npx063011ngf.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05983
The New Germany Fund, Inc.
(Exact name of registrant as specified in charter)
345 Park Avenue
New York, NY 10154
(Address of principal executive offices) (Zip code)
John Millette
Secretary
One Beacon Street
Boston, MA 02108-3106
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-295-1000
Date of fiscal year end: 12/31
Date of reporting period: 7/1/10-6/30/11
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05983
Reporting Period: 07/01/2010 - 06/30/2011
The New Germany Fund Inc.
========================== THE NEW GERMANY FUND INC. ============================
AAREAL BANK AG
Ticker: ARL Security ID: D00379111
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2011
6 Amend Corporate Purpose For For Management
7 Amend Articles Re: Remuneration of For For Management
Supervisory Board
--------------------------------------------------------------------------------
AIXTRON SE
Ticker: AIXA Security ID: D0198L143
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5.1 Elect Wolfgang Blaettchen to the For For Management
Supervisory Board
5.2 Elect Petra Denk to the Supervisory For For Management
Board
5.3 Elect Holger Juergensen to the For For Management
Supervisory Board
5.4 Elect Karl-Hermann Kuklies to the For For Management
Supervisory Board
5.5 Elect Ruediger von Rosen to the For For Management
Supervisory Board
5.6 Elect Kim Schindelhauer to the For For Management
Supervisory Board
6 Approve Remuneration of First For For Management
Supervisory Board of Aixtron SE
7 Amend Articles Re: Remuneration of For For Management
Supervisory Board
8 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2011
9 Approve Creation of EUR 40.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10a Amend Articles Re: Supervisory Board For For Management
Terms
10b Amend Articles Re: Deletion of Obsolete For For Management
Passages
--------------------------------------------------------------------------------
AURUBIS AG
Ticker: NDA Security ID: D10004105
Meeting Date: MAR 03, 2011 Meeting Type: Annual
Record Date: FEB 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009/2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009/2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009/2010
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2010/2011
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Creation of EUR 57.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
AXEL SPRINGER AG
Ticker: SPR Security ID: D76169115
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2011
6 Elect Nicola Leibinger-Kammueller to For For Management
the Supervisory Board
7 Authorize Share Repurchase Program and For Against Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve 1:3 Stock Split; Amend Articles For For Management
Re: Supervisory Board Compensation
9 Amend Articles Re: Electronic For For Management
Participation at General Meeting due to
New German Legislation (Transposition
of EU Shareholder's Rights Directive)
10 Approve Affiliation Agreement with WBV For For Management
Wochenblatt Verlag GmbH
--------------------------------------------------------------------------------
BERTRANDT AG
Ticker: BDT Security ID: D1014N107
Meeting Date: FEB 16, 2011 Meeting Type: Annual
Record Date: JAN 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009/2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009/2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009/2010
5 Authorize Share Repurchase Program and For Against Management
Reissuance or Cancellation of
Repurchased Shares
6 Authorize Use of Financial Derivatives For Against Management
when Repurchasing Shares
7 Amend Articles Re: Age of Supervisory For For Management
Board Members
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2010/2011
--------------------------------------------------------------------------------
BILFINGER BERGER SE
Ticker: GBF Security ID: D11648108
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Remuneration System for For For Management
Management Board Members
6 Approve Remuneration of Supervisory For For Management
Board
7 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2011 and for the Inspection
of the Interim Reports for 2011
8a Elect John Feldmann to the Supervisory For For Management
Board
8b Elect Lone Schroder to the Supervisory For For Management
Board
8c Elect Thomas Pleines to the Supervisory For For Management
Board
8d Elect Udo Stark to the Supervisory For For Management
Board
8e Elect Klaus Truetzschler to the For For Management
Supervisory Board
8f Elect Bernhard Walter to the For For Management
Supervisory Board
8g Elect Peter Thomsen as Alternate For For Management
Supervisory Board Member
9 Amend Articles Re: First Supervisory For For Management
Board of Bilfinger Berger SE
--------------------------------------------------------------------------------
BRENNTAG AG
Ticker: BNR Security ID: D12459109
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.40 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
6 Approve Remuneration System for For For Management
Management Board Members
7 Elect Stephen Clark to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
CELESIO AG
Ticker: CLS1 Security ID: D1497R112
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2011
6 Approve Creation of EUR 65.3 Million For Against Management
Pool of Capital without Preemptive
Rights
7 Amend Articles Re: Allow Electronic For For Management
Voting at the General Meeting
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
6a Elect Siegfried Wolf to the Supervisory For For Management
Board
6b Elect Hans Peters as Alternate For For Management
Supervisory Board Member
--------------------------------------------------------------------------------
DEUTSCHE EUROSHOP AG
Ticker: DEQ Security ID: D1854M102
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify BDO AG as Auditors for Fiscal For For Management
2011
6 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exclusion Preemptive
Rights up to Aggregate Nominal Amount
of EUR 200 Million; Approve Creation of
EUR 10 Million Pool of Capital to
Guarantee Conversion Rights
7 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
DOUGLAS HOLDING AG
Ticker: DOU Security ID: D2290M102
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009/2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009/2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009/2010
5 Approve Remuneration System for For Against Management
Management Board Members
6a Elect Karen Heumann to the Supervisory For For Management
Board
6b Elect Michael Hinderer to the For For Management
Supervisory Board
6c Elect August Oetker to the Supervisory For Against Management
Board
6d Elect Ernst Schroeder to the For Against Management
Supervisory Board
6e Elect Claus-Matthias Boege to the For For Management
Supervisory Board
7 Ratify Susat & Partner oHG as Auditors For For Management
for Fiscal 2010/2011
--------------------------------------------------------------------------------
ELRINGKLINGER AG
Ticker: ZIL2 Security ID: D2462K108
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2011
6 Elect Margarete Haase to the For For Management
Supervisory Board
7 Amend Articles Re: Remuneration of For For Management
Supervisory Board
--------------------------------------------------------------------------------
EUROPEAN AERONAUTIC DEFENCE AND SPACE COMPANY EADS NV
Ticker: EAD Security ID: F17114103
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and General Introductory None None Management
Statements
2.1 Discussion on Company's Corporate None None Management
Governance Structure
2.2 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.3 Receive Financial Statements and Report None None Management
on the Business
3 Discussion of Agenda Items None None Management
4.1 Approve Financial Statements and For For Management
Statutory Reports
4.2 Approve Allocation of Income and For For Management
Dividend of EUR 0.22 per Share
4.3 Approve Discharge of Board of Directors For For Management
4.4 Ratify Ernst & Young Accountants LLP as For For Management
Co-Auditors
4.5 Ratify KPMG Accountants as Co-Auditors For For Management
4.6 Amend Articles For For Management
4.7 Approve Remuneration of Executive and For For Management
Non-Executive Directors
4.8 Grant Board Authority to Issue Shares For For Management
Up To 0.15 Percent of Authorized
Capital and Excluding Preemptive Rights
4.9 Approve Cancellation of Repurchased For For Management
Shares
4.10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Close Meeting None None Management
--------------------------------------------------------------------------------
FIELMANN AG
Ticker: FIE Security ID: D2617N114
Meeting Date: JUL 08, 2010 Meeting Type: Annual
Record Date: JUN 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Approve Increase in Size of Supervisory For For Management
Board to 16 Members
6 Elect Mark Binz, Anton-Wolfgang von For Against Management
Faber-Castell, Hans-Georg Frey, Joachim
Oltersdorf, Marie-Christine Ostermann,
Hans-Joachim Priester, Pier Righi, and
Stefan Wolf as Supervisory Board
Members (Bundled)
7 Approve Remuneration of Supervisory For For Management
Board
8 Ratify Susat & Partner as Auditors for For For Management
Fiscal 2010
9 Amend Articles Re: Convocation of, For For Management
Registration for, Voting Rights
Representation at, Audio/Video
Transmission of General Meeting due to
New German Legislation (Transposition
of EU Shareholder's Rights Directive)
--------------------------------------------------------------------------------
FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE
Ticker: FRA Security ID: D3856U108
Meeting Date: JUN 01, 2011 Meeting Type: Annual
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KPMG as Auditors for Fiscal 2011 For For Management
6.1 Elect Margarete Haase to the For For Management
Supervisory Board
6.2 Elect Stefan Lauer to the Supervisory For For Management
Board
6.3 Elect Klaus-Dieter Scheurle to the For Against Management
Supervisory Board
7 Amend Articles Re: Postal Voting For For Management
--------------------------------------------------------------------------------
FREENET AG
Ticker: FNTN Security ID: D3689Q134
Meeting Date: JUL 06, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal
2009(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.20 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2010
6 Approve Remuneration System for For Against Management
Management Board Members
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Amend Articles Re: Convocation of, For For Management
Registration for, Participation in,
Video/Audio Transmission of, Electronic
Voting at General Meeting due to New
German Legislation (Transposition of EU
Shareholder's Rights Directive)
--------------------------------------------------------------------------------
GEA GROUP AG
Ticker: G1A Security ID: D28304109
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.40 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
6 Approve Remuneration System for For Against Management
Management Board Members
7.1 Reelect Juergen Heraeus to the For For Management
Supervisory Board
7.2 Reelect Dieter Ammer to the Supervisory For For Management
Board
7.3 Reelect Ahmad Bastaki to the For For Management
Supervisory Board
7.4 Reelect Hartmut Eberlein to the For For Management
Supervisory Board
7.5 Reelect Helmut Perlet to the For For Management
Supervisory Board
7.6 Elect Jean Spence to the Supervisory For For Management
Board
8 Approve Spin-Off and Takeover Agreement For For Management
with GEA Heat Exchangers GmbH
9 Change Location of Registered Office For For Management
Headquarters to Duesseldorf, Germany
10 Approve Increase in Remuneration of For For Management
Supervisory Board
--------------------------------------------------------------------------------
GILDEMEISTER AG
Ticker: GIL Security ID: D2825P117
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
--------------------------------------------------------------------------------
HANNOVER RUECKVERSICHERUNG AG
Ticker: HNR1 Security ID: D3015J135
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Amend Articles Re: Electronic and For For Management
Postal Voting
6 Approve Remuneration of Supervisory For For Management
Board
7 Elect Andrea Pollak to the Supervisory For For Management
Board
8 Approve Issuance of Warrants/Bonds with For Against Management
Warrants Attached/Convertible Bonds
with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 500 Million
9 Approve Issuance of Participation Bonds For Against Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
10 Approve Issuance of Participation For Against Management
Rights with Warrants
Attached/Convertible Bonds with Partial
Exclusion of Preemptive Rights up to
Aggregate Nominal Amount of EUR 500
Million
11 Approve Creation of EUR 60.3 Million For Against Management
Pool of Capital to Guarantee Conversion
Rights
12 Approve Amendments to Affiliation For For Management
Agreement with Hannover Life Re AG
--------------------------------------------------------------------------------
HOCHTIEF AG
Ticker: HOT Security ID: D33134103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2011
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1
Billion; Approve Creation of EUR 42.9
Million Pool of Capital to Guarantee
Conversion Rights
9 Approve Creation of EUR 23.3 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10a Elect Yousuf Al Hammadi to the For Against Management
Supervisory Board
10b Elect angel Altozano to the Supervisory For Against Management
Board
10c Elect Detlef Bremkamp to the For Against Management
Supervisory Board
10d Elect Hans-Peter Keitel to the For Against Management
Supervisory Board
10e Elect Heinrich v. Pierer to the For For Management
Supervisory Board
10f Elect Wilhelm Simson to the Supervisory For For Management
Board
10g Elect Marcelino Fernandez to the For Against Management
Supervisory Board
10h Elect Manfred Wennemer to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
KLOECKNER & CO SE
Ticker: KCO Security ID: D40376101
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5a Reelect Michael Rogowski to the For For Management
Supervisory Board
5b Elect Hauke Stars to the Supervisory For For Management
Board
5c Reelect Dieter Vogel to the Supervisory For For Management
Board
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
7 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 750 Million
8 Approve Creation of EUR 33.3 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Amendment to Share Issuance For For Management
Authorization Adopted at 2010 AGM
10 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
LANXESS AG
Ticker: LXS Security ID: D5032B102
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2011
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 2 Billion; Approve Creation of
EUR 16.6 Million Pool of Capital to
Guarantee Conversion Rights
8 Amend Articles Re: Remuneration of For For Management
Supervisory Board
--------------------------------------------------------------------------------
LOEWE AG
Ticker: LOE Security ID: D5056G128
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify Abstoss & Wolters OHG as For For Management
Auditors for Fiscal 2011
6 Approve Remuneration System for For Against Management
Management Board Members
7.1 Elect Axel Berger to the Supervisory For For Management
Board
7.2 Elect Rainer Hecker to the Supervisory For For Management
Board
7.3 Elect Gerhard Heinrich to the For For Management
Supervisory Board
7.4 Elect Soenke Mehrgardt to the For For Management
Supervisory Board
7.5 Elect Dorothee Ritz to the Supervisory For For Management
Board
7.6 Elect Michael Witzel to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
M.A.X. AUTOMATION AG
Ticker: MXH Security ID: D5283Q105
Meeting Date: JUN 20, 2011 Meeting Type: Annual
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Remuneration System for For Against Management
Management Board Members
6 Authorize Issuance of Investment For For Management
Certificates up to Aggregate Nominal
Value of EUR 25 Million
7 Elect Frank Stangenberg-Haverkamp to For For Management
the Supervisory Board
8 Ratify Ebner Stolz Moenning Bachem GmbH For For Management
& Co. KG as Auditors for Fiscal 2011
--------------------------------------------------------------------------------
MTU AERO ENGINES HOLDING AG
Ticker: MTX Security ID: D5565H104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify Deloitte & Touche as Auditors For For Management
for Fiscal 2011
6 Approve Creation of EUR 15.6 Million For For Management
Pool of Capital with Preemptive Rights
7 Approve Creation of EUR 5.2 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
PFEIFFER VACUUM TECHNOLOGY AG
Ticker: PFV Security ID: D6058X101
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2011
6 Approve Remuneration System for For Against Management
Management Board Members
7 Amend Articles Re: Remuneration of For For Management
Supervisory Board
8 Approve Creation of EUR 12.6 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9.1 Reelect Michael Oltmanns to the For For Management
Supervisory Board
9.2 Reelect Goetz Timmerbeil to the For For Management
Supervisory Board
9.3 Reelect Wilfried Glaum to the For For Management
Supervisory Board
9.4 Reelect Wolfgang Lust to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
PSI AG
Ticker: PSAN Security ID: D6230L173
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.23 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2011
6a Reelect Rolf Windmoeller to the For For Management
Supervisory Board
6b Reelect Wilfried Goetze to the For For Management
Supervisory Board
6c Reelect Bernd Haus to the Supervisory For For Management
Board
6d Elect Karsten Trippel to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
PUMA AG RUDOLF DASSLER SPORT
Ticker: PUM Security ID: D62318148
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
6 Approve Change of Corporate form to For For Management
Societas Europaea (SE)
--------------------------------------------------------------------------------
QIAGEN NV
Ticker: QIA Security ID: N72482107
Meeting Date: JUN 30, 2011 Meeting Type: Annual
Record Date: JUN 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Report of Supervisory Board None None Management
(Non-Voting)
4 Adopt Financial Statements For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8a Reelect Detlev Riesner to Supervisory For For Management
Board
8b Reelect Werner Brandt to Supervisory For For Management
Board
8c Reelect Metin Colpan to Supervisory For For Management
Board
8d Reelect Erik Hornnaess to Supervisory For For Management
Board
8e Reelect Vera Kallmeyer to Supervisory For For Management
Board
8f Reelect Manfred Karobath to Supervisory For For Management
Board
8g Reelect Heino von Prondzynski to For For Management
Supervisory Board
8h Reelect Elizabeth E. Tallett to For For Management
Supervisory Board
9a Reelect Peer Schatz to Executive Board For For Management
9b Reelect Roland Sackers to Executive For For Management
Board
9c Reelect Joachim Schorr to Executive For For Management
Board
9d Reelect Bernd Uder to Executive Board For For Management
10 Ratify Ernst and Young as Auditors For For Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Amend Articles Re: Legislative Changes For For Management
13 Allow Questions None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
RHEINMETALL AG
Ticker: RHM Security ID: D65111102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Remuneration System for For For Management
Management Board Members
6a Elect Detlef Moog to the Supervisory For For Management
Board
6b Elect Toni Wicki to the Supervisory For For Management
Board
7 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
--------------------------------------------------------------------------------
SALZGITTER AG
Ticker: SZG Security ID: D80900109
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.32 per Share
3 Approve Discharge of Management Board For Against Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For Against Management
for Fiscal 2010
5 Elect Hartmut Moellring to the For For Management
Supervisory Board
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2011
--------------------------------------------------------------------------------
SGL CARBON SE
Ticker: SGL Security ID: D6949M108
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2011
6 Elect Edwin Eichler to the Supervisory For For Management
Board
7 Approve Creation of EUR 5.1 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
8 Amend Articles Re: Individual Share For For Management
Certificates; Remuneration for Members
of the Strategy and Technology
Committee of the Supervisory Board
--------------------------------------------------------------------------------
SOFTWARE AG
Ticker: SOW Security ID: D7045M133
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify BDO AG as Auditors for Fiscal For For Management
2011
6 Approve Cancellation of Capital For For Management
Authorization
7 Approve 1:3 Stock Split For For Management
8 Approve Creation of EUR 43.1 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Spin-Off and Takeover Agreement For For Management
with IDS Scheer Consulting GmbH
--------------------------------------------------------------------------------
SOLARWORLD AG
Ticker: SWV Security ID: D7045Y103
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAY 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.19 per Share
3 Approve Discharge of Management Board For Against Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For Against Management
for Fiscal 2010
5 Approve Remuneration of Supervisory For For Management
Board in the Amount of EUR X
6 Ratify BDO AG as Auditors for Fiscal For For Management
2011
7 Amend Affiliation Agreements with For For Management
Deutsche Solar GmbH and Sunicon GmbH
8 Approve Affiliation Agreements with For For Management
SolarWorld Solicium GmbH
--------------------------------------------------------------------------------
SYMRISE AG
Ticker: SY1 Security ID: D827A1108
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
6a Elect Michael Becker to the Supervisory For For Management
Board
6b Elect Horst-Otto Gerberding to the For For Management
Supervisory Board
6c Elect Peter Grafoner to the Supervisory For For Management
Board
6d Elect Hans-Heinrich Guertler to the For For Management
Supervisory Board
6e Elect Andrea Pfeifer to the Supervisory For For Management
Board
6f Elect Thomas Rabe to the Supervisory For For Management
Board
7 Approve Creation of EUR 23 Million Pool For For Management
of Capital without Preemptive Rights
8 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
TOGNUM AG
Ticker: TGM Security ID: D836B5109
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
6 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
TOM TAILOR HOLDING AG
Ticker: TTI Security ID: D83837100
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2010
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
4 Ratify Ebner Stolz Moenning Bachem GmbH For For Management
& Co. KG as Auditors for Fiscal 2011
--------------------------------------------------------------------------------
UNITED INTERNET AG
Ticker: UTDI Security ID: D8542B125
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.20 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2011 and for the Inspection
of the Interim Reports for 2011
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8 Approve Creation of EUR 112.5 Million For Against Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
WACKER CHEMIE AG
Ticker: WCH Security ID: D9540Z106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.20 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KMPG as Auditors for Fiscal 2011 For For Management
6 Approve Affiliation Agreement with For For Management
Wacker-Chemie Achte Venture GmbH
7 Amend Articles Re: Remuneration of For For Management
Supervisory Board
--------------------------------------------------------------------------------
WINCOR NIXDORF AG
Ticker: WIN Security ID: D9695J105
Meeting Date: JAN 24, 2011 Meeting Type: Annual
Record Date: JAN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009/2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009/2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009/2010
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2010/2011
6a Reelect Alexander Dibelius to the For For Management
Supervisory Board
6b Elect Hans-Ulrich Holdenried to the For For Management
Supervisory Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The New Germany Fund, Inc.
By (Signature and Title) /s/W. Douglas Beck
W. Douglas Beck, Chief Executive Officer and President
Date 8/18/11