Item 1. | Not applicable. |
Item 2. | Not applicable |
Item 3. | Not applicable |
Item 4. | Financial Statements of the Plan |
Exhibit Number
|
Description of Exhibit
|
||
Consent of Schneider Downs & Co., Inc., Independent Registered Public Accounting Firm
|
Page
|
||
1
|
||
Financial Statements:
|
||
2
|
||
3
|
||
4 – 12
|
||
Supplemental Schedule:
|
||
13 – 15
|
/s/ Schneider Downs & Co., Inc.
|
Pittsburgh, Pennsylvania
|
June 29, 2015
|
Ecology and Environment, Inc.
|
401(k) Plan
|
December 31,
|
Assets
|
2014
|
2013
|
||||||
Investments, at fair value (Note 6)
|
$
|
42,378,853
|
$
|
41,047,012
|
||||
Notes receivable from participants
|
263,478
|
447,349
|
||||||
Net assets available for benefits at fair value
|
42,642,331
|
41,494,361
|
||||||
Adjustment from fair value to contract value for fully benefit-responsive investment contracts
|
(66,648
|
)
|
(41,218
|
)
|
||||
Net assets available for benefits
|
$
|
42,575,683
|
$
|
41,453,143
|
Ecology and Environment, Inc.
|
401(k) Plan
|
Year Ended December 31,
|
2014
|
||||
Additions to net assets attributed to:
|
||||
Interest
|
$ | 798,408 | ||
Dividends
|
2,071,929 | |||
Net depreciation in fair value of investments (Note 7)
|
(360,668
|
)
|
||
2,509,669 | ||||
Contributions:
|
||||
Participant
|
2,589,102 | |||
Rollovers
|
20,830 | |||
2,609,932 | ||||
Total additions
|
5,119,601
|
|||
Deductions from net assets attributed to:
|
||||
Benefits paid to participants
|
3,993,239
|
|||
Administrative expenses
|
3,822
|
|||
Total deductions
|
3,997,061
|
|||
Net increase
|
1,122,540
|
|||
Net assets available for benefits:
|
||||
Beginning of year
|
41,453,143
|
|||
End of year
|
$
|
42,575,683
|
1. | Description of the Plan |
1. | Description of the Plan (Continued) |
2. | Summary of Accounting Policies |
2. | Summary of Accounting Policies (Continued) |
3. | Plan Termination |
4. | Tax Status |
5. | Risks and Uncertainties |
6. | Fair Value Measurements |
6. | Fair Value Measurements (Continued) |
Level 1:
|
Quoted market prices in active markets for identical assets or liabilities.
|
Level 2: | Observable market based inputs or unobservable inputs that are corroborated by market data. |
Level 3:
|
Unobservable inputs that are not corroborated by market data.
|
6. | Fair Value Measurements (Continued) |
Plan Investments as of
December 31, 2014: |
Quoted
Prices in |
Significant
Other |
Significant
Unobservable |
Total
|
||||||||||||
Mutual funds:
|
||||||||||||||||
Growth funds
|
$
|
9,291,661
|
$
|
-
|
$
|
-
|
$
|
9,291,661
|
||||||||
Value funds
|
6,602,982
|
-
|
-
|
6,602,982
|
||||||||||||
Blend funds
|
5,920,805
|
-
|
-
|
5,920,805
|
||||||||||||
Bond funds
|
3,779,199
|
-
|
-
|
3,779,199
|
||||||||||||
Target date funds
|
3,174,147
|
-
|
-
|
3,174,147
|
||||||||||||
Allocation funds
|
1,647,954
|
-
|
-
|
1,647,954
|
||||||||||||
Total mutual funds
|
30,416,748
|
-
|
-
|
30,416,748
|
||||||||||||
Brokerage access account:
|
||||||||||||||||
Cash and cash equivalents
|
178,130
|
-
|
-
|
178,130
|
||||||||||||
Preferred stock
|
24,870
|
-
|
-
|
24,870
|
||||||||||||
Common stock:
|
||||||||||||||||
Basic materials
|
120,147
|
-
|
-
|
120,147
|
||||||||||||
Industrial goods
|
64,913
|
-
|
-
|
64,913
|
||||||||||||
Utilities
|
56,964
|
-
|
-
|
56,964
|
||||||||||||
Technology
|
55,309
|
-
|
-
|
55,309
|
||||||||||||
Other
|
45,693
|
-
|
-
|
45,693
|
||||||||||||
Conglomerates
|
15,730
|
-
|
-
|
15,730
|
||||||||||||
Consumer goods
|
9,293
|
-
|
-
|
9,293
|
||||||||||||
Financial
|
6,959
|
-
|
-
|
6,959
|
||||||||||||
Healthcare
|
5,501
|
-
|
-
|
5,501
|
||||||||||||
Services
|
3,511
|
-
|
-
|
3,511
|
||||||||||||
Mutual funds:
|
||||||||||||||||
Blend funds
|
213,275
|
-
|
-
|
213,275
|
||||||||||||
Growth funds
|
168,461
|
-
|
-
|
168,461
|
||||||||||||
Other funds
|
41,897
|
-
|
-
|
41,897
|
||||||||||||
Value funds
|
38,549
|
-
|
-
|
38,549
|
||||||||||||
Allocation funds
|
37,145
|
-
|
-
|
37,145
|
||||||||||||
Bond funds
|
28,538
|
-
|
-
|
28,538
|
||||||||||||
World funds
|
10,305
|
-
|
-
|
10,305
|
||||||||||||
Unit investment trusts
|
128,055
|
-
|
-
|
128,055
|
||||||||||||
Total brokerage access account
|
1,253,245
|
-
|
-
|
1,253,245
|
||||||||||||
Unitized stock fund
|
381,805
|
-
|
-
|
381,805
|
||||||||||||
Common collective trust funds
|
-
|
10,327,055
|
-
|
10,327,055
|
||||||||||||
Total investments, at fair value
|
$
|
32,051,798
|
$ | 10,327,055 |
$
|
-
|
$
|
42,378,853
|
6. | Fair Value Measurements (Continued) |
Plan Investments as of
December 31, 2013:
|
Quoted
Prices in
Active
Market
Level I
|
Significant
Other
Observable
Inputs
Level II
|
Significant
Unobservable
Inputs
Level III
|
Total
|
||||||||||||
Mutual funds:
|
||||||||||||||||
Growth funds
|
$
|
9,496,906
|
$
|
-
|
$
|
-
|
$
|
9,496,906
|
||||||||
Blend funds
|
6,236,656
|
-
|
-
|
6,236,656
|
||||||||||||
Value funds
|
6,167,373
|
-
|
-
|
6,167,373
|
||||||||||||
Bond funds
|
2,938,224
|
-
|
-
|
2,938,224
|
||||||||||||
Allocation funds
|
2,663,546
|
-
|
-
|
2,663,546
|
||||||||||||
Target date funds
|
2,257,536
|
-
|
-
|
2,257,536
|
||||||||||||
Total mutual funds
|
29,760,241
|
-
|
-
|
29,760,241
|
||||||||||||
Brokerage access account:
|
||||||||||||||||
Cash and cash equivalents
|
414,366
|
-
|
-
|
414,366
|
||||||||||||
Preferred stock
|
51,960
|
-
|
-
|
51,960
|
||||||||||||
Common stock:
|
||||||||||||||||
Basic materials
|
119,627
|
-
|
-
|
119,627
|
||||||||||||
Technology
|
106,096
|
-
|
-
|
106,096
|
||||||||||||
Services
|
79,076
|
-
|
-
|
79,076
|
||||||||||||
Utilities
|
64,007
|
-
|
-
|
64,007
|
||||||||||||
Other
|
55,554
|
-
|
-
|
55,554
|
||||||||||||
Conglomerates
|
28,629
|
-
|
-
|
28,629
|
||||||||||||
Consumer goods
|
19,365
|
-
|
-
|
19,365
|
||||||||||||
Industrials
|
17,870
|
-
|
-
|
17,870
|
||||||||||||
Mutual funds:
|
||||||||||||||||
Allocation funds
|
206,513
|
-
|
-
|
206,513
|
||||||||||||
Growth funds
|
160,184
|
-
|
-
|
160,184
|
||||||||||||
Value funds
|
142,314
|
-
|
-
|
142,314
|
||||||||||||
Other funds
|
46,975
|
-
|
-
|
46,975
|
||||||||||||
Bond funds
|
38,117
|
-
|
-
|
38,117
|
||||||||||||
Target date funds
|
20,440
|
-
|
-
|
20,440
|
||||||||||||
World funds
|
11,898
|
-
|
-
|
11,898
|
||||||||||||
Unit investment trusts
|
123,361
|
-
|
-
|
123,361
|
||||||||||||
Total brokerage access account
|
1,706,352
|
-
|
-
|
1,706,352
|
||||||||||||
Unitized stock fund
|
482,146
|
-
|
-
|
482,146
|
||||||||||||
Common collective trust funds
|
-
|
9,098,273
|
-
|
9,098,273
|
||||||||||||
Total investments at fair value
|
$
|
31,948,739
|
$
|
9,098,273
|
$
|
-
|
$
|
41,047,012
|
6. | Fair Value Measurements (Continued) |
|
Fair Value
|
Unfunded
Commitments
|
Redemption
Frequency
|
Redemption
Notice Period
|
|||||||
December 31, 2014:
|
|||||||||||
Common collective trust funds
|
$
|
10,327,055
|
n/a |
Daily
|
None
|
||||||
December 31, 2013:
|
|||||||||||
Common collective trust funds
|
$
|
9,098,273
|
n/a |
|
Daily
|
None
|
7. | Investments |
December 31,
2014 |
December 31,
2013 |
|||||||
Putnam S & P 500 Index Fund, 107,467 and 107,185 shares, respectively
|
$
|
6,720,978
|
$
|
5,913,370
|
||||
Putnam Equity Income Fund A 292,544 and 265,972 shares, respectively
|
$
|
6,155,124
|
$
|
5,444,456
|
||||
Columbia Acorn Fund A, 160,998 and 150,676 shares, respectively
|
$
|
4,878,250
|
$
|
5,391,187
|
||||
Putnam Stable Value Fund, 3,539,429 and 3,143,685 shares, respectively (A)
|
$
|
3,606,077
|
$
|
3,184,903
|
||||
Fidelity Low Priced Stock Fund, 68,019 and 68,587 shares, respectively
|
$
|
3,417,936
|
$
|
3,392,323
|
||||
Franklin Growth Fund A, 38,745 and 37,465shares, respectively
|
$
|
2,893,882
|
$
|
2,453,728
|
||||
PIMCO Total Return Fund A, 243,784 and 248,389 shares, respectively
|
$
|
2,598,738
|
$
|
2,655,275
|
||||
Harbor International Fund-Inv, 31,577 and 33,428 shares, respectively
|
$
|
2,026,321
|
*
|
$
|
2,351,018
|
*
|
Investment balance did not meet the 5% threshold at the respective year end.
|
(A)
|
The contract value the Putnam Stable Value Fund was $3,539,429 and $3,143,685 at December 31, 2014 and 2013, respectively.
|
7. | Investments (Continued) |
Plan YearEnded
December 31, |
||||
Mutual funds
|
$
|
(289,063
|
)
|
|
Self Directed Brokerage access account:
|
||||
Common stock
|
(18,885
|
)
|
||
Mutual fund
|
(615
|
)
|
||
Unit investment trust
|
1,358
|
|||
Preferred stock
|
14,880
|
|||
Total brokerage access account
|
(3,262
|
)
|
||
Unitized stock fund
|
(68,343
|
)
|
||
$
|
(360,668
|
)
|
8. | Transactions with Parties-in-Interest |
December 31, 2014
|
December 31, 2013
|
|||||||||||||||
Number of
Shares |
Fair
Value |
Number of
Shares |
Fair
Value |
|||||||||||||
Unitized Stock Fund
|
||||||||||||||||
Ecology and Environment, Inc.
|
||||||||||||||||
Common Stock
|
35,499
|
$
|
326,236
|
36,627
|
$
|
407,659
|
||||||||||
Brokerage Access Account
|
||||||||||||||||
Ecology and Environment, Inc.
|
||||||||||||||||
Common Stock
|
6,265
|
$
|
57,213
|
6,265
|
$
|
68,915
|
9. | Reconciliation of Financial Statements to Form 5500 |
2014
|
2013
|
|||||||
Net assets available for Plan benefits per these financial statements
|
$
|
42,575,683
|
$
|
41,453,143
|
||||
Adjustment from contract value to fair value for fully benefit responsive investment contracts
|
66,648
|
41,218
|
||||||
Net assets available for Plan benefits per the Plan’s Form 5500
|
$
|
42,642,331
|
$
|
41,494,361
|
||||
Net increase in net assets available for Plan benefits per these financial statements
|
$
|
1,122,540
|
$
|
6,523,051
|
||||
Adjustment from contract value to fair value for fully benefit responsive investment contracts
|
25,430
|
(42,182
|
)
|
|||||
Net change in net assets available for Plan benefits per the Plan’s Form 5500
|
$
|
1,147,970
|
$
|
6,480,869
|
(a) Shares
|
(b) Identity of Issue
Borrower, Lessor
or Similar Party
|
(c) Description of Investment
Including Maturity Date,
Rate of Interest,
Collateral, Par, or
Maturity Value
|
(d) Cost
|
(e) Current Value
|
||||||||||||
Mutual Funds:
|
||||||||||||||||
*
|
292,544
|
Putnam
|
Equity Income A
|
**
|
$
|
6,155,124
|
||||||||||
160,998
|
Columbia
|
Acorn Fund A
|
**
|
|
4,878,250
|
|||||||||||
68,019
|
Fidelity
|
Low Priced Stock Fund
|
**
|
|
3,417,936
|
|||||||||||
38,745
|
Franklin
|
Franklin Growth Fund A
|
**
|
|
2,893,882
|
|||||||||||
243,784
|
PIMCO
|
Total Return Fund A
|
**
|
2,598,738
|
||||||||||||
31,577
|
Harbor
|
Harbor International Fund Inv
|
**
|
2,026,321
|
||||||||||||
54,841
|
MFS
|
Aggressive Growth Allocation Fund A
|
**
|
1,075,982
|
||||||||||||
45,346
|
T. Rowe Price
|
Retirement 2030 Fund
|
**
|
1,036,610
|
||||||||||||
48,817
|
MFS
|
Total Return Fund A
|
**
|
888,470
|
||||||||||||
47,503
|
MFS
|
Growth Allocation Fund A
|
**
|
863,134
|
||||||||||||
32,285
|
T. Rowe Price
|
Retirement 2020 Fund
|
**
|
664,755
|
||||||||||||
23,277
|
T. Rowe Price
|
Retirement 2040 Fund
|
**
|
552,838
|
||||||||||||
33,050
|
MFS
|
Moderate Allocation Fund A
|
**
|
546,309
|
||||||||||||
11,416
|
Victory
|
Small Company Opportunity Fund A
|
**
|
447,858
|
||||||||||||
15,740
|
Clearbridge
|
Small Cap Growth A
|
**
|
443,547
|
||||||||||||
20,606
|
Neuberger Berman
|
Socially Responsible Fund
|
**
|
439,328
|
||||||||||||
20,265
|
T. Rowe Price
|
Retirement 2025 Fund
|
**
|
317,145
|
||||||||||||
25,193
|
American Century
|
Inflation Adj Bond Adv
|
**
|
291,991
|
||||||||||||
15,033
|
T. Rowe Price
|
Retirement 2010 Fund
|
**
|
265,489
|
||||||||||||
16,336
|
MFS
|
Conservative Allocation Fund A
|
**
|
238,511
|
||||||||||||
12,747
|
T. Rowe Price
|
Retirement 2050 Fund
|
**
|
169,662
|
||||||||||||
6,328
|
T. Rowe Price
|
Retirement 2035 Fund
|
**
|
105,045
|
||||||||||||
2,508
|
T. Rowe Price
|
Retirement Income Advantage
|
**
|
37,220
|
||||||||||||
2,011
|
T. Rowe Price
|
Retirement 2045 Fund
|
**
|
32,008
|
||||||||||||
1,125
|
T. Rowe Price
|
Retirement 2015 Fund
|
**
|
16,226
|
||||||||||||
1,076
|
T. Rowe Price
|
Retirement 2055 Fund
|
**
|
14,261
|
||||||||||||
8
|
T. Rowe Price
|
Retirement 2005 Adv
|
**
|
108
|
||||||||||||
Total Mutual Funds
|
30,416,748
|
|||||||||||||||
Common Collective Trust Funds:
|
||||||||||||||||
*
|
107,467
|
Putnam
|
S&P 500 Index
|
**
|
6,720,978
|
|||||||||||
*
|
3,539,429
|
Putnam
|
Stable Value Fund
|
**
|
3,606,077
|
|||||||||||
Total Common Collective Trust Funds
|
10,327,055
|
|||||||||||||||
Unitized Stock Fund:
|
||||||||||||||||
*
|
35,499
|
Unitized Stock Fund
|
Ecology and Environment, Inc.
|
**
|
|
326,236
|
||||||||||
-
|
Unitized Stock Fund
|
Federated Government Prime Obligation Fund
|
**
|
|
55,569
|
|||||||||||
Total Unitized Stock Fund
|
381,805
|
|||||||||||||||
Brokerage Access Account:
|
||||||||||||||||
Cash and Cash Equivalents
|
||||||||||||||||
119,078
|
-
|
Schwab Money Market Fund
|
**
|
|
177,497
|
|||||||||||
-
|
-
|
Cash
|
**
|
633
|
||||||||||||
178,130
|
(a) Shares
|
(b) Identity of Issue
Borrower, Lessor
or Similar Party
|
(c) Description of Investment
Including Maturity Date,
Rate of Interest,
Collateral, Par, or
Maturity Value
|
(d) Cost
|
(e) Current Value
|
||||||||||||||
Common Stock
|
||||||||||||||||||
*
|
6,265
|
-
|
Ecology and Environment, Inc
|
**
|
57,213
|
|||||||||||||
500
|
-
|
Marathon Pete Corp
|
**
|
45,130
|
||||||||||||||
500
|
-
|
National Grid PLC ADR
|
**
|
35,330
|
||||||||||||||
500
|
-
|
Valero Energy Corp New
|
**
|
24,750
|
||||||||||||||
400
|
-
|
Dassault Systems SA ADR
|
**
|
24,400
|
||||||||||||||
700
|
-
|
3D SYS Corp
|
**
|
23,009
|
||||||||||||||
500
|
-
|
Vodafone Group New ADR F
|
**
|
17,085
|
||||||||||||||
620
|
-
|
General Electric Company
|
**
|
15,667
|
||||||||||||||
137
|
-
|
Chevron Corporation
|
**
|
15,369
|
||||||||||||||
500
|
-
|
Contango Oil & Gas De
|
**
|
14,620
|
||||||||||||||
300
|
-
|
Antero Resources Corp
|
**
|
12,174
|
||||||||||||||
500
|
-
|
Delta Nat Gas Inc
|
**
|
10,625
|
||||||||||||||
2,000
|
-
|
Just Energy Group Inc
|
**
|
10,460
|
||||||||||||||
200
|
-
|
Halliburton Co Holding Co
|
**
|
7,866
|
||||||||||||||
131
|
-
|
Verizon Communications
|
**
|
6,128
|
||||||||||||||
100
|
-
|
Citgroup Inc New
|
**
|
5,432
|
||||||||||||||
48
|
-
|
Apple Inc
|
**
|
5,298
|
||||||||||||||
200
|
-
|
Masco Corp
|
**
|
5,040
|
||||||||||||||
50
|
-
|
Sector SPDR Energy Select
|
**
|
3,958
|
||||||||||||||
85
|
-
|
Microsoft Corp
|
**
|
3,948
|
||||||||||||||
75
|
-
|
Ambarella Inc
|
**
|
3,804
|
||||||||||||||
21,400
|
-
|
Vasomedical Inc
|
**
|
3,638
|
||||||||||||||
1,000
|
-
|
Sirius XM Radio Inc
|
**
|
3,500
|
||||||||||||||
100
|
-
|
NCR Corp New
|
**
|
2,914
|
||||||||||||||
50
|
-
|
Solarcity Corp
|
**
|
2,674
|
||||||||||||||
1,777
|
-
|
Renesola Ltd Adr
|
**
|
2,506
|
||||||||||||||
115
|
-
|
Calamp Corp
|
**
|
2,105
|
||||||||||||||
250
|
-
|
Groupon Inc Class A
|
**
|
2,065
|
||||||||||||||
72
|
-
|
Goodyear Tire & Rubber Co
|
**
|
2,057
|
||||||||||||||
25
|
-
|
Facebook Inc Class A
|
**
|
1,951
|
||||||||||||||
125
|
-
|
Ford Motor Company New
|
**
|
1,938
|
||||||||||||||
22
|
-
|
Express Scripts Holding Company
|
**
|
1,863
|
||||||||||||||
480
|
-
|
Chimera Invt Corp
|
**
|
1,527
|
||||||||||||||
75
|
-
|
Yandex NV Class A
|
**
|
1,347
|
||||||||||||||
1,800
|
-
|
Capstone Turbine Corp
|
**
|
1,331
|
||||||||||||||
100
|
-
|
Hydrogenics Corp
|
**
|
1,329
|
||||||||||||||
20
|
-
|
Splunk Inc
|
**
|
1,179
|
||||||||||||||
34
|
-
|
Homeaway Inc
|
**
|
1,013
|
||||||||||||||
110
|
-
|
Clean Energy Fuels Corp
|
**
|
549
|
||||||||||||||
75
|
-
|
Realnetworks Inc New
|
**
|
528
|
||||||||||||||
20,000
|
-
|
Luminart Corporation
|
**
|
250
|
||||||||||||||
50
|
-
|
Contango Ore Inc
|
**
|
238
|
||||||||||||||
1,950
|
-
|
Suntech Power Holdings Co
|
**
|
138
|
||||||||||||||
3,000
|
-
|
Makism 3D Corp
|
**
|
63
|
||||||||||||||
150
|
-
|
Cal Dive International
|
**
|
11
|
||||||||||||||
384,020
|
(a) Shares
|
(b) Identity of Issue
Borrower, Lessor
or Similar Party
|
(c) Description of Investment
Including Maturity Date,
Rate of Interest,
Collateral, Par, or
Maturity Value
|
(d) Cost
|
(e) Current Value
|
||||||||||||
Mutual Funds:
|
||||||||||||||||
3,931
|
-
|
Vanguard Total Stock Market Index FD ADM
|
202,821
|
|||||||||||||
11,044
|
-
|
First Eagle Gold Fund Class A
|
**
|
156,379
|
||||||||||||
1,422
|
-
|
T Rowe Price Capital Appreciation Fund
|
**
|
37,145
|
||||||||||||
1,000
|
-
|
First Trust Intermed
|
**
|
22,710
|
||||||||||||
628
|
-
|
Vanguard Equity Income Fund Inc
|
**
|
19,590
|
||||||||||||
1,751
|
-
|
Metropolitan West Total Return BD M
|
**
|
19,101
|
||||||||||||
1,538
|
-
|
Pimco Income D
|
**
|
18,959
|
||||||||||||
289
|
-
|
T Rowe Price Divid Growth FD Inc
|
**
|
10,454
|
||||||||||||
675
|
-
|
Matthews Asia Dividend Fund
|
**
|
10,305
|
||||||||||||
1,456
|
-
|
Pioneer Floating Rate
|
**
|
9,869
|
||||||||||||
880
|
-
|
Pioneer Strategic Income Fund Class A
|
**
|
9,437
|
||||||||||||
204
|
-
|
Dreyfus Midcap Index Fund
|
**
|
7,658
|
||||||||||||
441
|
-
|
Lazard Intl Strategic
|
**
|
6,091
|
||||||||||||
360
|
-
|
Laudus US Large Cap Growth Fund
|
**
|
5,991
|
||||||||||||
315
|
-
|
Powershs Exch Trad Fund Tr
|
**
|
1,660
|
||||||||||||
538,170
|
||||||||||||||||
Unit Investment Trusts:
|
||||||||||||||||
599
|
-
|
Sch US Mid-Cap ETF
|
**
|
24,378
|
||||||||||||
442
|
-
|
Schwab ETFS-US Small Cap ETF
|
**
|
24,339
|
||||||||||||
219
|
-
|
Powershares QQQ Trust Ser 1
|
**
|
22,576
|
||||||||||||
454
|
-
|
Schw US LCAP Val ETF
|
**
|
20,032
|
||||||||||||
500
|
-
|
Claymore Exch Traded FD
|
**
|
14,030
|
||||||||||||
76
|
-
|
Vanguard S&P ETF
|
**
|
7,701
|
||||||||||||
148
|
-
|
Sch US Div Equity ET
|
**
|
5,895
|
||||||||||||
48
|
-
|
Market Vectors New ETF
|
**
|
2,591
|
||||||||||||
58
|
-
|
Guggenheim ETF New Solar Energy
|
**
|
1,978
|
||||||||||||
200
|
-
|
Ishares Trust S&P Global
|
**
|
1,936
|
||||||||||||
100
|
-
|
First TR Exch Traded Fd
|
**
|
1,723
|
||||||||||||
50
|
-
|
Alps Trust ETF
|
**
|
876
|
||||||||||||
128,055
|
||||||||||||||||
Preferred Stock:
|
||||||||||||||||
1,000
|
-
|
Telephone Data
|
**
|
24,870
|
||||||||||||
24,870
|
||||||||||||||||
Total Brokerage Account
|
1,253,245
|
|||||||||||||||
Participant Loans:
|
||||||||||||||||
*
|
-
|
Notes receivable from participants with
|
||||||||||||||
interest rates ranging from 4.25% - 9.50%
|
-0-
|
263,478
|
||||||||||||||
$
|
42,642,331
|
* | Indicates parties-in-interest to the Plan. |
** | Cost not required to be presented for participant directed investments. |
Name of Plan:
|
Ecology and Environment, Inc. 401(k) Plan
|
||
By:
|
Ecology and Environment, Inc. 401(k) Plan Committee Plan Administrator
|
||
Date: June 29, 2015
|
By:
|
/s/ Ronald L. Frank
|
|
Ronald L. Frank
Committee Member
|