UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 16, 2015

 

PennyMac Financial Services, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware		001- 35916		80-0882793
(State or other jurisdiction		(Commission		(IRS Employer
of incorporation)		File Number)		Identification No.)

 

6101 Condor Drive, Moorpark, California		93021
(Address of principal executive offices)		(Zip Code)

 

(818) 224-7442

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Item 7.01     Regulation FD Disclosure.

 

On September 15, 2015, PennyMac Financial Services, Inc. issued a press release announcing that its President and Chief Operating Officer, David A. Spector, will be presenting at the Barclays Global Financial Services Conference to be held in New York, NY on Wednesday, September 16, 2015 at 10:30 a.m. Eastern Time. A copy of the presentation that Mr. Spector will use during the conference is attached hereto and furnished as Exhibit 99.1.

 

The information contained in this Item 7.01, including the related information set forth in the presentation attached hereto and incorporated by reference herein, is being “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of Section 18 of the Exchange Act. The information in this Item 7.01 shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, or into any filing or other document pursuant to the Exchange Act, except as otherwise expressly stated in any such filing.

 

Item 9.01     Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.	Description
99.1	Slide Presentation for use by PennyMac Financial Services, Inc. on September 16, 2015 in connection with the Barclays Global Financial Services Conference.

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

	PENNYMAC FINANCIAL SERVICES, INC.
Dated: September 16, 2015	/s/ Anne D. McCallion
	Anne D. McCallion
	Chief Financial Officer

 

 

 

EXHIBIT INDEX

 

 

Exhibit No.	Description
99.1	Slide Presentation for use by PennyMac Financial Services, Inc. on September 16, 2015 in connection with the Barclays Global Financial Services Conference.