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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 18.5625 | 08/01/2005 | M | 10,000 | 01/20/2001(3) | 01/20/2007 | Common Stock | 10,000 | $ 18.5625 | 27,500 | D | ||||
Employee Stock Option (Right to Buy) | $ 17.9063 | 08/01/2005 | M | 3,000 | 01/18/2003(3) | 01/18/2009 | Common Stock | 3,000 | $ 17.9063 | 24,500 | D | ||||
Employee Stock Option (Right to Buy) | $ 27.13 | 08/01/2005 | M | 8,000 | 01/28/2005(4) | 01/28/2007 | Common Stock | 8,000 | $ 27.13 | 16,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SIMS JACK M 55 WAUGH DRIVE, SUITE 1000 HOUSTON, TX 77007 |
Vice President |
G. Stephen Holcomb, Agent and Attorney-in-Fact | 08/03/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were acquired from January 1, 2005 through July 18, 2005 pursuant to the Kirby Corporation 401(k) Plan, at prices ranging from $39.40 to $47.19. The information reported herein is based on a plan statement dated August 1, 2005. |
(2) | These shares were transferred from indirectly owned 401(k) stock into another investment option within the Kirby Corporation 401(k) Plan. |
(3) | Original option exercisable 25% after one year, 50% after two years, 75% after three years and 100% after four years from date of grant. |
(4) | Original option exercisable 33% after one year, 67% after two years and 100% after three years from date of grant. |