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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) (2) | $ 2.36 | 10/31/2011 | A | 625 | (3) | 10/30/2021 | Common Stock | 625 | $ 0 | 625 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Macomber Todd 405 114TH AVENUE S.E. BELLEVUE,, WA 98004 |
Chief Financial Officer |
/s/ Todd Macomber | 08/31/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 2, 2011, the reporting person mistakenly reported the grant of 1,680 shares of common stock that did not in fact occur. As of October 31, 2011, the reporting person did not own any shares of common stock. |
(2) | The reporting person is amending the Form 4 originally filed to report this option grant, for the purpose of (i) reflecting a different description of the derivative security, (ii) deleting the deemed execution date, (iii) deleting the date exercisable and inserting a footnote to describe the vesting terms of the option, (iv) correcting the expiration date, (v) correcting the price of the derivative security, and (vi) correcting the number of derivative securities beneficially owned following the reported transaction. |
(3) | The option vests in five equal annual installments commencing on the date of grant. The first installment becomes exerciseable on October 31, 2012. |