Form 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 20, 2011

 

 

WESTWOOD HOLDINGS GROUP, INC.

(Exact name of registrant as specified in charter)

 

 

 

Delaware   001-31234   75-2969997

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

200 Crescent Court, Suite 1200

Dallas, Texas 75201

(Address of principal executive offices)

(214) 756-6900

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


ITEM 5.07: SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

The annual meeting of stockholders of Westwood Holdings Group, Inc. was held on April 20, 2011 in Dallas, Texas for the purpose of considering and acting upon the following:

 

  (a) Election of directors. The stockholders elected the following directors to hold office until the next annual meeting or until their respective successors shall have been duly elected and qualified.

 

Nominee

   For      Withheld  

Susan M. Byrne

     7,168,407         41,516   

Brian O. Casey

     7,171,088         38,835   

Tom C. Davis

     7,153,270         56,653   

Richard M. Frank

     6,930,358         279,565   

Robert D. McTeer

     6,097,571         1,112,352   

Geoffrey Norman

     6,929,728         280,195   

Martin J. Weiland

     7,171,086         38,837   

Raymond E. Wooldridge

     6,929,528         280,395   

 

  (b) The ratification of Grant Thornton LLP as our independent auditors for the year ending December 31, 2011.

 

For      Against      Abstain  
  7,599,925         1,301         1,644   

 

  (c) Approval of amendments to the Third Amended and Restated Westwood Holdings Group, Inc. Stock Incentive Plan.

 

For      Against      Abstain      Broker Non-vote  
  5,239,245         1,950,592         20,086         392,947   

 

  (d) Non-binding advisory vote on Westwood’s executive compensation.

 

For      Against      Abstain      Broker Non-vote  
  6,114,127         151,735         944,061         392,947   

 

  (e) Non-binding advisory vote on the frequency of future advisory votes on Westwood’s executive compensation.

 

1 Year      2 Years      3 Years      Abstain      Broker Non-vote  
  1,223,173         5,394         4,270,512         1,710,614         393,177   


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: April 25, 2011

 

WESTWOOD HOLDINGS GROUP, INC.
By:  

/s/ William R. Hardcastle, Jr.

  William R. Hardcastle, Jr.,
  Chief Financial Officer