1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
Â
(1)
|
04/01/2013 |
Common Stock
|
7,200
|
$
21.8
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(1)
|
04/03/2012 |
Common Stock
|
8,000
|
$
22.47
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(1)
|
09/29/2013 |
Common Stock
|
10,000
|
$
27
|
D
|
Â
|
Restricted Stock Units
|
Â
(2)
|
Â
(2)
|
Common Stock
|
58,747
|
$
(3)
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(4)
|
12/19/2018 |
Common Stock
|
25,000
|
$
8.01
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(5)
|
11/07/2018 |
Common Stock
|
50,000
|
$
8.56
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(6)
|
04/05/2018 |
Common Stock
|
50,780
|
$
40.87
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These stock options are fully vested. |
(2) |
These restricted stock units vest as follows: 4,914 units vest on 4/10/2012; 10,558 units vest on 5/2/2012; 9,137 units vest on 4/5/2013; 25,000 units vest on 3/25/2014; and 9,138 units vest on 4/5/2015. |
(3) |
Each restricted stock unit represents a contingent right to receive one share of WSM common stock. |
(4) |
These stock appreciation rights will vest in two equal parts on 12/19/2011 and 12/19/2012. |
(5) |
These stock appreciation rights will vest in two equal parts on 11/7/2011 and 11/7/2012. |
(6) |
These stock appreciation rights will vest in four equal parts on 4/5/2012, 4/5/2013, 4/5/2014, and 4/5/2015. |