1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
05/25/2015 |
Common Stock
|
60,000
|
$
12.92
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
08/17/2014 |
Common Stock
|
103,000
|
$
2.8
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
01/29/2014 |
Common Stock
|
10,000
|
$
2.8
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(5)
|
01/29/2014 |
Common Stock
|
5,000
|
$
2.8
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(6)
|
09/07/2013 |
Common Stock
|
205,715
|
$
2.8
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
25% of the shares of restricted common stock will vest yearly from May 26, 2005, such that 100% of the shares will be fully vested on May 26, 2009. |
(2) |
25% of the shares subject to the option will vest on the first anniversary date of May 26, 2005, and 1/36th of the remaining shares subject to the option will vest each month thereafter, such that 100% of the shares subject to the option will be fully vested on May 26, 2009. |
(3) |
25% of the shares subject to the option will vest on the first anniversary date of August 18, 2004, and 1/36th of the remaining shares subject to the option will vest each month thereafter, such that 100% of the shares subject to the option will be fully vested on August 18, 2008. |
(4) |
100% of the shares subject to the option are fully vested and exercisable. |
(5) |
25% of the shares subject to the option will vest on the first anniversary date of January 1, 2004, and 1/36th of the remaining shares subject to the option will vest each month thereafter, such that 100% of the shares subject to the option will be fully vested on January 1, 2008. |
(6) |
An option to purchase 285,000 shares of common stock was originally granted and Mr. Passione has exercised his option to purchase 79,285 of such shares. 25% of the originally granted shares subject to the option will vest on the first anniversary date of September 8, 2003, and 1/36th of the remaining shares subject to the option will vest each month thereafter, such that 100% of the shares subject to the option will be fully vested on September 8, 2007. |