Against
 
For
MetLife Inc.
MET
59156R108
4/23/2013
1
Elect R. Glenn Hubbard
Management
For
 
For
MetLife Inc.
MET
59156R108
4/23/2013
2
Elect Steven A. Kandarian
Management
For
 
For
MetLife Inc.
MET
59156R108
4/23/2013
3
Elect John M. Keane
Management
For
 
For
MetLife Inc.
MET
59156R108
4/23/2013
4
Elect Alfred F. Kelly, Jr.
Management
For
 
For
MetLife Inc.
MET
59156R108
4/23/2013
5
Elect James M. Kilts
Management
For
 
For
MetLife Inc.
MET
59156R108
4/23/2013
6
Elect Catherine R. Kinney
Management
For
 
For
MetLife Inc.
MET
59156R108
4/23/2013
7
Elect Hugh B. Price
Management
For
 
For
MetLife Inc.
MET
59156R108
4/23/2013
8
Elect Kenton J. Sicchitano
Management
For
 
For
MetLife Inc.
MET
59156R108
4/23/2013
9
Ratification of Auditor
Management
For
 
For
MetLife Inc.
MET
59156R108
4/23/2013
10
Advisory Vote on Executive Compensation
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
1
Elect Steven Ballmer
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
2
Elect Dina Dublon
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
3
Elect William Gates III
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
4
Elect Maria Klawe
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
5
Elect Stephen Luczo
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
6
Elect David Marquardt
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
7
Elect Charles Noski
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
8
Elect Helmut Panke
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
9
Elect John Thompson
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
10
Advisory Vote on Executive Compensation
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
11
Amendment to the Employee Stock Purchase Plan
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
12
Ratification of Auditor
Management
For
 
For
Microsoft Corporation
MSFT
594918104
11/28/2012
13
Shareholder Proposal Regarding Cumulative Voting
Shareholder
Against
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
1
Elect Stephen F. Bollenbach
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
2
Elect Lewis W.K. Booth
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
3
Elect Lois D. Juliber
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
4
Elect Mark D. Ketchum
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
5
Elect Jorge S. Mesquita
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
6
Elect Fredric G. Reynolds
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
7
Elect Irene B. Rosenfeld
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
8
Elect Patrick T. Siewert
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
9
Elect Ruth J. Simmons
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
10
Elect Ratan N. Tata
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
11
Elect Jean-Francois M. L. van Boxmeer
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
12
Advisory Vote on Executive Compensation
Management
For
 
Against
Mondelez International Inc.
MDLZ
609207105
5/21/2013
13
Ratification of Auditor
Management
For
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
14
Shareholder Proposal Regarding Extended Producer Responsibility
Shareholder
Against
 
For
Mondelez International Inc.
MDLZ
609207105
5/21/2013
15
Shareholder Proposal Regarding Gender Equality in the Supply Chain
Shareholder
Against
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
1
Elect Merrill A. Miller, Jr.
Management
For
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
2
Elect Greg L. Armstrong
Management
For
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
3
Elect Ben A. Guill
Management
For
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
4
Elect David D. Harrison
Management
For
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
5
Elect Roger L. Jarvis
Management
For
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
6
Elect Eric L. Mattson
Management
For
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
7
Ratification of Auditor
Management
For
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
8
Advisory Vote on Executive Compensation
Management
For
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
9
Amendment to the Long-Term Incentive Plan
Management
For
 
For
National Oilwell Varco Inc.
NOV
637071101
5/22/2013
10
Approval of the Annual Cash Incentive Plan
Management
For
 
For
Neuberger Berman Real Estate Securities Income Fund Inc.
NRO
64190A103
7/25/2012
1.1
Elect Faith Colish
Management
For
 
For
Neuberger Berman Real Estate Securities Income Fund Inc.
NRO
64190A103
7/25/2012
1.2
Elect Robert Conti
Management
For
 
For
Neuberger Berman Real Estate Securities Income Fund Inc.
NRO
64190A103
7/25/2012
1.3
Elect Michael Knetter
Management
For
 
For
Neuberger Berman Real Estate Securities Income Fund Inc.
NRO
64190A103
7/25/2012
1.4
Elect Peter Trapp
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
1
Elect José Mariá Aznar
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
2
Elect Natalie Bancroft
Management
For
 
Against
News Corp.
NWSA
65248E203
10/16/2012
3
Elect Peter Barnes
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
4
Elect James Breyer
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
5
Elect Chase Carey
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
6
Elect Elaine Chao
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
7
Elect David DeVoe
Management
For
 
Against
News Corp.
NWSA
65248E203
10/16/2012
8
Elect Viet Dinh
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
9
Elect Roderick Eddington
Management
For
 
Against
News Corp.
NWSA
65248E203
10/16/2012
10
Elect Joel Klein
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
11
Elect James Murdoch
Management
For
 
Against
News Corp.
NWSA
65248E203
10/16/2012
12
Elect K. Rupert Murdoch
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
13
Elect Lachlan
Murdoch
Management
For
 
Against
News Corp.
NWSA
65248E203
10/16/2012
14
Elect Alvaro
Uribe
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
15
Ratification of Auditor
Management
For
 
For
News Corp.
NWSA
65248E203
10/16/2012
16
Advisory Vote on Executive Compensation
Management
For
 
Against
News Corp.
NWSA
65248E203
10/16/2012
17
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
News Corp.
NWSA
65248E203
10/16/2012
18
Shareholder Proposal Regarding Simple Majority Vote
Shareholder
Against
 
Against
News Corp.
NWSA
65248E203
10/16/2012
19
Shareholder Proposal Regarding Recapitalization
Shareholder
Against
 
Against
News Corp.
NWSA
65248E203
10/16/2012
20
Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder
Management
   
NA
News Corp.
NWSA
65248E203
6/11/2013
1
Certificate Amendment Regarding Separation Transactions
Management
For
 
For
News Corp.
NWSA
65248E203
6/11/2013
2
Certificate Amendment Regarding Non-Cash Distributions
Management
For
 
For
News Corp.
NWSA
65248E203
6/11/2013
3
Company Name Change
Management
For
 
For
News Corp.
NWSA
65248E203
6/11/2013
4
Resident Status
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
2
Elect Robert M. Beall II
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
3
Elect James L. Camaren
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
4
Elect Kenneth B. Dunn
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
5
Elect Lewis Hay, III
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
6
Elect Toni Jennings
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
7
Elect James L. Robo
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
8
Elect Rudy E. Schupp
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
9
Elect John L. Skolds
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
10
Elect William H. Swanson
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
11
Elect Michael H. Thaman
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
12
Elect Hansel E. Tookes II
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
13
Ratification of Auditor
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
14
Approval of the Material Terms under the 2013 Executive Annual Incentive Plan
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
16
Shareholder Regarding Nuclear Fuel Storage and Safety
Shareholder
Against
 
For
NextEra Energy Inc.
NEE
65339F101
5/23/2013
1
Elect Sherry S. Barrat
Management
For
 
For
Nuveen Diversified Currency Opportunities Fund
JGT
67090N109
4/3/2013
1.1
Elect William Hunter
Management
For
 
For
Nuveen Diversified Currency Opportunities Fund
JGT
67090N109
4/3/2013
1.2
Elect Judith Stockdale
Management
For
 
For
Nuveen Diversified Currency Opportunities Fund
JGT
67090N109
4/3/2013
1.3
Elect Carole Stone
Management
For
 
For
Nuveen Diversified Currency Opportunities Fund
JGT
67090N109
4/3/2013
1.4
Elect Virginia Stringer
Management
For
 
For
Nuveen Global Value Opportunities Fund
JGV
6706EH103
4/3/2013
1.1
Elect William Hunter
Management
For
 
For
Nuveen Global Value Opportunities Fund
JGV
6706EH103
4/3/2013
1.2
Elect Judith Stockdale
Management
For
 
For
Nuveen Global Value Opportunities Fund
JGV
6706EH103
4/3/2013
1.3
Elect Carole Stone
Management
For
 
For
Nuveen Global Value Opportunities Fund
JGV
6706EH103
4/3/2013
1.4
Elect Virginia Stringer
Management
For
 
For
Nuveen Quality Preferred Income Fund III
JHP
67072W101
4/3/2013
1.1
Elect William Hunter
Management
For
 
For
Nuveen Quality Preferred Income Fund III
JHP
67072W101
4/3/2013
1.2
Elect Judith Stockdale
Management
For
 
For
Nuveen Quality Preferred Income Fund III
JHP
67072W101
4/3/2013
1.3
Elect Carole Stone
Management
For
 
For
Nuveen Quality Preferred Income Fund III
JHP
67072W101
4/3/2013
1.4
Elect Virginia Stringer
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
1.1
Elect Jeffrey Berg
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
1.2
Elect H. Raymond Bingham
Management
For
 
Against
Oracle Corp.
ORCL
68389X105
11/7/2012
1.3
Elect Michael Boskin
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
1.4
Elect Safra Catz
Management
For
 
Against
Oracle Corp.
ORCL
68389X105
11/7/2012
1.5
Elect Bruce Chizen
Management
For
 
Against
Oracle Corp.
ORCL
68389X105
11/7/2012
1.6
Elect George Conrades
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
1.7
Elect Lawrence Ellison
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
1.8
Elect Hector Garcia-Molina
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
1.9
Elect Jeffrey Henley
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
1.10
Elect Mark Hurd
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
1.11
Elect Donald Lucas
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
1.12
Elect Naomi Seligman
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
2
Advisory Vote on Executive Compensation
Management
For
 
Against
Oracle Corp.
ORCL
68389X105
11/7/2012
3
Amendment to the 1993 Directors' Stock Plan
Management
For
 
Against
Oracle Corp.
ORCL
68389X105
11/7/2012
4
Ratification of Auditor
Management
For
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
5
Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures
Shareholder
Against
 
Against
Oracle Corp.
ORCL
68389X105
11/7/2012
6
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Oracle Corp.
ORCL
68389X105
11/7/2012
7
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
Oracle Corp.
ORCL
68389X105
11/7/2012
8
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
Shareholder
Against
 
Against
Pfizer Inc.
PFE
717081103
4/25/2013
1
Elect Dennis A. Ausiello
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
2
Elect M. Anthony Burns
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
3
Elect W. Don Cornwell
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
4
Elect Frances D. Fergusson
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
5
Elect William H. Gray, III
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
6
Elect Helen H. Hobbs
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
7
Elect Constance J. Horner
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
8
Elect James M. Kilts
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
9
Elect George A. Lorch
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
10
Elect Suzanne Nora Johnson
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
11
Elect Ian C. Read
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
12
Elect Stephen W. Sanger
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
13
Elect Marc Tessier-Lavigne
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
14
Ratification of Auditor
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
16
Shareholder Proposal Regarding Retention of Shares Until Retirement
Shareholder
Against
 
For
Pfizer Inc.
PFE
717081103
4/25/2013
17
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
 
Against
Philip Morris International Inc.
PM
718172109
5/8/2013
1
Elect Harold Brown
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
2
Elect Mathis Cabiallavetta
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
3
Elect Andre Calantzopoulos
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
4
Elect Louis Camilleri
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
5
Elect J. Dudley Fishburn
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
6
Elect Jennifer Li
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
7
Elect Graham Mackay
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
8
Elect Sergio Marchionne
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
9
Elect Kalpana Morparia
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
10
Elect Lucio Noto
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
11
Elect Robert Polet
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
12
Elect Carlos Slim Helú
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
13
Elect Stephen Wolf
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
14
Ratification of Auditor
Management
For
 
For
Philip Morris International Inc.
PM
718172109
5/8/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
Phillips 66
PSX
718546104
5/8/2013
1
Elect Greg C. Garland
Management
For
 
For
Phillips 66
PSX
718546104
5/8/2013
2
Elect John E. Lowe
Management
For
 
For
Phillips 66
PSX
718546104
5/8/2013
3
Ratification of Auditor
Management
For
 
Against
Phillips 66
PSX
718546104
5/8/2013
4
2013 Omnibus Stock and Performance Incentive Plan
Management
For
 
For
Phillips 66
PSX
718546104
5/8/2013
5
Advisory Vote on Executive Compensation
Management
For
 
Against
Phillips 66
PSX
718546104
5/8/2013
6
Frequency of Advisory Vote on Executive Compensation
Management
1 Year
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
1
Elect Barbara T. Alexander
Management
For
 
Against
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
2
Elect Donald G. Cruickshank
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
3
Elect Raymond V. Dittamore
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
4
Elect Susan Hockfield
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
5
Elect Thomas W. Horton
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
6
Elect Paul E. Jacobs
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
7
Elect Sherry Lansing
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
8
Elect Duane A. Nelles
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
9
Elect Francisco Ros
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
10
Elect Brent Scowcroft
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
11
Elect Marc I. Stern
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
12
Amendment to the 2006 Long-Term Incentive Plan
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
13
Ratification of Auditor
Management
For
 
For
QUALCOMM, Inc.
QCOM
747525103
3/5/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
1
Elect Peter L.S. Currie
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
2
Elect Anthony Isaac
Management
For
 
Against
Schlumberger Ltd.
SLB
806857108
4/10/2013
3
Elect K.V. Kamath
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
4
Elect Paal Kibsgaard
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
5
Elect Nikolay Kudryavtsev
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
6
Elect Adrian Lajous
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
7
Elect Michael E. Marks
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
8
Elect Lubna Olayan
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
9
Elect Leo Rafael Reif
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
10
Elect Tore I. Sandvold
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
11
Elect Henri Seydoux
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
12
Advisory Vote on Executive Compensation
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
13
Approval of Financial Statements/Dividends
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
14
Ratification of Auditor
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
15
2013 Omnibus Incentive Plan
Management
For
 
For
Schlumberger Ltd.
SLB
806857108
4/10/2013
16
Amendment to the Discounted Stock Purchase Plan
Management
For
 
For
Sempra Energy
SRE
816851109
5/9/2013
1
Elect Alan L. Boeckmann
Management
For
 
Against
Sempra Energy
SRE
816851109
5/9/2013
2
Elect James G. Brocksmith, Jr.
Management
For
 
For
Sempra Energy
SRE
816851109
5/9/2013
3
Elect William D. Jones
Management
For
 
For
Sempra Energy
SRE
816851109
5/9/2013
4
Elect William G. Ouchi
Management
For
 
Against
Sempra Energy
SRE
816851109
5/9/2013
5
Elect Debra L. Reed
Management
For
 
For
Sempra Energy
SRE
816851109
5/9/2013
6
Elect William C. Rusnack
Management
For
 
Against
Sempra Energy
SRE
816851109
5/9/2013
7
Elect William P. Rutledge
Management
For
 
Against
Sempra Energy
SRE
816851109
5/9/2013
8
Elect Lynn Schenk
Management
For
 
For
Sempra Energy
SRE
816851109
5/9/2013
9
Elect Jack T. Taylor
Management
For
 
For
Sempra Energy
SRE
816851109
5/9/2013
10
Elect Luis M. Téllez
Management
For
 
Against
Sempra Energy
SRE
816851109
5/9/2013
11
Elect James C. Yardley
Management
For
 
For
Sempra Energy
SRE
816851109
5/9/2013
12
Ratification of Auditor
Management
For
 
For
Sempra Energy
SRE
816851109
5/9/2013
13
Advisory Vote on Executive Compensation
Management
For
 
Against
Sempra Energy
SRE
816851109
5/9/2013
14
2013 Long-Term Incentive Plan
Management
For
 
For
Sempra Energy
SRE
816851109
5/9/2013
15
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Singapore Fund Inc.
SGF
82929L109
6/10/2013
1
Elect David G. Harmert
Management
For
 
For
Singapore Fund Inc.
SGF
82929L109
6/10/2013
2
Elect Rahn K. Portert
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
1
Elect Juanita Powell Baranco
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
2
Elect Jon A. Boscia
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
3
Elect Henry A. Clark III
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
4
Elect Thomas A. Fanning
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
5
Elect David J. Grain
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
6
Elect H. William Habermeyer, Jr.
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
7
Elect Veronica M. Hagen
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
8
Elect Warren A. Hood, Jr.
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
9
Elect Donald M. James
Management
For
 
Against
Southern Company
SO
842587107
5/22/2013
10
Elect Dale E. Klein
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
11
Elect William G. Smith, Jr.
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
12
Elect Steven R. Specker
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
13
Elect E. Jenner Wood III
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
14
Ratification of Auditor
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
16
Amendment to Bylaws to Remove the Mandatory Retirement Age for Non-Employee Directors
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
17
Elimination of Certain Supermajority Vote Requirements
Management
For
 
For
Southern Company
SO
842587107
5/22/2013
18
Reduction of Voting Thresholds in the Fair Price Provision
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
1
Elect Howard Schultz
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
2
Elect William W. Bradley
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
3
Elect Robert M. Gates
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
4
Elect Mellody Hobson
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
5
Elect Kevin R. Johnson
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
6
Elect Olden Lee
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
7
Elect Joshua C. Ramo
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
8
Elect James G. Shennan, Jr.
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
9
Elect Clara Shih
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
10
Elect Javier G. Teruel
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
11
Elect Myron E. Ullman III
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
12
Elect Craig E. Weatherup
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
14
Amendment to the 2005 Long-Term Equity Incentive Plan
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
15
Ratification of Auditor
Management
For
 
For
Starbucks Corp.
SBUX
855244109
3/20/2013
16
Shareholder Proposal Regarding Prohibition on Political Spending
Shareholder
Against
 
For
Stryker Corp.
SYK
863667101
4/30/2013
1
Elect Howard E. Cox, Jr.
Management
For
 
For
Stryker Corp.
SYK
863667101
4/30/2013
2
Elect Srikant M. Datar
Management
For
 
For
Stryker Corp.
SYK
863667101
4/30/2013
3
Elect Roch Doliveux
Management
For
 
For
Stryker Corp.
SYK
863667101
4/30/2013
4
Elect Louis L. Francesconi
Management
For
 
Against
Stryker Corp.
SYK
863667101
4/30/2013
5
Elect Allan C. Golston
Management
For
 
For
Stryker Corp.
SYK
863667101
4/30/2013
6
Elect Howard L. Lance
Management
For
 
For
Stryker Corp.
SYK
863667101
4/30/2013
7
Elect Kevin A. Lobo
Management
For
 
For
Stryker Corp.
SYK
863667101
4/30/2013
8
Elect William U. Parfet
Management
For
 
Against
Stryker Corp.
SYK
863667101
4/30/2013
9
Elect Ronda E. Stryker
Management
For
 
For
Stryker Corp.
SYK
863667101
4/30/2013
10
Ratification of Auditor
Management
For
 
For
Stryker Corp.
SYK
863667101
4/30/2013
11
Advisory Vote on Executive Compensation
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
10
Elect William H. Rogers, Jr.
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
11
Elect Frank W. Scruggs
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
12
Elect Thomas R. Watjen
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
13
Elect Phail Wynn, Jr.
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
15
Ratification of Auditor
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
1
Elect Robert M. Beall II
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
2
Elect Alston D. Correll
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
3
Elect Jeffrey C. Crowe
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
4
Elect David H. Hughes
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
5
Elect M. Douglas Ivester
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
6
Elect Kyle P. Legg
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
7
Elect William A. Linnenbringer
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
8
Elect Donna S. Morea
Management
For
 
For
SunTrust Banks, Inc.
STI
867914103
4/23/2013
9
Elect David M. Ratcliffe
Management
For
 
For
Swiss Helvetia Fund Inc.
SWZ
870875101
6/19/2013
1.1
Elect Jean-Marc Boillat
Management
For
 
For
Swiss Helvetia Fund Inc.
SWZ
870875101
6/19/2013
1.2
Elect R. Clark Hooper
Management
For
 
For
Swiss Helvetia Fund Inc.
SWZ
870875101
6/19/2013
1.3
Elect Alexandre de Takacsy
Management
For
 
For
Swiss Helvetia Fund Inc.
SWZ
870875101
6/19/2013
2
Ratification of Auditor
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
1
Elect Edward C. Bernard
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
2
Elect James T. Brady
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
3
Elect Mary K. Bush
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
4
Elect Donald B. Hebb, Jr.
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
5
Elect Freeman A. Hrabowski, III
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
6
Elect James A.C. Kennedy
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
7
Elect Robert F. MacLellan
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
8
Elect Brian C. Rogers
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
9
Elect Alfred Sommer
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
10
Elect Dwight S. Taylor
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
11
Elect Anne Marie Whittemore
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
12
Advisory Vote on Executive Compensation
Management
For
 
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/23/2013
13
Ratification of Auditor
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
3
Elect Henrique de Castro
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
4
Elect Calvin Darden
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
5
Elect Mary N. Dillon
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
6
Elect James A. Johnson
Management
For
 
Against
Target Corp.
TGT
87612E106
6/12/2013
7
Elect Mary E. Minnick
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
8
Elect Anne M. Mulcahy
Management
For
 
Against
Target Corp.
TGT
87612E106
6/12/2013
9
Elect Derica W. Rice
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
10
Elect Gregg W. Steinhafel
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
11
Elect John G. Stumpf
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
12
Elect Solomon D. Trujillo
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
13
Ratification of Auditor
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
14
Advisory Vote on Executive Compensation
Management
For
 
Against
Target Corp.
TGT
87612E106
6/12/2013
15
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Target Corp.
TGT
87612E106
6/12/2013
16
Shareholder Proposal Regarding Report on Electronic Waste
Shareholder
Against
 
For
Target Corp.
TGT
87612E106
6/12/2013
1
Elect Roxanne S. Austin
Management
For
 
For
Target Corp.
TGT
87612E106
6/12/2013
2
Elect Douglas M. Baker, Jr.
Management
For
 
For
Templeton Dragon Fund Inc.
TDF
88018T101
5/31/2013
1.1
Elect Edith E. Holiday
Management
For
 
For
Templeton Dragon Fund Inc.
TDF
88018T101
5/31/2013
1.2
Elect Larry D. Thompson
Management
For
 
For
Templeton Dragon Fund Inc.
TDF
88018T101
5/31/2013
1.3
Elect Rupert H. Johnson, Jr.
Management
For
 
For
Templeton Dragon Fund Inc.
TDF
88018T101
5/31/2013
1.4
Elect Gregory E. Johnson
Management
For
 
For
Templeton Dragon Fund Inc.
TDF
88018T101
5/31/2013
2
Ratification of Auditor
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
1
Elect James L. Barksdale
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
2
Elect William P. Barr
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
3
Elect Jeffrey L. Bewkes
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
4
Elect Stephen F. Bollenbach
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
5
Elect Robert C. Clark
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
6
Elect Mathias Döpfner
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
7
Elect Jessica P. Einhorn
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
8
Elect Fred Hassan
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
9
Elect Kenneth J. Novack
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
10
Elect Paul D. Wachter
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
11
Elect Deborah C. Wright
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
12
Ratification of Auditor
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
Time Warner Inc.
TWX
887317303
5/23/2013
14
2013 Stock Incentive Plan
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
1
Elect Zein Abdalla
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
2
Elect José B. Alvarez
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
3
Elect Alan M. Bennett
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
4
Elect Bernard Cammarata
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
5
Elect David T. Ching
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
6
Elect Michael F. Hines
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
7
Elect Amy B. Lane
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
8
Elect Dawn G. Lepore
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
9
Elect Carol Meyrowitz
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
10
Elect John F. O'Brien
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
11
Elect Willow B. Shire
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
12
Ratification of Auditor
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
13
Amendment to the Stock Incentive Plan
Management
For
 
For
TJX Companies, Inc.
TJX
872540109
6/11/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
Turkish Investment Fund Inc.
TKF
900145103
6/24/2013
1.1
Elect Frank L. Bowman
Management
For
 
For
Turkish Investment Fund Inc.
TKF
900145103
6/24/2013
1.2
Elect James F. Higgins
Management
For
 
For
Turkish Investment Fund Inc.
TKF
900145103
6/24/2013
1.3
Elect Manuel H. Johnson
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
1
Elect Douglas M. Baker, Jr.
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
2
Elect Y. Marc Belton
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
3
Elect Victoria Buyniski Gluckman
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
4
Elect Arthur D. Collins, Jr.
Management
For
 
Against
U. S. Bancorp
USB
902973304
4/16/2013
5
Elect Richard K. Davis
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
6
Elect Roland A. Hernandez
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
7
Elect Doreen
Woo Ho
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
8
Elect Joel W. Johnson
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
9
Elect Olivia F. Kirtley
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
10
Elect Jerry W. Levin
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
11
Elect David B. O'Maley
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
12
Elect O'Dell M. Owens
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
13
Elect Craig D. Schnuck
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
14
Elect Patrick T. Stokes
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
15
Ratification of Auditor
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
16
Advisory Vote on Executive Compensation
Management
For
 
For
U. S. Bancorp
USB
902973304
4/16/2013
17
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Union Pacific Corp.
UNP
907818108
5/16/2013
1
Elect Andrew H. Card, Jr.
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
2
Elect Erroll B. Davis, Jr.
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
3
Elect Thomas J. Donohue
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
4
Elect Archie W. Dunham
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
5
Elect Judith Richards Hope
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
6
Elect John J. Koraleski
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
7
Elect Charles C. Krulak
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
8
Elect Michael R. McCarthy
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
9
Elect Michael W. McConnell
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
10
Elect Thomas F. McLarty III
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
11
Elect Steven R. Rogel
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
12
Elect Jose H. Villarreal
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
13
Elect James R. Young
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
14
Ratification of Auditor
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
16
2013 Stock Incentive Plan
Management
For
 
For
Union Pacific Corp.
UNP
907818108
5/16/2013
17
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
5
Elect Edward A. Kangas
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
6
Elect Ellen J. Kullman
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
7
Elect Marshall O. Larsen
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
8
Elect Harold W. McGraw III
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
9
Elect Richard B. Myers
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
10
Elect H. Patrick Swygert
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
11
Elect André Villeneuve
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
12
Elect Christine Todd Whitman
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
13
Ratification of Auditor
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
1
Elect Louis Chênevert
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
2
Elect John V. Faraci
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
3
Elect Jean-Pierre Garnier
Management
For
 
For
United Technologies Corp.
UTX
913017109
4/29/2013
4
Elect Jamie S. Gorelick
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
1
Elect Richard L. Carrión
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
2
Elect Melanie L. Healey
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
3
Elect M. Frances Keeth
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
4
Elect Robert W. Lane
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
5
Elect Lowell C. McAdam
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
6
Elect Sandra O. Moose
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
7
Elect Joseph Neubauer
Management
For
 
Against
Verizon Communications Inc.
VZ
92343V104
5/2/2013
8
Elect Donald T. Nicolaisen
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
9
Elect Clarence Otis, Jr.
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
10
Elect Hugh B. Price
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
11
Elect Rodney E. Slater
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
12
Elect Kathryn A. Tesija
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
13
Elect Gregory D. Wasson
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
14
Ratification of Auditor
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
16
Amendment to the 2009 Long-Term Incentive Plan
Management
For
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
17
Shareholder Proposal Regarding Network Neutrality
Shareholder
Against
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
18
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
19
Shareholder Proposal Regarding Proxy Access
Shareholder
Against
 
Against
Verizon Communications Inc.
VZ
92343V104
5/2/2013
20
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
Shareholder
Against
 
For
Verizon Communications Inc.
VZ
92343V104
5/2/2013
21
Shareholder Proposal Regarding Right to Call a Special Meeting
Shareholder
Against
 
Against
Verizon Communications Inc.
VZ
92343V104
5/2/2013
22
Shareholder Proposal Regarding Right to Act by Written Consent
Shareholder
Against
 
Against
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
1
Elect Aida M. Alvarez
Management
For
 
Against
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
2
Elect James I. Cash, Jr.
Management
For
 
Against
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
3
Elect Roger C. Corbett
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
4
Elect Douglas N. Daft
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
5
Elect Michael T. Duke
Management
For
 
Against
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
6
Elect Timothy P. Flynn
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
7
Elect Marissa A. Mayer
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
8
Elect Gregory B. Penner
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
9
Elect Steven S. Reinemund
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
10
Elect H. Lee Scott, Jr.
Management
For
 
Against
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
11
Elect Jim C. Walton
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
12
Elect S. Robson Walton
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
13
Elect Christopher J. Williams
Management
For
 
Against
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
14
Elect Linda S. Wolf
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
15
Ratification of Auditor
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
16
Advisory Vote on Executive Compensation
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
17
Approval of the Management Incentive Plan
Management
For
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
18
Shareholder Proposal Regarding Right to Call Special Meeting
Shareholder
Against
 
Against
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
19
Shareholder Proposal Regarding Retention of Shares
Shareholder
Against
 
For
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
20
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Wal-Mart Stores, Inc.
WMT
931142103
6/7/2013
21
Shareholder Proposal Regarding Recoupment Report
Shareholder
Against
 
Against
Walt Disney Co.
DIS
254687106
3/6/2013
1
Elect Susan E. Arnold
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
2
Elect John S. Chen
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
3
Elect Judith L. Estrin
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
4
Elect Robert A. Iger
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
5
Elect Fred H. Langhammer
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
6
Elect Aylwin B. Lewis
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
7
Elect Monica C. Lozano
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
8
Elect Robert W. Matschullat
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
9
Elect Sheryl Sandberg
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
10
Elect Orin C. Smith
Management
For
 
Against
Walt Disney Co.
DIS
254687106
3/6/2013
11
Ratification of Auditor
Management
For
 
For
Walt Disney Co.
DIS
254687106
3/6/2013
12
Amendment to the 2002 Executive Performance Plan
Management
For
 
Against
Walt Disney Co.
DIS
254687106
3/6/2013
13
Advisory Vote on Executive Compensation
Management
For
 
Against
Walt Disney Co.
DIS
254687106
3/6/2013
14
Shareholder Proposal Regarding Proxy Access
Shareholder
Against
 
Against
Walt Disney Co.
DIS
254687106
3/6/2013
15
Shareholder Proposal Regarding Separation of Chairman and CEO
Shareholder
Against
 
Against
Wells Fargo & Co.
WFC
949746101
4/23/2013
1
Elect John D. Baker II
Management
For
 
Against
Wells Fargo & Co.
WFC
949746101
4/23/2013
2
Elect Elaine L. Chao
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
3
Elect John S. Chen
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
4
Elect Lloyd H. Dean
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
5
Elect Susan E. Engel
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
6
Elect Enrique Hernandez, Jr.
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
7
Elect Donald M. James
Management
For
 
Against
Wells Fargo & Co.
WFC
949746101
4/23/2013
8
Elect Cynthia H. Milligan
Management
For
 
Against
Wells Fargo & Co.
WFC
949746101
4/23/2013
9
Elect Federico F. Peña
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
10
Elect Howard V. Richardson
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
11
Elect Judith M. Runstad
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
12
Elect Stephen W. Sanger
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
13
Elect John G. Stumpf
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
14
Elect Susan G. Swenson
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
15
Advisory Vote on Executive Compensation
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
16
Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
17
Ratification of Auditor
Management
For
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
18
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Wells Fargo & Co.
WFC
949746101
4/23/2013
19
Shareholder Proposal Regarding Lobbying Report
Shareholder
Against
 
For
Wells Fargo & Co.
WFC
949746101
4/23/2013
20
Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices
Shareholder
Against
 
For
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund
WIW
95766R104
4/30/2013
1.1
Elect Kenneth D. Fuller
Management
For
 
For
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund
WIW
95766R104
4/30/2013
1.2
Elect Ronald E. Toupin, Jr.
Management
For
 
Against
Western Asset/Claymore Inflation-Linked Securities & Income Fund
WIA
95766Q106
4/30/2013
1.1
Elect Michael Larson
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
1
Elect Debra Cafaro
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
2
Elect Mark Emmert
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
3
Elect Daniel Fulton
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
4
Elect John Kieckhefer
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
5
Elect Wayne Murdy
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
6
Elect Nicole Piasecki
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
7
Elect Doyle Simons
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
8
Elect Richard Sinkfield
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
9
Elect D. Michael Steuert
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
10
Elect Kim Williams
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
11
Elect Charles Williamson
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
12
2013 Long Term Incentive Plan
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
Weyerhaeuser Co.
WY
962166104
4/11/2013
14
Ratification of Auditor
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
1
Elect Alan S. Armstrong
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
2
Elect Joseph R. Cleveland
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
3
Elect Kathleen B. Cooper
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
4
Elect John A. Hagg
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
5
Elect Juanita H. Hinshaw
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
6
Elect Ralph Izzo
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
7
Elect Frank T. MacInnis
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
8
Elect Steven W. Nance
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
9
Elect Murray D. Smith
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
10
Elect Janice D. Stoney
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
11
Elect Laura A. Sugg
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
12
Ratification of Auditor
Management
For
 
For
Williams Companies, Inc.
WMB
969457100
5/16/2013
13
Advisory Vote on Executive Compensation
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
1
Elect Gail K. Boudreaux
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
2
Elect Fredric W. Corrigan
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
3
Elect Richard K. Davis
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
4
Elect Benjamin G.S. Fowke III
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
5
Elect Albert F. Moreno
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
6
Elect Richard T. O'Brien
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
7
Elect Christopher J. Policinski
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
8
Elect A. Patricia Sampson
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
9
Elect James J. Sheppard
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
10
Elect David A. Westerlund
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
11
Elect Kim Williams
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
12
Elect Timothy V. Wolf
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
13
Ratification of Auditor
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
14
Advisory Vote on Executive Compensation
Management
For
 
For
Xcel Energy, Inc.
XEL
98389B100
5/22/2013
15
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Against
 
Against
Yahoo Inc.
YHOO
984332106
6/25/2013
1
Elect John D. Hayes
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
2
Elect Susan M. James
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
3
Elect Max R. Levchin
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
4
Elect Peter Liguori
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
5
Elect Daniel S. Loeb
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
6
Elect Marissa A. Mayer
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
7
Elect Thomas J. McInerney
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
8
Elect Maynard G. Webb, Jr.
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
9
Elect Harry J. Wilson
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
10
Elect Michael J. Wolf
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
11
Advisory Vote on Executive Compensation
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
12
Ratification of Auditor
Management
For
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
13
Shareholder Regarding Corporate Social Responsibility Report
Shareholder
Against
 
For
Yahoo Inc.
YHOO
984332106
6/25/2013
14
Shareholder Proposal Regarding Report on Political Spending
Shareholder
Against
 
Against
Zweig Total Return Fund Inc.
ZTR
989837208
5/14/2013
1.1
Elect George R. Aylward
Management
For
 
For
Zweig Total Return Fund Inc.
ZTR
989837208
5/14/2013
1.2
Elect William H. Wright II
Management
For
 
For
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
(Registrant)    Cornerstone Total Return Fund, Inc.         
  
By (Signature and Title)
/s/ Ralph W. Bradshaw
 
   
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
 
Date
August 13, 2013