FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22658
Nuveen Real Asset Income and Growth Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2014
Item 1. Proxy Voting Record
Nuveen Real Asset Income and Growth Fund
ABERTIS INFRAESTRUCTURAS S.A
| Ticker: | ABE | Security ID: | E0003D111 | |||||
| Meeting Date: | APR 01, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 25, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Consolidated and Standalone Financial Statements | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3 | Approve Discharge of Board | For | For | Management | ||||
| 4 | Authorize Capitalization of Reserves for Bonus Issue | For | For | Management | ||||
| 5 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | For | Management | ||||
| 6 | Ratify Co-option of and Elect Susana Gallardo Torrededia as Director | For | Against | Management | ||||
| 7 | Approve Share Matching Plan | For | For | Management | ||||
| 8 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | For | For | Management | ||||
| 9 | Advisory Vote on Remuneration Policy Report | For | For | Management | ||||
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
ALUPAR INVESTIMENTO SA
| Ticker: | ALUP11 | Security ID: | P0R676126 | |||||
| Meeting Date: | APR 16, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3 | Elect Marcelo Tosto de Oliveira Carvalho as Director | For | Against | Management |
Page 1
ALUPAR INVESTIMENTO SA
| Ticker: | ALUP11 | Security ID: | P0R676126 | |||||
| Meeting Date: | APR 16, 2014 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Remuneration of Company’s Management for Fiscal Year 2014 | For | Against | Management | ||||
| 2 | Ratify Remuneration of Company’s Management for Fiscal Year 2013 | For | Against | Management |
AMREIT, INC.
| Ticker: | AMRE | Security ID: | 03216B208 | |||||
| Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 31, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Robert S. Cartwright, Jr. | For | For | Management | ||||
| 1.2 | Elect Director Brent M. Longnecker | For | For | Management | ||||
| 1.3 | Elect Director Scot J. Luther | For | For | Management | ||||
| 1.4 | Elect Director Mack D. Pridgen, III | For | For | Management | ||||
| 1.5 | Elect Director H. L. ‘Hank’ Rush, Jr. | For | For | Management | ||||
| 1.6 | Elect Director Philip Taggart | For | For | Management | ||||
| 1.7 | Elect Director H. Kerr Taylor | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management |
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
| Ticker: | ARI | Security ID: | 03762U105 | |||||
| Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 10, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Joseph F. Azrack | For | For | Management | ||||
| 1.2 | Elect Director Mark C. Biderman | For | For | Management | ||||
| 1.3 | Elect Director Robert A. Kasdin | For | For | Management | ||||
| 1.4 | Elect Director Eric L. Press | For | For | Management | ||||
| 1.5 | Elect Director Scott S. Prince | For | For | Management | ||||
| 1.6 | Elect Director Stuart A. Rothstein | For | For | Management | ||||
| 1.7 | Elect Director Michael E. Salvati | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 2
ARMADA HOFFLER PROPERTIES, INC.
| Ticker: | AHH | Security ID: | 04208T108 | |||||
| Meeting Date: | JUN 18, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 17, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director George F. Allen | For | For | Management | ||||
| 1.2 | Elect Director James A. Carroll | For | For | Management | ||||
| 1.3 | Elect Director James C. Cherry | For | For | Management | ||||
| 1.4 | Elect Director Louis S. Haddad | For | For | Management | ||||
| 1.5 | Elect Director Daniel A. Hoffler | For | For | Management | ||||
| 1.6 | Elect Director A. Russell Kirk | For | For | Management | ||||
| 1.7 | Elect Director Joseph W. Prueher | For | For | Management | ||||
| 1.8 | Elect Director John W. Snow | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management |
ARTIS REAL ESTATE INVESTMENT TRUST
| Ticker: | AX.UN | Security ID: | 04315L105 | |||||
| Meeting Date: | JUN 19, 2014 | Meeting Type: | Annual/Special | |||||
| Record Date: | MAY 08, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| A | Fix Number of Trustees at Not More Than Eight | For | For | Management | ||||
| B1 | Elect Trustee Delmore Crewson | For | For | Management | ||||
| B2 | Elect Trustee Armin Martens | For | For | Management | ||||
| B3 | Elect Trustee Cornelius Martens | For | For | Management | ||||
| B4 | Elect Trustee Ronald Rimer | For | For | Management | ||||
| B5 | Elect Trustee Patrick Ryan | For | For | Management | ||||
| B6 | Elect Trustee Victor Thielmann | For | For | Management | ||||
| B7 | Elect Trustee Wayne Townsend | For | For | Management | ||||
| B8 | Elect Trustee Edward Warkentin | For | For | Management | ||||
| C | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | For | For | Management | ||||
| D | Approve Unitholder Rights Plan | For | For | Management | ||||
| E | Approve Fixed Equity Incentive Plan | For | For | Management |
Page 3
ASCENDAS REAL ESTATE INVESTMENT TRUST
| Ticker: | A17U | Security ID: | Y0205X103 | |||||
| Meeting Date: | JUN 30, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report | For | For | Management | ||||
| 2 | Reappoint KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-linked Securities With or Without Preemptive Rights | For | For | Management |
ATLANTIA SPA
| Ticker: | ATL | Security ID: | T05404107 | |||||
| Meeting Date: | AUG 08, 2013 | Meeting Type: | Special | |||||
| Record Date: | JUL 30, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Amendment to Merger Agreement with Gemina SpA | For | Against | Management | ||||
| 2 | Revoke Merger Agreement with Gemina SpA | For | For | Management |
ATLANTIA SPA
| Ticker: | ATL | Security ID: | T05404107 | |||||
| Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 04, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | Management | ||||
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Against | Management | ||||
| 3 | Approve Remuneration Report | For | For | Management | ||||
| 4 | Amend Stock Option Plan 2011 and Stock Grant Plan—MBO | For | Against | Management | ||||
| 5 | Approve Phantom Option Plan 2014 | For | Against | Management |
Page 4
AVIV REIT, INC.
| Ticker: | AVIV | Security ID: | 05381L101 | |||||
| Meeting Date: | MAY 27, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 31, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Craig M. Bernfield | For | For | Management | ||||
| 1.2 | Elect Director Norman R. Bobins | For | For | Management | ||||
| 1.3 | Elect Director Michael W. Dees | For | Withhold | Management | ||||
| 1.4 | Elect Director Alan E. Goldberg | For | For | Management | ||||
| 1.5 | Elect Director Susan R. Lichtenstein | For | For | Management | ||||
| 1.6 | Elect Director Mark B. McClellan | For | Withhold | Management | ||||
| 1.7 | Elect Director Sharon O’Keefe | For | Withhold | Management | ||||
| 1.8 | Elect Director Mark J. Parrell | For | For | Management | ||||
| 1.9 | Elect Director Ben W. Perks | For | For | Management | ||||
| 1.10 | Elect Director James H. Roth | For | For | Management | ||||
| 1.11 | Elect Director J. Russell Triedman | For | Withhold | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BLACKSTONE MORTGAGE TRUST, INC.
| Ticker: | BXMT | Security ID: | 09257W100 | |||||
| Meeting Date: | JUN 18, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 14, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Michael B. Nash | For | Withhold | Management | ||||
| 1.2 | Elect Director Stephen D. Plavin | For | Withhold | Management | ||||
| 1.3 | Elect Director Leonard W. Cotton | For | For | Management | ||||
| 1.4 | Elect Director Thomas E. Dobrowski | For | For | Management | ||||
| 1.5 | Elect Director Martin L. Edelman | For | Withhold | Management | ||||
| 1.6 | Elect Director Henry N. Nassau | For | For | Management | ||||
| 1.7 | Elect Director Lynne B. Sagalyn | For | For | Management | ||||
| 1.8 | Elect Director John G. Schreiber | For | Withhold | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
BLUEKNIGHT ENERGY PARTNERS, L.P.
| Ticker: | BKEP | Security ID: | 09625U109 | |||||
| Meeting Date: | JUN 23, 2014 | Meeting Type: | Special | |||||
| Record Date: | MAY 14, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
| 2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
| 3 | Adjourn Meeting | For | Against | Management |
Page 5
BPOST NV-SA
| Ticker: | BPOST | Security ID: | B1306V108 | |||||
| Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 30, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Receive Directors’ Reports (Non-Voting) | None | None | Management | ||||
| 2 | Receive Auditors’ Reports (Non-Voting) | None | None | Management | ||||
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.13 per Share | For | For | Management | ||||
| 5 | Approve Remuneration Report | For | Against | Management | ||||
| 6 | Approve Discharge of Directors | For | For | Management | ||||
| 7 | Approve Discharge of Auditors | For | For | Management | ||||
| 8 | Elect Ray Stewart as Director | For | Against | Management | ||||
| 9 | Elect Michael Stone as Director | For | Against | Management |
CAMPUS CREST COMMUNITIES, INC.
| Ticker: | CCG | Security ID: | 13466Y105 | |||||
| Meeting Date: | APR 21, 2014 | Meeting Type: | Annual | |||||
| Record Date: | FEB 27, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Ted W. Rollins | For | For | Management | ||||
| 1.2 | Elect Director Lauro Gonzalez-Moreno | For | For | Management | ||||
| 1.3 | Elect Director Richard S. Kahlbaugh | For | For | Management | ||||
| 1.4 | Elect Director James W. McCaughan | For | For | Management | ||||
| 1.5 | Elect Director Denis McGlynn | For | For | Management | ||||
| 1.6 | Elect Director Daniel L. Simmons | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Amend Omnibus Stock Plan | For | For | Management |
Page 6
CAPITAMALL TRUST LTD
| Ticker: | C38U | Security ID: | Y1100L160 | |||||
| Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report | For | For | Management | ||||
| 2 | Reappoint KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||
| 4 | Authorize Share Repurchase Program | For | For | Management |
CBL & ASSOCIATES PROPERTIES, INC.
| Ticker: | CBL | Security ID: | 124830100 | |||||
| Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 07, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Charles B. Lebovitz | For | For | Management | ||||
| 1.2 | Elect Director Stephen D. Lebovitz | For | For | Management | ||||
| 1.3 | Elect Director Gary L. Bryenton | For | For | Management | ||||
| 1.4 | Elect Director A. Larry Chapman | For | For | Management | ||||
| 1.5 | Elect Director Thomas J. DeRosa | For | For | Management | ||||
| 1.6 | Elect Director Matthew S. Dominski | For | For | Management | ||||
| 1.7 | Elect Director Gary J. Nay | For | For | Management | ||||
| 1.8 | Elect Director Kathleen M. Nelson | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
CENTRICA PLC
| Ticker: | CNA | Security ID: | G2018Z143 | |||||
| Meeting Date: | MAY 12, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAY 08, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Remuneration Policy | For | For | Management | ||||
| 3 | Approve Remuneration Report | For | For | Management | ||||
| 4 | Approve Final Dividend | For | For | Management | ||||
| 5 | Elect Rick Haythornthwaite as Director | For | For | Management | ||||
| 6 | Re-elect Sam Laidlaw as Director | For | For | Management | ||||
| 7 | Re-elect Margherita Della Valle as Director | For | For | Management |
Page 7
| 8 | Re-elect Mary Francis as Director | For | For | Management | ||||
| 9 | Re-elect Mark Hanafin as Director | For | For | Management | ||||
| 10 | Re-elect Lesley Knox as Director | For | For | Management | ||||
| 11 | Elect Mike Linn as Director | For | For | Management | ||||
| 12 | Re-elect Nick Luff as Director | For | For | Management | ||||
| 13 | Re-elect Ian Meakins as Director | For | For | Management | ||||
| 14 | Re-elect Paul Rayner as Director | For | For | Management | ||||
| 15 | Re-elect Chris Weston as Director | For | For | Management | ||||
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
| 17 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
| 18 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
| 19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
| 21 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
| 22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
CITYSPRING INFRASTRUCTURE TRUST
| Ticker: | A7RU | Security ID: | Y165A1100 | |||||
| Meeting Date: | JUL 19, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Adopt Report of the Trustee-Manager, Statement by the Trustee-Manager, and the Audited Accounts Together with the Auditors’ Report | For | For | Management | ||||
| 2 | Reappoint Ernst & Young LLP as Auditors and Authorize Trustee-Manager to Fix Their Remuneration | For | Against | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||
| 4 | Approve Mandate for Transactions with Related Parties | For | For | Management |
Page 8
COLONY FINANCIAL, INC.
| Ticker: | CLNY | Security ID: | 19624R106 | |||||
| Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 25, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Thomas J. Barrack, Jr. | For | For | Management | ||||
| 1.2 | Elect Director Richard B. Saltzman | For | For | Management | ||||
| 1.3 | Elect Director George G. C. Parker | For | For | Management | ||||
| 1.4 | Elect Director John A. Somers | For | For | Management | ||||
| 1.5 | Elect Director John L. Steffens | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management | ||||
| 4 | Amend Omnibus Stock Plan | For | For | Management |
CORRECTIONS CORPORATION OF AMERICA
| Ticker: | CXW | Security ID: | 22025Y407 | |||||
| Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 21, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1a | Elect Director John D. Ferguson | For | For | Management | ||||
| 1b | Elect Director Damon T. Hininger | For | For | Management | ||||
| 1c | Elect Director Donna M. Alvarado | For | For | Management | ||||
| 1d | Elect Director John D. Correnti | For | For | Management | ||||
| 1e | Elect Director Robert J. Dennis | For | For | Management | ||||
| 1f | Elect Director C. Michael Jacobi | For | For | Management | ||||
| 1g | Elect Director Anne L. Mariucci | For | For | Management | ||||
| 1h | Elect Director Thurgood Marshall, Jr. | For | For | Management | ||||
| 1i | Elect Director Charles L. Overby | For | For | Management | ||||
| 1j | Elect Director John R. Prann, Jr. | For | For | Management | ||||
| 1k | Elect Director Joseph V. Russell | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CTEEP - CIA. DE TRANSMISSAO DE ENERGIA ELETRICA PAULISTA
| Ticker: | TRPL4 | Security ID: | P30576113 | |||||
| Meeting Date: | MAR 31, 2014 | Meeting Type: | Annual/Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Elect Fiscal Council Member(s) Nominated by Preferred Shareholders | None | Did Not Vote | Shareholder | ||||
| 2 | Elect Director Nominated by Preferred Shareholders | None | Did Not Vote | Shareholder |
Page 9
DUET GROUP
| Ticker: | DUE | Security ID: | Q32878102 | |||||
| Meeting Date: | JUL 18, 2013 | Meeting Type: | Court | |||||
| Record Date: | JUL 16, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve the Amendments to the Constitution of DUET1 to Implement the DUET1 Trust Scheme | For | For | Management | ||||
| 2 | Approve the DUET1 Trust Scheme in Relation to the Acquisition by DUET Company Limited (DUECo) of DUET1 Units | For | For | Management | ||||
| 1 | Approve the Amendments to the Constitution of DUET3 to Implement the DUET3 Trust Scheme | For | For | Management | ||||
| 2 | Approve the DUET3 Trust Scheme in Relation to the Acquisition by DUET Management Company 2 Limited (DMC2) of DUET3 Units | For | For | Management | ||||
| 1 | Approve the DMC1 Company Scheme in Relation to the Acquisition by DUECo of DMC1 Shares | For | For | Management | ||||
| 1 | Approve the Destapling of DUET1 Units from Diversified Utility and Energy Trust No. 2 (DUET2) Units, DUET3 Units, DIHL Shares, DMC1 Shares, and DMC2 Shares | For | For | Management | ||||
| 1 | Approve the Destapling of DUET2 Units from DUET1 Units, DUET3 Units, DIHL Shares, DMC1 Shares, and DMC2 Shares | For | For | Management | ||||
| 2 | Approve the Amendments to the Constitution of DUET2 in Relation to the New Stapled Securities and Four-Stapled Structure, Issue of DUET2 Units as DUET3 Trust Scheme Consideration, and Change of Name of DUET2 | For | For | Management | ||||
| 1 | Approve the Destapling of DUET3 Units from DUET1 Units, DUET2 Units, DIHL Shares, DMC1 Shares, and DMC2 Shares | For | For | Management | ||||
| 1 | Approve the Destapling of DIHL Shares from DUET1 Units, DUET2 Units, DUET3 Units, DMC1 Shares, and DMC2 Shares | For | For | Management | ||||
| 2 | Approve the Amendments to the Constitution of DIHL in Relation to the New Stapled Securities and Four-Stapled Structure, Director Eligibility Requirements, and Redundant References to Cancelled Share Classes | For | For | Management | ||||
| 3 | Elect Duncan Sutherland as a Director | For | Against | Management | ||||
| 4 | Elect Shirley In’t Veld as a Director | For | For | Management |
Page 10
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | For | For | Management | ||||
| 6 | Approve the Amendments to the Constitution of DIHL in Relation to Director Remuneration | For | For | Management | ||||
| 1 | Approve the Destapling of DMC1 Shares from DUET1 Units, DUET2 Units, DUET3 Units, DIHL Shares, and DMC2 Shares | For | For | Management | ||||
| 1 | Approve the Destapling of DMC2 Shares from DUET1 Units, DUET2 Units, DUET3 Units, DIHL Shares, and DMC1 Shares | For | For | Management | ||||
| 2 | Approve the Amendments to the Constitution of DMC2 in Relation to the New Stapled Securities and Four-Stapled Structure, Director Eligibility Requirements, Decrease of Maximum Aggregate Director Remuneration, and Change of Name of DMC2 | For | For | Management | ||||
| 3 | Elect Michael Lee as a Director | For | Against | Management | ||||
| 4 | Elect Jane Harvey as a Director | For | For | Management | ||||
| 5 | Approve the Change of Company Name to DUET Finance Limited | For | For | Management |
DUET GROUP
| Ticker: | DUE | Security ID: | Q32878193 | |||||
| Meeting Date: | NOV 22, 2013 | Meeting Type: | Annual/Special | |||||
| Record Date: | NOV 20, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve the Remuneration Report | For | For | Management | ||||
| 2 | Elect Douglas Halley as Director | For | Against | Management | ||||
| 3 | Elect Ron Finlay as Director | For | Against | Management | ||||
| 4 | Elect Emma Stein as Director | For | Against | Management | ||||
| 5 | Elect John Roberts as Director | For | Against | Management | ||||
| 6 | Ratify the Past Issuance of 48.54 Million Shares in DIHL to Institutional Investors | For | For | Management | ||||
| 1 | Ratify the Past Issuance of 48.54 Million Shares in DUECo to Institutional Investors | For | For | Management | ||||
| 1 | Ratify the Past Issuance of 48.54 Million Units in DFT to Institutional Investors | For | For | Management | ||||
| 2 | Appove Amendment to DFT Constitution | For | For | Management | ||||
| 1 | Approve the Remuneration Report | For | For | Management | ||||
| 2 | Elect Eric Goodwin as Director | For | Against | Management | ||||
| 3 | Elect Ron Finlay as Director | For | Against | Management | ||||
| 4 | Ratify the Past Issuance of 48.54 Million Shares in DFL to Institutional Investors | For | For | Management |
Page 11
DUKE ENERGY CORPORATION
| Ticker: | DUK | Security ID: | 26441C204 | |||||
| Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 03, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director G. Alex Bernhardt, Sr. | For | For | Management | ||||
| 1.2 | Elect Director Michael G. Browning | For | For | Management | ||||
| 1.3 | Elect Director Harris E. DeLoach, Jr. | For | For | Management | ||||
| 1.4 | Elect Director Daniel R. DiMicco | For | For | Management | ||||
| 1.5 | Elect Director John H. Forsgren | For | For | Management | ||||
| 1.6 | Elect Director Lynn J. Good | For | For | Management | ||||
| 1.7 | Elect Director Ann Maynard Gray | For | For | Management | ||||
| 1.8 | Elect Director James H. Hance, Jr. | For | For | Management | ||||
| 1.9 | Elect Director John T. Herron | For | For | Management | ||||
| 1.10 | Elect Director James B. Hyler, Jr. | For | For | Management | ||||
| 1.11 | Elect Director William E. Kennard | For | For | Management | ||||
| 1.12 | Elect Director E. Marie McKee | For | For | Management | ||||
| 1.13 | Elect Director E. James Reinsch | For | For | Management | ||||
| 1.14 | Elect Director James T. Rhodes | For | For | Management | ||||
| 1.15 | Elect Director Carlos A. Saladrigas | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Provide Right to Act by Less than Unanimous Written Consent | For | For | Management | ||||
| 5 | Amend Articles/Bylaws/Charter—Call Special Meetings | Against | For | Shareholder | ||||
| 6 | Report on Political Contributions | Against | For | Shareholder |
E.ON SE
| Ticker: | EOAN | Security ID: | D24914133 | |||||
| Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | None | None | Management | ||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | For | For | Management | ||||
| 3 | Approve Discharge of Management Board for Fiscal 2013 | For | For | Management |
Page 12
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | For | For | Management | ||||
| 5a | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | For | For | Management | ||||
| 5b | Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014 | For | For | Management | ||||
| 6 | Ammend Affiliation Agreements with Subsidiary E.ON US Holding GmbH | For | For | Management |
EDP- ENERGIAS DO BRASIL S.A.
| Ticker: | ENBR3 | Security ID: | P3769R108 | |||||
| Meeting Date: | FEB 04, 2014 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Fix Board Size | For | For | Management | ||||
| 2 | Elect New Director; Appoint Chairman and Vice Chairman | For | For | Management |
EDP- ENERGIAS DO BRASIL S.A.
| Ticker: | ENBR3 | Security ID: | P3769R108 | |||||
| Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3 | Fix Board Size and Elect Directors | For | For | Management | ||||
| 4 | Approve Remuneration of Company’s Management | For | Against | Management |
Page 13
EDP- ENERGIAS DO BRASIL S.A.
| Ticker: | ENBR3 | Security ID: | P3769R108 | |||||
| Meeting Date: | APR 29, 2014 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Amend Articles 24 and 25 Re: Executive Committee | For | For | Management |
EDP-ENERGIAS DE PORTUGAL S.A
| Ticker: | EDP | Security ID: | X67925119 | |||||
| Meeting Date: | MAY 12, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAY 05, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3.1 | Approve Discharge of Executive Board | For | For | Management | ||||
| 3.2 | Approve Discharge of General and Supervisory Board | For | For | Management | ||||
| 3.3 | Approve Discharge of Statutory Auditor | For | For | Management | ||||
| 4 | Authorize Repurchase and Reissuance of Shares | For | For | Management | ||||
| 5 | Authorize Repurchase and Reissuance of Debt Instruments | For | For | Management | ||||
| 6 | Approve Remuneration Policy for Executive Board | For | For | Management | ||||
| 7 | Approve Remuneration Policy for Other Corporate Bodies | For | For | Management |
ENERGA SA
| Ticker: | ENG | Security ID: | X22336105 | |||||
| Meeting Date: | FEB 17, 2014 | Meeting Type: | Special | |||||
| Record Date: | FEB 01, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Open Meeting | None | None | Management | ||||
| 2 | Acknowledge Proper Convening of Meeting | None | None | Management | ||||
| 3 | Elect Meeting Chairman | For | For | Management | ||||
| 4 | Approve Agenda of Meeting | For | For | Management | ||||
| 5 | Approve Purchase of Bonds Issued by Breva Sp. z o. o. | For | For | Management | ||||
| 6 | Amend Statute | For | For | Management | ||||
| 7 | Close Meeting | None | None | Management |
Page 14
ENERGA SA
| Ticker: | ENG | Security ID: | X22336105 | |||||
| Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAY 04, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Open Meeting | None | None | Management | ||||
| 2 | Elect Meeting Chairman | For | For | Management | ||||
| 3 | Acknowledge Proper Convening of Meeting | None | None | Management | ||||
| 4 | Approve Agenda of Meeting | For | For | Management | ||||
| 5 | Approve Management Board Report on Company’s Operations | For | For | Management | ||||
| 6 | Approve Financial Statements | For | For | Management | ||||
| 7 | Approve Allocation of Income | For | For | Management | ||||
| 8.1 | Approve Discharge of Miroslaw Kazimierz Bielinski (CEO) | For | For | Management | ||||
| 8.2 | Approve Discharge of Roman Szyszko (Management Board Member) | For | For | Management | ||||
| 8.3 | Approve Discharge of Wojciech Topolnicki (Management Board Member) | For | For | Management | ||||
| 9.1 | Approve Discharge of Zbigniew Wtulich (Supervisory Board Chairman) | For | For | Management | ||||
| 9.2 | Approve Discharge of Marian Gawrylczyk (Supervisory Board Member) | For | For | Management | ||||
| 9.3 | Approve Discharge of Agnieszka Poloczek (Supervisory Board Member) | For | For | Management | ||||
| 9.4 | Approve Discharge of Iwona Zatorska-Pantak (Supervisory Board Member) | For | For | Management | ||||
| 9.5 | Approve Discharge of Roman Jacek Kuczkowski (Supervisory Board Member) | For | For | Management | ||||
| 9.6 | Approve Discharge of Miroslaw Szreder (Supervisory Board Member) | For | For | Management | ||||
| 10 | Approve Management Board Report on Group’s Operations in Fiscal 2013 | For | For | Management | ||||
| 11 | Approve Consolidated Financial Statements | For | For | Management | ||||
| 12 | Fix Number of Supervisory Board Members | For | For | Management | ||||
| 13.1 | Elect Supervisory Board Member | For | Against | Management | ||||
| 13.2 | Elect Supervisory Board Member | For | Against | Management | ||||
| 14 | Close Meeting | None | None | Management |
EPR PROPERTIES
| Ticker: | EPR | Security ID: | 26884U109 | |||||
| Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 10, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director David M. Brain | For | For | Management | ||||
| 1.2 | Elect Director Robert J. Druten | For | For | Management | ||||
| 1.3 | Elect Director Robin P. Sterneck | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
Page 15
FERROVIAL SA
| Ticker: | FER | Security ID: | E49512119 | |||||
| Meeting Date: | JUN 25, 2014 | Meeting Type: | Annual | |||||
| Record Date: | JUN 20, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Consolidated and Standalone Financial Statements | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3 | Approve Discharge of Board | For | For | Management | ||||
| 4 | Renew Appointment of Deloitte as Auditor | For | For | Management | ||||
| 5 | Authorize Capitalization of Reserves for Scrip Dividends | For | For | Management | ||||
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | For | For | Management | ||||
| 7 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | For | For | Management | ||||
| 8.1 | Amend Articles Re: Corporate Purpose and Share Representation | For | For | Management | ||||
| 8.2 | Amend Article 57 Re: Director Remuneration | For | For | Management | ||||
| 9 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | For | For | Management | ||||
| 10 | Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities Without Preemptive Rights | For | For | Management | ||||
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
| 12 | Advisory Vote on Remuneration Policy Report | For | For | Management | ||||
| 13 | Receive Information on Debt Securities Issuance Approved by October 2009 EGM | None | None | Management |
Page 16
FRANKLIN STREET PROPERTIES CORP.
| Ticker: | FSP | Security ID: | 35471R106 | |||||
| Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 06, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director George J. Carter | For | For | Management | ||||
| 1.2 | Elect Director Georgia Murray | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
GDF SUEZ
| Ticker: | GSZ | Security ID: | F42768105 | |||||
| Meeting Date: | APR 28, 2014 | Meeting Type: | Annual/Special | |||||
| Record Date: | APR 22, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | Management | ||||
| 4 | Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions | For | For | Management | ||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
| 6 | Renew Appointment of Ernst and Young et Autres as Auditor | For | For | Management | ||||
| 7 | Renew Appointment of Deloitte and Associes as Auditor | For | For | Management | ||||
| 8 | Renew Appointment of Auditex as Alternate Auditor | For | For | Management | ||||
| 9 | Renew Appointment of BEAS as Alternate Auditor | For | For | Management | ||||
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | For | For | Management | ||||
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | For | For | Management | ||||
| 12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million | For | For | Management | ||||
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management |
Page 17
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Management | ||||
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | Management | ||||
| 17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million | For | For | Management | ||||
| 18 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | Management | ||||
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
| 20 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Management | ||||
| 21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers | For | For | Management | ||||
| 22 | Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly | For | Against | Management | ||||
| 23 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||
| 24 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO | For | Against | Management | ||||
| 25 | Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO | For | Against | Management | ||||
| A | Approve Dividends of EUR 0.83 per Share | Against | Against | Shareholder |
Page 18
GRUPO AEROPORTUARIO DEL CENTRO NORTE S.A.B. DE C.V.
| Ticker: | OMAB | Security ID: | 400501102 | |||||
| Meeting Date: | APR 10, 2014 | Meeting Type: | Annual/Special | |||||
| Record Date: | MAR 17, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | None | None | Management | ||||
| 2 | Present CEO and External Auditor Report | None | None | Management | ||||
| 3 | Present Board of Directors’ Report in Accordance with Art. 28, Section IV of Stock Market Law Including Tax Report | None | None | Management | ||||
| 4 | Authorize Board to Ratify and Execute Approved Resolutions in Proposals 1 and 2 of this Agenda | For | For | Management | ||||
| 5 | Approve Allocation of Income, Increase in Reserves and Set Aggregate Nominal Amount of Share Repurchase | For | For | Management | ||||
| 6 | Elect or Ratify Directors and Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees | For | For | Management | ||||
| 7 | Approve Remuneration of Directors and Other Committees | For | For | Management | ||||
| 8 | Approve Reduction in Share Capital and Consequently Amend Article 6 of Bylaws | For | For | Management | ||||
| 9 | Appoint Legal Representatives | For | For | Management |
HCP, INC.
| Ticker: | HCP | Security ID: | 40414L109 | |||||
| Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 07, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1a | Elect Director Brian G. Cartwright | For | For | Management | ||||
| 1b | Elect Director Christine N. Garvey | For | For | Management | ||||
| 1c | Elect Director David B. Henry | For | For | Management | ||||
| 1d | Elect Director Lauralee E. Martin | For | For | Management | ||||
| 1e | Elect Director Michael D. McKee | For | For | Management | ||||
| 1f | Elect Director Peter L. Rhein | For | For | Management | ||||
| 1g | Elect Director Joseph P. Sullivan | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
| 4 | Approve Omnibus Stock Plan | For | For | Management |
HEALTH CARE REIT, INC.
| Ticker: | HCN | Security ID: | 42217K106 | |||||
| Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 04, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1a | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
| 1b | Elect Director George L. Chapman | For | For | Management | ||||
| 1c | Elect Director Thomas J. DeRosa | For | For | Management | ||||
| 1d | Elect Director Jeffrey H. Donahue | For | For | Management | ||||
| 1e | Elect Director Peter J. Grua | For | For | Management | ||||
| 1f | Elect Director Fred S. Klipsch | For | For | Management | ||||
| 1g | Elect Director Timothy J. Naughton | For | For | Management |
Page 19
| 1h | Elect Director Sharon M. Oster | For | For | Management | ||||
| 1i | Elect Director Judith C. Pelham | For | For | Management | ||||
| 1j | Elect Director R. Scott Trumbull | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Increase Authorized Common Stock | For | For | Management |
HEALTHCARE TRUST OF AMERICA, INC.
| Ticker: | HTA | Security ID: | 42225P105 | |||||
| Meeting Date: | MAR 10, 2014 | Meeting Type: | Special | |||||
| Record Date: | JAN 13, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Amend Articles Board-Related | For | For | Management | ||||
| 2 | Amend Articles | For | Against | Management |
HERA SPA
| Ticker: | HER | Security ID: | T5250M106 | |||||
| Meeting Date: | APR 23, 2014 | Meeting Type: | Annual/Special | |||||
| Record Date: | APR 10, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Decrease in Size of Board from 15 to 14 | For | For | Management | ||||
| 2 | Amend Article 17.2 (Board-Related) | For | For | Management | ||||
| 3 | Approve Acquisition of AMGA S.P.A. | For | For | Management | ||||
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | Management | ||||
| 2 | Approve Remuneration Report | For | For | Management | ||||
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Management | ||||
| 4.0 | Slate Submitted by the Shareholder Agreement (56.22 Percent of the Share Capital) | None | Did Not Vote | Shareholder | ||||
| 4.1 | Slate Submitted by Carimonte Holding, Fondazione CR Forli, Fondazione CR Imola, Fondazione CR Modena, and Gruppo Societa’ Gas Rimini SpA | None | For | Shareholder | ||||
| 5 | Approve Remuneration of Directors | For | Against | Management | ||||
| 5.0 | Slate Submitted by the Shareholder Agreement (56.22 Percent of the Share Capital) | None | Against | Shareholder | ||||
| 5.1 | Slate Submitted by Carimonte Holding, Fondazione CR Forli, Fondazione CR Imola, Fondazione CR Modena, and Gruppo Societa’ Gas Rimini SpA | None | For | Shareholder | ||||
| 6 | Approve Internal Auditors’ Remuneration | For | For | Management | ||||
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 20
HIGHWOODS PROPERTIES, INC.
| Ticker: | HIW | Security ID: | 431284108 | |||||
| Meeting Date: | MAY 30, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 03, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Charles A. Anderson | For | For | Management | ||||
| 1.2 | Elect Director Gene H. Anderson | For | For | Management | ||||
| 1.3 | Elect Director Edward J. Fritsch | For | For | Management | ||||
| 1.4 | Elect Director David J. Hartzell | For | For | Management | ||||
| 1.5 | Elect Director Sherry A. Kellett | For | For | Management | ||||
| 1.6 | Elect Director Mark F. Mulhern | For | For | Management | ||||
| 1.7 | Elect Director L. Glenn Orr, Jr. | For | For | Management | ||||
| 1.8 | Elect Director O. Temple Sloan, Jr. | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
HK ELECTRIC INVESTMENTS LIMITED
| Ticker: | 02638 | Security ID: | Y32359104 | |||||
| Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAY 12, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements of Trustee-Manager and Directors’ and Auditors’ Reports | For | For | Management | ||||
| 2a | Elect Fok Kin Ning, Canning as Director | For | For | Management | ||||
| 2b | Elect Tso Kai Sum as Director | For | For | Management | ||||
| 2c | Elect Wan Chi Tin as Director | For | For | Management | ||||
| 2d | Elect Ronald Joseph Arculli as Director | For | Against | Management | ||||
| 2e | Elect Chan Loi Shun as Director | For | Against | Management | ||||
| 2f | Elect Cheng Cho Ying, Francis as Director | For | Against | Management | ||||
| 2g | Elect Chow Woo Mo Fong, Susan as Director | For | Against | Management | ||||
| 2h | Elect Fong Chi Wai, Alex as Director | For | For | Management | ||||
| 2i | Elect Lee Lan Yee, Francis as Director | For | For | Management | ||||
| 2j | Elect George Colin Magnus as Director | For | For | Management | ||||
| 2k | Elect Donald Jeffrey Roberts as Director | For | For | Management |
Page 21
| 2l | Elect Yuen Sui See as Director | For | Against | Management | ||||
| 3 | Appoint KPMG as Auditors and Authorize the Directors of the Trustee-Manager and the Company to Fix Auditors’ Remuneration | For | For | Management | ||||
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management |
HOME PROPERTIES, INC.
| Ticker: | HME | Security ID: | 437306103 | |||||||
| Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||||||
| Record Date: | FEB 28, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Michael D. Barnello | For | For | Management | ||||
| 1.2 | Elect Director Bonnie S. Biumi | For | For | Management | ||||
| 1.3 | Elect Director Stephen R. Blank | For | For | Management | ||||
| 1.4 | Elect Director Alan L. Gosule | For | For | Management | ||||
| 1.5 | Elect Director Leonard F. Helbig, III | For | For | Management | ||||
| 1.6 | Elect Director Thomas P. Lydon, Jr. | For | For | Management | ||||
| 1.7 | Elect Director Edward J. Pettinella | For | For | Management | ||||
| 1.8 | Elect Director Clifford W. Smith, Jr. | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
| 3 | Increase Authorized Common Stock | For | For | Management | ||||
| 4 | Amend Omnibus Stock Plan | For | For | Management | ||||
| 5 | Ratify Auditors | For | For | Management |
HOSPITALITY PROPERTIES TRUST
| Ticker: | HPT | Security ID: | 44106M102 | |||||||
| Meeting Date: | JUN 10, 2014 | Meeting Type: | Annual | |||||||
| Record Date: | MAR 10, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director John L. Harrington | For | Against | Management | ||||
| 1.2 | Elect Director Barry M. Portnoy | For | Against | Management | ||||
| 2 | Declassify the Board of Directors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Ratify Auditors | For | For | Management | ||||
| 5 | Amend Articles to Remove Antitakeover Provisions | None | For | Shareholder |
Page 22
HUTCHISON PORT HOLDINGS TRUST
| Ticker: | NS8U | Security ID: | Y3780D104 | |||||
| Meeting Date: | APR 28, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Adopt Report of Trustee-Manager, Statement by Trustee-Manager, Financial Statements, and Auditor’s Report | For | For | Management | ||||
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize the Manager to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management |
HUTCHISON PORT HOLDINGS TRUST
| Ticker: | NS8U | Security ID: | Y3780D104 | |||||
| Meeting Date: | APR 28, 2014 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Amend Trust Deed | For | For | Management |
INDEPENDENCE REALTY TRUST, INC.
| Ticker: | IRT | Security ID: | 45378A106 | |||||
| Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 14, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Scott F. Schaeffer | For | For | Management | ||||
| 1.2 | Elect Director William C. Dunkelberg | For | For | Management | ||||
| 1.3 | Elect Director Robert F. McCadden | For | For | Management | ||||
| 1.4 | Elect Director DeForest B. Soaries, Jr. | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Advisory Vote on Say on Pay Frequency | Three Years |
One Year | Management |
Page 23
INLAND REAL ESTATE CORPORATION
| Ticker: | IRC | Security ID: | 457461200 | |||||
| Meeting Date: | JUN 18, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 17, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1A | Elect Director Thomas P. D’Arcy | For | For | Management | ||||
| 1B | Elect Director Daniel L. Goodwin | For | For | Management | ||||
| 1C | Elect Director Joel G. Herter | For | For | Management | ||||
| 1D | Elect Director Heidi N. Lawton | For | For | Management | ||||
| 1E | Elect Director Thomas H. McAuley | For | For | Management | ||||
| 1F | Elect Director Thomas R. McWilliams | For | For | Management | ||||
| 1G | Elect Director Joel D. Simmons | For | For | Management | ||||
| 1H | Elect Director Mark E. Zalatoris | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Approve Omnibus Stock Plan | For | For | Management | ||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
INVERSIONES AGUAS METROPOLITANAS S.A.
| Ticker: | IAM | Security ID: | P58595102 | |||||
| Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 24, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3 | Present Dividend Policy | None | None | Management | ||||
| 4 | Receive Report Regarding Related-Party Transactions | None | None | Management | ||||
| 5 | Appoint Auditors | For | For | Management | ||||
| 6 | Designate Risk Assessment Companies | For | For | Management | ||||
| 7 | Approve Remuneration of Directors | For | For | Management | ||||
| 8 | Present Board’s Report on Expenses | None | None | Management | ||||
| 9 | Approve Remuneration and Budget of Directors’ Committee | For | For | Management | ||||
| 10 | Present Directors’ Committee Report on Activities and Expenses | None | None | Management | ||||
| 11 | Elect Directors | For | Against | Management | ||||
| 12 | Designate Newspaper to Publish Meeting Announcements | For | For | Management | ||||
| 13 | Transact Other Business (Non-Voting) | None | None | Management |
Page 24
INVESTORS REAL ESTATE TRUST
| Ticker: | IRET | Security ID: | 461730103 | |||||
| Meeting Date: | SEP 17, 2013 | Meeting Type: | Annual | |||||
| Record Date: | JUL 19, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Timothy P. Mihalick | For | For | Management | ||||
| 1.2 | Elect Director Jeffrey L. Miller | For | For | Management | ||||
| 1.3 | Elect Director John T. Reed | For | For | Management | ||||
| 1.4 | Elect Director W. David Scott | For | For | Management | ||||
| 1.5 | Elect Director Stephen L. Stenehjem | For | For | Management | ||||
| 1.6 | Elect Director John D. Stewart | For | For | Management | ||||
| 1.7 | Elect Director Thomas A. Wentz, Jr. | For | For | Management | ||||
| 1.8 | Elect Director Jeffrey K. Woodbury | For | For | Management | ||||
| 1.9 | Elect Director Linda J. Hall | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Amend Restricted Stock Plan | For | For | Management | ||||
| 4 | Ratify Auditors | For | For | Management |
JOHN LAING INFRASTRUCTURE FUND LTD
| Ticker: | JLIF | Security ID: | G5146X104 | |||||
| Meeting Date: | FEB 07, 2014 | Meeting Type: | Special | |||||
| Record Date: | FEB 05, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Amend Company’s Investment Policy Re: Increase in Limit on Investment Capital | For | For | Management | ||||
| 2 | Amend Company’s Investment Policy Re: Acquisition of Infrastructure Assets | For | For | Management | ||||
| 3 | Amend Company’s Investment Policy Re: Consequential Changes of the Related Party Transaction | For | For | Management | ||||
| 4 | Approve Transaction with a Related Party | For | For | Management |
Page 25
JOHN LAING INFRASTRUCTURE FUND LTD
| Ticker: | JLIF | Security ID: | G5146X104 | |||||
| Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Remuneration of Directors | For | For | Management | ||||
| 3 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
| 4 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
| 5 | Reelect Paul Lester as Director | For | For | Management | ||||
| 6 | Reelect David MacLellan as Director | For | For | Management | ||||
| 7 | Reelect Guido van Berkel as Director | For | For | Management | ||||
| 8 | Reelect Talmai Morgan as Director | For | For | Management | ||||
| 9 | Reelect Chris Spencer as Director | For | For | Management | ||||
| 10 | Elect Helen Green as Director | For | For | Management | ||||
| 11 | Approve Scrip Dividend Program | For | For | Management | ||||
| 12 | Approve Share Repurchase Program | For | For | Management | ||||
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
K-GREEN TRUST
| Ticker: | LH4U | Security ID: | Y4739E102 | |||||
| Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Adopt Report of the Trustee-Manager, the Statement by the Trustee-Manager, and Financial Statements and Auditors’ Reports | For | For | Management | ||||
| 2 | Reappoint Deloitte & Touche LLP as Auditors and Authorize the Trustee-Manager to Fix Their Remuneration | For | Against | Management | ||||
| 3 | Approve Issuance of Equity or Equity Linked Securities with or without Preemptive Rights | For | For | Management | ||||
| 4 | Approve Mandate for Transactions with Related Parties | For | For | Management |
K-GREEN TRUST
| Ticker: | LH4U | Security ID: | Y4739E102 | |||||
| Meeting Date: | APR 15, 2014 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Amend Trust Deed | For | For | Management |
Page 26
KINDER MORGAN, INC.
| Ticker: | KMI | Security ID: | 49456B101 | |||||
| Meeting Date: | MAY 19, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 28, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Richard D. Kinder | For | For | Management | ||||
| 1.2 | Elect Director Steven J. Kean | For | For | Management | ||||
| 1.3 | Elect Director Anthony W. Hall, Jr. | For | For | Management | ||||
| 1.4 | Elect Director Deborah A. Macdonald | For | For | Management | ||||
| 1.5 | Elect Director Michael J. Miller | For | For | Management | ||||
| 1.6 | Elect Director Michael C. Morgan | For | For | Management | ||||
| 1.7 | Elect Director Fayez Sarofim | For | For | Management | ||||
| 1.8 | Elect Director C. Park Shaper | For | For | Management | ||||
| 1.9 | Elect Director Joel V. Staff | For | For | Management | ||||
| 1.10 | Elect Director John M. Stokes | For | For | Management | ||||
| 1.11 | Elect Director Robert F. Vagt | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Report on Financial Risks of Climate Change | Against | For | Shareholder | ||||
| 4 | Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets | Against | For | Shareholder | ||||
| 5 | Report on Sustainability | Against | For | Shareholder |
KOBENHAVNS LUFTHAVNE
| Ticker: | KBHL | Security ID: | K5812C108 | |||||
| Meeting Date: | APR 08, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 01, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Receive Report of Board | None | None | Management | ||||
| 2 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 3 | Approve Discharge of Management and Board | For | For | Management | ||||
| 4 | Approve Allocation of Income and Dividend | For | For | Management | ||||
| 5 | Approve Remuneration of Directors in the Amount of DKK 900,000 for Chairman and DKK 300,000 for Other Members; Approve Remuneration for Committee Work | For | For | Management | ||||
| 6a | Elect Lars Johansen (Chairman) as Director | For | For | Management | ||||
| 6b | Reelect David Stanton (Deputy Chairman) as Director | For | For | Management | ||||
| 6c | Reelect Simon Geere (Deputy Chairman) as Director | For | For | Management | ||||
| 6d | Reelect Christopher Ireland as Director | For | For | Management | ||||
| 6e | Reelect Janis Kong as Director | For | For | Management | ||||
| 6f | Elect John Bruen as Director | For | For | Management | ||||
| 7 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
| 8a | Approve Purchase of Bird Radar and Bird Migration Monitoring | Against | Against | Shareholder | ||||
| 8b | Approve Purchase of Rescue Gear | Against | Against | Shareholder | ||||
| 8c | Approve Control of Birds in Breeding Territories | Against | Against | Shareholder | ||||
| 8d | Approve Studies of Bird Occurrences | Against | Against | Shareholder | ||||
| 8e | Approve Aviation Safety Assessment | Against | Against | Shareholder | ||||
| 8f | Approve Obtaining a Statement from Statistics Denmark Regarding Data Used for Independent Evaluation | Against | Against | Shareholder | ||||
| 9 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | For | For | Management | ||||
| 10 | Other Business | None | None | Management |
Page 27
LANGHAM HOSPITALITY INVESTMENTS LIMITED
| Ticker: | 01270 | Security ID: | Y5213M106 | |||||
| Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 23, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Final Distribution | For | For | Management | ||||
| 3 | Elect Lo Ka Shui as Director | For | For | Management | ||||
| 4 | Elect Lo Bo Lun, Katherine as Director | For | For | Management | ||||
| 5 | Elect Katherine Margaret Benson as Director | For | For | Management | ||||
| 6 | Elect Lin Syaru, Shirley as Director | For | For | Management | ||||
| 7 | Elect So Yiu Wah, Eric as Director | For | For | Management | ||||
| 8 | Elect Wong Kwai Lam as Director | For | For | Management | ||||
| 9 | Authorize Directors of the Trustee-Manager and the Company to Fix Their Remuneration | For | For | Management | ||||
| 10 | Reappoint Deloitte Touche Tohmatsu as Auditors of the Trust, the Company, and the Trustee-Manager, and Authorize Directors to Fix Their Remuneration | For | For | Management | ||||
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management |
Page 28
LIBERTY PROPERTY TRUST
| Ticker: | LPT | Security ID: | 531172104 | |||||
| Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 21, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Frederick F. Buchholz | For | For | Management | ||||
| 1.2 | Elect Director Thomas C. DeLoach, Jr. | For | For | Management | ||||
| 1.3 | Elect Director Katherine Elizabeth Dietze | For | For | Management | ||||
| 1.4 | Elect Director Daniel P. Garton | For | For | Management | ||||
| 1.5 | Elect Director William P. Hankowsky | For | For | Management | ||||
| 1.6 | Elect Director M. Leanne Lachman | For | For | Management | ||||
| 1.7 | Elect Director David L. Lingerfelt | For | For | Management | ||||
| 2 | Increase Authorized Common Stock | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Ratify Auditors | For | For | Management | ||||
| 5 | Amend Omnibus Stock Plan | For | For | Management |
LTC PROPERTIES, INC.
| Ticker: | LTC | Security ID: | 502175102 | |||||
| Meeting Date: | JUN 10, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 15, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Boyd W. Hendrickson | For | For | Management | ||||
| 1.2 | Elect Director Edmund C. King | For | For | Management | ||||
| 1.3 | Elect Director James J. Pieczynski | For | For | Management | ||||
| 1.4 | Elect Director Devra G. Shapiro | For | For | Management | ||||
| 1.5 | Elect Director Wendy L. Simpson | For | For | Management | ||||
| 1.6 | Elect Director Timothy J. Triche | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
MACK-CALI REALTY CORPORATION
| Ticker: | CLI | Security ID: | 554489104 | |||||
| Meeting Date: | MAY 12, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 03, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Nathan Gantcher | For | For | Management | ||||
| 1.2 | Elect Director David S. Mack | For | For | Management | ||||
| 1.3 | Elect Director William L. Mack | For | For | Management | ||||
| 1.4 | Elect Director Alan G. Philibosian | For | For | Management | ||||
| 2 | Declassify the Board of Directors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
| 4 | Ratify Auditors | For | For | Management |
Page 29
MACQUARIE INFRASTRUCTURE COMPANY LLC
| Ticker: | MIC | Security ID: | 55608B105 | |||||
| Meeting Date: | MAY 21, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 26, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Norman H. Brown, Jr. | For | For | Management | ||||
| 1.2 | Elect Director George W. Carmany, III | For | For | Management | ||||
| 1.3 | Elect Director H.E. (Jack) Lentz | For | For | Management | ||||
| 1.4 | Elect Director Ouma Sananikone | For | For | Management | ||||
| 1.5 | Elect Director William H. Webb | For | Withhold | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
MAPLETREE LOGISTICS TRUST
| Ticker: | M44U | Security ID: | Y5759Q107 | |||||
| Meeting Date: | JUL 16, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Adopt Financial Statements, Report of Trustee, Statement by Manager, and Auditors’ Report | For | For | Management | ||||
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management |
Page 30
MARKWEST ENERGY PARTNERS, L.P.
| Ticker: | MWE | Security ID: | 570759100 | |||||
| Meeting Date: | JUN 06, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 11, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Frank M. Semple | For | For | Management | ||||
| 1.2 | Elect Director Donald D. Wolf | For | For | Management | ||||
| 1.3 | Elect Director William A. Bruckmann, III | For | For | Management | ||||
| 1.4 | Elect Director Michael L. Beatty | For | Withhold | Management | ||||
| 1.5 | Elect Director Charles K. Dempster | For | For | Management | ||||
| 1.6 | Elect Director Donald C. Heppermann | For | For | Management | ||||
| 1.7 | Elect Director Randall J. Larson | For | For | Management | ||||
| 1.8 | Elect Director Anne E. Fox Mounsey | For | For | Management | ||||
| 1.9 | Elect Director William P. Nicoletti | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
MEDICAL PROPERTIES TRUST, INC.
| Ticker: | MPW | Security ID: | 58463J304 | |||||
| Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 21, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Edward K. Aldag, Jr. | For | For | Management | ||||
| 1.2 | Elect Director G. Steven Dawson | For | For | Management | ||||
| 1.3 | Elect Director R. Steven Hamner | For | For | Management | ||||
| 1.4 | Elect Director Robert E. Holmes | For | Withhold | Management | ||||
| 1.5 | Elect Director Sherry A. Kellett | For | Withhold | Management | ||||
| 1.6 | Elect Director William G. McKenzie | For | For | Management | ||||
| 1.7 | Elect Director L. Glenn Orr, Jr. | For | Withhold | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
| Ticker: | MNR | Security ID: | 609720107 | |||||||
| Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||||||
| Record Date: | MAR 14, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Brian H. Haimm | For | For | Management | ||||
| 1.2 | Elect Director Neal Herstik | For | For | Management | ||||
| 1.3 | Elect Director Matthew I. Hirsch | For | For | Management | ||||
| 1.4 | Elect Director Stephen B. Wolgin | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 31
NATIONAL GRID PLC
| Ticker: | NG. | Security ID: | 636274300 | |||||
| Meeting Date: | JUL 29, 2013 | Meeting Type: | Annual | |||||
| Record Date: | JUN 07, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Final Dividend | For | For | Management | ||||
| 3 | Re-elect Sir Peter Gershon as Director | For | For | Management | ||||
| 4 | Re-elect Steve Holliday as Director | For | For | Management | ||||
| 5 | Re-elect Andrew Bonfield as Director | For | For | Management | ||||
| 6 | Re-elect Tom King as Director | For | For | Management | ||||
| 7 | Re-elect Nick Winser as Director | For | For | Management | ||||
| 8 | Re-elect Philip Aiken as Director | For | For | Management | ||||
| 9 | Re-elect Nora Brownell as Director | For | For | Management | ||||
| 10 | Elect Jonathan Dawson as Director | For | For | Management | ||||
| 11 | Re-elect Paul Golby as Director | For | For | Management | ||||
| 12 | Re-elect Ruth Kelly as Director | For | For | Management | ||||
| 13 | Re-elect Maria Richter as Director | For | For | Management | ||||
| 14 | Elect Mark Williamson as Director | For | For | Management | ||||
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
| 16 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
| 17 | Approve Remuneration Report | For | For | Management | ||||
| 18 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
| 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
| 20 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
| 21 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
NATIONAL HEALTH INVESTORS, INC.
| Ticker: | NHI | Security ID: | 63633D104 | |||||
| Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 03, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1a | Elect Director W. Andrew Adams | For | For | Management | ||||
| 1b | Elect Director Robert A. McCabe, Jr. | For | For | Management | ||||
| 2 | Increase Authorized Common Stock | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
| 4 | Ratify Auditors | For | For | Management |
Page 32
NATIONAL RETAIL PROPERTIES, INC.
| Ticker: | NNN | Security ID: | 637417106 | |||||
| Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 24, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Don DeFosset | For | For | Management | ||||
| 1.2 | Elect Director David M. Fick | For | For | Management | ||||
| 1.3 | Elect Director Edward J. Fritsch | For | For | Management | ||||
| 1.4 | Elect Director Kevin B. Habicht | For | For | Management | ||||
| 1.5 | Elect Director Richard B. Jennings | For | For | Management | ||||
| 1.6 | Elect Director Ted B. Lanier | For | For | Management | ||||
| 1.7 | Elect Director Robert C. Legler | For | For | Management | ||||
| 1.8 | Elect Director Craig Macnab | For | For | Management | ||||
| 1.9 | Elect Director Robert Martinez | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
NEWCASTLE INVESTMENT CORP.
| Ticker: | NCT | Security ID: | 65105M108 | |||||
| Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 02, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Wesley R. Edens | For | Withhold | Management | ||||
| 1.2 | Elect Director David K. McKown | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Approve Omnibus Stock Plan | For | Against | Management |
NRG YIELD, INC.
| Ticker: | NYLD | Security ID: | 62942X108 | |||||
| Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 17, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director David Crane | For | Withhold | Management | ||||
| 1.2 | Elect Director John F. Chlebowski | For | For | Management | ||||
| 1.3 | Elect Director Kirkland B. Andrews | For | Withhold | Management | ||||
| 1.4 | Elect Director Brian R. Ford | For | For | Management | ||||
| 1.5 | Elect Director Mauricio Gutierrez | For | Withhold | Management | ||||
| 1.6 | Elect Director Ferrell P. McClean | For | For | Management | ||||
| 1.7 | Elect Director Christopher S. Sotos | For | Withhold | Management | ||||
| 2 | Ratify Auditors | For | For | Management |
Page 33
OESTERREICHISCHE POST AG
| Ticker: | POST | Security ID: | A6191J103 | |||||
| Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 14, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
| 2 | Approve Allocation of Income | For | For | Management | ||||
| 3 | Approve Discharge of Management Board | For | For | Management | ||||
| 4 | Approve Discharge of Supervisory Board | For | For | Management | ||||
| 5 | Approve Remuneration of Supervisory Board Members | For | For | Management | ||||
| 6 | Ratify Auditors | For | Against | Management | ||||
| 7 | Elect Supervisory Board Member | For | For | Management |
OMEGA HEALTHCARE INVESTORS, INC.
| Ticker: | OHI | Security ID: | 681936100 | |||||
| Meeting Date: | JUN 12, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 23, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Barbara B. Hill | For | For | Management | ||||
| 1.2 | Elect Director Harold J. Kloosterman | For | For | Management | ||||
| 1.3 | Elect Director C. Taylor Pickett | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
PARKWAYLIFE REIT
| Ticker: | C2PU | Security ID: | Y67202104 | |||||
| Meeting Date: | APR 25, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Adopt Financial Statements, Trustee’s Report, Manager’s Statement, and Auditors’ Report | For | For | Management | ||||
| 2 | Reappoint KPMG LLP as Auditors and Authorize the Manager to Fix Their Remuneration | For | For | Management |
Page 34
PATTERN ENERGY GROUP, INC.
| Ticker: | PEGI | Security ID: | 70338P100 | |||||
| Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 11, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Alan R. Batkin | For | For | Management | ||||
| 1.2 | Elect Director Patricia S. Bellinger | For | For | Management | ||||
| 1.3 | Elect Director The Lord Browne of Madingley | For | For | Management | ||||
| 1.4 | Elect Director Michael M. Garland | For | For | Management | ||||
| 1.5 | Elect Director Douglas G. Hall | For | For | Management | ||||
| 1.6 | Elect Director Michael B. Hoffman | For | For | Management | ||||
| 1.7 | Elect Director Patricia M. Newson | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management |
PEPCO HOLDINGS, INC.
| Ticker: | POM | Security ID: | 713291102 | |||||
| Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 17, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Paul M. Barbas | For | For | Management | ||||
| 1.2 | Elect Director Jack B. Dunn, IV | For | For | Management | ||||
| 1.3 | Elect Director H. Russell Frisby, Jr. | For | For | Management | ||||
| 1.4 | Elect Director Terence C. Golden | For | For | Management | ||||
| 1.5 | Elect Director Patrick T. Harker | For | For | Management | ||||
| 1.6 | Elect Director Barbara J. Krumsiek | For | For | Management | ||||
| 1.7 | Elect Director Lawrence C. Nussdorf | For | For | Management | ||||
| 1.8 | Elect Director Patricia A. Oelrich | For | For | Management | ||||
| 1.9 | Elect Director Joseph M. Rigby | For | For | Management | ||||
| 1.10 | Elect Director Lester P. Silverman | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
Page 35
RAMCO-GERSHENSON PROPERTIES TRUST
| Ticker: | RPT | Security ID: | 751452202 | |||||
| Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||||
| Record Date: | FEB 08, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Stephen R. Blank | For | For | Management | ||||
| 1.2 | Elect Director Dennis Gershenson | For | For | Management | ||||
| 1.3 | Elect Director Arthur Goldberg | For | For | Management | ||||
| 1.4 | Elect Director David J. Nettina | For | For | Management | ||||
| 1.5 | Elect Director Matthew L. Ostrower | For | For | Management | ||||
| 1.6 | Elect Director Joel M. Pashcow | For | For | Management | ||||
| 1.7 | Elect Director Mark K. Rosenfeld | For | For | Management | ||||
| 1.8 | Elect Director Michael A. Ward | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SELECT INCOME REIT
| Ticker: | SIR | Security ID: | 81618T100 | |||||
| Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 10, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Donna D. Fraiche | For | For | Management | ||||
| 1.2 | Elect Director Adam D. Portnoy | For | Withhold | Management | ||||
| 2 | Declassify the Board of Directors | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
SNAM SPA
| Ticker: | SRG | Security ID: | T8578L107 | |||||
| Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 04, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Allocation of Income | For | For | Management | ||||
| 3 | Approve Remuneration Report | For | For | Management |
Page 36
SOCIETA INIZIATIVE AUTOSTRADALI E SERVIZI SPA (SIAS)
| Ticker: | SIS | Security ID: | T86587101 | |||||
| Meeting Date: | APR 18, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 09, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | Management | ||||
| 2 | Approve Remuneration Report | For | For | Management | ||||
| 3.1 | Fix Number of Directors | For | For | Management | ||||
| 3.2 | Fix Board Terms for Directors | For | For | Management | ||||
| 3.3.1 | Slate Submitted by Astm SpA | None | Did Not Vote | Shareholder | ||||
| 3.3.2 | Slate Submitted by Assicurazioni Generali SpA | None | For | Shareholder | ||||
| 3.4 | Elect Board Chairman | For | For | Management | ||||
| 3.5 | Approve Remuneration of Directors | For | For | Management | ||||
| 4.1.1 | Slate Submitted by Astm SpA | None | Against | Shareholder | ||||
| 4.1.2 | Slate Submitted by Assicurazioni Generali SpA | None | For | Shareholder | ||||
| 4.1 | Approve Internal Auditors’ Remuneration | For | For | Management |
SPARK INFRASTRUCTURE GROUP
| Ticker: | SKI | Security ID: | Q8604W120 | |||||
| Meeting Date: | MAY 23, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAY 21, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve the Remuneration Report | For | For | Management | ||||
| 2 | Elect Andrew Fay as Director | For | For | Management |
SSE PLC
| Ticker: | SSE | Security ID: | G8842P102 | |||||
| Meeting Date: | JUL 25, 2013 | Meeting Type: | Annual | |||||
| Record Date: | JUL 23, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Remuneration Report | For | For | Management | ||||
| 3 | Approve Final Dividend | For | For | Management | ||||
| 4 | Re-elect Katie Bickerstaffe as Director | For | For | Management | ||||
| 5 | Re-elect Jeremy Beeton as Director | For | For | Management | ||||
| 6 | Re-elect Lord Smith of Kelvin as Director | For | For | Management | ||||
| 7 | Re-elect Gregor Alexander as Director | For | For | Management | ||||
| 8 | Re-elect Alistair Phillips-Davies as Director | For | For | Management | ||||
| 9 | Re-elect Lady Rice as Director | For | For | Management | ||||
| 10 | Re-elect Richard Gillingwater as Director | For | For | Management | ||||
| 11 | Re-elect Thomas Andersen as Director | For | For | Management | ||||
| 12 | Appoint KPMG LLP as Auditors | For | For | Management | ||||
| 13 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
| 14 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
| 15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
| 16 | Authorise Market Purchase Ordinary Shares | For | For | Management | ||||
| 17 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
Page 37
STAG INDUSTRIAL, INC.
| Ticker: | STAG | Security ID: | 85254J102 | |||||
| Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 07, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Benjamin S. Butcher | For | For | Management | ||||
| 1.2 | Elect Director Virgis W. Colbert | For | For | Management | ||||
| 1.3 | Elect Director Jeffrey D. Furber | For | For | Management | ||||
| 1.4 | Elect Director Larry T. Guillemette | For | For | Management | ||||
| 1.5 | Elect Director Francis X. Jacoby, III | For | For | Management | ||||
| 1.6 | Elect Director Christopher P. Marr | For | For | Management | ||||
| 1.7 | Elect Director Hans S. Weger | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
STARWOOD EUROPEAN REAL ESTATE FINANCE LTD
| Ticker: | SWEF | Security ID: | G84369100 | |||||
| Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 30, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports (Voting) | For | For | Management | ||||
| 2 | Approve Remuneration Report | For | For | Management | ||||
| 3 | Elect Stephen Smith as Director | For | For | Management | ||||
| 4 | Elect John Whittle as Director | For | For | Management | ||||
| 5 | Elect Jonathan Bridel as Director | For | For | Management | ||||
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
| 7 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
| 8 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | For | Management | ||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management | ||||
| 10 | Approve Share Repurchase Program | For | For | Management |
Page 38
STARWOOD EUROPEAN REAL ESTATE FINANCE LTD
| Ticker: | SWEF | Security ID: | G84369100 | |||||
| Meeting Date: | MAY 02, 2014 | Meeting Type: | Special | |||||
| Record Date: | APR 30, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Changes to the Investment Policy | For | For | Management |
STARWOOD PROPERTY TRUST, INC.
| Ticker: | STWD | Security ID: | 85571B105 | |||||
| Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 10, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Richard D. Bronson | For | For | Management | ||||
| 1.2 | Elect Director Jeffrey F. DiModica | For | For | Management | ||||
| 1.3 | Elect Director Jeffrey G. Dishner | For | For | Management | ||||
| 1.4 | Elect Director Camille J. Douglas | For | For | Management | ||||
| 1.5 | Elect Director Boyd W. Fellows | For | For | Management | ||||
| 1.6 | Elect Director Barry S. Sternlicht | For | For | Management | ||||
| 1.7 | Elect Director Strauss Zelnick | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management | ||||
| 4 | Require Independent Board Chairman | Against | For | Shareholder |
Page 39
SUEZ ENVIRONNEMENT COMPANY
| Ticker: | SEV | Security ID: | F4984P118 | |||||
| Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual/Special | |||||
| Record Date: | MAY 16, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
| 3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | For | For | Management | ||||
| 4 | Elect Ines Kolmsee as Director | For | For | Management | ||||
| 5 | Reelect Gilles Benoist as Director | For | For | Management | ||||
| 6 | Reelect Alain Chaigneau as Director | For | For | Management | ||||
| 7 | Reelect Penelope Chalmers Small as Director | For | For | Management | ||||
| 8 | Reelect Guillaume Pepy as Director | For | For | Management | ||||
| 9 | Reelect Jerome Tolot as Director | For | For | Management | ||||
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | For | For | Management | ||||
| 11 | Renew Appointment of Mazars as Auditor | For | For | Management | ||||
| 12 | Renew Appointment of CBA as Alternate Auditor | For | For | Management | ||||
| 13 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Management | ||||
| 14 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman | For | For | Management | ||||
| 15 | Advisory Vote on Compensation of Jean-Louis Chaussade, CEO | For | For | Management | ||||
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
| 17 | Amend Articles 11.2 and 17.4 of Bylaws Re: Age Limit for Chairman and for CEO | For | For | Management | ||||
| 18 | Amend Article 10 of Bylaws Re: Appointment of Employee Representatives | For | For | Management | ||||
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 408 Million | For | For | Management | ||||
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 204 Million | For | For | Management | ||||
| 22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 204 Million | For | For | Management | ||||
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 20 to 22 | For | For | Management | ||||
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Management | ||||
| 25 | Authorize Capital Increase of Up to EUR 204 Million for Future Exchange Offers | For | For | Management | ||||
| 26 | Approve Issuance of Securities Convertible into Debt | For | For | Management | ||||
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | For | For | Management | ||||
| 29 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 408 Million | For | For | Management | ||||
| 30 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 40
SUMMIT HOTEL PROPERTIES, INC.
| Ticker: | INN | Security ID: | 866082100 | |||||
| Meeting Date: | JUN 16, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 16, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Kerry W. Boekelheide | For | For | Management | ||||
| 1.2 | Elect Director Daniel P. Hansen | For | For | Management | ||||
| 1.3 | Elect Director Bjorn R. L. Hanson | For | For | Management | ||||
| 1.4 | Elect Director Thomas W. Storey | For | For | Management | ||||
| 1.5 | Elect Director Wayne W. Wielgus | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SUNTEC REAL ESTATE INVESTMENT TRUST
| Ticker: | T82U | Security ID: | Y82954101 | |||||
| Meeting Date: | APR 17, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements, and Auditors’ Reports | For | For | Management | ||||
| 2 | Reappoint KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||
| 4 | Other Business (Voting) | For | Against | Management |
Page 41
SYDNEY AIRPORT
| Ticker: | SYD | Security ID: | Q8808P103 | |||||
| Meeting Date: | SEP 19, 2013 | Meeting Type: | Special | |||||
| Record Date: | SEP 17, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve the Issuance of Up to 52.42 Million SYD Securities to MTAA Superannuation Fund | For | For | Management | ||||
| 2 | Approve the Issuance of Up to 14.89 Million SYD Securities to UniSuper Superannuation Fund | For | For | Management | ||||
| 3 | Ratify the Past Issuance of 123.06 Million SYD Securities to HOCHTIEF AirPort GmbH | For | For | Management | ||||
| 4 | Ratify the Past Issuance of 57.12 Million SYD Securities to The Future Fund Board of Guardians | For | For | Management | ||||
| 1 | Approve the Issuance of Up to 52.42 Million SYD Securities to MTAA Superannuation Fund | For | For | Management | ||||
| 2 | Approve the Issuance of Up to 14.89 Million SYD Securities to UniSuper Superannuation Fund | For | For | Management | ||||
| 3 | Ratify the Past Issuance of 123.06 Million SYD Securities to HOCHTIEF AirPort GmbH | For | For | Management | ||||
| 4 | Ratify the Past Issuance of 57.12 Million SYD Securities to The Future Fund Board of Guardians | For | For | Management |
SYDNEY AIRPORT
| Ticker: | SYD | Security ID: | Q8808P103 | |||||
| Meeting Date: | NOV 22, 2013 | Meeting Type: | Special | |||||
| Record Date: | NOV 20, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve the Change of Responsible Entity | For | For | Management | ||||
| 2 | Approve the Unstapling of SAT 1 Units and SAT 2 Units | For | For | Management | ||||
| 3 | Approve the Amendments to SAT 1 Constitution | For | For | Management | ||||
| 1 | Approve the Amendments to SAT 2 Constitution to Effect the Scheme | For | For | Management | ||||
| 2 | Approve the Acquisition by Sydney Airport Ltd of All of the SAT 2 Units | For | For | Management | ||||
| 3 | Approve the Unstapling of SAT 1 Units and SAT 2 Units | For | For | Management |
Page 42
SYDNEY AIRPORT
| Ticker: | SYD | Security ID: | Q8808P103 | |||||
| Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAY 13, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 2 | Approve the Remuneration Report | For | For | Management | ||||
| 3 | Elect Stephen Ward as Director | For | For | Management | ||||
| 4 | Elect Ann Sherry as Director | For | For | Management | ||||
| 1 | Elect Patrick Gourley as Director | For | For | Management |
TERNA SPA
| Ticker: | TRN | Security ID: | T9471R100 | |||||
| Meeting Date: | MAY 27, 2014 | Meeting Type: | Annual/Special | |||||
| Record Date: | MAY 16, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Amend Articles Re: Director Honorability Requirements | None | Against | Shareholder | ||||
| 2 | Amend Company Bylaws | For | For | Management | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Allocation of Income | For | For | Management | ||||
| 3 | Fix Number of Directors | For | For | Management | ||||
| 4.1 | Slate Submitted by Cassa Depositi e Prestiti SpA | None | Did Not Vote | Shareholder | ||||
| 4.2 | Slate Submitted by Institutional Shareholders | None | For | Shareholder | ||||
| 5 | Elect Board Chair | None | For | Management | ||||
| 6 | Approve Remuneration of Directors | For | For | Management | ||||
| 7.1 | Slate Submitted by Cassa Depositi e Prestiti SpA | None | Against | Shareholder | ||||
| 7.2 | Slate Submitted by Institutional Shareholders | None | For | Shareholder | ||||
| 8 | Approve Internal Auditors’ Remuneration | For | For | Management | ||||
| 9 | Approve Remuneration of Executive Directors | For | For | Management | ||||
| 10 | Approve Remuneration Report | For | Against | Management |
Page 43
THE GEO GROUP, INC.
| Ticker: | GEO | Security ID: | 36159R103 | |||||
| Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 10, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Clarence E. Anthony | For | For | Management | ||||
| 1.2 | Elect Director Norman A. Carlson | For | For | Management | ||||
| 1.3 | Elect Director Anne N. Foreman | For | For | Management | ||||
| 1.4 | Elect Director Richard H. Glanton | For | For | Management | ||||
| 1.5 | Elect Director Christopher C. Wheeler | For | For | Management | ||||
| 1.6 | Elect Director George C. Zoley | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Approve Omnibus Stock Plan | For | For | Management | ||||
| 5 | Other Business | For | Against | Management |
THE GEO GROUP, INC.
| Ticker: | GEO | Security ID: | 36159R103 | |||||
| Meeting Date: | MAY 02, 2014 | Meeting Type: | Special | |||||
| Record Date: | MAR 10, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Increase Authorized Common Stock | For | For | Management | ||||
| 2 | Adjourn Meeting | For | For | Management |
TRADE STREET RESIDENTIAL, INC.
| Ticker: | TSRE | Security ID: | 89255N203 | |||||
| Meeting Date: | DEC 24, 2013 | Meeting Type: | Special | |||||
| Record Date: | NOV 19, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Issuance of Shares to the Backstop Investor Pursuant to the Backstop Commitment | For | For | Management | ||||
| 2 | Approve Issuance of Shares to the Backstop Investor Pursuant to the Additional Purchase Commitment | For | For | Management | ||||
| 3 | Approve Stockholders’ Agreement with the Backstop Investor, Including Pre-emptive Rights to Buy Additional Shares | For | For | Management | ||||
| 4 | Adjourn Meeting | For | For | Management |
Page 44
TRANSALTA RENEWABLES INC.
| Ticker: | RNW | Security ID: | 893463109 | |||||
| Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 07, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director David W. Drinkwater | For | For | Management | ||||
| 1.2 | Elect Director Brett M. Gellner | For | Withhold | Management | ||||
| 1.3 | Elect Director Allen R. Hagerman | For | For | Management | ||||
| 1.4 | Elect Director Cynthia Johnston | For | Withhold | Management | ||||
| 1.5 | Elect Director Kathryn A.B. McQuade | For | For | Management | ||||
| 1.6 | Elect Director Paul H.E. Taylor | For | Withhold | Management | ||||
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | OCT 11, 2013 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Authorize Fourth Issuance of Non-Convertible Debentures up to BRL 540 Million | For | For | Management | ||||
| 2 | Approve Terms and Conditions of Non-Convertible Debentures | For | For | Management | ||||
| 3 | Authorize Executive Officers to Execute Resolutions to Issue Non-Convertible Debentures | For | For | Management | ||||
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | NOV 13, 2013 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction | For | For | Management |
Page 45
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | DEC 11, 2013 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction | For | For | Management |
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | FEB 05, 2014 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction | For | For | Management |
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3 | Elect Directors | For | Against | Management | ||||
| 4 | Elect Fiscal Council Members | For | For | Management | ||||
| 5 | Approve Remuneration of Company’s Management | For | For | Management |
Page 46
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | APR 30, 2014 | Meeting Type: | Special | |||||
| Record Date: |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Change Location of Company Headquarters | For | For | Management | ||||
| 2 | Amend Article 2 and Consolidate Bylaws | For | For | Management | ||||
| 3 | Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction | For | For | Management |
TRANSURBAN GROUP
| Ticker: | TCL | Security ID: | Q9194A106 | |||||
| Meeting Date: | OCT 10, 2013 | Meeting Type: | Annual/Special | |||||
| Record Date: | OCT 08, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 2a | Elect Lindsay Maxsted as Director | For | For | Management | ||||
| 2b | Elect Samantha Mostyn as Director | For | For | Management | ||||
| 3 | Approve the Remuneration Report | For | For | Management | ||||
| 4 | Approve the Grant of Up to 382,292 Performance Awards to Scott Charlton, CEO of the Company | For | For | Management |
UIL HOLDINGS CORPORATION
| Ticker: | UIL | Security ID: | 902748102 | |||||
| Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||||
| Record Date: | MAR 10, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Thelma R. Albright | For | For | Management | ||||
| 1.2 | Elect Director Arnold L. Chase | For | For | Management | ||||
| 1.3 | Elect Director Betsy Henley-Cohn | For | For | Management | ||||
| 1.4 | Elect Director Suedeen G. Kelly | For | For | Management | ||||
| 1.5 | Elect Director John L. Lahey | For | For | Management | ||||
| 1.6 | Elect Director Daniel J. Miglio | For | For | Management | ||||
| 1.7 | Elect Director William F. Murdy | For | For | Management | ||||
| 1.8 | Elect Director William B. Plummer | For | For | Management | ||||
| 1.9 | Elect Director Donald R. Shassian | For | For | Management | ||||
| 1.10 | Elect Director James P. Torgerson | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management |
Page 47
UNITED UTILITIES GROUP PLC
| Ticker: | UU. | Security ID: | G92755100 | |||||
| Meeting Date: | JUL 26, 2013 | Meeting Type: | Annual | |||||
| Record Date: | JUL 24, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Final Dividend | For | For | Management | ||||
| 3 | Approve Remuneration Report | For | For | Management | ||||
| 4 | Re-elect Dr John McAdam as Director | For | For | Management | ||||
| 5 | Re-elect Steve Mogford as Director | For | For | Management | ||||
| 6 | Re-elect Russ Houlden as Director | For | For | Management | ||||
| 7 | Re-elect Dr Catherine Bell as Director | For | For | Management | ||||
| 8 | Elect Brian May as Director | For | For | Management | ||||
| 9 | Re-elect Nick Salmon as Director | For | For | Management | ||||
| 10 | Re-elect Sara Weller as Director | For | For | Management | ||||
| 11 | Appoint KPMG LLP as Auditors | For | For | Management | ||||
| 12 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
| 13 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
| 14 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
| 15 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
| 16 | Approve Long Term Plan | For | For | Management | ||||
| 17 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
| 18 | Authorise EU Political Donations and Expenditure | For | For | Management |
UNITIL CORPORATION
| Ticker: | UTL | Security ID: | 913259107 | |||||
| Meeting Date: | APR 22, 2014 | Meeting Type: | Annual | |||||
| Record Date: | FEB 14, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Robert V. Antonucci | For | For | Management | ||||
| 1.2 | Elect Director David P. Brownell | For | For | Management | ||||
| 1.3 | Elect Director Albert H. Elfner, III | For | For | Management | ||||
| 1.4 | Elect Director Michael B. Green | For | For | Management | ||||
| 1.5 | Elect Director M. Brian O’Shaughnessy | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
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UNIVERSAL HEALTH REALTY INCOME TRUST
| Ticker: | UHT | Security ID: | 91359E105 | |||||
| Meeting Date: | JUN 12, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 14, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Alan B. Miller | For | For | Management | ||||
| 1.2 | Elect Director Robert F. McCadden | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
URSTADT BIDDLE PROPERTIES INC.
| Ticker: | UBA | Security ID: | 917286205 | |||||
| Meeting Date: | MAR 26, 2014 | Meeting Type: | Annual | |||||
| Record Date: | JAN 27, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Kevin J. Bannon | For | Withhold | Management | ||||
| 1.2 | Elect Director Richard Grellier | For | Withhold | Management | ||||
| 1.3 | Elect Director Charles D. Urstadt | For | Withhold | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Amend Restricted Stock Plan | For | Against | Management |
VECTOR LTD.
| Ticker: | VCT | Security ID: | Q9389B109 | |||||
| Meeting Date: | OCT 22, 2013 | Meeting Type: | Annual | |||||
| Record Date: | OCT 17, 2013 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1 | Elect Peter Bird as Director | For | For | Management | ||||
| 2 | Elect Bob Thomson as Director | For | For | Management | ||||
| 3 | Elect Jonathan Mason as Director | For | For | Management | ||||
| 4 | Record the Reappointment of KPMG as Auditor and Authorize the Board to Fix the Auditor’s Remuneration | For | For | Management | ||||
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | For | For | Management |
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W. P. CAREY INC.
| Ticker: | WPC | Security ID: | 92936U109 | |||||
| Meeting Date: | JUN 19, 2014 | Meeting Type: | Annual | |||||
| Record Date: | APR 14, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 1.1 | Elect Director Trevor P. Bond | For | For | Management | ||||
| 1.2 | Elect Director Nathaniel S. Coolidge | For | For | Management | ||||
| 1.3 | Elect Director Mark J. DeCesaris | For | For | Management | ||||
| 1.4 | Elect Director Eberhard Faber, IV | For | For | Management | ||||
| 1.5 | Elect Director Benjamin H. Griswold, IV | For | For | Management | ||||
| 1.6 | Elect Director Axel K.A. Hansing | For | For | Management | ||||
| 1.7 | Elect Director Jean Hoysradt | For | For | Management | ||||
| 1.8 | Elect Director Richard C. Marston | For | For | Management | ||||
| 1.9 | Elect Director Robert E. Mittelstaedt, Jr. | For | For | Management | ||||
| 1.10 | Elect Director Charles E. Parente | For | For | Management | ||||
| 1.11 | Elect Director Mary M. VanDeWeghe | For | For | Management | ||||
| 1.12 | Elect Director Nick J.M. van Ommen | For | For | Management | ||||
| 1.13 | Elect Director Karsten von Koller | For | For | Management | ||||
| 1.14 | Elect Director Reginald Winssinger | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
| 4 | Ratify Auditors | For | For | Management |
WESTFIELD RETAIL TRUST
| Ticker: | WRT | Security ID: | Q97145108 | |||||
| Meeting Date: | JUN 20, 2014 | Meeting Type: | Special | |||||
| Record Date: | MAY 27, 2014 |
| # |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
| 2 | Authorize the Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
| 3 | Approve the Amendments to the Constitution of Westfield Retail Trust 1 | For | For | Management | ||||
| 4 | Approve the Amendments to the Constitution of Westfield Retail Trust 2 | For | For | Management | ||||
| 5 | Approve the Termination of the Corporate Governance Deeds | For | For | Management |
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SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Real Asset Income and Growth Fund
| By | /s/ Gifford R. Zimmerman | |
| Gifford R. Zimmerman – Chief Administrative Officer | ||
| Date | ||
August 21, 2014