FORM 3



  

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SEC USE ONLY

Document Sequence Number

 

NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

CUSIP NUMBER

Work Location

ATTENTION:  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to
                execute a sale or executing a sale directly with a market maker.

 

1(a) NAME OF ISSUER (Please type or print)


GOLDEN WEST BREWING COMPANY, INC.

(b) IRS IDENT. NO.


90-0158978

(c) S.E.C. FILE NO.


000-51808

1(d) ADDRESS OF ISSUER          STREET               CITY       STATE         ZIP CODE


2010A Harbison Drive # 312, Vacaville, CA  95687

AREA CODE


707

PHONE NUMBER


884-3766

2(a) NAME OF PERSON FOR WHOSE  ACCOUNT THE  SECURITIES ARE TO BE SOLD


NEUMAN, CLIFFORD L.

(b) RELATIONSHIP
   TO ISSUER


10% stockholder

(c) ADDRESS   STREET   CITY   STATE   ZIP CODE


1507 Pine Street, Boulder, CO  80302

     INSTRUCTION:  The person filing this notice should contact the issuer to obtain the IRS Identification No. and the S.E.C. File Number

3(a)  Title of the
      Class of Securities
      To Be Sold

(b)
Name and Address of Each Broker through whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities

SEC USE ONLY
Broker Dealer
File Number

(c) Number of Shares or Other Units to be Sold
(See Instr. 3(c))

(d) Aggregate Market Value

(See Instr. 3(d))

(e) Number of Shares

or Units Outstanding

(See Instr. 3(e))

(f) Approximate

Date of Sale

(See Instr. 3(f))

MO.  DAY   YR.

(g) Name of Each

Securities Exchange

(See Instr. 3(g))


Common

Stifel Nicolaus & Company, Incorporated

501 N Broadway

St. Louis, MO  63102

 


97,500


$4,970


2,565,500


See Table II


OTCBB


       


       




(Over)





TABLE I - SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:



Title of the Class

Date You

Acquired

Nature of Acquisition Transactions

Name of persons from whom acquired

(If gift, also give the date donor acquired

Amount of Securities Acquired

Date of

Payment

Nature of Payments


Common Stock


2004


Stock for Services


Issuer


100,000


2004


services

INSTRUCTIONS:

1.

If the securities were purchased and full payment therefor was not made in cash at the time of the purchase, explain in the table or in a note thereto the nature of the consideration given.  If the consideration

consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold


Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of

Securities Sold

Gross Proceeds


Clifford L Neuman

1507 Pine Street

Boulder, CO  80302



Common

10/26/2009

11/16/2009

11/27/2009

12/21/2009

5,000

1,000

5,000

86,500

$   250

$    50

$   250

$ 4,420

$ 4,970

INSTRUCTIONS:

See the definition of "person" in paragraph (a) of Rule 144.  Information is to be given not only as to the person for whose account the securities are to be sold but also as to all the other persons included

in that definition.  In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.


ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the

current and prospective operations of the issuer of the securities to be sole which has not been publicly disclosed.  If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1

under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.



01/05/2010

/s/ Clifford L. Neuman

                Date of Notice                      

Signature



Date of Plan Adoption or Giving of Instruction,

If relying on Rule 10b5-1


 

The notice shall be signed by the person for whose account the securities are to be sold.  At least one copy of the notice shall be manually signed.

Any copies not manually signed shall bear typed or printed signature.


ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)