|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Cumulative Convertible Preferred Stock | $ 20.495 | 01/05/2010 | S | 125,783 | 03/12/2009 | 03/12/2009(2) | Class A Common Stock | 306,862 | $ 15 | 243,962 | I | See footnote (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KING LUTHER CAPITAL MANAGEMENT CORP 301 COMMERCE SUITE 1600 FORT WORTH, TX 76102 |
X | |||
LKCM Private Discipline Master Fund, SPC PO BOX 309GT UGLAND HOUSE, SOUTH CHURCH STREET GRAND CAYMAN, E9 00000 |
X | |||
King Luther Jr 301 COMMERCE STREET SUITE 1600 FORT WORTH, TX 76102 |
X | |||
King John Bryan 301 COMMERCE STREET SUITE 1600 FORT WORTH, TX 76102 |
X |
J. Bryan King, for Luther King Capital Management Corporation | 01/06/2010 | |
**Signature of Reporting Person | Date | |
J. Bryan King, for LKCM Private Discipline Master Fund, SPC | 01/06/2010 | |
**Signature of Reporting Person | Date | |
J. Luther King, Jr. | 01/06/2010 | |
**Signature of Reporting Person | Date | |
J. Bryan King | 01/06/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents securities held by LKCM Private Discipline Master Fund, SPC (Master Fund). LKCM Private Discipline Management, L.P. (PD Management) holds all of the management shares of Master Fund. LKCM Alternative Management, LLC (PD Alternative) is the general partner of PD Management. J. Luther KIng, Jr. and J. Bryan King are controlling members of PD Alternative. Luther King Capital Management Corporation (LKCM) is the investment manager for Master Fund, and J. Luther King, Jr. is a controlling shareholder of LKCM. Each of the filing persons hereby expressly disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that any such filing person is the beneficial owner of the securities reported herein for purposes of the Securities Exchange Act of 1934, as amended. |
(2) | Not applicable. |