UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 2549
FORM N-PX
Investment Company Act File Number: 811-22299
RENN Fund, Inc.
8080 N. Central Expressway, Suite 210, LB-59
Dallas, Texas
75206-1857
(Address of Principal Executive Offices)
(Zip Code)
Russell G. Cleveland
8080 N. Central Expressway, Suite 210, LB-59
Dallas, Texas 75206-1857
(Name and Address of Agent for Service)
Registrant’s telephone number: 214-891-8294
Date of Fiscal Year-End: 12/31/2015
Date of reporting period: 07/01/2015 – 06/30/2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CRR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.
Item 1: Proxy Voting Record.
Disclosed is the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | RENN Fund, Inc. |
| By: | /s/ Russell Cleveland |
| Title: | President, CEO, and Director |
| Date: | October 31, 2016 |
| IDI, Inc. | |||
| Ticker: | IDI | Cusip #: | 44938L108 |
| Meeting Date: | 06/01/2016 | Meeting Type: | Annual |
| Record Date: | 05/06/2016 | ||
| Item: | Matter to be Voted On: | Proposed by: | Shares Voted: | How Voted: | For or Against Management: |
| 1.0 | Election of Directors: | ||||
| 1.1 | Michael Brauser | Management | Yes | For | For |
| 1.2 | Dr. Phillip Frost | Management | Yes | For | For |
| 1.3 | Derek Dubner | Management | Yes | For | For |
| 1.4 | Ryan Schulke | Management | Yes | For | For |
| 1.5 | Peter Benz | Management | Yes | For | For |
| 1.6 | Robert N. Fried | Management | Yes | For | For |
| 1.7 | Donald Mathis | Management | Yes | For | For |
| 1.8 | Steven D. Rubin | Management | Yes | For | For |
| 1.9 | Robert Swayman | Management | Yes | For | For |
| 2.0 | To approve an amendment to the IDI, Inc 2015 Stock Incentive Plan (“2015 Plan”) to increase the number of shares available for issuance under the 2015 Plan and ratify awards made under the 2015 Plan. | Management | Yes | For | For |
| 3.0 | To approve an award of restricted stock units to our Executive Chairman. | Management | Yes | For | For |
| 4.0 | To approve an award of restricted stock units to our Vice Chairman. | Management | Yes | For | For |
| 5.0 | Advisory approval of IDI’s 2015 executive compensation. | Management | Yes | For | For |
| APIVIO Systems, Inc. | |||
| Ticker: | APV CN | Cusip #: | 03765B104 |
| Meeting Date: | 05/19/2016 | Meeting Type: | Annual |
| Record Date: | 05/03/2016 | ||
| Item: | Matter to be Voted On: | Proposed by: | Shares Voted: | How Voted: | For or Against Management: |
| 1.0 | To Set the Number of directors at six. | Management | Yes | For | For |
| 2.0 | Election of Directors: | ||||
| 2.1 | Rob Bakshi | Management | Yes | For | For |
| 2.2 | Jason Donville | Management | Yes | For | For |
| 2.3 | Tim Howley | Management | Yes | For | For |
| 2.4 | Rob Mcjunkin | Management | Yes | For | For |
| 2.5 | David Shaw | Management | Yes | For | For |
| Item: | Matter to be Voted On: | Proposed by: | Shares Voted: | How Voted: | For or Against Management: |
| 2.6 | Walter Andri | Management | Yes | For | For |
| 3.0 | Appointment of KPMG LLP as auditors of the company for the ensuing year and authorizing the directors to fix their remuneration. | Management | Yes | For | For |
| 4.0 | To approve a special resolution amending the articles of Apivio Systems Inc. to amend the quorum of meetings of shareholders of Apivio Systems, Inc. | Management | Yes | For | For |
| Charles & Colvard, Ltd. | |||
| Ticker: | CTHR | Cusip #: | 159765106 |
| Meeting Date: | 05/15/2016 | Meeting Type: | Annual |
| Record Date: | 03/31/2016 | ||
| Item: | Matter to be Voted On: | Proposed by: | Shares Voted: | How Voted: | For or Against Management: |
| 1.0 | Election of Directors: | ||||
| 1.1 | Anne M. Butler | Management | Yes | For | For |
| 1.2 | Neal I. Goldman | Management | Yes | For | For |
| 1.3 | Jaqui Lividini | Management | Yes | For | For |
| 1.4 | Suzanne T. Miglucci | Management | Yes | For | For |
| 1.5 | Ollin B. Sykes | Management | Yes | For | For |
| 2.0 | Proposal to approve an amendment to the Charles & Colvard, Let. 2008 stock incentive plan to increase the number of shares authorized for issuance under the plan by 1,500,000 shares | Management | Yes | For | For |
| 3.0 | Proposal to re-approve the material terms of the performance goals included in the Charles & Colvard, Ltd 2008 Stock Incentive Plan. | Management | Yes | For | For |
| 4.0 | Proposal to ratify the appointment of BDO USA, LLP as the company’s independent registered public accounting firm for the year ending December 31, 2016 | Management | Yes | For | For |
| 5.0 | Proposal to vote, on an advisory (nonbinding) basis, to approve executive compensation | Management | Yes | For | For |
| Bovie Medical Corporation | |||
| Ticker: | BVX | Security ID: | 10211F100 |
| Meeting Date: | July 16, 2015 | Meeting Type: | Annual |
| Record Date: | May 29, 2015 | ||
| Item: | Matter to be Voted On: | Proposed by: | Shares Voted: | How Voted: | For or Against Management: |
| 1.0 | Director | ||||
| 1.1 | Andrew Makrides | Management | Yes | For | For |
| 1.2 | Robert L. Gershon | Management | Yes | For | For |
| 1.3 | J. Robert Saron | Management | Yes | For | For |
| 1.4 | Michael Geraghty | Management | Yes | For | For |
| 1.5 | Charles T. Orsatti | Management | Yes | For | For |
| 1.6 | Lawrence J. Waldman | Management | Yes | For | For |
| 1.7 | John C. Andres | Management | Yes | For | For |
| 2.0 | The approval of the 2015 share incentive plan. | Management | Yes | For | For |
| 3.0 | The ratification of Frazier & Deeter, LLC as the Company’s independent public accountants for the year ending December 31, 2015. | Management | Yes | For | For |
| 4.0 | The approval of a non-binding advisory proposal approving a resolution supporting the compensation of named executive officers. | Management | Yes | For | For |
| Points International Ltd | |||
| Ticker: | PCOM | Cusip #: | 730843208 |
| Meeting Date: | 05/05/2016 | Meeting Type: | Annual and Special |
| Record Date: | 03/31/16 | ||
| Item: | Matter to be Voted On: | Proposed by: | Shares Voted: | How Voted: | For or Against Management: |
| 1.0 | Director | ||||
| 1.1 | Bernay Box | Management | Yes | For | For |
| 1.2 | Christopher Barnard | Management | Yes | For | For |
| 1.3 | Michael Beckerman | Management | Yes | For | For |
| 1.4 | Douglas Carty | Management | Yes | For | For |
| 1.5 | Bruce Croxon | Management | Yes | For | For |
| 1.6 | Robert Maclean | Management | Yes | For | For |
| 1.7 | John Thompson | Management | Yes | For | For |
| 1.8 | David Adams | Management | Yes | For | For |
| 1.9 | Craig Miller | Management | Yes | For | For |
| Item: | Matter to be Voted On: | Proposed by: | Shares Voted: | How Voted: | For or Against Management: |
| 2.0 | The appointment of KPMG LLP as auditors of the corporation for the ensuing year and authorizing the directors to fix their remuneration. | Management | Yes | For | For |
| 3.0 | Special resolution amending articles of incorporation and authorizing determination of the number of directors, the full text of which is set out in the management information circular of the corporation dated March 2, 2016 (The “Amendment Resolution”). | Management | Yes | For | For |
| 4.0 | Ordinary resolution confirming by-law No. 4 of the corporation for advance notice requirement, the full text of which is set out in the management information circular of the corporation dated March 2, 2016 (The "Advance Notice By-Law Resolution”). | Management | Yes | For | For |
| 5.0 | Ordinary resolution adopting new stock option plan, the full text of which is set out in the management information circular of the corporation dated March 2, 2016 (The “Option Plan Resolution”). | Management | Yes | For | For |
| iSatori, Inc | |||
| Ticker: | IFIT | Cusip #: | 464260108 |
| Meeting Date: | 9/29/2015 | Meeting Type: | Special |
| Record Date: | 8/13/2015 | ||
| Item: | Matter to be Voted On: | Proposed by: | Shares Voted: | How Voted: | For or Against Management: |
| 1.0 | To adopt the Agreement and Plan of Merger, dated as of May 18, 2015 (as it may be amended from time to time, the “merger agreement”), by and between FitLife Brands, Inc. (“FitLife”), ISFL Merger Sub, Inc. (“Merger Sub”), and iSatori, Inc. (“iSatori”) and the transactions contemplated thereby, pursuant to which Merger Sub will merge with and into iSatori, with iSatori as the surviving corporation and a wholly-owned subsidiary of FitLife (the “merger”) and to approve the merger | Management | Yes | For | For |
| Item: | Matter to be Voted On: | Proposed by: | Shares Voted: | How Voted: | For or Against Management: |
| 2.0 | To approve on an advisory (non-binding) basis the compensation that may be paid or become payable to iSatori’s named executive officers that is based on or otherwise related to the proposed merger. | Management | Yes | For | For |
| 3.0 | To approve the adjournment of the iSatori special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement and approve the merger. | Management | Yes | For | For |