1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to Buy)
|
Â
(1)
|
01/01/2019 |
Common Stock
|
45,833
|
$
1
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(2)
|
11/09/2019 |
Common Stock
|
209,000
|
$
1.75
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(3)
|
12/21/2019 |
Common Stock
|
20,000
|
$
2.2
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(4)
|
02/26/2020 |
Common Stock
|
14,388
|
$
4.95
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(5)
|
09/26/2020 |
Common Stock
|
90,000
|
$
4.95
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Of the options (i) one-third vested on January 1, 2010, and (ii) the rest vest monthly in equal increments over a 24-month period, subject to continued employment on each applicable vesting date. |
(2) |
The options vest quarterly in equal increments over a three-year period with the first vesting date being November 9, 2009, subject to continued employment on each applicable vesting date. |
(3) |
Of the options, one-third will vest each December 21st over a three-year period with the first vesting date being December 21, 2010, subject to continued employment on each applicable vesting date. |
(4) |
The options vest monthly in equal increments over a 12-month period, with the first vesting date being February 11, 2011, subject to continued employment on each applicable vesting date. |
(5) |
Of the options, one-third will vest each January 1st over a three-year period with the first vesting date being January 1, 2011, subject to continued employment on each applicable vesting date. |