SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 7, 2003 UNITED-GUARDIAN, INC. -------------------------------------------------- (Exact name of Registrant as Specified in Charter) DELAWARE 1-10526 11-1719724 --------------------------- ---------------------- ------------ (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 230 Marcus Boulevard, Hauppauge, New York 11788 ------------------------------------------------ -------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (631) 273-0900 -------------- Not Applicable ----------------------------------------------------------- (Former name or former address, if changed since last report) Item 7. Financial Statements and Exhibits. (c) Exhibits 99.1 - Earnings release dated May 7, 2003 for the three months ended March 31, 2003. Item 9. Regulation FD Disclosure (Information furnished under "Item 12. Results of Operations and Financial Condition") On May 7, 2003, United-Guardian, Inc. issued a press release announcing its financial results for the first quarter ended March 31, 2003. A copy of this press release is being furnished as Exhibit 99.1 to this Form 8-K. The information contained in this Form 8-K and the Exhibit(s) attached hereto ("Information") is being furnished pursuant to "Item 9. Regulation FD Disclosure" and in satisfaction of the requirements of "Item 12. Disclosure of Results of Operations and Financial Condition" in accordance with SEC Release Nos. 33-8216 and 34-47583. Such Information shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. UNITED-GUARDIAN, INC. By:/s/ Kenneth H. Globus ------------------------ Name: Kenneth H. Globus Title: President May 8, 2003