UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (2) | 02/14/2022 | Common Stock | 16,666 | $ 11.51 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 08/31/2022 | Common Stock | 9,999 | $ 8 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/22/2023 | Common Stock | 11,599 | $ 7.92 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 05/02/2023 | Common Stock | 2,796 | $ 7.92 | D | Â |
Employee Stock Option (right to buy) | Â (6) | 06/06/2023 | Common Stock | 37,203 | $ 7.92 | D | Â |
Employee Stock Option (right to buy) | Â (7) | 11/21/2023 | Common Stock | 116,666 | $ 8.9 | D | Â |
Employee Stock Option (right to buy) | Â (8) | 02/28/2024 | Common Stock | 609 | $ 9.26 | D | Â |
Employee Stock Option (right to buy) | Â (9) | 05/15/2024 | Common Stock | 78,182 | $ 12.81 | D | Â |
Employee Stock Option (right to buy) | Â (10) | 10/06/2024 | Common Stock | 150,000 | $ 20.85 | D | Â |
Employee Stock Option (right to buy) | Â (11) | 04/23/2025 | Common Stock | 75,000 | $ 15.71 | D | Â |
Employee Stock Option (right to buy) | Â (12) | 08/11/2026 | Common Stock | 500,000 | $ 10.85 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gunsagar Neeraj C/O TRUECAR, INC. 120 BROADWAY, SUITE 200 SANTA MONICA, CA 90401 |
 |  |  EVP, Chief Marketing Officer |  |
/s/ Scott Watkinson, by Power of Attorney | 11/07/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 342,158 shares represented by restricted stock units. |
(2) | Shares subject to the option are fully vested and immediately exercisable. |
(3) | Shares subject to the option are fully vested and immediately exercisable. |
(4) | Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on March 22, 2013. |
(5) | Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on June 2, 2013. |
(6) | An option to purchase 47,203 shares was granted on June 6, 2013 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on June 22, 2013. |
(7) | Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on December 11, 2013. |
(8) | Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on March 27, 2014. |
(9) | Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on March 1, 2015. |
(10) | One tenth (1/10) of the shares subject to the option were vested on October 6, 2014. The remaining shares subject to the option vest in forty-eight (48) equal monthly installments beginning on November 6, 2014. |
(11) | One-twelfth (1/12) of the shares subject to the option were vested on May 1, 2015. The remaining shares subject to the option vest in forty-four (44) equal monthly installments beginning June 1, 2015. |
(12) | 10,416 shares subject to the option were vested on August 11, 2016. The remaining shares subject to the option vest in forty-seven (47) equal monthly installments beginning on August 24, 2016. |
 Remarks: Ex. 24 - Power of Attorney |