UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (Right to Buy) | 03/05/2014 | 02/15/2015 | Common Stock | 5,839 | $ 7.84 | D | Â |
Stock Options (Right to Buy) | Â (1) | 04/09/2020 | Common Stock | 30,000 | $ 7.16 | D | Â |
Restricted Stock Rights | Â (2) | Â (2) | Common Stock | 12,000 | $ 8.47 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McGowan Kevin J 471 BRIGHTON DRIVE BLOOMINGDALE, IL 60108 |
 |  |  VP Finance & Corp Controller |  |
by Michelle Henry, Atty-in-Fact | 03/17/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The service-based restricted stock options will vest in four equal annual installments. The initial vesting on April 15, 2014 and then annually concluding on February 11, 2017. |
(2) | Restricted share award under the issuer's Long-Term Incentive Plan for 2014. Refer to page 5 of the 8K filed March 10, 2014 under the heading "Adoption of 2014 Long-Term Incentive Plan" for details related to the vesting of the award. |