o
|
Rule 13d-1(b)
|
x
|
Rule 13d-1(c)
|
o
|
Rule 13d-1(d)
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Magnus Goertz
|
||
2
|
CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP
(a) o
(b) x*
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
2,830,361
|
|
6
|
SHARED VOTING POWER
0
|
||
7
|
SOLE DISPOSITIVE POWER
2,830,361
|
||
8
|
SHARED DISPOSITIVE POWER
0
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,830,161
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.13%**
|
||
12
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Athemis, Ltd.
|
||
2
|
CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP
(a) o
(b) x*
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
2,830,361
|
|
6
|
SHARED VOTING POWER
0
|
||
7
|
SOLE DISPOSITIVE POWER
2,830,361
|
||
8
|
SHARED DISPOSITIVE POWER
0
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,830,361
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.13%**
|
||
12
|
TYPE OF REPORTING PERSON
CO
|
Item 1(a).
|
Name of Issuer:
|
Neonode, Inc.
|
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices:
|
Linnegatan 89, SE-115 23 Stockholm, Sweden
|
|
2700 Augustine Drive, Suite 100, Santa Clara, CA. 95054
|
|
Item 2(a)
|
Name of Person Filing and Address of Principal Business or Office or, if none, Residence:
|
s Magnus Goertz
|
|
s Athemis, Ltd (“Athemis”)
|
|
The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 99.1, pursuant to which they have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended.
|
|
Item 2(b)
|
The business address of Magnus Goertz is Valhallav 5, SE 181 32 Lidingö Sweden
|
The business address of Athemis is 22 Stasikratous Street, Suite 104, Box 23664, 85 Nicosia - Cyprus
|
|
Item 2(c).
|
Citizenship:
|
Mr. Goertz is a Switzerland citizen. Athemis is a Cyprus corporation.
|
|
Item 2(d).
|
Title of Class of Securities:
|
Common Stock
|
|
Item 2(e).
|
CUSIP Number:
|
64051M402
|
Item 3.
|
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
|
(a)
|
o
|
Broker or Dealer registered under Section 15 of the Act.
|
|
(b)
|
o
|
Bank as defined in Section 3(a)(6) of the Act.
|
|
(c)
|
o
|
Insurance Company as defined in Section 3(a)(19) of the Act.
|
|
(d)
|
o
|
Investment company registered under Section 8 of the Investment Company Act of 1940.
|
|
(e)
|
o
|
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
|
|
(f)
|
o
|
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
|
|
(g)
|
o
|
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
|
|
(h)
|
o
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
o
|
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940
|
|
(j)
|
o
|
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
|
Item 4.
|
Ownership:
|
1.
|
Magnus Goertz
|
||
(a)
|
Amount beneficially owned: 2,830,361
|
||
(b)
|
Percent of class: 10.13%
|
||
(c)
|
(i)
|
Sole power to vote or to direct the vote: 2,830,361
|
|
(ii)
|
Shared power to vote or to direct the vote: -0-
|
||
(iii)
|
Sole power to dispose or to direct the disposition of: 2,830,361
|
||
(iv)
|
Shared power to dispose or to direct the disposition of: -0-
|
||
2.
|
Athemis, Ltd.
|
||
(a)
|
Amount beneficially owned: 2,830,361
|
||
(b)
|
Percent of class: 10.13%
|
||
(c)
|
(i)
|
Sole power to vote or to direct the vote: 2,830,361 | |
(ii)
|
Shared power to vote or to direct the vote: -0-
|
||
(iii)
|
Sole power to dispose or to direct the disposition of: 2,830,361
|
||
(iv)
|
Shared power to dispose or to direct the disposition of: -0-
|
Item 5.
|
Ownership of Five Percent or Less of a Class:
|
Not Applicable.
|
|
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person:
|
Not Applicable
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
|
Not Applicable
|
|
Item 8.
|
Identification and Classification of Members of the Group:
|
See Item4 of this Schedule13G and the Joint Filing Agreement attached hereto as ExhibitA.
|
|
Item 9.
|
Notice of Dissolution of Group:
|
Not Applicable
|
|
Item 10.
|
Certification:
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
/S/ MAGNUS GOERTZ
|
|||
Magnus Goertz
|
|||
ATHEMIS, LTD.
|
|||
By:
|
/S/ PAR CEDER
|
||
Pär Ceder, Director
|