CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 2 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Carlos Slim Helú
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
3,050,988,714 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
3,050,988,714 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,686,412 A Shares and 18,123,352,200 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4% of A Shares and 29.7% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 3 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Carlos Slim Domit
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
2,455,141,910 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
2,455,141,910 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,686,412 A Shares and 17,505,872,490 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4% of A Shares and 28.7% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 4 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Marco Antonio Slim Domit
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
2,458,462,682 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
2,458,462,682 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,686,412 A Shares and 17,508,193,268 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4% of A Shares and 28.7% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 5 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Patrick Slim Domit
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
2,709,996,174 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
2,709,996,174 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,686,412 A Shares and 17,760,726,754 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4% of A Shares and 29.1% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 6 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
María Soumaya Slim Domit
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
756,601,792 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
756,601,792 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,686,412 A Shares and 16,695,532,378 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4% of A Shares and 27.3% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 7 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Vanessa Paola Slim Domit
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
891,695,928 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
891,695,928 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,686,412 A Shares and 16,807,826,514 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4% of A Shares and 27.5% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 8 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Johanna Monique Slim Domit
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
755,847,948 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
755,847,948 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
2,686,412 A Shares and 15,938,940,580 L Shares (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,686,412 A Shares and 16,691,378,534 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES x
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4% of A Shares and 27.3% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 9 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Grupo Financiero Inbursa, S.A.B. de C.V. (“GFI”)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC and AF (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
-0-
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
2,686,412 A Shares and 665,559,820 L Shares (See Item 5)
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
2,686,412 A Shares and 665,559,820 L Shares (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,686,412 A Shares and 665,559,820 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4% of A Shares and 1.1% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
HC
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 10 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inmobiliaria Carso, S.A. de C.V. (“Inmobiliaria Carso”)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
-0-
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
2,698,490,986 L Shares (See Item 5)
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
2,698,490,986 L Shares (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,698,490,986 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.4% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
CO
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 11 of 64 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Trust No. F/0008 (the “Telmex Trust”)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
1,585,224,748 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
-0-
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
1,585,224,748 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
-0-
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,585,224,748 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.6% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
EP
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 12 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Trust No. F/0395 (the “Telnor Trust”)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
40,763,430 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
-0-
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
40,763,430 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
-0-
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
40,763,430 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
EP
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 13 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Fundación Telmex, A.C. (“Fundación Telmex”)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
168,049,532 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
-0-
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
168,049,532 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
-0-
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
168,049,532 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 14 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Fundación Carlos Slim, A.C., formerly known as Fundación Carso, A.C. (“Fundación Carlos Slim” )
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
374,514,510 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
-0-
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
374,514,510 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
-0-
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
374,514,510 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 15 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Instituto Carlos Slim de la Salud, A.C., formerly known as Instituto Carso Salud, A.C. (“Instituto Carlos Slim de la Salud”)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
38,693,200 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
-0-
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
38,693,200 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
-0-
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
38,693,200 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 16 of 24 Pages |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Trust No. F/0126 (the “Control Trust”)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC (See Item 3)
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
México
|
||
NUMBER OF SHARES
|
7
|
SOLE VOTING POWER
13,966,982,674 L Shares (See Item 5)
|
|
BENEFICIALLY OWNED BY
|
8
|
SHARED VOTING POWER
-0-
|
|
EACH REPORTING PERSON
|
9
|
SOLE DISPOSITIVE POWER
13,966,982,674 L Shares (See Item 5)
|
|
WITH
|
10
|
SHARED DISPOSITIVE POWER
-0-
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,966,982,674 L Shares (See Item 5)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
22.9% of L Shares (See Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 17 of 24 Pages |
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
·
|
Carlos Slim Helú purchased 61,025,700 L Shares for an aggregate purchase price of $72,253,218. The funds used to purchase such L Shares were obtained from personal funds.
|
·
|
GFI purchased (i) 724,800 A Shares for an aggregate price of $949,848 and (ii) 47,166,000 L Shares for an aggregate price of $57,552,422. The funds used to purchase such A Shares and L Shares were obtained from the working capital of certain subsidiaries of GFI.
|
·
|
Fundacion Telmex purchased 2,400,000 L Shares for an aggregate purchase price of $2,886,505. The funds used to purchase such L Shares were obtained from the working capital of Fundación Telmex.
|
·
|
Fundación Carlos Slim purchased 6,000,000 L Shares for an aggregate purchase price of $6,777,618. The funds used to purchase such L Shares were obtained from the working capital of Fundación Carlos Slim.
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 18 of 24 Pages |
Item 5.
|
Interest in Securities of the Issuer.
|
A Shares(1)
|
L Shares(2)
|
|||||||
Number |
|
% of Class
|
Number
|
% of Class
|
Carlos Slim Helú(3)
|
2,686,412
|
0.4%
|
18,123,352,200
|
29.7%
|
|||||
Carlos Slim Domit(4)
|
2,686,412
|
0.4%
|
17,505,872,490
|
28.7%
|
|||||
Marco Antonio Slim Domit(5)
|
2,686,412
|
0.4%
|
17,508,193,268
|
28.7%
|
|||||
Patrick Slim Domit(6)
|
2,686,412
|
0.4%
|
17,760,726,754
|
29.1%
|
|||||
María Soumaya Slim Domit(7)
|
2,686,412
|
0.4%
|
16,695,532,378
|
27.3%
|
|||||
Vanessa Paola Slim Domit(8)
|
2,686,412
|
0.4%
|
16,807,826,514
|
27.5%
|
|||||
Johanna Monique Slim Domit(9)
|
2,686,412
|
0.4%
|
16,691,378,534
|
27.3%
|
|||||
GFI(10)
|
2,686,412
|
0.4%
|
665,559,820
|
1.1%
|
|||||
Inmobiliaria Carso(11)
|
-
|
0.0%
|
2,698,490,986
|
4.4%
|
|||||
Telmex Trust(12)
|
-
|
0.0%
|
1,585,224,748
|
2.6%
|
|||||
Telnor Trust(12)
|
-
|
0.0%
|
40,763,430
|
0.1%
|
|||||
Fundación Telmex(12)
|
-
|
0.0%
|
168,049,532
|
0.3%
|
|||||
Fundación Carlos Slim(12)
|
-
|
0.0%
|
374,514,510
|
0.6%
|
|||||
Instituto Carlos Slim de la Salud(12)
|
-
|
0.0%
|
38,693,200
|
0.1%
|
|||||
Control Trust(13)
|
-
|
0.0%
|
13,966,982,674
|
22.9%
|
(1)
|
Based upon 765,644,123 A Shares outstanding as of October 27, 2011, as reported by the Mexican Stock Exchange (Bolsa Mexicana de Valores, S.A. de C.V.). Includes A Shares held in the form of A Share ADSs.
|
(2)
|
Based upon 53,088,523,217 L Shares outstanding as of October 27, 2011, as reported by the Mexican Stock Exchange. Includes L Shares held in the form of L Share ADSs. L Share totals and percentages assume that all of the A Shares and 7,968,872,660 AA Shares (which is the maximum number of AA Shares that can be converted to L Shares) held by the relevant Reporting Persons have been converted into L Shares in accordance with the restrictions set forth in Item 4 of the Schedule 13D.
|
(3)
|
Includes 3,050,988,714 L Shares (assuming conversion, to the extent permitted in accordance with the restrictions set forth in Item 4 of the Schedule 13D, of 866,577,094 AA Shares) owned directly by Carlos Slim Helú and shares owned by the Control Trust, GFI and Inmobiliaria Carso.
|
(4)
|
Includes 2,455,141,910 L Shares (assuming conversion, to the extent permitted in accordance with the restrictions set forth in Item 4 of the Schedule 13D, of 888,210,000 AA Shares) owned directly by Carlos Slim Domit and shares owned by the Control Trust, GFI and Inmobiliaria Carso.
|
(5)
|
Includes 2,458,462,682 L Shares (assuming conversion, to the extent permitted in accordance with the restrictions set forth in Item 4 of the Schedule 13D, of 889,209,994 AA Shares) owned directly by Marco Antonio Slim Domit and shares owned by the Control Trust, GFI and Inmobiliaria Carso.
|
(6)
|
Includes 2,709,996,174 L Shares (assuming conversion, to the extent permitted in accordance with the restrictions set forth in Item 4 of the Schedule 13D, of 888,210,000 AA Shares) owned directly by Patrick Slim Domit and shares owned by the Control Trust, GFI and Inmobiliaria Carso.
|
(7)
|
Includes 756,601,792 L Shares (assuming conversion, to the extent permitted in accordance with the restrictions set forth in Item 4 of the Schedule 13D, of 9,994 AA Shares) owned directly by María Soumaya Slim Domit and shares owned by the Control Trust, GFI and Inmobiliaria Carso.
|
(8)
|
Includes 891,695,928 L Shares (assuming conversion, to the extent permitted in accordance with the restrictions set forth in Item 4 of the Schedule 13D, of 22,809,994 AA Shares) owned directly by Vanessa Paola Slim Domit and jointly with her spouse.
|
(9)
|
Includes 755,847,948 L Shares (assuming conversion, to the extent permitted in accordance with the restrictions set forth in Item 4 of the Schedule 13D, of 3,409,994 AA Shares) owned directly by Johanna Monique Slim Domit and jointly with her spouse.
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 19 of 24 Pages |
(10)
|
Includes shares owned by trusts managed by GFI for the benefit of employees of entities controlled by the Slim Family.
|
(11)
|
Includes shares owned by subsidiaries of Inmobiliaria Carso.
|
(12)
|
Shares disclaimed by the Slim Family.
|
(13)
|
Includes 5,998,110,014 L Shares and 7,968,872,660 AA Shares, which are assumed to have been converted in accordance with the restrictions set forth in Item 4 of the Schedule 13D, held for the benefit of the Slim Family.
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 20 of 24 Pages |
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 21 of 24 Pages |
________________________________ | |
Carlos Slim Helú
|
|
________________________________ | |
Carlos Slim Domit
|
By: /s/ Eduardo Valdés Acra
|
Eduardo Valdés Acra | |
________________________________ | Attorney-in-Fact |
Marco Antonio Slim Domit
|
November 7, 2011
|
________________________________ | |
Patrick Slim Domit
|
|
________________________________ | |
María Soumaya Slim Domit
|
|
________________________________ | |
Vanessa Paola Slim Domit
|
|
________________________________ | |
Johanna Monique Slim Domit
|
|
INMOBILIARIA CARSO, S.A. DE C.V.
|
|
________________________________ | |
By: Eduardo Valdés Acra
|
|
Title: Attorney-in-Fact
|
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 22 of 24 Pages |
GRUPO FINANCIERO
INBURSA, S.A.B. DE C.V.
|
|
________________________________ | |
By: Eduardo Valdés Acra
|
|
Title: Attorney-in-Fact
|
|
BANCO INBURSA S.A.,
INSTITUCION DE BANCA
MULTIPLE, GRUPO FINANCIERO
INBURSA, DIVISION
FIDUCIARIA, AS TRUSTEE
OF TRUST NO. F/0008
|
|
________________________________ | |
By: Eduardo Valdés Acra
|
|
Title: Attorney-in-Fact
|
|
BANCO INBURSA S.A.,
INSTITUCION DE BANCA
MULTIPLE, GRUPO FINANCIERO
INBURSA, DIVISION
FIDUCIARIA, AS TRUSTEE
OF TRUST NO. F/0395
|
|
________________________________ | |
By: Eduardo Valdés Acra
|
|
Title: Attorney-in-Fact
|
|
FUNDACIÓN TELMEX, A.C.
|
|
________________________________ | |
By: Eduardo Valdés Acra
|
|
Title: Attorney-in-Fact
|
|
FUNDACIÓN CARLOS SLIM, A.C.
|
|
________________________________ | |
By: Eduardo Valdés Acra
|
|
Title: Attorney-in-Fact
|
|
INSTITUTO CARLOS SLIM DE LA SALUD, A.C.
|
|
________________________________ | |
By: Eduardo Valdés Acra
|
|
Title: Attorney-in-Fact
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 23 of 24 Pages |
BANCO INBURSA S.A.,
INSTITUCION DE BANCA
MULTIPLE, GRUPO FINANCIERO
INBURSA, DIVISION
FIDUCIARIA, AS TRUSTEE
OF TRUST NO. F/0126
|
|
________________________________ | |
By: Eduardo Valdés Acra
|
|
Title: Attorney-in-Fact
|
CUSIP No. 02364W105 L Share ADSs
02364W204 A Share ADSs
|
13D | Page 24 of 24 Pages |
Reporting Person
|
Type of
Transaction |
Trade Date
|
Number of
A Shares
|
Price per Share
US Dollars
|
|
GFI
|
Purchase
|
08/19/11
|
8,400
|
1.17
|
|
GFI
|
Purchase
|
08/24/11
|
3,800
|
1.19
|
|
GFI
|
Purchase
|
09/26/11
|
100
|
1.09
|