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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase Common Stock | $ 7.17 | 10/28/2009 | A | 2,041 | 10/28/2010(4) | 10/28/2016 | Common Stock | 2,041 | (2) | 2,041 | D | ||||
Option to Purchase Common Stock | $ 7.66 | 06/02/2009(4) | 06/02/2015 | Common Stock | 3,704 | 3,704 | D | ||||||||
Option to Purchase Common Stock | $ 20.35 | 05/25/2008(4) | 05/25/2014 | Common Stock | 1,284 | 1,284 | D | ||||||||
Option to Purchase Common Stock | $ 21.5 | 05/25/2007(4) | 05/25/2013 | Common Stock | 1,208 | 1,208 | D | ||||||||
Option to Purchase Common Stock | $ 14 | 11/11/2007(5) | 11/10/2013 | Common Stock | 5,000 | 5,000 | D | ||||||||
Option to Purchase Common Stock | $ 16.01 | 05/26/2005(6) | 05/25/2014 | Common Stock | 1,500 | 1,500 | D | ||||||||
Option to Purchase Common Stock | $ 19.78 | 05/26/2006(4) | 05/25/2012 | Common Stock | 1,161 | 1,161 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CALAMARI JOHN C/O MARLIN BUSINESS SERVICES CORP. 300 FELLOWSHIP ROAD MOUNT LAUREL, NJ 08054 |
X |
/s/ George D. Pelose Attorney in Fact | 10/30/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents grant of restricted stock as part of the Company's Director compensation plan. The restrictions on these shares shall lapse upon the earlier of (i) seven years from the grant date and (ii) six months following the Director's termination of Board service. |
(2) | N/A |
(3) | Includes a total of 11,239 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed. |
(4) | Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options cliff vest on the first anniversary of the grant date. |
(5) | Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting. The options vest 25% per year beginning on the first anniversary of the date of grant. |
(6) | Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options vest in equal quarterly installments over the one year vesting period. |