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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 6)
Arch Capital Group Ltd.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
G0450A105
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(CUSIP Number)
Michael M. Pastore, GE Asset Management Incorporated,
3001 Summer Street, Stamford, Connecticut 06905
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
January 11, 2006
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|.
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the Schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
The information required on this cover page shall not be deemed to be "filed"
for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Exchange
Act") or otherwise subject to the liabilities of that section of the Exchange
Act but shall be subject to all other provisions of the Exchange Act (however,
see the Notes).
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CUSIP NO. G0450A105 SCHEDULE 13D PAGE 2 OF 20 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Insurance Private Equity Investors, L.L.C.
I.R.S. #
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
------------ -------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e)
[_]
------------ -------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
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NUMBER OF 7 SOLE VOTING POWER
SHARES 0
------------ ------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 1,992,713
------------ ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
------------ ------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 1,992,713
------------ -------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,992,713
------------ -------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
[_]
------------ -------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.74%
------------ -------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
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CUSIP NO. G0450A105 SCHEDULE 13D PAGE 3 OF 20 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
General Electric Pension Trust
I.R.S. #14-6015763
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
------------ -------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e)
[_]
------------ -------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
State of New York
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NUMBER OF 7 SOLE VOTING POWER
SHARES 0
------------ ------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 1,992,713
------------ ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
------------ ------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 1,992,713
------------ -------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,992,713
------------ -------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
[_]
------------ -------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.74%
------------ -------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
EP
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CUSIP NO. G0450A105 SCHEDULE 13D PAGE 4 OF 20 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GE Asset Management Incorporated as Manager of Insurance Private
Equity Investors, L.L.C. and as Investment Manager of GEPT (as
defined below)
I.R.S. #06-1238874
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
------------ -------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e)
[_]
------------ -------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
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NUMBER OF 7 SOLE VOTING POWER
SHARES 0
------------ ------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 1,992,713
------------ ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
------------ ------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 1,992,713
------------ -------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,992,713
------------ -------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
[_]
------------ -------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.74%
------------ -------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IA, CO
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CUSIP NO. G0450A105 SCHEDULE 13D PAGE 5 OF 20 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
General Electric Company
I.R.S. #
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 SOURCE OF FUNDS*
Not applicable
------------ -------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e)
[_]
------------ -------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
State of New York
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NUMBER OF 7 SOLE VOTING POWER
SHARES 0
------------ ------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY Disclaimed (see 11 below)
------------ ------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
------------ ------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH Disclaimed (see 11 below)
------------ -------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Beneficial ownership of all shares disclaimed by General Electric
Company.
------------ -------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
Disclaimed (see 11 above) [_]
------------ -------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Not applicable (see 11 above)
------------ -------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
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Reference is made to the Statement on Schedule 13D filed on November
30, 2001 as amended by Amendment No. 1 thereto filed October 4, 2002, Amendment
No. 2 thereto filed February 25, 2003, Amendment No. 3 thereto filed April 5,
2004, Amendment No. 4 thereto filed July 30, 2004 and Amendment No. 5 thereto
filed September 29, 2004 (as so amended, the "Schedule 13D") on behalf of
General Electric Company, a New York corporation ("GE"), GE Asset Management
Incorporated, a Delaware corporation and a wholly owned subsidiary of GE
("GEAM"), General Electric Pension Trust, a New York common law trust ("GEPT"),
and Insurance Private Equity Investors, L.L.C., a Delaware limited liability
company and a wholly owned subsidiary of GEPT ("Insurance"). GE, GEAM, GEPT and
Insurance are sometimes referred to herein individually as a "Reporting Person"
and collectively as the "Reporting Persons." Insurance, GEPT and GEAM each
expressly disclaim that they are members of a "group." GE disclaims beneficial
ownership of all shares and expressly disclaims that it is a member of a
"group." All capitalized terms used without definition in this Amendment No. 6
to Schedule 13D shall have the meanings set forth in the Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 of the Schedule 13D is hereby deleted in its entirety and the following
is inserted in lieu thereof:
"(a) Each of Insurance, GEPT and GEAM beneficially owns 1,992,713
Common Shares, representing 2.74%(1) of the Common Shares. Insurance, GEPT, GEAM
and GE each expressly disclaim that they are members of a "group" as such term
is used in Section 13(d)(3) of the Exchange Act.
(b) Insurance, GEAM and GEPT share the power to vote or direct the vote
and power to dispose or direct the disposition of, 1,992,713 Common Shares,
subject to the restrictions on voting described in Item 6 below. GE disclaims
any voting or dispositive power over the shares beneficially owned by GEPT, GEAM
or Insurance.
To the best knowledge of the Reporting Persons, no person other than
the Insurance, GEAM and GEPT has the power to vote or to direct the vote or to
dispose or direct the disposition of any of the securities which they may be
deemed to beneficially own.
---------------------
(1) This percentage is based on 72,851,594 Common Shares outstanding,
calculated by combining the 35,524,092 Common Shares outstanding as of September
30, 2005 as set forth in the Issuer's Form 10-Q for the quarter then ended, with
37,327,502 Preference Shares converted on a one-for-one basis into Common Shares
as set forth in the Issuer's Forms 8-K, dated November 28, 2005 and December 30,
2005.
6 of 20
(c) Between December 15, 2005 and January 11, 2006, GEPT sold 188,600
Common Shares on the open market as set forth below:
---------------------------------- ---------------------- ------------------
Price at which Common Shares
Date of Disposition Common Shares Sold Sold by GEPT
---------------------------------- ---------------------- ------------------
December 15, 2005 $54.045 50,000
---------------------------------- ---------------------- ------------------
December 16, 2005 $54.15 113,000
---------------------------------- ---------------------- ------------------
December 16, 2005 $54.0517 600
---------------------------------- ---------------------- ------------------
January 11, 2006 $55.5448 25,000
---------------------------------- ---------------------- ------------------
Total Amount of Common Shares
Sold: 188,600
---------------------------------- ---------------------- ------------------
(d) No other person except for the Reporting Persons are known to have
the rights to receive or the power to direct the receipt of dividends from, or
the proceeds from the sale of, the shares of Common Stock beneficially owned by
the Reporting Persons and covered by this Statement.
(e) Not Applicable."
ITEM 7. MATERIALS TO BE FILED AS EXHIBITS
Exhibits I, II, IV, V and VI to the Schedule 13D are hereby incorporated by
reference.
SCHEDULES II, III AND IV.
Schedules II, III and IV to the Schedule 13D are hereby amended and
restated in their entirety as set forth in the revised versions thereof attached
hereto.
7 of 20
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: January 11, 2006
INSURANCE PRIVATE EQUITY INVESTORS, L.L.C.
By: GE Asset Management Incorporated, its
Manager
By: /s/ Michael M. Pastore
------------------------------
Name: Michael M. Pastore
Title: Vice President
GENERAL ELECTRIC PENSION TRUST
By: GE Asset Management Incorporated, its
Investment Manager
By: /s/ Michael M. Pastore
------------------------------
Name: Michael M. Pastore
Title: Vice President
GE ASSET MANAGEMENT INCORPORATED
By: /s/ Michael M. Pastore
------------------------------
Name: Michael M. Pastore
Title: Vice President
GENERAL ELECTRIC COMPANY
By: /s/ John H. Myers
------------------------------
Name: John H. Myers
Title: Vice President
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Schedule II
GENERAL ELECTRIC PENSION TRUST
The business address of each of the persons listed below is 3001 Summer Street,
P.O. Box 7900, Stamford, Connecticut 06904.
Trustees Present Principal Occupation
-------- ----------------------------
David B. Carlson Executive Vice President of GEAM and Trustee of GEPT
Michael J. Cosgrove Executive Vice President of GEAM and Trustee of GEPT
Ralph R. Layman Executive Vice President of GEAM and Trustee of GEPT
Alan M. Lewis Executive Vice President, General Counsel and
Secretary of GEAM and Trustee of GEPT
Robert A. MacDougall Executive Vice President of GEAM and Trustee of GEPT
John H. Myers Vice President of General Electric Company, President
and Chief Executive Officer of GEAM and Trustee of
GEPT
Donald W. Torey Executive Vice President of GEAM and Trustee of GEPT
John J. Walker Executive Vice President - Chief Financial Officer of
GEAM and Trustee of GEPT
Citizenship of All Trustees
---------------------------
U.S.A.
9 of 20
Schedule III
INSURANCE PRIVATE EQUITY INVESTORS, L.L.C.
The Manager of Insurance Private Equity Investors, L.L.C. is GE Asset Management
Incorporated (a Delaware corporation). Its principal place of business is 3001
Summer Street, P.O. Box 7900, Stamford, Connecticut 06904.
GE ASSET MANAGEMENT INCORPORATED
The business address of each of the persons listed below is 3001 Summer Street,
P.O. Box 7900, Stamford, Connecticut 06904.
Directors Present Principal Occupation
--------- ----------------------------
David B. Carlson Executive Vice President of GEAM and Trustee of GEPT
Michael J. Cosgrove Executive Vice President of GEAM and Trustee of GEPT
Pamela K. Halligan Vice President of GEAM
Kathryn D. Karlic Executive Vice President of GEAM
Ralph R. Layman Executive Vice President of GEAM and Trustee of GEPT
Alan M. Lewis Executive Vice President, General Counsel and
Secretary of GEAM and Trustee of GEPT
Robert A. MacDougall Executive Vice President of GEAM and Trustee of GEPT
John H. Myers Vice President of General Electric Company, President
and Chief Executive Officer of GEAM and Trustee of
GEPT
Anthony J. Sirabella Senior Vice President - Chief Information Officer of
GEAM
Donald W. Torey Executive Vice President of GEAM and Trustee of GEPT
John J. Walker Executive Vice President - Chief Financial Officer of
GEAM and Trustee of GEPT
Citizenship of all Directors
----------------------------
U.S.A.
10 of 20
Executive Officers Present Principal Occupation
------------------ ----------------------------
John H. Myers President and Chief Executive Officer
David B. Carlson Executive Vice President - Domestic Equity
Investments
Michael J. Cosgrove Executive Vice President - Chief Marketing Officer
Kathryn D. Karlic Executive Vice President - Fixed Income
Ralph R. Layman Executive Vice President - International Equity
Investments
Alan M. Lewis Executive Vice President - General Counsel and
Secretary
Robert A. MacDougall Executive Vice President - Fixed Income
Donald W. Torey Executive Vice President - Real Estate and Private
Equities
John J. Walker Executive Vice President - Chief Financial Officer
Anthony J. Sirabella Senior Vice President - Chief Information Officer
Pamela K. Halligan Vice President - Human Resources
William F. Ruoff, III Vice President - Quality
Greg O. Bouleris Senior Vice President - Fixed Income
Stephen N. DeVos Senior Vice President - Fixed Income
Thomas M. Powers Senior Vice President - Fixed Income
Paul M. Colonna Senior Vice President - Fixed Income
William M. Healey Senior Vice President - Fixed Income
Mark R. Delaney Senior Vice President - Fixed Income
Gregory B. Hartch Senior Vice President - Fixed Income
Gregory W. Fletcher Vice President - Fixed Income Finance
Kathleen S. Brooks Vice President - Fixed Income
Vita-Marie Pike Vice President - Fixed Income
Eric H. Gould Vice President - Fixed Income
Craig M. Enright Vice President - Fixed Income
Thomas D. Mockler Vice President - Fixed Income
Brad G. Postema Vice President - Fixed Income
Alfredo Chang Vice President - Fixed Income
Frederick W. Jackson Vice President - Fixed Income
Mark H. Johnson Vice President - Fixed Income
Don J. Duncan Vice President - Money Market Investments
11 of 20
Michael J. Caufield Senior Vice President - Fixed Income
Craig M. Varrelman Vice President - Fixed Income Product Manager
Brian Hopkinson Senior Vice President - International Equity
Portfolios
Daizo Motoyoshi Senior Vice President - International Equity
Portfolios
Jonathan L. Passmore Senior Vice President - International Equity
Portfolios
Michael J. Solecki Senior Vice President - International Equity
Portfolios
Judith A. Studer Senior Vice President - International Equity
Portfolios
T. Brent Jones Vice President - International Equity Portfolios
Ping Zhou Vice President - International Equity Portfolios
Robert A. Jasminiski Vice President - International Equity Portfolios
Paul Nestro Vice President - International Equity Portfolios
Conrad Saldanha Vice President - International Equity Portfolios
Makoto F. Sumino Vice President - International Equity Portfolios
Philip A. Riordan Senior Vice President - Real Estate
B. Bradford Barrett Vice President - Real Estate
Robert P. Gigliotti Vice President - Real Estate
Gerald Karr Vice President - Real Estate
James M. Mara Senior Vice President - International Private
Equities
Andreas T. Hildebrand Vice President - Private Equities
Patrick J. McNeela Vice President - Private Equities
James Mitchell, Jr Vice President - Private Equities
Paolo G. M. Simonato Vice President - International Private Equities
David W. Wiederecht Vice President - Private Equities
Christopher D. Brown Senior Vice President - Equity Portfolios
Damian J. Maroun Senior Vice President - Equity Trading
Paul C. Reinhardt Senior Vice President - Equity Portfolios
Nancy A. Ward Senior Vice President - Equity Portfolios
Richard L. Sanderson Senior Vice President - Equity Research
Diane M. Wehner Senior Vice President - Equity Portfolios
George A. Bicher Vice President - Equity Investments
Clemence C. Garcia Vice President - Equity Investments
12 of 20
Gerald L. Igou Vice President - Equity Investments
Michael Isakov Vice President - Equity Investments
Sandra J. O'Keefe Vice President - Equity Investments
John H. Schaetzl Vice President - Equity Investments
Christopher J. Sierakowski Vice President - Equity Investments
Charles F. Stuart Vice President - Equity Investments
Steven M. Fierstein Vice President - Equity Investments
Thomas R. Lincoln Vice President - Equity Portfolios
Anthony J. Mariani Vice President - Equity Investments
Walter P. Ruane Vice President - Equity Investments
Ravi K. Pamnani Vice President - Equity Investments
John T. Boyce Senior Vice President - Institutional Investments
Joseph M. Connors Senior Vice President - Operations
Barbara Regan Senior Vice President - Marketing
Michelle Fang Vice President - Product Management
Mary R. Stone Vice President - Trade Operations
Gareth J. Davies Vice President - Risk Management
Tiffany Hanisch Vice President - Financial Planning & Analysis
Lowell E. Haims Vice President - Controller
John F. Robbins Vice President - Compliance
Jane E. Hackney Vice President - Equity Portfolio Management
Erica K. Jacobson Vice President - Client Portfolio Management
Dory S. Black Vice President - Assoc. Gen. Counsel & Asst. Sec.
Christopher J. Costello Vice President - Assoc. Gen. Counsel & Asst.
Secretary
Daniel L. Furman Vice President - Assoc. Gen. Counsel Private Equities
& Asst. Secretary
Leanne R. Dunn Vice President - Assoc. Gen. Counsel Real Estate &
Asst. Secretary
Jeanne M. La Porta Vice President - Assoc. Gen. Counsel & Asst.
Secretary
Michael M. Pastore Vice President - Assoc. Gen. Counsel Private Equities
& Real Estate & Asst. Secretary
George N. Sapio Vice President - Assoc. Gen. Counsel & Asst.
Secretary
Scott A. Silberstein Vice President - Assoc. Gen. Counsel & Asst.
Secretary
13 of 20
Matthew J. Simpson Senior Vice President, Gen. Counsel - Investment
Services & Asst. Secretary
Charles I. Middleton Vice President - Tax Counsel
Citizenship of all Executive Officers
-------------------------------------
U.S.A.
14 of 20
Schedule IV
GENERAL ELECTRIC COMPANY
The names and principal occupations of the Directors of General Electric Company
are as follows:
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
J.I. Cash, Jr. General Electric Company Former Professor of Business
3135 Easton Turnpike Administration-Graduate
Fairfield, CT 06828 School of Business
Administration, Harvard University
Sir William Castell GE Healthcare Vice Chairman of the Board and
Pollards Wood, Nightingales Lane Executive Officer, General
Chalfont St. Giles Electric Company; Chairman,
HP8 4SP Great Britain GE Healthcare
A.M. Fudge Young & Rubicam Brands. Chairman and Chief
285 Madison Avenue Executive Officer,
New York, NY 10017 Young & Rubicam Brands
C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board
S.A. de C.V. and Chief Executive Officer,
Jose Luis Lagrange 103, Kimberly-Clark de Mexico,
Tercero Piso S.A. de C.V.
Colonia Los Morales
Mexico, D.F. 11510, Mexico
J.R. Immelt General Electric Company Chairman of the Board
3135 Easton Turnpike and Chief Executive
Fairfield, CT 06828 Officer, General Electric
Company
A. Jung Avon Products, Inc. Chairman and Chief
1345 Avenue of the Americas Executive Officer,
New York, NY 10105 Avon Products, Inc.
A.G. Lafley The Procter & Gamble Company Chairman of the Board, President
1 Procter & Gamble Plaza and Chief Executive
Cincinnati, Oh 45202-3315 The Procter & Gamble Company
R.W. Lane Deere & Company Chairman and Chief
One John Deere Place Executive Officer
Moline, Illinois 61265 Deere & Company
15 of 20
R.S. Larsen Johnson & Johnson Former Chairman and Chief
100 Albany Street Executive Officer
Suite 200
New Brunswick, NJ 08901
R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief
309 West 49th Street Executive Officer
New York, NY 10019-7316
S. Nunn Sam Nunn School of Retired Partner
International Affairs King & Spalding
Georgia Institute of Technology
781 Marietta Street, NW
Atlanta, Georgia 30318
R.S. Penske Penske Corporation Chairman of the Board
2555 Telegraph Road and President, Penske
Bloomfield Hills, MI 48302-0954 Corporation
R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean
Cornell University and Professor of Accounting
207 Sage Hall
Ithaca, NY 14853-6201
D.A. Warner III J. P. Morgan Chase & Co., Former Chairman of the Board
The Chase Manhattan Bank and Morgan
Guaranty Trust Co. of New York
270 Park Avenue
New York, NY 10154
R.C. Wright NBC Universal, Inc. Vice Chairman of the Board and
30 Rockefeller Plaza Executive Officer, General
New York, NY 10112 Electric Company; Chairman
and Chief Executive Officer,
NBC Universal, Inc.
Citizenship
-----------
Sir William Castell United Kingdom
Claudio X. Gonzalez Mexico
Andrea Jung Canada
All Others U.S.A.
16 of 20
GENERAL ELECTRIC COMPANY EXECUTIVE OFFICERS
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
J.R. Immelt General Electric Company Chairman of the Board and
3135 Easton Turnpike Chief Executive Officer
Fairfield, CT 06828
P.D. Ameen General Electric Company Vice President and Comptroller
3135 Easton Turnpike
Fairfield, CT 06828
F. Beccalli General Electric Company Senior Vice President-
3135 Easton Turnpike GE Europe
Fairfield, CT 06828
C. T. Begley General Electric Company Senior Vice President
1 Plastics Avenue GE Plastics
Pittsfield, MA 01201
M. W. Begor General Electric Company Senior Vice President
1600 Summer Street GE Consumer Finance - Americas
Stamford, CT 06927
P.T. Bossidy General Electric Company Senior Vice President -
44 Old Ridgebury Road GE Commercial Financial Service
Danbury, CT 06810 Leasing
D.L. Calhoun General Electric Company Vice Chairman of General
3135 Easton Turnpike Electric Company;
President Fairfield, CT 06828 & CEO, GE Infrastructure
J.P. Campbell General Electric Company Senior Vice President -
Appliance Park GE Consumer & Industrial
Louisville, KY 40225
W.H. Cary General Electric Company Vice President -
3135 Easton Turnpike Investor Communications
Fairfield, CT 06828
K.A. Cassidy General Electric Company Vice President and
201 High Ridge Road GE Treasurer
Stamford, CT 06905-3417
17 of 20
Sir William Castell GE Healthcare Vice Chairman of the Board and
Pollards Wood, Nightingales Lane Executive Officer, General
Chalfont St. Giles Electric Company; Chairman,
HP8 4SP Great Britain GE Healthcare
W.J. Conaty General Electric Company Senior Vice President -
3135 Easton Turnpike Human Resources
Fairfield, CT 06828
P. Daley General Electric Company Senior Vice President -
3135 Easton Turnpike Corporate Business
Fairfield, CT 06828 Development
B.B. Denniston III General Electric Company Senior Vice President and
3135 Easton Turnpike General Counsel
Fairfield, CT 06828
S.C. Donnelly General Electric Company Senior Vice President -
1 Neumann Way GE Aircraft Engines
Cincinnati, OH 05215
S. Fitzsimons General Electric Company Vice President -
3135 Easton Turnpike Corporate Financial Planning
Fairfield, CT 06828 and Analysis
Y. Fujimori General Electric Company Senior Vice President -
21 Mita 1-chome GE Consumer Finance-Asia
Meguro-ku 3d Floor Alto
Tokyo, Japan 153-0062
J.M. Hogan General Electric Company Senior Vice President -
Pollards Wood, Nightingales Lane GE Healthcare
Chalfont St. Giles
HP8 4SP Great Britain
J. Krenicki General Electric Company Senior Vice President -
4200 Wildwood Parkway GE Energy
Atlanta, GA 30339
M.M. Little General Electric Company Senior Vice President -
One Research Circle GE Global Research
Niskayuna, NY 12309
18 of 20
M.A. Neal General Electric Company Vice Chairman of
260 Long Ridge Road General Electric Company;
Stamford, CT 06927 President & CEO, GE Commercial
Financial Services
D.R. Nissen General Electric Company Senior Vice President -
201 High Ridge Road GE Consumer Finance
Stamford, CT 06905-3417
D. O'Connor General Electric Company Senior Vice President
Woodchester House GE Consumer Finance -
Europe
Golden Lake Dublin 8
Dublin 8 IRE
J.A. Parke General Electric Company Senior Vice President -
260 Long Ridge Road General Electric Company
Stamford, CT 06927 Vice Chairman, GE Capital
Corporation
M.E. Pralle General Electric Company Senior Vice President
292 Long Ridge Road GE Commercial Financial Services -
Stamford, CT 06927 Real Estate
R.R. Pressman General Electric Company Senior Vice President -
9201 State Line GE Insurance
Kansas City, KS, 64114-3234
G.M. Reiner General Electric Company Senior Vice President -
3135 Easton Turnpike Chief Information Officer
Fairfield, CT 06828
J.G. Rice General Electric Company Vice Chairman of
General 4200 Wildwood Parkway Electric Company;
President Atlanta, GA 30339 & CEO, GE Industrial
K.S. Sherin General Electric Company Senior Vice President - Finance
3135 Easton Turnpike and Chief Financial Officer
Fairfield, CT 06828
L.G. Trotter General Electric Company Executive Vice President
3135 Easton Turnpike
Fairfield, CT 06828
W.A. Woodburn General Electric Company Senior Vice President -
187 Danbury Road GE Industrial
Wilton, CT 06897
19 of 20
R.C. Wright NBC Universal, Inc. Vice Chairman of the Board
30 Rockefeller Plaza and Executive Officer, General
New York, NY 10112 Electric Company; Chairman
and Chief Executive Officer,
NBC Universal, Inc.
CITIZENSHIP
Ferdinando Beccalli Italy
Sir William Castell United Kingdom
Shane Fitzsimons Ireland
Dan O'Connor Ireland
Yoshiaki Fujimori Japan
All Others U.S.A.
20 of 20