First Albany Companies Inc. 8-K 10/30/2006
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
____________
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 or 15 (d) OF THE
SECURITES
EXCHANGE ACT of 1934
October
30, 2006
(Date
of
Report - date of earliest event reported)
First
Albany Companies Inc.
(Exact
name of registrant as specified in its charter)
New
York 0-14140 22-2655804
(State of Other Jurisdiction of Incorporation)
(Commission File Number)(IRS Employer Identification
No.)
677
Broadway, Albany, New York
12207
(Address
of Principal Executive Offices) (Zip
Code)
(518)
447-8500
(Registrant’s
telephone number, including area code)
_____________________________________________________________________________
(Former
Name or Former Address, if Changed Since Last Report)
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c)under the Exchange Act (17 CFR
240.13e-4(c))
Item
2.02 Results
of Operations and Financial Condition
On
October 30, 2006, First Albany Companies Inc. (the “Company”) issued a press
release announcing the Company’s results for the quarter ended September 30,
2006. A copy of the press release is furnished with this Form 8-K as exhibit
99.1.
Item
9.01 Financial Statements Pro Forma Financial Information and
Exhibits.
(c)
Exhibits.
Exhibit
99.1 - Press Release of First Albany Companies Inc. dated October 30,
2006
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
First
Albany
Companies Inc.
Dated:
10/30/2006 /s/
Brian Coad
Brian
Coad
Chief
Financial Officer