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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McDonough Thomas M C/O SOURCEFIRE, INC. 9770 PATUXENT WOODS DRIVE COLUMBIA, MD 21046 |
President and COO |
/s/ Todd P. Headley, attorney-in-fact | 04/08/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This grant was approved by the issuer's board of directors on February 26, 2008, subject to the officer's execution of a restricted stock award agreement and the payment of a purchase price equal to $0.001 per share, which occurred on April 4, 2008. |
(2) | The shares underlying this restricted stock award will vest in three equal annual installments beginning on February 26, 2009, subject to the officer's continuous service with the issuer as of the vesting date. |
(3) | The shares underlying this restricted stock award are eligible for vesting in four equal annual installments beginning on February 26, 2009, the anniversary of February 26, 2008 (the "Vesting Commencement Date"). Subject to the officer's continuous service with the issuer as of such date, the number of shares eligible for vesting on each vesting date will vest upon the issuer's meeting or exceeding certain annual financial objectives set by the issuer's compensation committee for such year. In the event the financial objectives for a particular year are not achieved, the shares that otherwise would have vested at the end of such year will vest on February 26, 2013, the fifth anniversary of the Vesting Commencement Date, subject to the officer's continuous service with the issuer as of such date. |
(4) | Shares are held by The Revocable Trust of Thomas Michael McDonough u/a July 19, 2005, Thomas M. McDonough, Trustee. The reporting person has voting and investment control with respect to the shares held by the trust. |