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1
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NAME OF REPORTING PERSON
Lynrock Lake LP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
2,326,734
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
2,326,734
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,326,734
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.9% (1)
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12
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TYPE OF REPORTING PERSON
PN, IA
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1
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NAME OF REPORTING PERSON
Lynrock Lake Partners LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
2,326,734
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
2,326,734
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,326,734
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.9% (1)
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12
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TYPE OF REPORTING PERSON
OO, HC
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1
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NAME OF REPORTING PERSON
Cynthia Paul
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
2,326,734
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
2,326,734
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||
8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,326,734
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||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.9% (1)
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12
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TYPE OF REPORTING PERSON
IN, HC
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ITEM 1(a).
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NAME OF ISSUER:
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Allot Ltd. (the "Issuer")
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ITEM 1(b).
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ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
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22 Hanagar Street
Neve Ne'eman Industrial Zone B
Hod-Hasharon 45240
Israel
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ITEM 2(a).
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NAME OF PERSON FILING:
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Lynrock Lake LP
Lynrock Lake Partners LLC
Cynthia Paul
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ITEM 2(b).
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ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
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2 International Drive, Suite 130
Rye Brook, NY 10573
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ITEM 2(c).
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CITIZENSHIP:
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Lynrock Lake LP – Delaware
Lynrock Lake Partners LLC – Delaware
Cynthia Paul – United States
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ITEM 2(d).
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TITLE OF CLASS OF SECURITIES:
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Ordinary Shares, par value ILS 0.10 per share ("Ordinary Shares")
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ITEM 2(e).
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CUSIP NUMBER:
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M0854Q105
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ITEM 3.
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IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A:
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(a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c);
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(b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
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(e) [X] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
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(f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
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(g) [X] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
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(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3);
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(j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J);
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(k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K).
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ITEM 4.
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OWNERSHIP:
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned:
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Lynrock Lake LP – 2,326,734
Lynrock Lake Partners LLC – 2,326,734
Cynthia Paul – 2,326,734
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(b)
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Percent of class:
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Lynrock Lake LP – 6.9%
Lynrock Lake Partners LLC – 6.9%
Cynthia Paul – 6.9%
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(c)
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Number of shares as to which the person has:
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(i) Sole power to vote or to direct the vote:
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Lynrock Lake LP – 2,326,734
Lynrock Lake Partners LLC – 2,326,734
Cynthia Paul – 2,326,734
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(ii) Shared power to vote or to direct the vote:
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Lynrock Lake LP – 0
Lynrock Lake Partners LLC – 0
Cynthia Paul – 0
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(iii) Sole power to dispose or to direct the disposition of:
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Lynrock Lake LP – 2,326,734
Lynrock Lake Partners LLC – 2,326,734
Cynthia Paul – 2,326,734
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(iv) Shared power to dispose or to direct the disposition of:
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Lynrock Lake LP – 0
Lynrock Lake Partners LLC – 0
Cynthia Paul – 0
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As of December 31, 2018, Lynrock Lake Master Fund LP ("Lynrock Lake Master") directly held 2,326,734 shares of the Issuer's Ordinary Shares. Lynrock
Lake LP (the "Investment Manager") is the investment manager of Lynrock Lake Master, and pursuant to an investment management agreement, the Investment Manager has been delegated full voting and investment power over securities of the
Issuer held by Lynrock Lake Master. Cynthia Paul, the Chief Investment Officer of the Investment Manager and Sole Member of Lynrock Lake Partners LLC, the general partner of the Investment Manager, may be deemed to exercise voting and
investment power over securities of the Issuer held by Lynrock Lake Master.
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ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following [ ].
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ITEM 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
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As disclosed in Item 4 of this Schedule 13G, as of December 31, 2018, Lynrock Lake Master directly held 2,326,734 shares of the Issuer's Ordinary
Shares. Certain feeder funds that invest in Lynrock Lake Master may have the right to receive dividends from, and proceeds from, the sale of the Ordinary Shares directly held by Lynrock Lake Master.
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ITEM 7.
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
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Not applicable.
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ITEM 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
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Not applicable.
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ITEM 9.
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NOTICE OF DISSOLUTION OF GROUP:
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Not applicable.
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ITEM 10.
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CERTIFICATION:
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LYNROCK LAKE LP
By: Lynrock Lake Partners, LLC,
its general partner
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By:
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/s/ Cynthia Paul
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Name:
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Cynthia Paul
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Title:
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Sole Member
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LYNROCK LAKE PARTNERS LLC | |||
By:
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/s/ Cynthia Paul | ||
Name:
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Cynthia Paul | ||
Title: | Sole Member | ||
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/s/ Cynthia Paul
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CYNTHIA PAUL
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LYNROCK LAKE LP
By: Lynrock Lake Partners LLC,
its general partner
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By: |
/s/ Cynthia Paul
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Name: | Cynthia Paul | ||
Title: | Sole Member | ||
LYNROCK LAKE PARTNERS LLC | |||
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By:
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/s/ Cynthia Paul
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Name:
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Cynthia Paul
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Title:
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Sole Member
|
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|
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/s/ Cynthia Paul
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CYNTHIA PAUL
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