1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (1/02/02 - 57,400 shares)
(1)
|
Â
(2)
|
01/01/2012 |
Common Stock
|
43,544
|
$
24.77
|
D
|
Â
|
Stock Option (1/02/03 - 17,200 shares)
|
Â
(3)
|
01/01/2013 |
Common Stock
|
17,200
|
$
24.37
|
D
|
Â
|
Stock Option (1/02/04 - 12,700 shares)
|
Â
(3)
|
01/01/2014 |
Common Stock
|
12,700
|
$
30.2
|
D
|
Â
|
Stock Option (1/03/05 - 8,100 shares)
(1)
|
Â
(3)
|
01/02/2015 |
Common Stock
|
8,100
|
$
36.3
|
D
|
Â
|
Stock Option (1/03/06 - 7,400 shares)
(1)
|
Â
(3)
|
01/02/2016 |
Common Stock
|
7,400
|
$
46.14
|
D
|
Â
|
Phantom Shares
(4)
|
Â
(5)
|
Â
(6)
|
Common Stock
|
7,402
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Employee stock options granted on the date and as to the number of shares indicated parenthically. |
(2) |
Currently exercisable as to all shares subject thereto. |
(3) |
Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. |
(4) |
Phantom shares of Sempra Energy Common Stock acquired under Sempra Energy multi-fund deferred compensation and excess savings plans. Total includes additional shares accrued as dividend equivalents. Plan payouts are in cash and limited intra-plan transfers are permitted based on the then market value of the shares of Sempra Energy Common Stock to which the phantom shares relate. |
(5) |
Date Exercisable is Immediate. |
(6) |
Expiration date is Not Applicable. |
(7) |
Conversion of Derivative Security is 1 for 1. |