UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 19, 2004
DELCATH SYSTEMS, INC.
(Exact name of registrant as specified in its charter)
Delaware 001-16133 06-1245881
(State or other jurisdiction of (Commission File (IRS Employer
incorporation) Number) Identification No.)
1100 Summer Street, Stamford, Connecticut 06905
(Address of principal executive offices and zip code)
Registrant's telephone number, including area code: (203) 323-8668
N/A
(Former name or former address, if changes since last report)
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Item 5. Other Events and Regulation FD Disclosure
On March 22, 2004, Delcath Systems, Inc. (the "Company") issued a press
release relating to the completion by it of a private placement of common stock
and warrants pursuant to agreements dated as of March 19, 2004. The Company's
press release dated March 22, 2004 is incorporated herein by reference and filed
as an exhibit hereto.
Item 7. Financial Statements and Exhibits.
(a) Not applicable
(b) Not applicable.
(c) Exhibits:
Exhibit Description
------- -----------
4 Form of Warrant to Purchase Shares of Common Stock issued
pursuant to the Common Stock Purchase Agreement dated as of
March 19, 2004.
10.1 Common Stock Purchase Agreement dated as of March 19, 2004 by
and among Delcath Systems, Inc. and the Purchasers Listed on
Exhibit A thereto.
10.2 Registration Rights Agreement dated as of March 19, 2004 by
and among Delcath Systems, Inc. and the Purchasers Listed on
Schedule I thereto.
19 Press Release dated March 22, 2004 of Delcath Systems, Inc.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
DELCATH SYSTEMS, INC.
By: /s/ M. S. KOLY
-------------------------------------
M. S. Koly
President and Chief Executive Officer
Date: March 22, 2004
EXHIBIT INDEX
Exhibit Description
------- -----------
4 Form of Warrant to Purchase Shares of Common Stock issued
pursuant to the Common Stock Purchase Agreement dated as of
March 19, 2004.
10.1 Common Stock Purchase Agreement dated as of March 19, 2004 by
and among Delcath Systems, Inc. and the Purchasers Listed on
Exhibit A thereto.
10.2 Registration Rights Agreement dated as of March 19, 2004 by
and among Delcath Systems, Inc. and the Purchasers Listed on
Schedule I thereto.
19 Press Release dated March 22, 2004 of Delcath Systems, Inc.