1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock options
|
11/01/2011 |
10/14/2012 |
Common stock, par value $0.01 per share
|
3,751
|
$
11.8
|
D
|
Â
|
Stock options
|
11/01/2011 |
11/14/2012 |
Common stock, par value $0.01 per share
|
5,001
|
$
11.6
|
D
|
Â
|
Stock options
|
11/01/2011 |
02/18/2013 |
Common stock, par value $0.01 per share
|
5,000
|
$
11
|
D
|
Â
|
Stock options
|
11/01/2011 |
11/28/2013 |
Common stock, par value $0.01 per share
|
12,500
|
$
5
|
D
|
Â
|
Stock options
|
Â
(1)
|
06/15/2014 |
Common stock, par value $0.01 per share
|
5,000
|
$
4.8
|
D
|
Â
|
Stock options
|
Â
(2)
|
12/14/2014 |
Common stock, par value $0.01 per share
|
7,500
|
$
4.32
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
3,750 of the stock options were exercisable as of November 1, 2011. The remaining 1,250 stock options are schedueld to vest on June 15, 2012. |
(2) |
3,750 of the stock options were exercisable as of November 1, 2011. Fifty percent of the remaining 3,750 stock options are scheduled to vest on each of December 14, 2011 and December 14, 2012. |