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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHENIERE ENERGY INC 700 MILAM ST. SUITE 1900 HOUSTON, TX 77002 |
X |
/s/ Sean N. Markowitz, General Counsel and Corporate Secretary of Cheniere Energy, Inc. | 05/03/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the Share Purchase and Exchange Agreement, dated as of May 3, 2018, by and between the Reporting Person and Everett Opportunities Master Fund LP, the Reporting Person purchased an aggregate of 1,323,102 shares of the Issuer's Common Shares representing LLC interests ("CQH Shares") in exchange for 632,442 shares of common stock, par value $0.003 per share, of the Reporting Person ("CEI Shares"), representing an exchange ratio of approximately 1 CQH Share for 0.4780 CEI Shares. |
(2) | Pursuant to the Share Purchase and Exchange Agreement, dated as of May 3, 2018, by and between the Reporting Person and Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master IV, L.P., and Anchorage Illiquid Opportunities Offshore Master V, L.P., the Reporting Person purchased an aggregate of 4,706,606 CQH Shares in exchange for 2,249,758 CEI Shares, representing an exchange ratio of approximately 1 CQH Share for 0.4780 CEI Shares. |