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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 74.46 | 04/22/2013 | A(1) | 3,002 | (1) | 04/21/2023 | Common Stock | 3,002 | $ 0 | 3,002 | D | ||||
Restricted Stock Units | (2) | 04/22/2013 | A | 504 | (3) | (3) | Common Stock | 504 | $ 0 | 504 | D | ||||
Restricted Stock Units | (2) | 04/22/2013 | A | 3,000 | (4) | (4) | Common Stock | 3,000 | $ 0 | 3,000 | D | ||||
Deferred Compensation (Phantom Shares) | (2) | 04/22/2013 | A | 569.781 | (5) | (5) | Common Stock | 569.781 | $ 74.59 | 569.781 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Washington Robin L 101 COLUMBIA ROAD MORRISTOWN, NJ 07960 |
X |
Jacqueline Katzel for Robin L. Washington | 04/24/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents exempt grant of non-qualified stock options under the 2006 Stock Plan for Non-Employee Directors that vest in four equal annual installments, with the first installment vesting on April 1, 2014. |
(2) | Instrument converts to common stock on a one-for-one basis. |
(3) | The Restricted Stock Units were granted under the 2006 Stock Plan for Non-Employee Directors and vest on April 22, 2016. |
(4) | The Restricted Stock Units were granted under the 2006 Stock Plan for Non-Employee Directors of Honeywell International Inc. and will vest on the fifth anniversary of continuous service on the Board of Directors. |
(5) | Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors of Honeywell International Inc. and will be settled in cash upon termination or retirement. |