o
|
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR
230.425)
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR
240.14d-2(b))
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
|
Item
8.01. OTHER EVENTS.
|
Item
9.01. FINANCIAL STATEMENTS AND
EXHIBITS.
|
FIRST ALBANY COMPANIES INC. | |||
|
By:
|
/s/ C. Brian Coad | |
C.
Brian
Coad
|
|||
Chief
Financial
Officer
|
|||