sn201401176k.htm
 
 
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549
 
 
Report of Foreign Private Issuer
 
 
Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of

1934
 
 
January 17, 2014
 
Commission File Number 001-14978




SMITH & NEPHEW plc
(Registrant's name)



15 Adam Street

London, England WC2N 6LA
(Address of registrant's principal executive offices)

 
[Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.]

 
Form 20-F X                Form 40-F
    ---                               ---

[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1).]


Yes                        No X
---                         ---

 
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7).]

 
Yes                      No X
---                         ---

[Indicate by check mark whether by furnishing the information contained
in this Form, the registrant is also thereby furnishing information to the
Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of
1934.]

 
Yes                  No X
---                   ---

 
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2 (b) : 82- n/a.



 
 

 

 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii
Smith & Nephew plc
2 Reason for the notification
(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
  
An event changing the breakdown of voting rights
  
Other (please specify):
    
3. Full name of person(s) subject to the notification obligation:iii
Invesco Limited
4. Full name of shareholder(s)  (if different from 3.):iv
  
5. Date of the transaction and date on which the threshold is crossed or reached:v
16 January 2014
6. Date on which issuer notified:
17 January 2014
7. Threshold(s) that is/are crossed or reached: vi, vii
From 10% into 9%

 
 
8. Notified details:
A: Voting rights attached to shares
viii, ix
Class/type of
shares
 
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
Direct
Direct
xi
Indirect
xii
Direct
Indirect
ORD USD0.20
97,047,147
97,047,147
    
88,379,426
  
9.90%
GB0009223206
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Expiration datexiii  
Exercise/ Conversion Period xiv
Number of voting rights that may be acquired if the instrument is exercised/ converted.
% of voting rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration date
xvii
Exercise/
Conversion period
xviii
Number of voting rights instrument refers to
 
% of voting rights
xix, xx
 
         
Nominal
Delta
   
 
Total (A+B+C)
Number of voting rights
Percentage of voting rights
88,379,426
9.90%

 
 
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Invesco Advisers Inc - 14,995,929
Invesco Canada Ltd & Invesco Advisers Inc - 876,774
Invesco Asset Management Limited - 19,351,752
Invesco Asset Management Japan Ltd - 58,234
Invesco Fund Managers Ltd - 49,254,346
Invesco Asset Management GmbH (Germany) - 51,233
Invesco PowerShares Capital Management LLC - 118,270
Invesco GT Management S.A - 79,638
 
 
ADR's Ratio 1:5:
Invesco Advisers Inc - 3,593,250
 
 
 
Proxy Voting:
10. Name of the proxy holder:
  
11. Number of voting rights proxy holder will cease to hold:
  
12. Date on which proxy holder will cease to hold voting rights:
  
 
13. Additional information:
  
14. Contact name:
Samantha Edwards
15. Contact telephone number:
01491 416381
 
Gemma Parsons
Deputy Company Secretary
Smith & Nephew plc
Tel: +44 (0) 20 7401 7646




 

SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
Smith & Nephew Plc
(Registrant)
 
 
Date: January 17, 2014
 
 
By: /s/ Susan Swabey
-----------------
Susan Swabey
Company Secretary