UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT: February 7, 2007
(Date of earliest event reported)
POWELL INDUSTRIES, INC.
(Exact Name of Registrant as Specified in Its Charter)
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| Delaware
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001-12488
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88-0106100 |
(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer
Identification Number) |
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8550 Mosley Drive
Houston, Texas
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77075-1180 |
(Address of Principal
Executive Offices)
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(Zip Code) |
(713) 944-6900
(Registrant’s Telephone Number, Including Area Code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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o Written communications pursuant to Rule 425 under the Securities Act (17CFR230.425) |
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o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR240.14a-12) |
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o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Action
(17CFR240.14D-2(b)) |
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o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17CFR240.13e-4(c)) |
Item 2.02 – Results of Operations and Financial Condition
On February 7, 2007, Powell Industries, Inc. (NASDAQ: POWL) held a conference call to discuss the
results of its fiscal 2007 first quarter ended December 31, 2006, as reflected in the attached
press release dated February 7, 2007 released earlier that day. The Company changed its fiscal year
end from October 31 to September 30 effective September 30, 2006. Prior year financial statements
have not been restated to conform to the new fiscal year as the Company’s operations do not
fluctuate on a seasonal basis and the change in fiscal year end is
only 30 days. A replay of the
Company’s audio webcast can be accessed through the “Investor Relations/Events” tab at
www.powellind.com. The webcast and the press release contain forward-looking statements, which are
made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of
1995. Readers are cautioned that such forward-looking statements involve risks and uncertainties in
that actual results may differ materially from those projected in the forward-looking statements.
In the course of operations, the Company is subject to certain risk factors, including but not
limited to competition and competitive pressures, sensitivity to general economic and industrial
conditions, international political and economic risks, availability and price of raw materials and
execution of business strategy. The information in this Current Report is being furnished pursuant
to Item 2.02, Results of Operations and Financial Condition. Pursuant to general instruction B.2.
of Form 8-K, the information in this Current Report shall not be deemed “filed” for the purposes of
Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that
Section. The information in this Current Report shall not be incorporated by reference into any
registration statement pursuant to the Securities Act of 1933.
Item 9.01 –Exhibits
On February 7, 2007, the Company announced results for its fiscal 2007 first quarter ended December
31, 2006. A copy of the press release announcing the results is attached hereto as Exhibit 99.1 and
incorporated herein by this reference.
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Description |
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99.1
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Press Release dated February 7, 2007
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