1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(4)
|
04/13/2017 |
Class A Common Stock
|
20,000
|
$
9.26
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
03/26/2018 |
Class A Common Stock
|
18,000
|
$
9.54
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(6)
|
03/31/2019 |
Class A Common Stock
|
18,000
|
$
6.43
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(7)
|
03/31/2021 |
Class A Common Stock
|
18,000
|
$
10.63
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 9,460 restricted shares of Class A Common Stock granted on February 14, 2014 of which one-third vest annually on February 14, 2017, 2018 and 2019, and 4,500 restricted shares of Class A Common Stock granted on September 16, 2014, of which one-third vest annually on March 31, 2016, 2017 and 2018. |
(2) |
The units represent interests in the CENT Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENT stock and cash. |
(3) |
The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash. |
(4) |
Options were granted on April 13, 2011 of which 12,800 shares are vested and exercisable, 3,200 shares will vest and be exercisable on March 13, 2017 and 4,000 shares are subject to the satisfaction of performance conditions. |
(5) |
Options were granted on March 26, 2012 of which 13,500 shares are vested and exercisable and the remaining 4,500 shares will vest and be exercisable on March 26, 2016. |
(6) |
Options were granted on August 12, 2013 of which 9,000 shares are vested and exercisable and the remaining 9,000 shares will vest and be exercisable as follows: 4,500 shares on March 31, 2016 and 4,500 shares on March 31, 2017. |
(7) |
Options were granted on April 16, 2015. One-fourth (i.e. 4,500) of the total shares will vest on March 31, 2016, 2017, 2018 and 2019, respectively. |