UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
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Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 31, 2008
TRANS-LUX CORPORATION
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(Exact name of registrant as specified in its charter)
Delaware 1-2257 13-1394750
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(State or other jurisdiction (Commission (I.R.S. Employer
of incorporation) File Number) Identification No.)
26 Pearl Street, Norwalk, CT 06850
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (203) 853-4321
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(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement
The following agreements have been amended in order to comply
with the provisions of Section 409A of the Internal Revenue Code
regulations and guidance issued thereunder, including IRS Notice
2007-34 (the 409A Requirements) requiring deferred compensation
arrangements as defined therein to be in compliance by December
31, 2008. There has not been any increase in benefits in
these agreements.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
10.1 Supplemental Executive Retirement Plan dated January 1, 2009,
filed herewith.
10.2 Amended and Restated Employment Agreement with Michael R. Mulcahy
dated January 1, 2009, filed herewith.
10.3 Amended and Restated Employment Agreement with Al Miller dated
January 1, 2009, filed herewith.
10.4 Amendment to Consulting Agreement with Moving Images, LLC dated
December 31, 2008.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized:
TRANS-LUX CORPORATION
by: /s/ Angela D. Toppi
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Angela D. Toppi
Executive Vice President
and Chief Financial Officer
Dated: January 6, 2009