UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants to acquire Common Stock | 11/09/2010 | 11/09/2017 | Common Stock | 9,513,292 | $ (17) | I | See Footnote (2) (8) (18) |
Warrants to acquire Common Stock | 11/09/2010 | 11/09/2017 | Common Stock | 84,185 | $ (17) | I | See Footnote (3) (8) (18) |
Warrants to acquire Common Stock | 11/09/2010 | 11/09/2017 | Common Stock | 1,302,304 | $ (17) | I | See Footnote (4) (8) (9) (18) |
Warrants to acquire Common Stock | 11/09/2010 | 11/09/2017 | Common Stock | 19,427 | $ (17) | I | See Footnote (5) (8) (18) |
Warrants to acquire Common Stock | 11/09/2010 | 11/09/2017 | Common Stock | 442,576 | $ (17) | I | See Footnote (6) (8) (9) (18) |
Warrants to acquire Common Stock | 11/09/2010 | 11/09/2017 | Common Stock | 442,576 | $ (17) | I | See Footnote (7) (8) (9) (18) |
Warrants to acquire Common Stock | 11/09/2010 | 11/09/2017 | Common Stock | 21,390,846 | $ (17) | I | See Footnote (14) (18) |
Warrants to acquire Common Stock | 11/09/2010 | 11/09/2017 | Common Stock | 18,777,857 | $ (15) | I | See Footnote (15) |
Warrants to acquire Common Stock | 11/09/2010 | 11/09/2017 | Common Stock | 25,400,077 | $ (17) | I | See Footnote (16) (18) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brookfield US Holdings Inc. THREE WORLD FINANCIAL CENTER 200 VESEY STREET, 11TH FLOOR NEW YORK, NY 10281 |
 X |  X |  | Director by Deputization |
Brookfield US Corp THREE WORLD FINANCIAL CENTER 200 VESEY STREET, 11TH FLOOR NEW YORK, NY 10281 |
 X |  X |  | Director by Deputization |
/s/ Aleks Novakovic, Vice President | 11/27/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Exhibit 99.1; Note 1. |
(2) | See Exhibit 99.1; Note 2. |
(3) | See Exhibit 99.1; Note 3. |
(4) | See Exhibit 99.1; Note 4. |
(5) | See Exhibit 99.1; Note 5. |
(6) | See Exhibit 99.1; Note 6. |
(7) | See Exhibit 99.1; Note 7. |
(8) | See Exhibit 99.1; Note 8. |
(9) | See Exhibit 99.1; Note 9. |
(10) | See Exhibit 99.1; Note 10. |
(11) | See Exhibit 99.1; Note 11. |
(12) | See Exhibit 99.1; Note 12. |
(13) | See Exhibit 99.1; Note 13. |
(14) | See Exhibit 99.1; Note 14. |
(15) | See Exhibit 99.1; Note 15. |
(16) | See Exhibit 99.1; Note 16. |
(17) | See Exhibit 99.1; Note 17. |
(18) | See Exhibit 99.1; Note 18. |
(19) | See Exhibit 99.1; Note 19. |
(20) | See Exhibit 99.1; Note 20. |
 Remarks: ***Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and Certain of its affiliates, including the Reporting Person. The Reporting Person is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. |