UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): |
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April 26, 2006 |
ALLIANCEBERNSTEIN HOLDING L.P.
(Exact name of registrant as specified in its charter)
Delaware |
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001-09818 |
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13-3434400 |
(State of other
jurisdiction of |
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(Commission File Number) |
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(I.R.S. Employer Identification Number) |
1345 Avenue of the Americas, New York, New York |
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10105 |
(Address of principal executive offices) |
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(Zip Code) |
Registrants telephone number, including area code: |
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212-969-1000 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 1. Registrants Business and Operations
Item 1.01. Entry into a Material Definitive Agreement.
Not applicable.
Item 1.02. Termination of a Material Definitive Agreement.
Not applicable.
Item 1.03. Bankruptcy or Receivership.
Not applicable.
Section 2. Financial Information
Item 2.01. Completion of Acquisition or Disposition of Assets.
Not applicable.
Item 2.02. Results of Operations and Financial Condition.
AllianceBernstein Holding L.P. (Holding) is furnishing the news release it issued on April 26, 2006 concerning financial and operating results for the quarter ended March 31, 2006 (1Q06 Earnings Release). The 1Q06 Earnings Release is attached hereto as Exhibit 99.13.
Holding is furnishing its First Quarter 2006 Review, dated April 26, 2006 (1Q06 Review). The 1Q06 Review is attached hereto as Exhibit 99.14.
Holding is furnishing a transcript of its conference call with analysts relating to financial and operating results for the quarter ended March 31, 2006 (1Q06 Transcript). The call took place on April 26, 2006. The 1Q06 Transcript is attached hereto as Exhibit 99.15.
Item 2.03. Creation of a Direct Financial Obligation or
an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
Not applicable.
Item 2.04. Triggering Events that Accelerate or Increase a Direct Financial Obligation or
an Obligation under an Off-Balance Sheet Arrangement.
Not applicable.
Item 2.05. Costs Associated with Exit or Disposal Activities.
Not applicable.
Item 2.06. Material Impairments.
Not applicable.
Section 3. Securities and Trading Markets
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
Not applicable.
Item 3.02. Unregistered Sales of Equity Securities.
Not applicable.
Item 3.03. Material Modification to Rights of Security Holders.
Not applicable.
Section 4. Matters Relating to Accountants and Financial Statements
Item 4.01. Changes in Registrants Certifying Accountant.
Not applicable.
Item 4.02. Non-Reliance on Previously Issued Financial Statements or
a Related Audit Report or Completed Interim Review.
Not applicable.
Section 5. Corporate Governance and Management
Item 5.01. Changes in Control of Registrant.
Not applicable.
Item 5.02. Departure of Directors or Principal Officers;
Election of Directors; Appointment of Principal Officers.
Not applicable.
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Changes in Fiscal Year.
Not applicable.
Item 5.04. Temporary Suspension of Trading under Registrants Employee Benefit Plans.
Not applicable.
Item 5.05. Amendments to Registrants Code of Ethics, or Waiver of a Provision of the Code of Ethics.
Not applicable.
Item 5.06. Change in Shell Company Status.
Not applicable.
Section 6. Asset-Backed Securities
Item 6.01. ABS Informational and Computational Material.
Not applicable.
Item 6.02. Change of Servicer or Trustee.
Not applicable.
Item 6.03. Change in Credit Enhancement or Other External Support.
Not applicable.
Item 6.04. Failure to Make a Required Distribution.
Not applicable.
Item 6.05. Securities Act Updating Disclosure.
Not applicable.
Section 7. Regulation FD
Item 7.01. Regulation FD Disclosure.
Holding is furnishing the 1Q06 Earnings Release, which is attached hereto as Exhibit 99.13.
Holding is furnishing the 1Q06 Review, which is attached hereto as Exhibit 99.14.
Holding is furnishing the 1Q06 Transcript, which is attached hereto as Exhibit 99.15.
Section 8. Other Events
Item 8.01. Other Events.
Not applicable.
Section 9. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits.
(a) Financial statements of businesses acquired.
None.
(b) Pro forma financial information.
None.
(c) Shell company transactions.
None.
(d) Exhibits.
99.13 Holding is furnishing the 1Q06 Earnings Release.
99.14 Holding is furnishing the 1Q06 Review.
99.15 Holding is furnishing the 1Q06 Transcript.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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ALLIANCEBERNSTEIN HOLDING L.P.
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Dated: April 27, 2006 |
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By: |
/s/ Robert H. Joseph, Jr. |
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Robert H. Joseph, Jr. Senior Vice President and Chief Financial Officer |