SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
April 23, 2003
--------------------------------------------------------------------------------
(Date of earliest event reported)
Banknorth Group, Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)
Maine 001-31251 01-0437984
--------------------------------------------------------------------------------
(State or other (Commission File Number) (IRS Employer
jurisdiction Identification No.)
of incorporation)
P.O. Box 9540, Two Portland Square, Portland, Maine 04112-9540
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip Code)
(207) 761-8500
--------------------------------------------------------------------------------
(Registrant's telephone number, including area code)
Not Applicable
--------------------------------------------------------------------------------
(Former name, former address and former fiscal year, if changed since last
report)
ITEM 5. OTHER EVENTS AND REQUIRED FD DISCLOSURE
Banknorth Group, Inc. ("Banknorth" or the "Registrant") has entered into
an Underwriting Agreement, dated April 23, 2003, with Lehman Brothers Inc. and
Keefe, Bruyette & Woods, Inc. (collectively, the "Underwriters") for the public
offering of $150,000,000 aggregate principal amount of 3.75% Senior Notes due
May 1, 2008 (the "Notes") which are to be issued by Banknorth pursuant to an
Indenture (the "Indenture"), dated April 30, 2003, between Banknorth and The
Bank of New York, as Trustee.
The Notes have been registered by Banknorth under the Securities Act of
1933, as amended (the "Securities Act"), by a Registration Statement on Form S-3
(File No. 333-81980), which was declared effective by the Securities and
Exchange Commission (the "Commission") on February 12, 2002.
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
(a) Not applicable.
(b) Not applicable.
(c) The exhibits listed below relate to Banknorth's Registration
Statement on Form S-3 (File No. 333-81980)(the "Registration Statement") and are
filed herewith for incorporation by reference in the Registration Statement. The
following exhibits are included with this Report:
Exhibit No. Description
1.1 Underwriting Agreement, dated April 23, 2003,
among Banknorth, Lehman Brothers Inc. and Keefe
Bruyette & Woods, Inc.
4.3 Form of Indenture for the Notes (1)
4.13.1 Form of 3.75% Senior Note due May 1, 2008
25.1 Form T-1 Statement of Eligibility of the Bank of
New York to act as Trustee under the Indenture (2)
-------------
(1) Incorporated by reference to Exhibit 4.3 to the Registration Statement
filed with the Commission on February 1, 2002.
(2) Filed with the Commission on April 23, 2003 pursuant to Section 305 (b)
(2) of the Trust Indenture Act of 1939.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
BANKNORTH GROUP, INC.
By: /s/ Peter J. Verrill
---------------------------------
Name: Peter J. Verrill
Title: Senior Executive Vice
President and Chief
Operating Officer
Date: April 30, 2003
3